JSD - Nuveen Short Duration Credit Opportunities Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	21	0	0	-0	-0	1	7	2
P	%wins				90	76	62	56	50	61	66
S	%ret	1	3	4	1	2	2	7	14	32	9
S	%wins				50	25	25	0	0	0	17

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/22/22 16:07	11/18/22	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-195	12.07	0	-16	-100	0	D
5/6/22 13:11	5/4/22	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-589	13.30	0	-44	-4	996	I
5/3/22 17:20	5/2/22	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-136	13.32	0	-10	-1	1,040	I
5/3/21 11:43	4/29/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-217	14.20	0	-15	-1	1,051	I
4/29/21 11:17	4/27/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-260	14.16	0	-18	-2	1,066	I
4/27/21 14:17	4/23/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-100	14.18	0	-7	-1	1,084	I
4/23/21 12:31	4/21/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-281	14.18	0	-20	-2	1,091	I
4/21/21 11:02	4/19/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-306	14.21	0	-22	-2	1,111	I
4/16/21 14:45	4/14/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-141	14.22	0	-10	-1	1,133	I
4/14/21 09:56	4/12/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-255	14.27	0	-18	-2	1,143	I
4/12/21 12:12	4/8/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-724	14.23	0	-51	-4	1,160	I
10/6/20 10:42	10/2/20	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	441	12.37	0	36	3	1,211	I
10/2/20 09:57	9/30/20	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	318	12.35	0	26	2	1,176	I
9/30/20 13:52	9/28/20	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	431	12.35	0	35	3	1,150	I
9/28/20 08:24	9/24/20	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	303	12.33	0	25	2	1,115	I
9/24/20 13:46	9/22/20	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	171	12.34	0	14	1	1,090	I
8/9/19 16:22	8/7/19	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-168	15.09	0	-11	-44	14	D
11/3/17 16:57	11/1/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-9	17.62	0	-1	-2	25	D
11/1/17 17:16	10/31/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-35	17.52	0	-2	-7	26	D
11/1/17 17:16	10/30/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-18	17.56	0	-1	-3	28	D
11/1/17 17:16	10/27/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-14	17.50	0	-1	-3	29	D
5/15/17 17:43	5/11/17	JSD	Fund	CEF	Closed-End Funds	Nuveen Fund Advisors, LLC	IL	H	Investme	S	-94	17.95	1	-5	-100	0	D	23	27	16	3	3	1	0	0
4/10/17 15:41	4/6/17	JSD	Fund	CEF	Closed-End Funds	Evans Jack	IL	H	Trustee	P	49	17.99	1	3	New	3	I	20	28	13	4	-2	-1	0	1	1	1	2
3/15/17 18:34	3/10/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	36	18.19	1	2	7	30	D	20	29	14	4	-1	-1	-3	-1	1	1	1
2/15/17 17:53	2/14/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	100	17.90	1	6	25	28	D	24	42	17	12	3	1	0	0	0	0	0
1/30/17 16:26	1/26/17	JSD	Fund	CEF	Closed-End Funds	Rhee Jenny Y	IL	H	Portfoli	S	-41	17.96	1	-2	-100	0	D	25	35	15	9	5	3	2	1	0	0	2	2
3/11/16 16:43	1/29/16	JSD	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		P.m	92	14.63	1	6		0	I	-10	-9	-3	1	2	5	3	0	1	2	3	10	15	32
3/11/16 16:43	1/29/16	JSD	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		S.m	-116	14.15	1	-8	-100	0	I	-10	-9	-3	1	2	5	3	0	1	2	3	10	15	32
3/11/16 16:39	1/4/16	JSD	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		P.m	55	14.21	1	4		2	I	-10	-9	-3	1	2	5	3	0	1	2	3	10	15	32
3/11/16 16:39	1/13/16	JSD	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		S.m	-46	14.13	1	-3	-63	2	I	-10	-9	-3	1	2	5	3	0	1	2	3	10	15	32
12/31/15 12:35	12/29/15	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	74	14.80	1	5	29	22	D	-9	-3	-7	-1	1	2	2	-1	0	0	-2	4	10	28
12/21/15 13:03	12/17/15	JSD	Fund	CEF	Closed-End Funds	Evans Jack	IL	H	Trustee	S	-29	14.50	1	-2	-100	0	D	-8	-7	-11	-5	-3	-3	0	3	0	2	-2	7	13	31
8/26/15 17:26	8/25/15	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	16	15.58	0	1	6	17	D	-4	-6	-6	-8	-6	-5	-3	-2	1	1	0	-3	-7	12
7/31/15 17:07	7/29/15	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	33	16.37	0	2	14	16	D	-3	-4	1	-4	-2	-1	-1	1	0	0	-3	-6	-9	7
6/4/15 14:30	6/3/15	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	17	17.17	1	1	8	14	D	1	1	5	2	0	1	0	1	0	0	-3	-7	-10	-3
3/6/15 15:37	3/5/15	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	17.26	1	1	10	13	D	-3	-1	1	3	4	2	0	1	0	0	1	2	-6	-9
3/4/15 18:11	3/2/15	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	14	17.14	1	1	7	12	D	-4	-1	0	1	3	2	1	1	0	0	0	1	-5	-11
3/10/14 16:45	3/6/14	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	57	18.85	1	3	38	11	D	16	-3	2	6	-1	1	0	0	0	0	-1	0	-2	-1
12/31/13 15:00	12/30/13	JSD	Fund	CEF	Closed-End Funds	Evans Jack	IL	H	Trustee	P	37	18.73	1	2	New	2	D	31	3	0	2	2	5	4	1	1	1	1	0	2	-5
9/30/13 15:06	9/26/13	JSD	Fund	CEF	Closed-End Funds	Schneider William J	IL	H	Trustee	P	100	18.98	1	5	New	5	D	33	3	-7	-1	-1	-1	-2	0	1	-1	0	2	3	-1
7/2/13 14:44	6/28/13	JSD	Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	P	50	19.63	1	3	New	3	D	16	14	2	-5	-3	-2	3	0	-1	-2	1	-1	0	3
6/11/13 18:01	6/10/13	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	40	20.03	1	2	33	8	D	18	18	4	-5	-3	-2	-1	-1	0	1	-3	-3	-6	1
3/11/13 17:33	3/7/13	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	21.12	1	2	50	6	D		22	13	8	5	3	2	1	0	-3	-1	-5	-8	-5
7/30/12 17:03	7/26/12	JSD	Fund	CEF	Closed-End Funds	Rhee Jenny Y	IL	H	Portfoli	P	44	19.29	1	2	New	2	D		16	9	0	6	2	1	1	-1	1	1	4	9	10
8/17/11 14:47	8/15/11	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	17	17.40	1	1	33	4	D					-8	-5	-3	3	1	-3	0	5	12	21
8/1/11 17:55	7/27/11	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	18	18.30	1	1	50	3	D					-8	-7	-4	-2	0	-3	-5	-3	5	15
7/7/11 14:49	7/6/11	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	39	19.39	1	2	New	2	D						-4	-4	-4	2	2	-5	-15	-4	8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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