Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
7/26/24 16:10	7/26/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	S	-368	105.25	-4	-7	43	D
7/23/24 21:17	7/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-558	61.96	-9	0	2,237	I
7/19/24 17:23	7/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB,CE	P	1,657	66.26	25	3	840	D
7/19/24 17:19	7/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	P	620	62.05	10	7	148	D
7/19/24 16:31	7/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-798	106.37	-8	-8	87	D
7/19/24 16:30	7/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	S	-1,617	104.00	-16	-13	109	I
7/19/24 16:29	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		S	-107	106.62	-1	-1	96	D
7/19/24 16:28	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-4,262	106.54	-40	-8	444	D
7/19/24 16:26	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-21,012	105.06	-200	-26	568	I
7/18/24 18:48	7/16/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	M.d	13,865	513.50	27		6	D
7/18/24 18:48	7/16/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-22,529	834.42	-27	-81	6	D
7/18/24 16:08	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		S	-5,050	505.04	-10	-5	197	I
7/18/24 16:07	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,512	502.43	-5	-1	809	D
7/18/24 16:05	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-2,530	506.01	-5	-17	25	M
7/16/24 19:01	7/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,670	22.20	-120	-100	0	I
7/15/24 16:48	7/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	M.d	35	44.24	1	1	55	M
7/15/24 16:48	7/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-59	75.00	-1	-1	55	M
7/9/24 19:21	7/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,625	22.50	-250	-97	7	D
7/8/24 18:32	7/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-285	22.80	-13	-1	956	D
7/5/24 16:43	7/3/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	42.29	1	0	128	D
7/3/24 18:31	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	48	5	969	D
7/3/24 18:31	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	2	5	50	D
7/3/24 18:31	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	60	6	1,102	D
7/3/24 13:54	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		M.d	0	0.00	9	42	30	D
7/3/24 13:52	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		M.d	0	0.00	9	39	31	D
7/3/24 13:51	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quick Christopher C	NY	D		M.d	0	0.00	9	21	51	D
7/3/24 13:50	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		M.d	0	0.00	9	24	45	D
7/3/24 13:48	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		M.d	0	0.00	9	37	32	D
7/3/24 13:47	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viola Michael T	NY	DT		M.d	0	0.00	9	8	114	D
7/3/24 13:45	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Urban David	NY	D		M.d	0	0.00	9	33	35	D
7/3/24 13:43	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		M.d	0	0.00	9	18	58	D
7/2/24 19:00	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	1	0	43,739	D
6/27/24 19:11	6/25/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	20	39.88	1	0	128	D
6/27/24 19:00	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	6	0	43,737	D
6/27/24 18:52	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	6	8	80	D
6/27/24 18:52	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	6	10	62	D
6/27/24 18:51	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	6	4	155	D
6/27/24 18:51	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	6	13	47	D
6/27/24 18:50	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	8	10	90	D
6/25/24 16:08	6/24/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	80	39.96	2	2	127	D
6/25/24 06:56	6/24/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		S	-335	67.04	-5	-1	656	D
6/24/24 18:30	6/20/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,623	21.63	-121	-100	0	I
6/24/24 18:15	6/20/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-652	72.49	-9	0	2,246	I
6/24/24 16:29	6/24/24	CNGL	Canna-Global Acquisition Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P	29	10.50	3	1	200	I
6/17/24 20:51	6/13/24	STGW	Stagwell Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-25,360	6.34	-4,000	-24	12,981	I
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	M.d	425	52.05	8	7	126	M
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	S.d	-612	75.00	-8	-6	126	M
6/11/24 16:15	6/7/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-100	199.48	-1	-1	55	D
6/10/24 16:30	6/7/24	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	S	-116	11.64	-10	-15	59	D
6/7/24 16:59	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	3	5	54	D
6/7/24 16:56	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	3	13	21	I
6/7/24 16:53	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	3	11	25	D
6/7/24 16:50	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	3	25	13	D
6/7/24 16:40	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		M.d	0	0.00	3	96	5	D
6/7/24 16:30	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		M.d	0	0.00	3	New	3	D
6/7/24 16:27	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	3	4	65	D
6/7/24 16:25	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		M.d	0	0.00	3	New	3	D
6/7/24 16:22	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	3	25	13	D
6/6/24 18:25	6/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,258	21.03	-250	-97	7	D
6/6/24 18:23	6/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-263	21.05	-13	-1	944	D
6/5/24 18:36	6/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-106	21.25	-5	0	1,066	D
6/4/24 19:04	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	5	3	150	D
6/4/24 18:48	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	124	13	1,071	D
6/4/24 18:47	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	96	25	477	D
6/4/24 18:45	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	196	26	956	D
6/4/24 18:42	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	2	3	74	D
6/4/24 18:38	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	1	1	82	D
6/3/24 18:38	5/30/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-8,658	21.28	-407	-98	7	D
6/3/24 18:38	5/30/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,570	22.02	-117	-100	0	I
6/3/24 16:22	5/31/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.40	1	0	125	D
5/31/24 18:31	5/29/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-961	21.11	-46	-87	7	D
5/31/24 16:05	5/29/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	11	2.36	5	1	339	D
5/31/24 16:05	5/29/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	11	2.20	5	0	1,522	I
5/30/24 20:44	5/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	M.d	1,233	42.99	29	29	126	M
5/30/24 20:44	5/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	S.d	-5,493	70.94	-77	-38	126	M
5/23/24 18:49	5/21/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-1,005	21.12	-48	-87	7	D
5/23/24 16:16	5/22/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	125	41.63	3	2	125	D
5/23/24 06:03	5/20/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-25,008	807.29	-31	-7	383	D
5/22/24 18:35	5/20/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-706	78.41	-9	0	2,253	I
5/21/24 16:44	5/17/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-1,062	212.49	-5	-8	55	I
5/20/24 16:06	5/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-6,898	466.25	-15	-15	81	M
5/17/24 19:07	5/15/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-304	18.27	-17	-100	0	I
5/16/24 21:04	5/14/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	S	-693	99.61	-7	-13	46	D
5/16/24 20:24	5/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-9,559	77.45	-123	0	98,742	I
5/14/24 21:26	5/13/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S.m	-12,974	46.27	-280	-5	5,649	M
5/14/24 18:38	5/10/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,547	16.63	-153	-100	0	I
5/14/24 18:02	5/10/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	M.d	4,622	513.50	9		6	D
5/14/24 18:02	5/10/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-7,155	795.00	-9	-58	6	D
5/14/24 16:03	5/10/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,018	457.32	-7	-4	147	D
5/14/24 12:08	5/13/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-3,301	68.09	-48	-1	7,677	D
5/13/24 21:23	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.a	-1,002	76.38	-13	-1	2,288	I
5/13/24 20:44	5/9/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,003	76.13	-26	-1	2,262	I
5/13/24 10:18	5/9/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-9,605	68.61	-140	-2	7,725	D
5/10/24 16:12	5/10/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		S	-180	43.65	-4	-46	5	D
5/8/24 19:44	5/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,482	17.93	-250	-97	7	D
5/8/24 18:10	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,002	76.38	-13	-1	2,282	I
5/8/24 17:49	5/3/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-10,027	75.95	-132	0	98,966	I
5/7/24 19:11	5/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-223	17.83	-13	-1	855	D
5/7/24 16:34	5/6/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-331	211.14	-2	-9	17	D
5/6/24 17:16	5/3/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	S	-160	16.00	-10	-2	405	D
5/6/24 16:42	5/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P-GlobEq	S	-1,381	124.44	-11	-18	49	D
5/3/24 19:19	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	43	11	424	D
5/3/24 19:19	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	103	13	867	D
5/3/24 19:19	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	M.d	0	0.00	58		39	D
5/3/24 19:19	5/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-427	17.04	-25	-39	39	D
5/3/24 19:14	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-84	16.72	-5	0	997	D
5/3/24 16:40	5/2/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		S	-1,039	79.90	-13	-41	19	I
5/2/24 16:08	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	M.d	0	0.00	7	28	30	D
5/2/24 16:06	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	M.d	0	0.00	17	15	134	D
5/2/24 16:05	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	O	P,COO	M.d	0	0.00	26	32	106	D
5/2/24 16:05	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	M.d	0	0.00	28	22	153	D
5/2/24 16:04	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	M.d	0	0.00	7	258	10	D
5/1/24 16:24	4/29/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,161	432.25	-5	-1	819	D
4/30/24 19:28	4/26/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-8,970	74.87	-120	0	99,098	I
4/29/24 14:41	4/26/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	S	-505	121.01	-4	-7	54	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	M.d	156	28.44	5	10	61	M
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.d	-414	75.51	-5	-8	61	M
4/25/24 18:46	4/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,715	17.61	-154	-81	36	I
4/24/24 21:32	4/24/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-65,251	43.50	-1,500	-8	16,707	D
4/24/24 18:43	4/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-6,661	74.62	-89	0	99,217	I
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		M.d	382	25.88	15	15	116	M
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		S.d	-1,080	73.21	-15	-11	116	M
4/22/24 21:33	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		M.d	213	28.44	7	0	2,301	M
4/22/24 21:33	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.dm	-1,208	73.30	-16	-1	2,301	M
4/22/24 18:42	4/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-286	17.16	-17	-32	36	I
4/19/24 16:06	4/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-9,021	90.21	-100	-12	767	D
4/19/24 16:05	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles Aubrey III	NY	O	Chief Ri	S	-1,009	90.09	-11	-8	131	D
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		S	-503	70.86	-7	-21	27	I
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		M.d	125	25.01	5	24	26	M
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-356	71.11	-5	-16	26	M
4/18/24 21:13	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-724	72.40	-10	-12	73	D
4/18/24 21:10	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.dm	-837	72.17	-12	-16	61	M
4/18/24 21:10	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	M.d	156	28.44	5	10	61	M
4/18/24 21:08	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-1,771	72.23	-25	-99	0	D
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	S	-3,046	70.83	-43	-12	302	I
4/12/24 10:22	4/10/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		M.d	0	0.00	2	210	3	D
4/10/24 16:10	4/8/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	25	2.99	9	1	1,517	I
4/8/24 18:40	4/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,669	18.67	-250	-97	7	D
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	55	2.87	19	211	28	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	49	2.82	17	5	335	I
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.25	1	0	122	D
4/2/24 18:54	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	7	0	43,731	D
4/2/24 18:52	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	6	7	82	D
4/2/24 18:51	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	6	4	145	D
4/2/24 18:48	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	6	8	72	D
4/2/24 18:47	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	6	11	56	D
4/2/24 18:46	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	8	23	42	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	60	6	1,002	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-98	19.59	-5	0	1,002	D
4/1/24 09:26	3/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-1,397	72.14	-19	0	7,865	D
3/28/24 21:40	3/26/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		M.d	59	27.45	2	2	116	M
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		M.a	472	30.08	16	53	45	D
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.a	-1,141	72.64	-16	-26	45	D
3/28/24 12:45	3/26/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-10,613	70.75	-150	-2	7,885	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	M.d	81	40.64	2	6	35	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	S.d	-140	69.80	-2	-5	35	D
3/26/24 19:51	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		M.d	472	30.08	16	55	44	D
3/26/24 19:51	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.d	-1,141	72.64	-16	-26	44	D
3/25/24 21:13	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-638	70.87	-9	0	2,310	I
3/25/24 21:05	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	342	26.39	13	18	83	D
3/25/24 21:05	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-907	70.03	-13	-13	83	D
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	M.d	131	26.39	5		0	M
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S.d	-348	70.01	-5	-100	0	M
3/21/24 19:23	3/19/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-286	17.17	-17	-32	36	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P.m	268	12.15	22	2	1,328	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-313	11.95	-26	-2	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P.m	132	11.99	11	1	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-177	11.82	-15	-1	1,328	I
3/15/24 16:49	3/13/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S.m	-1,553	74.68	-21	-10	185	D
3/14/24 18:50	3/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-2,580	16.41	-157	-81	36	I
3/12/24 17:00	3/11/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.d	-1,888	74.26	-25	-22	90	D
3/8/24 21:09	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-2,033	67.80	-30	-26	83	D
3/8/24 20:12	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S	-3,305	67.80	-49	-100	0	I
3/7/24 18:33	3/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-199	15.90	-13	-2	814	D
3/6/24 18:50	3/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,190	16.76	-250	-97	7	D
3/6/24 16:01	3/6/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	S	-226	75.43	-3	-25	9	D
3/5/24 18:09	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	101	12	971	D
3/5/24 18:09	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-82	16.47	-5	-1	971	D
3/5/24 18:08	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	79	25	399	D
3/5/24 18:08	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	172	26	827	D
3/5/24 18:07	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	2	4	66	D
3/5/24 18:06	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	5	3	138	D
3/5/24 18:05	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	1	1	75	D
3/5/24 16:51	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	13	7	207	D
3/5/24 16:49	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	4	8	57	D
3/5/24 16:48	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	4	10	48	D
3/5/24 16:46	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	34	13	302	D
3/5/24 16:45	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	30	2	1,280	D
3/5/24 16:45	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	68	5	1,445	D
3/5/24 16:43	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	4	10	51	I
3/5/24 16:42	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	16	16	115	D
3/4/24 19:38	2/29/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-269	16.17	-17	-32	36	I
3/4/24 18:31	2/29/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-953	190.69	-5	-8	60	D
3/1/24 21:29	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-588	65.29	-9	0	2,319	I
3/1/24 21:01	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-361	65.71	-6	-19	24	I
3/1/24 18:53	2/28/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-25,090	809.92	-31	-7	414	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-7,560	15.12	-500	-99	7	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-7,287	15.10	-483	-93	36	I
2/28/24 16:49	2/26/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-748	184.76	-4	-6	65	D
2/27/24 18:38	2/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-879	14.43	-61	-15	351	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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