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6/11/24 16:15
6/7/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FCasper Stephen PNYDS-100199.480-1-155D
6/10/24 16:30
6/7/24
COHNCohen & Co Inc.MDFinancFinTrdSecurity Brokers, Dealers & FPooler Joseph W. Jr.PAOEVP,CFO,S-11611.640-10-1559D
6/7/24 16:59
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FZimmerman Michael JMODM.d00.0003554D
6/7/24 16:56
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FPeacock David AMODM.d00.00031321I
6/7/24 16:53
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMarkus Maura A.MODM.d00.00031125D
6/7/24 16:50
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FLudeman Daniel J.MODM.d00.00032513D
6/7/24 16:40
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FKavanaugh James P.MODM.d00.0003965D
6/7/24 16:30
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FCarnoy Lisa LandauMODM.d00.0003New3D
6/7/24 16:27
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FBrown Michael WMODM.d00.0003465D
6/7/24 16:25
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FBrown Maryam S.MODM.d00.0003New3D
6/7/24 16:22
6/7/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FBerlew Adam T.MODM.d00.00032513D
6/6/24 18:25
6/4/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-5,25821.030-250-977D
6/6/24 18:23
6/4/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCS-26321.050-13-1944D
6/5/24 18:36
6/3/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS-10621.250-501,066D
6/4/24 19:04
6/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FRubinstein JonathanCADM.d00.00053150D
6/4/24 18:48
6/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOM.d00.000124131,071D
6/4/24 18:47
6/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief BrM.d00.0009625477D
6/4/24 18:45
6/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCM.d00.00019626956D
6/4/24 18:42
6/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FZoellick Robert B.CADM.d00.0002374D
6/4/24 18:38
6/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFrei Frances XCADM.d00.0001182D
6/3/24 18:38
5/30/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-8,65821.280-407-987D
6/3/24 18:38
5/30/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADS.d-2,57022.020-117-1000I
6/3/24 16:22
5/31/24
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGabelli Mario JCTTP2141.40010125D
5/31/24 18:31
5/29/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-96121.110-46-877D
5/31/24 16:05
5/29/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FHayes AnthonyNYDOCEOP.m112.36051339D
5/31/24 16:05
5/29/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWool Kyle MichaelNYDOTPP112.200501,522I
5/30/24 20:44
5/28/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FClark Bernard J.TXOMD Head M.d1,23342.9902929126M
5/30/24 20:44
5/28/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FClark Bernard J.TXOMD Head S.d-5,49370.940-77-38126M
5/23/24 18:49
5/21/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-1,00521.120-48-877D
5/23/24 16:16
5/22/24
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FAssociated Capital Group, Inc.CTTP12541.63032125D
5/23/24 06:03
5/20/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFink LaurenceNYDOCB,CEOS-25,008807.290-31-7383D
5/22/24 18:35
5/20/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-70678.410-902,253I
5/21/24 16:44
5/17/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOPS.m-1,062212.490-5-855I
5/20/24 16:06
5/16/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRogers John F.W.NYOEVPS-6,898466.250-15-1581M
5/17/24 19:07
5/15/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADS.d-30418.270-17-1000I
5/16/24 21:04
5/14/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FCrawley MandellNYOCHROS-69399.610-7-1346D
5/16/24 20:24
5/14/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBS.m-9,55977.450-123098,742I
5/14/24 21:26
5/13/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FFriedman Brian PNYDOPS.m-12,97446.270-280-55,649M
5/14/24 18:38
5/10/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADS.d-2,54716.630-153-1000I
5/14/24 18:02
5/10/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWiedman MarkNYOSenior MM.d4,622513.50096D
5/14/24 18:02
5/10/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWiedman MarkNYOSenior MS.d-7,155795.000-9-586D
5/14/24 16:03
5/10/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FSolomon David MNYDOCB,CEOS-3,018457.320-7-4147D
5/14/24 12:08
5/13/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOExec CBS.m-3,30168.090-48-17,677D
5/13/24 21:23
5/6/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS.a-1,00276.380-13-12,288I
5/13/24 20:44
5/9/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-2,00376.130-26-12,262I
5/13/24 10:18
5/9/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOExec CBS.m-9,60568.610-140-27,725D
5/10/24 16:12
5/10/24
OPYOppenheimer Holdings IncDEFinancFinTrdSecurity Brokers, Dealers & FBehrens EvanNYDS-18043.650-4-465D
5/8/24 19:44
5/6/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-4,48217.930-250-977D
5/8/24 18:10
5/6/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-1,00276.380-13-12,282I
5/8/24 17:49
5/3/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBS.m-10,02775.950-132098,966I
5/7/24 19:11
5/3/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCS-22317.830-13-1855D
5/7/24 16:34
5/6/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FGeelan John WMNOGCS-331211.140-2-917D
5/6/24 17:16
5/3/24
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FHeleen Mark LVAOEVP,CLO,S-16016.000-10-2405D
5/6/24 16:42
5/3/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FBunn James EFLOP-GlobEqS-1,381124.440-11-1849D
5/3/24 19:19
5/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief BrM.d00.0004311424D
5/3/24 19:19
5/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCM.d00.00010313867D
5/3/24 19:19
5/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOM.d00.0005839D
5/3/24 19:19
5/2/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-42717.040-25-3939D
5/3/24 19:14
5/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS-8416.720-50997D
5/3/24 16:40
5/2/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FPeacock David AMODS-1,03979.900-13-4119I
5/2/24 16:08
4/30/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FLee Brian JNYOChief RiM.d00.00072830D
5/2/24 16:06
4/30/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRogers John F.W.NYOEVPM.d00.0001715134D
5/2/24 16:05
4/30/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FWaldron John E.NYOP,COOM.d00.0002632106D
5/2/24 16:05
4/30/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FSolomon David MNYDOCB,CEOM.d00.0002822153D
5/2/24 16:04
4/30/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRuemmler Kathryn H.NYOGC,GCM.d00.000725810D
5/1/24 16:24
4/29/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FViniar David ANYDS-2,161432.250-5-1819D
4/30/24 19:28
4/26/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBS.m-8,97074.870-120099,098I
4/29/24 14:41
4/26/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FRaney Steven MFLOP,CEO RJS-505121.010-4-754D
4/26/24 17:20
4/24/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFOM.d15628.44051061M
4/26/24 17:20
4/24/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFOS.d-41475.510-5-861M
4/25/24 18:46
4/23/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADS.d-2,71517.610-154-8136I
4/24/24 21:32
4/24/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FHandler Richard BNYDOCEOS-65,25143.500-1,500-816,707D
4/24/24 18:43
4/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBS-6,66174.620-89099,217I
4/23/24 21:35
4/19/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FEllis Stephen ATXDM.d38225.8801515116M
4/23/24 21:35
4/19/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FEllis Stephen ATXDS.d-1,08073.210-15-11116M
4/22/24 21:33
4/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDM.d21328.440702,301M
4/22/24 21:33
4/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS.dm-1,20873.300-16-12,301M
4/22/24 18:42
4/18/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADS.d-28617.160-17-3236I
4/19/24 16:06
4/18/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-9,02190.210-100-12767D
4/19/24 16:05
4/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSmith Charles Aubrey IIINYOChief RiS-1,00990.090-11-8131D
4/18/24 21:44
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FGoldfarb Mark ATXDS-50370.860-7-2127I
4/18/24 21:29
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSarin ArunTXDM.d12525.01052426M
4/18/24 21:29
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSarin ArunTXDS.d-35671.110-5-1626M
4/18/24 21:13
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief RiS-72472.400-10-1273D
4/18/24 21:10
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFOS.dm-83772.170-12-1661M
4/18/24 21:10
4/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFOM.d15628.44051061M
4/18/24 21:08
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMorgan Peter J. IIITXOGCS-1,77172.230-25-990D
4/18/24 21:05
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMartinetto Joseph RTXOCOOS-3,04670.830-43-12302I
4/12/24 10:22
4/10/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FGarcia Art AFLDM.d00.00022103D
4/10/24 16:10
4/8/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWool Kyle MichaelNYDOTPP252.990911,517I
4/8/24 18:40
4/4/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-4,66918.670-250-977D
4/8/24 16:10
4/4/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWool Kyle MichaelNYDOTPP552.8701921128I
4/8/24 16:10
4/4/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FHayes AnthonyNYDOCEOP.m492.820175335I
4/3/24 16:11
4/2/24
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGabelli Mario JCTTP2141.25010122D
4/2/24 18:54
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMalka MeyerCADM.d00.0007043,731D
4/2/24 18:52
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFrei Frances XCADM.d00.0006782D
4/2/24 18:51
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FRubinstein JonathanCADM.d00.00064145D
4/2/24 18:48
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FZoellick Robert B.CADM.d00.0006872D
4/2/24 18:47
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTreseder Oluwadara JohnsonCADM.d00.00061156D
4/2/24 18:46
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FLoop PaulaCADM.d00.00082342D
4/2/24 18:45
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOM.d00.0006061,002D
4/2/24 18:45
4/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS.d-9819.590-501,002D
4/1/24 09:26
3/28/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOTExec CBS-1,39772.140-1907,865D
3/28/24 21:40
3/26/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FEllis Stephen ATXDM.d5927.45022116M
3/28/24 20:45
3/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXDM.a47230.080165345D
3/28/24 20:45
3/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXDS.a-1,14172.640-16-2645D
3/28/24 12:45
3/26/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOTExec CBS-10,61370.750-150-27,885D
3/28/24 10:42
3/8/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FKlauder PaulPAOEVPM.d8140.6402635D
3/28/24 10:42
3/8/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FKlauder PaulPAOEVPS.d-14069.800-2-535D
3/26/24 19:51
3/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXDM.d47230.080165544D
3/26/24 19:51
3/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXDS.d-1,14172.640-16-2644D
3/25/24 21:13
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-63870.870-902,310I
3/25/24 21:05
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief RiM.d34226.390131883D
3/25/24 21:05
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief RiS.d-90770.030-13-1383D
3/25/24 19:28
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCraig Jonathan M.TXOPlease sM.d13126.39050M
3/25/24 19:28
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCraig Jonathan M.TXOPlease sS.d-34870.010-5-1000M
3/21/24 19:23
3/19/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADOChief CrS.d-28617.170-17-3236I
3/15/24 19:44
3/8/24
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYTP.m26812.1502221,328I
3/15/24 19:44
3/8/24
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYTS.m-31311.950-26-21,328I
3/15/24 19:40
3/6/24
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYTP.m13211.9901111,328I
3/15/24 19:40
3/6/24
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYTS.m-17711.820-15-11,328I
3/15/24 16:49
3/13/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FSliney David DMOOCOOS.m-1,55374.680-21-10185D
3/14/24 18:50
3/12/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADOChief CrS.d-2,58016.410-157-8136I
3/12/24 17:00
3/11/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMichaud Thomas B.NYOSVPS.d-1,88874.260-25-2290D
3/8/24 21:09
3/6/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief RiS-2,03367.800-30-2683D
3/8/24 20:12
3/6/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCraig Jonathan M.TXOPlease sS-3,30567.800-49-1000I
3/7/24 18:33
3/5/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCS-19915.900-13-2814D
3/6/24 18:50
3/4/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-4,19016.760-250-977D
3/6/24 16:01
3/6/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & F77/7 Al Farabi Ave
Almaty, 1P 050040">Tukanov Renat
1POCTOS-22675.430-3-259D
3/5/24 18:09
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOM.d00.00010112971D
3/5/24 18:09
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS.d-8216.470-5-1971D
3/5/24 18:08
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief BrM.d00.0007925399D
3/5/24 18:08
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCM.d00.00017226827D
3/5/24 18:07
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FZoellick Robert B.CADM.d00.0002466D
3/5/24 18:06
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FRubinstein JonathanCADM.d00.00053138D
3/5/24 18:05
3/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFrei Frances XCADM.d00.0001175D
3/5/24 16:51
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FSliney David DMOOCOOM.d00.000137207D
3/5/24 16:49
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMarischen James MMOOCFOM.d00.0004857D
3/5/24 16:48
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FFisher Mark PCAOSVP,GCM.d00.00041048D
3/5/24 16:46
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FNesi VictorNYOCo-PM.d00.0003413302D
3/5/24 16:45
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FZemlyak James MMOOCo-PM.d00.0003021,280D
3/5/24 16:45
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FKruszewski Ronald JMODOCEOM.d00.0006851,445D
3/5/24 16:43
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FReichert Christopher KMOOCEO of SM.d00.00041051I
3/5/24 16:42
3/1/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMichaud Thomas B.NYOSVPM.d00.0001616115D
3/4/24 19:38
2/29/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADOChief CrS.d-26916.170-17-3236I
3/4/24 18:31
2/29/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOPS.m-953190.690-5-860D
3/1/24 21:29
2/28/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-58865.290-902,319I
3/1/24 21:01
2/28/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFOS-36165.710-6-1924I
3/1/24 18:53
2/28/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFink LaurenceNYDOCB,CEOS-25,090809.920-31-7414D
2/28/24 18:30
2/26/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-7,56015.120-500-997D
2/28/24 18:30
2/26/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADOChief CrS.d-7,28715.100-483-9336I
2/28/24 16:49
2/26/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOPS.m-748184.760-4-665D
2/27/24 18:38
2/23/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief BrS-87914.430-61-15351D
2/26/24 17:05
2/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBS.m-7,56564.660-117099,282I
2/26/24 16:10
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FSeshadri RajFLDM.d00.00022110D
2/26/24 16:09
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FGates AnneFLDM.d00.00021513D
2/26/24 16:09
2/22/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FBerlinski Philip R.NYOGlobal TS-4,551390.640-12-3125D
2/26/24 16:08
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FEsty BenjaminFLDM.d00.0002628D
2/26/24 16:07
2/23/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FColeman Denis P.NYOCFOS-5,001394.430-13-2734D
2/26/24 16:06
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FJohnson Gordon LFLDM.d00.0002641D
2/26/24 11:55
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FDebel MarleneFLDM.d00.0002396D
2/26/24 11:54
2/23/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWarner Mark AndrewPAHSee RemaM.d12240.64031D
2/26/24 11:54
2/23/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWarner Mark AndrewPAHSee RemaS.d-20267.310-3-701D
2/26/24 09:41
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FDutkowsky Robert MFLDM.d00.00021711D
2/26/24 09:21
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FMcGeary Roderick CFLDM.d00.0002920D
2/26/24 09:18
2/22/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FEdwards Jeffrey NFLDM.d00.0002629D
2/23/24 18:41
2/23/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FLord RachelNYOSenior MM.d18,516513.5003617D
2/23/24 18:41
2/23/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FLord RachelNYOSenior MS.d-29,498818.060-36-6817D
2/23/24 18:30
2/23/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWiedman MarkNYOSenior MS-197821.6900-46D
2/23/24 18:29
2/21/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCADOChief CrS.d-2,55213.570-188-8436I
2/23/24 17:03
2/21/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FNesi VictorNYOCo-PS-2,71375.370-36-11285I
2/23/24 16:34
2/21/24
IFINInfint Acquisition CorpDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYTS.m-1,19811.350-106-18474I
2/23/24 16:18
2/21/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FNemser Earl HCTDOVice CBS.m-1,059105.940-10-8109D
2/20/24 20:55
2/15/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBM.d1,84225.86071099,399M
2/20/24 20:55
2/15/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CBS.d-4,62964.990-71099,399M
2/20/24 20:33
2/15/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFOS-51864.760-8-2130I
2/20/24 16:55
2/15/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FNemser Earl HCTDOVice CBS.m-1,563104.230-15-11119D
2/16/24 17:00
2/16/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FMcPherson Kevin MNYOChief ReS-443221.260-2-370D
2/15/24 16:54
2/13/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FNemser Earl HCTDOVice CBS.m-7,597101.290-75-36134D
2/14/24 18:33
2/12/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS-6012.000-5-1916D
2/14/24 18:28
2/12/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCohen StephenNYOSenior MS-765805.550-1-184D
2/14/24 16:19
2/12/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-PS-2,32487.190-27-9287D
2/14/24 16:19
2/12/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-8,73087.300-100-12732I
2/14/24 11:57
2/12/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FSharma SanjayPAOSee RemaM.d61040.6401579217D
2/14/24 11:57
2/12/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FSharma SanjayPAOSee RemaS.d-1,00867.200-15-4717D
2/14/24 09:18
2/13/24
WTWisdomtree, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FSteinberg Jonathan LNYDOCEOP2,1877.20030439,174D
2/13/24 07:40
2/9/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FGarcia Art AFLDP99112.3001New1D
2/9/24 18:16
2/7/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMeade Christopher J.NYOGC,CLOS-2,461793.860-3-269D
2/9/24 10:30
2/7/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWithrow WayneOEVPM.d88051.870174455D
2/9/24 10:30
2/7/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWithrow WayneOEVPS.d-1,12366.160-17-2355D
2/7/24 19:05
2/5/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FKushel J. RichardNYOSenior MS-408784.690-10144I
2/7/24 18:57
2/5/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FComerchero Marc D.NYOPrincipaS-353785.1100-76D
2/7/24 18:31
2/5/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEOS.d-2,65210.610-250-985D
2/7/24 18:29
2/5/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGCS-13310.610-13-2738D
2/7/24 17:56
2/5/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FAbraham Chad RMNDOCEO,CBS.m-3,457181.940-19-2460D
2/7/24 17:49
2/5/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FDoyle Jonathan JMNDOHd of FiS.m-5,486182.870-30-15166D
2/7/24 17:47
2/7/24
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCifu Douglas ANYDOCEOP.d81016.2105051,027D
2/7/24 17:45
2/5/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOPS-921184.130-5-763I
2/7/24 17:34
2/5/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFrank Thomas AjCTOCIOS.m-3,81595.520-40-3477D
2/7/24 10:33
2/5/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWithrow WayneOEVPM.dm73340.640184855D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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