Toth Terence J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	9	1	21	0	1	2	10	19	21	9
P	%wins				81	95	74	95	95	68	85
S	%ret	7	1	16	1	1	2	1	10	18	5
S	%wins				50	50	56	38	19	19	39

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/17/23 18:37	11/17/23	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Chairman	P	39	9.83	0	4	98	8	D
11/17/23 18:26	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-39	11.20	0	-3	-100	0	D
10/25/23 13:44	10/25/23	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Chairman	P	35	8.77	0	4	New	4	D
10/25/23 13:43	10/25/23	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J		O	Trustee	S	-36	8.50	0	-4	-100	0	D
9/21/23 15:27	9/21/23	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-14	10.75	0	-1	-100	0	D
9/21/23 13:11	9/21/23	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	14	10.44	0	1	34	5	D
11/28/22 15:05	11/28/22	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J		O	Trustee	P	26	10.97	0	2	129	4	D
11/28/22 14:58	11/28/22	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	26	12.05	0	2	165	3	D
11/28/22 14:50	11/28/22	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-52	11.38	0	-5	-100	0	D
9/26/18 11:14	9/21/18	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-57	12.75	0	-4	-53	4	D
9/11/17 13:33	9/6/17	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	20	15.38	0	1	New	1	D
9/11/17 13:16	9/6/17	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	20	15.66	0	1	New	1	D
8/10/17 14:58	8/8/17	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	12	13.91	0	1	24	5	D
8/10/17 14:57	8/8/17	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	12	14.31	0	1	12	8	D
8/10/17 14:51	8/8/17	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J		O	Trustee	P	25	13.59	0	2	New	2	D
6/16/17 18:36	6/1/17	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P.a	25	14.09	0	2	38	6	D
6/5/17 12:44	6/1/17	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-25	14.09	0	-2	-19	7	D
6/5/17 12:43	6/1/17	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-25	13.74	0	-2	-33	4	D
4/25/17 11:59	4/24/17	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	25	13.85	4	2	46	6	D	9	-3	0	0	5	1	0	0	-1	0
4/25/17 11:58	4/24/17	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	25	13.55	6	2	New	2	D	9	-2	0	3	5	2	0	0	-1	0
12/9/15 12:45	12/7/15	JMF	Nuveen Energy Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-25	9.74	4	-3	-100	0	D	-38	-44	-42	-32	-24	-21	-19	-14	4	-6	3	1	43	54
4/4/14 10:17	4/2/14	JMF	Nuveen Energy Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	50	19.41	2	3	New	3	D	22	6	7	4	3	4	5	2	0	0	5	13	15	1
7/2/13 14:44	6/28/13	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	50	19.63	1	3	New	3	D	16	14	2	-5	-3	-2	3	0	-1	-2	1	-1	0	3
8/24/11 14:37	8/22/11	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-73	10.12	2	-7	-100	0	D	45	-2	-16	-17	-13	-9	-2	-2	-1	0	-2	4	21	28
8/24/11 14:37	8/22/11	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-80	6.18	1	-13	-100	0	D	41	-3	-16	-15	-15	-9	-4	-2	1	2	3	2	15	23
11/17/10 16:56	11/15/10	NAD	Nuveen Dividend Advantage Municipal Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-20	13.24	2	-2	-28	4	D	42	9	-2	-10	-9	-8	-9	-3	0	5	-1	-3	1	11
11/17/10 16:55	11/15/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-20	13.21	2	-2	-43	2	D	36	10	1	-9	-8	-7	-8	-3	-1	2	-3	-5	0	11
11/17/10 16:55	11/15/10	NPT	Nuveen Premium Income Municipal Fund 4 Inc	MN	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-19	12.01	1	-2	-42	2	D	48	13	2	-7	-7	-7	-7	-2	0	3	-2	-5	1	13
10/20/10 17:09	10/18/10	CFD	Nuveen Diversified Commodity Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Toth Terence J	IL	H	Trustee	P	20	25.22	2	1	New	1	D						0	0	-2	0	1	-2	5	16	-1
10/13/10 12:28	10/12/10	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-12	7.17	1	-2	-12	13	D	152	31	-3	8	0	1	-2	1	0	-1	2	3	12	0
10/13/10 12:27	10/12/10	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-12	11.66	1	-1	-13	7	D	147	30	-7	4	5	3	0	2	2	2	4	10	12	-3
10/7/10 14:33	10/5/10	NAD	Nuveen Dividend Advantage Municipal Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-12	14.70	2	-1	-14	5	D	66	11	8	8	-2	1	0	-1	0	0	0	-11	-10	0
10/7/10 14:33	10/5/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-12	14.60	2	-1	-20	3	D	70	13	9	3	0	1	0	-1	0	-1	0	-11	-9	1
6/25/10 15:26	6/23/10	NAD	Nuveen Dividend Advantage Municipal Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	15	13.77	1	1	21	6	I	24	23	7	0	-1	0	-1	1	0	0	4	8	-6	4
6/4/10 17:00	6/3/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	30	13.69	1	2	105	4	D	17	18	8	4	0	0	1	0	1	1	4	10	2	3
4/28/10 14:24	4/26/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	19	13.73	1	1	188	2	D	18	21	9	6	3	1	1	0	0	0	-1	8	8	-3
4/28/10 14:19	4/26/10	NPT	Nuveen Premium Income Municipal Fund 4 Inc	MN	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	13	12.76	1	1	36	4	D	26	30	10	6	4	1	1	0	0	1	0	5	8	-3
4/28/10 14:12	4/26/10	NAD	Nuveen Dividend Advantage Municipal Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	18	14.06	1	1	32	5	D	22	30	10	5	2	1	1	0	0	0	-1	3	6	-3
4/26/10 17:14	4/23/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	10	13.71	1	1	New	1	D	16	21	8	6	3	1	1	1	0	0	0	8	8	-3
4/26/10 17:13	4/23/10	NPT	Nuveen Premium Income Municipal Fund 4 Inc	MN	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	25	12.70	1	2	228	3	D	24	31	9	6	4	2	1	1	0	0	0	5	8	-4
9/8/09 16:19	9/4/09	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	10	5.26	0	2	15	15	D	-18	-2	90	17	7	3	1	3	0	3	10	25	44	44
9/8/09 16:17	9/4/09	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	15	8.54	1	2	27	8	D	-18	-4	99	16	6	5	2	3	0	3	12	20	42	42
9/8/09 16:14	9/4/09	NPT	Nuveen Premium Income Municipal Fund 4 Inc	MN	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	10	11.80	1	1	New	1	D	10	15	30	10	7	7	4	3	1	2	6	2	5	21
8/6/09 16:27	8/4/09	NAD	Nuveen Dividend Advantage Municipal Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P.m	50	12.74	1	4	New	4	D	2	7	17	9	7	2	0	1	0	0	4	5	12	23
8/3/09 16:01	7/31/09	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	10	8.31	1	1	22	7	D	-20	-7	46	29	12	9	7	4	0	1	-1	12	39	47
8/3/09 16:00	7/31/09	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	10	5.20	0	2	18	13	D	-21	-7	54	27	11	10	6	4	2	1	-1	14	41	42
6/11/09 16:43	6/9/09	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	20	7.50	1	3	97	5	D	-36	-23	74	57	21	12	4	4	1	1	1	15	38	58
6/8/09 17:17	6/4/09	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	20	7.29	1	3	New	3	D	-39	-26	60	60	20	10	2	1	0	3	1	16	39	59
6/2/09 17:01	6/1/09	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		P	52	4.79	0	11	New	11	D	-38	-26	46	40	25	8	7	3	-1	1	4	18	43	69
4/24/07 18:00	4/23/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	S	-554	64.42	33	-9	-11	73	I	51	14	9	6	9	7	6	-1	1	-2	0	3	8	17
4/20/07 17:12	4/19/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	M.d	454	34.59	33	13	19	81	I	51	14	7	6	8	6	6	2	-1	0	-1	3	8	15
10/27/06 15:29	10/27/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	S	-54	57.87	33	-1	-1	71	I	44	13	-1	1	1	-3	-4	0	0	-1	-3	5	9	31
10/25/06 19:21	10/24/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	S	-341	57.09	33	-6	-8	72	I	50	11	-1	0	1	-5	-4	0	1	2	1	5	13	29
10/24/06 19:16	10/20/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	M.d	296	28.31	33	10	11	106	M	51	13	1	1	2	-3	-4	-3	0	2	1	5	13	29
1/25/06 12:13	1/24/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	S	-251	49.72	33	-5	-7	65	B									4	5	8	17	17	23
1/23/06 16:48	1/20/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	M.d	268	20.74	33	13	23	70	B									0	5	5	17	14	24
10/31/05 12:11	10/28/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	S	-80	52.90	33	-2	-2	61	I	19	27	18	6	8	7	2	2	1	-4	-1	-1	11	12
2/15/05 12:56	2/14/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	M.ad	137	23.85	33	6	13	50	I	47	-7	10	-3	-6	2	3	2	-1	-6	-4	3	13	19
2/15/05 11:55	2/14/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	M.d	137	23.85	33	6	13	50	I	47	-7	10	-3	-6	2	3	2	-1	-6	-4	3	13	19
10/27/04 12:22	10/27/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	S	-171	40.50	33	-4	-8	47	I	16	-10	-7	3	-3	-3	4	2	3	6	16	9	13	31
10/26/04 14:12	10/22/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J	IL	O	EVP,P,NT	M.d	50	16.75	33	3	5	70	M	10	-12	-9	0	-6	-3	2	1	2	8	17	11	14	36
1/28/04 16:03	1/27/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Toth Terence J		O	EVP,P-NT	M.d	13	16.75	33	1	2	44	I	-17	42	12	7	8	2	-3	-4	0	0	4	-6	-16	-5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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