11/30/21 13:27 | 11/30/21 | DIAX | Nuveen Dow 30Sm Dynamic Overwrite Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -17 | 17.19 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
9/15/21 15:03 | 9/15/21 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -16 | 15.97 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
8/19/21 10:00 | 8/18/21 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -22 | 14.92 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
7/29/21 07:41 | 7/28/21 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -16 | 16.28 | 0 | -1 | -50 | 1 | D | | | | | | | | | | | | | | |
7/15/21 10:11 | 7/14/21 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -24 | 16.27 | 0 | -2 | -43 | 2 | D | | | | | | | | | | | | | | |
6/21/21 10:29 | 6/18/21 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -32 | 15.54 | 0 | -2 | -67 | 1 | D | | | | | | | | | | | | | | |
6/11/21 15:31 | 6/11/21 | NZF | Nuveen Municipal Credit Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -12 | 17.13 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
4/28/21 15:11 | 4/28/21 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | CCO,VP | S | -37 | 14.70 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/20 18:36 | 11/10/20 | QQQX | Nuveen Nasdaq 100 Dynamic Overwrite Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P.a | 14 | 14.13 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
11/12/20 18:32 | 11/10/20 | DIAX | Nuveen Dow 30Sm Dynamic Overwrite Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 14 | 14.13 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
11/12/20 16:38 | 11/10/20 | QQQX | Nuveen Nasdaq 100 Dynamic Overwrite Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 14 | 14.13 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/14/20 11:15 | 10/5/20 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -7 | 14.31 | 0 | -1 | -17 | 2 | D | | | | | | | | | | | | | | |
9/10/20 10:00 | 9/9/20 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 8 | 8.04 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
2/13/20 12:43 | 2/12/20 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -40 | 14.44 | 0 | -3 | -65 | 2 | D | | | | | | | | | | | | | | |
1/22/20 11:14 | 1/21/20 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -24 | 14.14 | 0 | -2 | -36 | 3 | D | | | | | | | | | | | | | | |
12/12/19 15:53 | 12/10/19 | NZF | Nuveen Municipal Credit Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -21 | 16.29 | 0 | -1 | -65 | 1 | D | | | | | | | | | | | | | | |
12/6/19 12:55 | 12/4/19 | JRI | Nuveen Real Asset Income & Growth Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -33 | 18.10 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
10/28/19 12:31 | 10/24/19 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -16 | 13.49 | 0 | -1 | -20 | 5 | D | | | | | | | | | | | | | | |
9/3/19 15:17 | 8/29/19 | NVG | Nuveen Amt-Free Municipal Credit Income Fund | MA | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -33 | 16.79 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
5/17/19 18:20 | 5/15/19 | NHA | Nuveen Municipal 2021 Target Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 14 | 9.61 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
5/13/19 17:57 | 5/10/19 | NBB | Nuveen Taxable Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -18 | 20.82 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
2/19/19 17:11 | 2/14/19 | NXP | Nuveen Select Tax Free Income Portfolio | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -22 | 14.41 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
2/8/18 11:32 | 2/6/18 | JHA | Nuveen High Income December 2018 Target Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 14 | 9.82 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
1/30/18 16:06 | 1/26/18 | JMT | Nuveen Mortgage Opportunity Term Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | S | -35 | 23.43 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
1/26/18 12:54 | 1/24/18 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 15 | 12.86 | 0 | 1 | 26 | 6 | D | | | | | | | | | | | | | | |
1/25/18 12:11 | 1/23/18 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 27 | 13.70 | 0 | 2 | 133 | 4 | D | | | | | | | | | | | | | | |
12/8/17 14:24 | 12/6/17 | JQC | Nuveen Credit Strategies Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 25 | 8.20 | 0 | 3 | 120 | 6 | D | | | | | | | | | | | | | | |
9/22/17 17:52 | 9/20/17 | JQC | Nuveen Credit Strategies Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Secretar | P | 21 | 8.32 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
8/4/17 18:50 | 8/3/17 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -16 | 13.63 | 0 | -1 | -22 | 4 | D | | | | | | | | | | | | | | |
7/26/17 18:53 | 7/26/17 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -20 | 13.01 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
3/8/17 17:33 | 3/7/17 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 19 | 12.37 | 0 | 2 | 47 | 5 | D | 5 | -3 | -9 | 2 | -1 | -2 | -1 | -1 | 0 | 0 | 4 | | | |
3/3/17 15:07 | 3/1/17 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 19 | 12.51 | 0 | 2 | 89 | 3 | D | 4 | -3 | -8 | 2 | 0 | -2 | 0 | 0 | 0 | -1 | 4 | | | |
2/22/17 16:59 | 2/21/17 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 21 | 13.75 | 6 | 2 | New | 2 | D | 9 | 0 | -11 | 3 | -1 | -1 | -1 | 0 | 0 | 1 | -2 | | | |
2/14/17 15:14 | 2/10/17 | NXP | Nuveen Select Tax Free Income Portfolio | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 21 | 14.06 | 1 | 2 | New | 2 | D | 4 | 0 | -9 | 0 | 1 | 0 | -1 | -1 | -1 | 0 | 1 | | | |
1/11/17 16:30 | 1/10/17 | NIQ | Nuveen Intermediate Duration Quality Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 21 | 12.61 | 1 | 2 | New | 2 | D | 7 | 0 | -7 | -5 | 2 | 3 | 2 | 0 | 1 | 0 | 0 | 3 | | |
11/22/16 15:59 | 11/18/16 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 13.05 | 12 | 1 | New | 1 | D | 10 | 7 | -6 | -10 | -5 | -3 | 0 | 1 | 1 | 0 | -1 | 2 | | |
11/2/16 17:06 | 11/1/16 | DRA | Diversified Real Asset Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 16.19 | 1 | 1 | 80 | 2 | D | 2 | 3 | 2 | -4 | -5 | -2 | -3 | -1 | -1 | 0 | -4 | 7 | 13 | |
10/4/16 18:11 | 10/4/16 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -11 | 11.08 | 2 | -1 | -100 | 0 | D | 13 | 21 | 16 | 9 | 3 | 3 | 1 | -1 | 1 | 0 | 2 | 13 | 10 | |
8/17/16 16:52 | 8/15/16 | DRA | Diversified Real Asset Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 17 | 17.42 | 1 | 1 | New | 1 | D | | 6 | 27 | 9 | 6 | 3 | 1 | 0 | 1 | 2 | -3 | -10 | 2 | |
5/10/16 11:52 | 5/6/16 | NAD | Nuveen Dividend Advantage Municipal Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -16 | 15.62 | 1 | -1 | -100 | 0 | D | 27 | 18 | 14 | 9 | 7 | 3 | 3 | 1 | 0 | -1 | -2 | 3 | -7 | |
4/6/16 12:55 | 4/5/16 | NEA | Nuveen Amt-Free Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -14 | 14.45 | 2 | -1 | -100 | 0 | D | 25 | 11 | 14 | 6 | 4 | 4 | 3 | 2 | 0 | 1 | 2 | 6 | 4 | -3 |
3/8/16 15:31 | 3/7/16 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 16 | 10.51 | 1 | 2 | New | 2 | D | 5 | -6 | 3 | 0 | 5 | 10 | 3 | 2 | 1 | 3 | 5 | 11 | 23 | 30 |
2/18/16 16:26 | 2/16/16 | JMT | Nuveen Mortgage Opportunity Term Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 11 | 21.51 | 0 | 1 | 50 | 2 | D | 6 | 2 | 2 | 2 | -2 | -1 | -1 | 0 | 0 | -1 | 2 | 4 | 10 | 16 |
6/10/15 17:32 | 6/9/15 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 18 | 12.17 | 2 | 2 | 38 | 6 | D | 4 | 3 | 0 | -4 | -6 | -2 | -2 | -1 | 0 | 2 | 1 | 1 | 5 | 20 |
5/1/15 14:27 | 4/30/15 | NBD | Nuveen Build America Bond Opportunity Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 17 | 21.27 | 0 | 1 | New | 1 | D | 8 | 8 | 3 | -3 | -2 | -1 | -2 | -1 | -1 | -2 | -3 | -5 | -4 | 8 |
4/28/15 15:51 | 4/24/15 | JGH | Nuveen Global High Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -12 | 17.27 | 2 | -1 | -100 | 0 | D | | | | 5 | 2 | 2 | 0 | 0 | 0 | 0 | 1 | -4 | -8 | -8 |
4/28/15 15:08 | 4/24/15 | NQU | Nuveen Quality Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 14 | 13.97 | 1 | 1 | 100 | 2 | D | 5 | 8 | 2 | -1 | 1 | 0 | 0 | 0 | 1 | -1 | -2 | -2 | 2 | |
11/25/14 16:10 | 11/25/14 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 19 | 12.34 | 2 | 2 | 60 | 4 | D | | 17 | 0 | 0 | -1 | -2 | -2 | -1 | 0 | 1 | 2 | 7 | 3 | 7 |
11/20/14 17:25 | 11/18/14 | JMT | Nuveen Mortgage Opportunity Term Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 23 | 22.72 | 0 | 1 | New | 1 | D | 5 | 9 | -1 | -1 | -1 | 0 | 0 | 0 | 0 | 1 | 0 | 3 | 2 | 3 |
10/20/14 11:30 | 10/16/14 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 11 | 10.88 | 3 | 1 | New | 1 | D | 2 | -4 | -6 | -10 | -6 | -3 | -3 | 0 | 1 | 3 | 2 | 1 | 10 | -3 |
10/17/14 09:41 | 10/15/14 | NPM | Nuveen Premium Income Municipal Fund 2 Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 28 | 13.89 | 2 | 2 | New | 2 | D | 2 | 19 | 8 | 4 | 2 | 2 | 0 | 1 | 1 | 0 | 0 | 5 | 4 | 5 |
10/7/14 16:56 | 10/3/14 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 16 | 12.50 | 1 | 1 | 108 | 3 | D | | 16 | 7 | 2 | 2 | 2 | 2 | 0 | 0 | 0 | 1 | 4 | 7 | 4 |
9/11/14 17:26 | 9/11/14 | NID | Nuveen Intermediate Duration Municipal Term Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 15 | 12.32 | 1 | 1 | New | 1 | D | | 17 | 5 | 0 | 1 | 0 | -1 | 0 | -1 | -1 | 1 | 2 | 7 | 4 |
9/11/14 17:18 | 9/11/14 | NIO | Nuveen Municipal Opportunity Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -10 | 14.26 | 2 | -1 | -100 | 0 | D | 7 | 22 | 8 | 3 | 3 | 2 | 1 | 0 | -1 | -1 | 1 | 2 | 3 | 3 |
8/27/14 10:52 | 8/25/14 | NXZ | Nuveen Dividend Advantage Municipal Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 18 | 13.78 | 1 | 1 | 186 | 2 | D | 1 | 18 | 5 | -1 | 2 | 2 | 0 | 1 | 0 | 0 | 0 | 2 | 6 | 2 |
8/18/14 15:19 | 8/15/14 | JGT | Nuveen Diversified Currency Opportunities Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -17 | 11.28 | 0 | -2 | -56 | 1 | D | | | | | | | | | | | | | | |
8/15/14 10:24 | 8/13/14 | JGT | Nuveen Diversified Currency Opportunities Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -6 | 11.26 | 0 | -1 | -16 | 3 | D | | | | | | | | | | | | | | |
12/20/13 17:31 | 12/18/13 | NXZ | Nuveen Dividend Advantage Municipal Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 9 | 12.58 | 2 | 1 | New | 1 | D | 1 | -11 | -2 | 1 | 0 | 3 | 5 | 4 | 1 | -1 | 5 | 7 | 11 | 16 |
10/16/13 11:17 | 10/15/13 | NQU | Nuveen Quality Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 12 | 12.07 | 2 | 1 | New | 1 | D | 1 | -18 | -17 | -7 | -1 | -5 | -3 | -1 | 0 | 3 | 2 | 7 | 15 | 23 |
8/12/13 11:36 | 8/8/13 | NAD | Nuveen Dividend Advantage Municipal Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 12.53 | 2 | 1 | New | 1 | D | 14 | -14 | -18 | -16 | -8 | -3 | -3 | 0 | 1 | -2 | 0 | 5 | 11 | 19 |
6/3/13 13:56 | 5/30/13 | NEA | Nuveen Amt-Free Municipal Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 13.29 | 6 | 1 | New | 1 | D | 8 | -6 | -13 | -10 | -8 | -6 | -4 | -2 | 0 | 2 | -1 | -8 | -7 | 9 |
3/20/13 13:14 | 3/18/13 | NIO | Nuveen Municipal Opportunity Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 10 | 14.80 | 4 | 1 | New | 1 | D | 26 | 9 | 0 | -2 | -4 | -4 | -3 | 2 | 1 | 0 | 2 | -5 | -11 | -2 |
10/1/12 16:21 | 9/28/12 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -25 | 16.80 | 2 | -2 | -100 | 0 | D | 26 | 25 | 12 | 7 | 5 | 5 | 3 | 2 | 0 | -1 | -2 | -1 | -4 | -16 |
9/7/12 15:50 | 9/6/12 | JTD | Nuveen Tax-Advantaged Dividend Growth Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -15 | 14.62 | 1 | -1 | -100 | 0 | D | 43 | 32 | 13 | 13 | 7 | 5 | 4 | 2 | 0 | -1 | 1 | 1 | 10 | 9 |
7/30/12 17:02 | 7/26/12 | JPC | Nuveen Preferred Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -10 | 9.60 | 3 | -1 | -100 | 0 | D | 47 | 23 | 19 | 9 | 9 | 4 | 2 | 1 | 0 | 1 | 2 | 7 | 9 | 7 |
7/13/12 16:22 | 7/11/12 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -12 | 11.76 | 1 | -1 | -100 | 0 | D | 37 | 12 | 13 | 3 | 5 | 3 | 0 | -2 | 1 | 1 | 1 | 5 | 8 | 11 |
6/7/12 13:14 | 6/5/12 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -16 | 15.88 | 1 | -1 | -40 | 2 | D | 27 | 21 | 10 | 2 | 2 | 2 | 1 | 1 | -1 | 0 | 3 | 4 | 11 | 0 |
12/14/11 14:34 | 12/14/11 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -8 | 15.01 | 1 | -1 | -17 | 3 | D | 24 | 21 | 14 | 6 | 5 | 2 | 1 | 1 | 1 | 1 | 4 | 2 | 9 | 16 |
12/2/11 14:27 | 11/30/11 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -7 | 14.85 | 1 | -1 | -14 | 3 | D | 24 | 14 | 10 | 6 | 5 | 3 | 1 | 1 | 0 | 0 | 3 | 8 | 10 | 21 |
9/16/11 13:05 | 9/14/11 | JTD | Nuveen Tax-Advantaged Dividend Growth Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -12 | 11.69 | 1 | -1 | -50 | 1 | D | 32 | 7 | -2 | -4 | 2 | 3 | 1 | 3 | 0 | -7 | -1 | -1 | 18 | 31 |
6/8/11 12:05 | 6/7/11 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -12 | 11.70 | 1 | -1 | -50 | 1 | D | 93 | 31 | 8 | 5 | 0 | -1 | -1 | 0 | -1 | -1 | 1 | -9 | -6 | 3 |
6/6/11 14:54 | 6/2/11 | JGT | Nuveen Multi-Currency Short-Term Government Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -15 | 14.94 | 2 | -1 | -24 | 3 | D | 18 | 21 | 10 | 9 | 3 | 2 | 1 | 0 | 0 | 0 | 2 | 2 | -10 | |
12/23/10 14:37 | 12/22/10 | JCE | Nuveen Core Equity Alpha Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -13 | 13.08 | 1 | -1 | -100 | 0 | D | 78 | 22 | 16 | 8 | 2 | 0 | 0 | 1 | -1 | 0 | 3 | 7 | 9 | 2 |
8/4/10 17:45 | 8/2/10 | NPI | Nuveen Premium Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -22 | 14.71 | 1 | -2 | -100 | 0 | D | 32 | 27 | 13 | 9 | 7 | 3 | 1 | 1 | 0 | 1 | 1 | -1 | -10 | -4 |
6/10/10 09:43 | 6/8/10 | NPI | Nuveen Premium Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -21 | 13.79 | 1 | -2 | -50 | 2 | D | 17 | 18 | 7 | 3 | 1 | 1 | 1 | 0 | 0 | 1 | 5 | 9 | -2 | 3 |
3/5/10 14:19 | 3/3/10 | JSN | Nuveen Equity Premium Opportunity Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -19 | 13.42 | 2 | -1 | -100 | 0 | D | 8 | 68 | 17 | 7 | 3 | 6 | 2 | 1 | 0 | 1 | 2 | -5 | 3 | 6 |
12/15/09 18:34 | 12/11/09 | NPI | Nuveen Premium Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -13 | 13.31 | 1 | -1 | -25 | 3 | D | 15 | 57 | 14 | 0 | 5 | 2 | 0 | 0 | 0 | 1 | 2 | 6 | 9 | 3 |
12/19/08 15:25 | 12/17/08 | JGT | Nuveen Multi-Currency Short-Term Government Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 8 | 11.71 | 2 | 1 | 20 | 4 | D | | -16 | -24 | -8 | -5 | 10 | 10 | 9 | 2 | 7 | 7 | 0 | 24 | 36 |
7/15/08 17:59 | 7/15/08 | JGT | Nuveen Multi-Currency Short-Term Government Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 8 | 16.67 | 2 | 1 | 17 | 4 | D | | -2 | 1 | 2 | -2 | -3 | 0 | -1 | 2 | 4 | 0 | -33 | -13 | 2 |
2/21/08 16:24 | 11/29/07 | JPC | Nuveen Multi-Strategy Income & Growth Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 11 | 11.04 | 3 | 1 | New | 1 | D | 3 | -16 | -1 | 4 | 0 | -4 | -1 | 2 | 0 | 2 | -4 | 2 | -16 | -60 |
12/26/07 18:39 | 12/24/07 | NPI | Nuveen Premium Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 19 | 12.72 | 2 | 2 | 60 | 4 | D | 6 | -6 | -4 | -4 | 1 | -3 | -2 | 0 | 1 | 4 | 9 | 4 | 2 | -19 |
12/20/07 10:59 | 12/19/07 | JGT | Nuveen Multi-Currency Short-Term Government Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 25 | 16.77 | 3 | 2 | 100 | 3 | D | | | -8 | -3 | -6 | -4 | -5 | -3 | 0 | -1 | 2 | 3 | 10 | -16 |
12/20/07 10:57 | 12/19/07 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 27 | 13.73 | 1 | 2 | New | 2 | D | 3 | -25 | -21 | -14 | -9 | -5 | -8 | -2 | 0 | 5 | -1 | 0 | -1 | -54 |
12/11/07 14:54 | 12/11/07 | JGT | Nuveen Multi-Currency Short-Term Government Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 18 | 18.29 | 3 | 1 | 200 | 2 | D | | | -5 | 2 | -3 | 1 | 0 | -2 | 0 | -4 | 1 | 0 | 4 | -27 |
12/10/07 12:42 | 12/7/07 | JTD | Nuveen Tax-Advantaged Dividend Growth Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P.m | 33 | 16.62 | 1 | 2 | New | 2 | D | | | | -4 | -1 | 4 | 4 | 3 | 3 | 2 | 3 | -2 | 4 | -48 |
12/5/07 16:20 | 12/5/07 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 20 | 13.29 | 1 | 2 | 75 | 4 | D | 5 | -7 | -9 | -5 | -2 | 2 | 2 | 1 | 0 | 1 | 5 | 2 | 5 | -15 |
11/30/07 16:19 | 11/30/07 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 13.21 | 1 | 1 | 100 | 2 | D | 4 | -8 | -11 | -5 | -3 | -1 | 2 | 0 | 0 | 1 | 2 | 1 | 6 | -11 |
11/29/07 16:08 | 11/28/07 | JSN | Nuveen Equity Premium Opportunity Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 7 | 16.31 | 3 | 0 | 40 | 1 | D | 6 | -2 | -9 | -4 | -3 | -1 | 1 | 1 | 1 | 1 | 3 | 1 | 8 | -33 |
11/27/07 12:43 | 11/27/07 | JCE | Nuveen Core Equity Alpha Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 16 | 15.54 | 1 | 1 | New | 1 | D | | | -16 | -7 | -9 | -6 | -2 | -1 | 2 | 5 | 10 | 5 | 9 | -37 |
11/27/07 12:39 | 11/27/07 | NPI | Nuveen Premium Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 19 | 12.83 | 1 | 2 | 150 | 3 | D | 6 | -4 | -7 | -2 | -3 | -2 | 3 | 2 | 1 | 2 | 0 | 2 | 7 | -19 |
11/20/07 17:10 | 11/20/07 | JSN | Nuveen Equity Premium Opportunity Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 16 | 16.03 | 3 | 1 | New | 1 | D | 0 | -4 | -10 | -4 | -8 | -4 | -2 | -3 | 0 | 0 | 2 | 3 | 7 | -29 |
11/14/07 17:40 | 11/14/07 | NPI | Nuveen Premium Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 12.56 | 1 | 1 | New | 1 | D | 2 | -7 | -10 | -3 | -8 | -5 | -5 | -2 | 0 | 2 | 5 | 5 | 9 | -9 |
8/16/07 15:37 | 8/16/07 | JGT | Nuveen Multi-Currency Short-Term Government Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 8 | 15.99 | 3 | 1 | New | 1 | D | | | | -18 | -17 | -14 | -11 | -10 | 4 | 12 | 10 | 15 | 9 | 15 |
2/9/07 18:01 | 2/9/07 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -15 | 15.29 | 1 | -1 | -50 | 1 | D | 17 | 7 | 6 | 2 | 3 | 2 | 1 | 1 | 0 | 0 | 0 | 1 | -6 | -2 |
11/30/06 11:45 | 11/29/06 | JPC | Nuveen Preferred Convertible Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -14 | 14.12 | 3 | -1 | -100 | 0 | D | 20 | 29 | 19 | 8 | 4 | 3 | 2 | 1 | 0 | 1 | 2 | 1 | 0 | -14 |
10/24/06 16:16 | 10/24/06 | NMO | Nuveen Municipal Market Opportunity Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -15 | 14.80 | 1 | -1 | -100 | 0 | D | 16 | 11 | 8 | 8 | 2 | -1 | 0 | 1 | 0 | 1 | 2 | 4 | 4 | -4 |
8/3/06 17:48 | 8/1/06 | JQC | Nuveen Preferred Convertible Income Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -13 | 12.83 | 4 | -1 | -100 | 0 | D | 14 | 5 | 8 | 7 | 6 | 4 | 3 | 2 | 0 | 2 | 4 | 10 | 14 | 2 |
6/2/06 12:52 | 6/2/06 | JQC | Nuveen Preferred Convertible Income Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -13 | 12.50 | 3 | -1 | -50 | 1 | | | | | | | | | | 1 | 0 | 0 | 10 | 20 | 20 |
4/6/06 16:53 | 4/5/06 | NMO | Nuveen Municipal Market Opportunity Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -15 | 14.63 | 0 | -1 | -50 | 1 | | | | | | | | | | 0 | -2 | -2 | -2 | 7 | 10 |
10/18/05 10:13 | 10/17/05 | JPC | Nuveen Preferred Convertible Income Fund | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 12 | 11.93 | 3 | 1 | New | 1 | D | -3 | -10 | -1 | -10 | -9 | -3 | -4 | -1 | 1 | 1 | 2 | 8 | 7 | 26 |
9/9/05 11:05 | 9/8/05 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | S | -31 | 15.40 | 1 | -2 | -50 | 2 | D | 22 | 12 | 9 | 6 | 1 | 2 | 1 | 0 | 0 | -2 | -2 | -6 | 1 | 4 |
6/29/05 15:32 | 6/28/05 | NMO | Nuveen Municipal Market Opportunity Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 15 | 14.75 | 1 | 1 | 100 | 2 | D | 12 | 18 | 9 | 11 | 5 | 3 | 2 | 1 | 1 | 1 | 2 | -1 | -1 | -1 |
3/22/05 14:33 | 3/22/05 | JQC | Nuveen Preferred Convertible Income Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 12.58 | 6 | 1 | 100 | 2 | D | | -8 | -6 | -4 | -10 | -10 | -6 | -1 | 0 | 0 | 0 | 6 | 4 | 8 |
10/7/04 16:12 | 10/7/04 | NMO | Nuveen Municipal Market Opportunity Fund Inc | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 14 | 14.38 | 1 | 1 | New | 1 | D | | 8 | 5 | 5 | 2 | 0 | 0 | 1 | 1 | 1 | 2 | 0 | -1 | 7 |
4/26/04 15:42 | 4/26/04 | JQC | Nuveen Preferred Convertible Income Fund 2 | | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 13 | 12.82 | 7 | 1 | New | 1 | D | | | -5 | -11 | -13 | -12 | -6 | -6 | -1 | 4 | 0 | 4 | 12 | 5 |