JRO - Nuveen Floating Rate Income Opportunity Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	26	1	1	2	6	12	21	7
P	%wins				96	85	73	79	74	61	78
S	%ret	1	6	10	0	-1	-1	6	10	11	4
S	%wins				50	90	60	13	13	43	45

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/13/22 13:27	5/13/22	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	8.43	0	5	11	52	D
2/25/22 12:17	2/25/22	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	48	9.70	0	5	12	47	D
5/13/21 10:41	5/10/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-546	9.54	0	-57	-1	4,073	I
5/10/21 10:16	5/6/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-226	9.60	0	-23	-1	4,130	I
5/3/21 11:39	4/29/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-20	9.40	0	-2	0	4,154	I
4/29/21 11:13	4/27/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-794	9.41	0	-84	-2	4,156	I
4/27/21 14:09	4/23/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-161	9.46	0	-17	0	4,240	I
4/23/21 12:25	4/21/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-744	9.45	0	-79	-2	4,257	I
4/21/21 10:59	4/16/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-606	9.51	0	-64	-1	4,336	I
4/16/21 14:40	4/14/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-279	9.52	0	-29	-1	4,400	I
4/14/21 09:51	4/12/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-387	9.56	0	-40	-1	4,429	I
4/12/21 12:09	4/8/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-231	9.59	0	-24	-1	4,469	I
4/8/21 07:51	4/7/21	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	48	9.58	0	5	14	42	D
11/20/20 11:39	10/28/20	JRO	Fund	CEF	Closed-End Funds	Knights of Columbus	CT	T		S.m	-2,147,484	100.00	0	-45,000	-100	0	D
10/6/20 10:38	10/2/20	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,300	8.29	0	157	4	4,493	I
10/2/20 09:52	9/30/20	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	510	8.22	0	62	1	4,336	I
9/30/20 13:46	9/29/20	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	90	8.19	0	11	0	4,274	I
8/25/20 17:18	3/31/20	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	37	7.37	0	5	16	37	D
4/1/20 17:39	3/30/20	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	7.02	0	3	10	32	D
3/27/20 16:24	3/25/20	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	13	6.65	0	2	8	29	D
3/26/20 17:41	3/24/20	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	15	6.04	0	3	10	27	D
1/8/19 17:40	1/4/19	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	19	9.44	0	2	9	24	D
10/5/18 15:13	10/3/18	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	10.27	0	2	10	22	D
8/8/18 14:46	8/7/18	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	20	10.22	0	2	11	20	D
7/19/18 16:22	7/17/18	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	61	10.21	0	6	49	18	D
12/19/17 12:07	12/15/17	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	S	-435	11.27	0	-39	-81	9	D
7/31/17 18:10	7/27/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-142	11.80	0	-12	-50	12	D
7/21/17 15:57	7/12/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-121	11.64	0	-10	-25	32	D
7/17/17 18:15	7/13/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-89	11.67	0	-8	-18	34	D
7/5/17 14:21	6/30/17	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	99	11.55	0	9	22	47	D
4/10/17 16:41	4/6/17	JRO	Fund	CEF	Closed-End Funds	Nuveen Fund Advisors, LLC	IL	H	other	S	-81	11.62	2	-7	-100	0	D	16	27	10	-4	-5	-2	-2	0	1	0	1
4/10/17 15:39	4/6/17	JRO	Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	P	50	11.73	2	4	New	4	I	16	27	10	-4	-5	-2	-2	0	1	2	2
3/10/17 10:28	3/9/17	JRO	Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	P	36	12.02	2	3	New	3	D	20	36	14	3	0	-4	-3	-3	1	0	-2
2/15/17 18:13	2/14/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-101	12.58	4	-8	-16	42	D	29	53	21	13	4	5	2	1	0	-2	-5
12/9/16 17:06	12/7/16	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	353	11.78	4	30	341	39	D	22	33	16	11	5	3	0	1	0	0	4	3
10/4/16 18:11	10/4/16	JRO	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-11	11.08	2	-1	-100	0	D	13	21	16	9	3	3	1	-1	1	0	2	13	10
3/4/16 18:25	3/3/16	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	18	9.23	2	2	4	50	D	-12	-15	-7	-6	1	4	4	3	2	3	6	14	21	44
3/3/16 18:08	3/1/16	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	27	9.05	2	3	7	48	D	-13	-16	-9	-7	2	2	3	2	1	3	8	16	23	45
3/2/16 16:53	2/29/16	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	36	8.96	1	4	10	45	D	-14	-15	-9	-7	0	1	2	1	1	4	10	17	24	47
3/2/16 16:53	2/26/16	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	36	8.92	1	4	11	41	D	-14	-15	-9	-7	0	1	2	1	1	4	10	17	24	47
2/4/16 16:46	2/2/16	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	50	9.43	2	5	151	9	D	-12	-11	-10	-5	-1	-1	3	-1	-2	-3	1	11	19	44
12/31/15 12:33	12/29/15	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	113	9.69	2	12	46	37	D	-8	-5	-7	0	1	3	2	1	0	-1	-3	3	9	34
12/21/15 13:05	12/17/15	JRO	Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	S	-29	9.52	2	-3	-100	0	D	-7	-7	-11	-6	-4	-3	1	4	-1	0	-4	5	13	36
12/17/15 16:31	12/15/15	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	S	-388	9.17	2	-42	-92	4	D	-8	-6	-12	-7	-4	-4	-2	1	0	0	-4	4	14	35
8/28/15 17:49	8/27/15	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	10.31	1	2	9	25	D	-5	-9	-7	-8	-5	-3	-2	2	0	0	-2	-2	-10	13
7/31/15 17:08	7/29/15	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	10.61	1	4	21	23	D	-3	-8	0	-6	-2	-1	-1	2	0	-1	-4	-6	-10	7
4/10/15 16:32	4/8/15	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	200	11.76	1	17	59	46	D	0	3	7	8	2	1	1	1	0	0	-1	-5	-12	-9
10/21/14 14:25	10/17/14	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	27	10.97	3	3	15	19	D	2	-2	-5	-10	-5	-1	-1	4	1	1	1	0	8	-4
10/20/14 11:30	10/16/14	JRO	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	11	10.88	3	1	New	1	D	2	-4	-6	-10	-6	-3	-3	0	1	3	2	1	10	-3
10/17/14 11:58	10/16/14	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	43	10.75	3	4	31	17	D	1	-5	-6	-10	-7	-5	-3	-2	1	3	4	2	11	-2
10/17/14 11:58	10/15/14	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	32	10.73	3	3	30	13	D	1	-5	-6	-10	-7	-5	-3	-2	1	3	4	2	11	-2
4/9/14 16:21	4/7/14	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	103	12.15	1	8	42	29	D	18	-3	2	1	1	0	-1	0	0	-1	2	4	-3	3
12/31/13 15:01	12/30/13	JRO	Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	P	36	12.06	3	3	New	3	D	26	6	-4	0	2	4	3	1	0	1	0	2	5	-3
9/30/13 15:06	9/26/13	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-37	12.28	3	-3	-23	10	D	39	4	-6	-6	1	1	-2	0	1	0	1	0	3	-1
9/30/13 15:06	9/26/13	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	249	12.28	3	20	New	20	D	39	4	-6	-6	1	1	-2	0	1	0	1	0	3	-1
5/15/12 17:18	5/11/12	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-119	11.93	1	-10	-44	13	D	16	0	16	3	0	-1	-1	0	1	-1	0	6	13	26
8/24/11 14:37	8/22/11	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-73	10.12	2	-7	-100	0	D	45	-2	-16	-17	-13	-9	-2	-2	-1	0	-2	4	21	28
10/13/10 12:27	10/12/10	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-12	11.66	1	-1	-13	7	D	147	30	-7	4	5	3	0	2	2	2	4	10	12	-3
9/8/09 16:17	9/4/09	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	15	8.54	1	2	27	8	D	-18	-4	99	16	6	5	2	3	0	3	12	20	42	42
8/3/09 16:01	7/31/09	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	10	8.31	1	1	22	7	D	-20	-7	46	29	12	9	7	4	0	1	-1	12	39	47
6/11/09 16:43	6/9/09	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	20	7.50	1	3	97	5	D	-36	-23	74	57	21	12	4	4	1	1	1	15	38	58
6/8/09 17:17	6/4/09	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	20	7.29	1	3	New	3	D	-39	-26	60	60	20	10	2	1	0	3	1	16	39	59
1/30/08 17:19	1/29/08	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	Trustee	S	-57	11.41	2	-5	-100	0	D	7	-11	-7	-5	0	-3	-3	0	0	-4	-2	3	-6	-42
8/20/07 17:21	8/17/07	JRO	Fund	CEF	Closed-End Funds	Stein Gunther	CA	H	Portfoli	P	59	11.86	2	5	500	6	D	9	0	-11	-16	-16	-6	-6	-1	2	1	2	-4	-13	-12
11/23/05 15:15	11/21/05	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	Trustee	P	59	12.28	1	5	New	5	D		-11	-2	-5	-3	-3	-3	0	0	1	2	9	12	21
3/3/05 14:45	3/3/05	JRO	Fund	CEF	Closed-End Funds	Stein Gunther	CA	H	Portfoli	P	15	14.56	1	1	New	1	D			0	0	1	-1	1	1	0	0	-1	-7	-7	-2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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