Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
7/31/26 16:51	7/29/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-4	1.21	-3	-5	57	D
7/30/26 20:57	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-15,169	105.74	-143	0	94,804	I
7/30/26 20:33	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,394	105.71	-23	-1	1,824	I
7/30/26 19:43	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	M.d	1,795	64.10	28		10	D
7/30/26 19:43	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S.d	-2,940	105.01	-28	-73	10	D
7/30/26 18:28	7/28/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-112	25.09	-4	0	13,159	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	See Rema	M.d	888	59.17	15		1	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	See Rema	S.d	-1,535	102.35	-15	-94	1	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	M.d	1,393	55.73	25		21	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	S.d	-2,551	102.05	-25	-55	21	D
7/30/26 16:05	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		M.d	496	49.63	10	120	18	D
7/30/26 16:05	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		S.d	-1,032	103.20	-10	-35	18	D
7/29/26 20:57	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	M.dm	14,881	52.05	286	111	543	I
7/29/26 20:57	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.dm	-29,774	104.14	-286	-34	543	I
7/29/26 20:20	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	1,542	46.81	33	119	61	D
7/29/26 20:20	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-3,427	104.01	-33	-35	61	D
7/29/26 16:06	7/28/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schapiro Mary L	NY	D		S	-212	212.06	-1	-3	39	D
7/29/26 14:49	7/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	S	-1,761	176.06	-10	-16	53	D
7/28/26 19:53	7/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-4,628	101.72	-46	0	95,007	I
7/28/26 17:20	7/24/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-454	25.28	-18	0	13,163	D
7/28/26 16:37	7/24/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,681	95.09	-49	-93	4	I
7/28/26 16:35	7/27/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	S	-998	172.97	-6	-11	46	D
7/28/26 16:09	7/27/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-149	1.59	-94	-100	0	D
7/28/26 16:08	7/24/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	M.d	1,422	71.12	20	89	42	D
7/28/26 16:08	7/24/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	S.d	-1,987	99.33	-20	-32	42	D
7/27/26 18:19	7/23/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-12	1.43	-8	-9	83	D
7/27/26 18:19	7/24/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	26	0.9540	28	50	83	D
7/27/26 18:05	7/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-709	102.03	-7	-89	1	D
7/27/26 16:33	7/23/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		S	-372	79.20	-5	-45	6	D
7/24/26 17:21	7/22/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-765	26.90	-28	0	13,181	D
7/23/26 19:39	7/21/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	190	46.81	4	7	61	D
7/23/26 19:39	7/21/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-422	104.14	-4	-6	61	D
7/23/26 15:16	7/21/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S.m	-51	1.45	-35	-35	64	D
7/22/26 16:43	7/20/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-599	26.55	-23	0	13,210	D
7/22/26 16:10	11/4/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Cherdabayev Boris	NY	D		S.m	-86	135.85	-1	-44	1	D
7/21/26 18:54	7/21/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-208	104.21	-2	-4	44	I
7/21/26 13:17	7/17/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	0	1.77	0	0	99	D
7/21/26 13:17	7/20/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-7	1.55	-4	-4	99	D
7/20/26 16:42	7/16/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-867	26.05	-33	0	13,232	D
7/17/26 18:26	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-2,058	1,080.6	-2	-1	224	D
7/17/26 18:17	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	M.d	9,292	513.50	18		14	D
7/17/26 18:17	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	S.d	-19,942	1,102.1	-18	-56	14	D
7/17/26 16:42	7/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-457	114.71	-4	-7	56	D
7/17/26 16:07	7/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	S	-3,461	222.51	-16	-10	137	M
7/17/26 16:06	7/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	S	-5,209	215.55	-24	-17	122	D
7/17/26 16:04	7/15/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	S.e	-2	9.21	0	-2	12	D
7/17/26 12:53	7/15/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P.m	184	1.87	99	999%	103	D
7/16/26 16:32	7/14/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-564	28.49	-20	0	13,266	D
7/16/26 16:15	7/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		M.d	60	12.00	5	6	89	D
7/16/26 16:15	7/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		S.d	-210	42.00	-5	-5	89	D
7/14/26 17:01	7/10/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-640	30.31	-21	0	13,285	D
7/14/26 16:07	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	336	12.00	28	3	883	D
7/14/26 16:07	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,175	41.98	-28	-3	883	D
7/14/26 16:04	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	840	12.00	70	4	1,723	I
7/14/26 16:04	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,976	42.52	-70	-4	1,723	I
7/13/26 19:20	7/10/26	CCCTU	Columbus Circle Capital Corp III	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 3 Sponsor Corp LLC	NY	T		P	2,650	10.00	265	New	265	D
7/10/26 18:16	7/8/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-553	30.80	-18	0	13,306	D
7/10/26 16:15	7/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-12	115.12	0	-1	12	D
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	1,018	46.81	22		0	M
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,219	102.01	-22	-100	0	M
7/8/26 17:06	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-204	102.01	-2	-4	46	I
7/8/26 16:36	7/6/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-690	32.40	-21	0	13,324	D
7/8/26 16:33	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-43,562	116.17	-375	-98	7	D
7/8/26 16:32	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,161	116.14	-10	-2	471	D
7/7/26 17:03	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.dm	840	12.00	70	4	1,723	I
7/7/26 17:03	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.dm	-2,951	42.16	-70	-4	1,723	I
7/7/26 17:03	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-2,324	119.96	-19	-24	63	D
7/7/26 17:02	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		S	-441	117.50	-4	-5	72	D
7/7/26 17:01	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		S	-1,000	120.00	-8	-12	64	D
7/7/26 16:14	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	M.d	240	12.00	20	34	78	D
7/7/26 16:14	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	S.d	-842	42.12	-20	-20	78	D
7/7/26 16:13	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	M.d	132	12.00	11	10	120	D
7/7/26 16:13	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.d	-462	42.04	-11	-8	120	D
7/7/26 16:10	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	M.d	192	12.00	16	5	354	D
7/7/26 16:10	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.d	-674	42.13	-16	-4	354	D
7/7/26 16:09	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-120	40.00	-3	-4	75	D
7/7/26 16:08	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		M.d	63	12.00	5	4	150	D
7/7/26 16:08	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-207	39.35	-5	-3	150	D
7/7/26 16:06	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	336	12.00	28	3	883	D
7/7/26 16:06	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,154	41.22	-28	-3	883	D
7/7/26 16:06	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	M.d	576	12.00	48	14	387	D
7/7/26 16:06	7/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-1,979	41.22	-48	-11	387	D
7/6/26 18:33	7/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.m	-394	98.52	-4	-8	48	M
7/6/26 16:38	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quick Christopher C	NY	D		M.d	0	0.00	3	6	61	D
7/6/26 16:36	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		M.d	0	0.00	3	9	40	D
7/6/26 16:36	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		M.d	0	0.00	3	9	41	D
7/6/26 16:35	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		M.d	0	0.00	3	9	42	D
7/6/26 16:34	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		M.d	0	0.00	3	17	23	D
7/6/26 16:32	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		M.d	0	0.00	3	5	68	D
7/6/26 16:32	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viola Michael T	NY	DT		M.d	0	0.00	3	3	125	D
7/6/26 16:31	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Urban David	NY	D		M.d	0	0.00	3	8	45	D
7/6/26 16:28	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	M.d	0	0.00	8	2	330	D
7/2/26 17:37	8/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S.adm	-121,937	103.88	-1,174	-14	7,321	I
7/1/26 17:32	6/29/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-1,023	33.58	-30	0	13,346	D
7/1/26 16:01	7/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P	2	88.03	0	1	3	D
6/29/26 17:33	6/25/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S	-21,644	30.92	-700	-5	13,376	D
6/29/26 13:55	6/26/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	S.m	-5,003	87.26	-57	-1	6,818	D
6/29/26 06:29	6/25/26	TIGR	Up Fintech Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Liu Jian		D		S	-43	4.60	-9	-13	63	D
6/25/26 19:35	6/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		M.d	57	25.11	2	2	109	D
6/24/26 16:29	6/22/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 050040">Tukanov Renat		O	CTO	S	-253	140.82	-2	-15	10	D
6/24/26 16:25	6/22/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew		D		S	-50	141.04	0	-35	1	D
6/17/26 19:19	6/15/26	APUR	Aperture Ac	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	0	9.90	0	0	1,058	I
6/17/26 16:29	6/16/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Raymond Mark F.	NJ	D		M.d	192	12.00	16	31	67	D
6/17/26 16:08	6/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S	-209	44.23	-5	-1	317	D
6/16/26 16:06	6/15/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	M.d	58	4.83	12	36	45	D
6/16/26 16:06	6/15/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	S.d	-650	34.22	-19	-30	45	D
6/15/26 17:41	6/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-394	98.84	-4	-6	60	D
6/15/26 16:34	6/11/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-5,190	89.63	-58	-94	4	I
6/12/26 16:15	6/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		M.d	234	12.00	20	32	81	D
6/12/26 16:15	6/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		S.d	-814	41.73	-20	-19	81	D
6/12/26 16:15	6/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-12	116.03	0	-1	12	D
6/11/26 16:42	6/9/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahlin Paul	NJ	D		M.dm	132	12.00	11	46	35	D
6/11/26 10:23	6/9/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		S	-453	90.50	-5	-1	619	D
6/10/26 16:29	6/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	M.dm	240	12.00	20	37	73	D
6/10/26 16:29	6/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	S.dm	-802	40.08	-20	-21	73	D
6/10/26 16:06	6/9/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	M.d	58	4.83	12	30	52	D
6/10/26 16:06	6/9/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	S.d	-601	31.62	-19	-27	52	D
6/9/26 19:31	6/5/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S	-1,846	38.14	-48	0	14,076	D
6/9/26 16:05	6/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		P	20,184	80.74	250	3	8,005	I
6/9/26 09:24	6/9/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Bishop Walter A.	NY	D		M.d	0	0.00	13	New	13	D
6/8/26 17:27	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	3	3	103	D
6/8/26 17:19	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	3	4	72	D
6/8/26 17:14	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	3	7	45	D
6/8/26 17:12	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	3	26	14	I
6/8/26 17:10	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	3	13	24	D
6/8/26 17:08	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		M.d	0	0.00	3	26	14	D
6/8/26 17:07	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		M.d	0	0.00	3	37	10	D
6/8/26 16:55	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		M.d	0	0.00	3	36	11	D
6/8/26 16:46	6/4/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat		O	Freedom	S	-2,612	155.48	-17	-7	227	D
6/5/26 20:48	6/3/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-3,957	42.67	-93	-1	14,125	D
6/5/26 17:01	6/4/26	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yowan David L.	VA	DO	P,CEO	M.d	0	0.00	107	35	411	D
6/5/26 16:35	6/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-837	83.68	-10	-2	481	D
6/5/26 16:34	6/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-931	85.91	-11	-12	82	D
6/4/26 16:55	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-128	42.78	-3	-4	71	D
6/4/26 16:52	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		M.d	63	12.00	5	4	142	D
6/4/26 16:52	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-224	42.76	-5	-4	142	D
6/4/26 16:46	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	336	12.00	28	3	844	D
6/4/26 16:46	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,200	42.85	-28	-3	844	D
6/4/26 16:44	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	M.d	132	12.00	11	10	116	D
6/4/26 16:44	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.d	-464	42.16	-11	-9	116	D
6/4/26 16:40	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	M.d	576	12.00	48	14	397	D
6/4/26 16:40	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-2,056	42.84	-48	-11	397	D
6/4/26 16:37	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	M.d	192	12.00	16	5	325	D
6/4/26 16:37	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.d	-674	42.12	-16	-5	325	D
6/4/26 16:37	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	840	12.00	70	4	1,723	I
6/4/26 16:37	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,965	42.36	-70	-4	1,723	I
6/3/26 18:50	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	1	0	7,755	M
6/3/26 18:50	6/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		P.d	15,104	83.45	181	2	7,755	M
6/3/26 16:57	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	1	1	102	D
6/3/26 16:56	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	1	1	76	D
6/3/26 16:56	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	1	1	150	D
6/3/26 16:55	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	1	1	72	D
6/3/26 16:55	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		M.d	0	0.00	1	29	4	D
6/3/26 16:54	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	71	329	93	D
6/3/26 16:54	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	M.d	0	0.00	33	109	64	D
6/3/26 16:53	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	113	30	491	D
6/2/26 16:09	6/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P	2	86.10	0	1	2	D
6/2/26 12:11	6/1/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Ber Hedva		O	Global C	M.d	935	16.96	55		0	D
6/2/26 12:11	6/1/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Ber Hedva		O	Global C	S.d	-2,311	41.90	-55	-100	0	D
6/1/26 16:44	5/28/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		P	20,018	80.39	249	3	7,573	I
5/28/26 16:24	5/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	P	1,850	84.23	22	11	223	D
5/27/26 16:02	5/26/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	S	-467	6.22	-75	-3	2,386	D
5/22/26 16:57	5/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-5,082	75.38	-67	-96	3	I
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		M.d	4,135	16.54	250	20	1,505	D
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		S.d	-7,219	28.88	-250	-14	1,505	D
5/21/26 18:13	5/21/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		M.d	4,135	16.54	250	20	1,505	D
5/21/26 18:13	5/21/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		S.d	-7,193	28.77	-250	-14	1,505	D
5/21/26 16:07	5/20/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-570	18.99	-30	-3	1,110	D
5/20/26 20:40	5/19/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-2,536	92.22	-28	0	95,263	I
5/20/26 16:11	5/19/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	S	-1,931	19.31	-100	-10	886	D
5/19/26 16:34	5/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		M.d	272	12.00	23	44	74	D
5/19/26 16:31	5/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-421	77.36	-5	-10	47	D
5/18/26 21:33	5/18/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-2,541	92.40	-28	0	95,290	I
5/18/26 16:52	5/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	S	-1,973	56.36	-35	-29	84	D
5/18/26 16:06	5/14/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-6,676	973.55	-7	-16	35	D
5/18/26 12:20	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		S	-119	41.04	-3	0	3,582	I
5/18/26 08:32	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		S	-4,126	41.26	-100	-25	297	I
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		M.d	228	28.96	8	29	35	M
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-228	91.16	-3	-7	35	M
5/13/26 16:26	5/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	300	12.00	25	5	511	D
5/11/26 16:15	5/11/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-15	146.99	0	-1	12	D
5/8/26 21:51	5/8/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	S.d	-1,502	50.06	-30	-41	42	D
5/8/26 21:27	5/6/26	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	0	51.90	0	0	3,823	D
5/8/26 16:06	5/6/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-13,421	939.07	-14	-48	16	D
5/7/26 16:07	5/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	189	12.00	16	1	1,723	I
5/7/26 16:07	5/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-756	47.92	-16	-1	1,723	I
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		M.d	314	31.65	10	1	1,845	M
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.d	-915	92.29	-10	-1	1,845	M
5/6/26 17:41	5/4/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-20,058	91.76	-219	0	95,323	I
5/6/26 17:32	5/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-200	50.00	-4	-17	20	D
5/6/26 16:56	5/5/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	S	-271	18.06	-15	-9	157	D
5/6/26 16:32	5/4/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-769	76.89	-10	-2	433	D
5/6/26 16:06	5/4/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-7,096	78.84	-90	-16	478	D
5/5/26 16:19	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,230	930.70	-3	-2	153	D
5/5/26 16:17	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-9,571	929.17	-10	-62	6	D
5/5/26 16:15	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-635	929.62	-1	-2	30	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		M.d	496	49.63	10	15	78	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		S.d	-911	91.07	-10	-11	78	D
5/5/26 08:17	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	651	12.00	54	3	1,723	I
5/5/26 08:17	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,563	47.26	-54	-3	1,723	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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