Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/5/25 18:03	5/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	43	15	334	D
5/5/25 16:01	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	M.d	362	41.98	9	11	86	M
5/5/25 16:01	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.d	-981	81.76	-12	-12	86	M
5/2/25 16:14	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,947	81.14	-24	-1	2,038	I
5/2/25 16:13	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		S	-95	119.32	-1	-1	97	D
5/2/25 16:10	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	M.d	0	0.00	50	48	154	D
5/2/25 16:10	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	411	42.99	10		0	M
5/2/25 16:10	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-784	82.00	-10	-100	0	M
5/2/25 16:09	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-4,800	120.00	-40	-11	336	D
5/2/25 16:09	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	M.d	0	0.00	40	48	125	D
5/2/25 16:08	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	M.d	0	0.00	12	59	32	D
5/2/25 16:05	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	M.d	0	0.00	32	36	122	D
5/2/25 16:04	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	M.d	0	0.00	41		28	D
5/2/25 16:03	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	M.d	0	0.00	23		16	D
5/1/25 17:11	4/29/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-15,120	917.18	-16	-5	287	D
4/30/25 18:46	4/28/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,771	50.67	-94	-92	8	I
4/29/25 17:02	4/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-288	49.27	-6	-100	0	D
4/29/25 17:00	4/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-2,990	79.55	-38	0	98,080	I
4/29/25 12:45	4/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	S	-498	136.49	-4	-4	80	D
4/28/25 20:16	4/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	M.d	5,135	513.50	10	8	143	D
4/28/25 20:16	4/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.d	-9,125	912.50	-10	-7	143	D
4/28/25 19:37	4/25/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	S.dm	-13,782	38.73	-356	-31	788	D
4/25/25 17:08	4/23/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,134	45.27	-47	-86	8	I
4/24/25 11:57	4/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		M.d	216	31.37	7	0	2,062	M
4/24/25 11:57	4/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.d	-529	76.77	-7	0	2,062	M
4/23/25 19:40	4/21/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S	-1,704	852.01	-2	-1	143	D
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		M.d	267	31.21	9	4	232	M
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		S.d	-267	74.26	-4	-2	232	M
4/17/25 16:59	4/16/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-9,200	41.24	-223	-97	8	I
4/17/25 16:06	4/15/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hess John B	NY	D		P.d	1,998	511.68	4	New	4	D
4/16/25 16:27	4/15/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S	-1,124	111.65	-10	-5	199	D
4/14/25 16:07	4/11/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tjmt Holdings LLC	NY	DTH	See Rema	M.d	13,181	19.00	694	1	64,002	D
4/9/25 18:31	4/7/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-202	34.51	-6	-50	6	D
4/7/25 19:02	4/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,798	74.94	-24	-1	2,062	I
4/7/25 17:03	4/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-958	38.31	-25	-3	823	D
4/3/25 16:54	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-31,467	41.96	-750	-99	7	D
4/2/25 20:47	4/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S	-262	77.43	-3	-4	89	I
4/2/25 19:00	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	4	0	8,542	D
4/2/25 18:46	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.0100	3	3	94	D
4/2/25 18:45	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	3	4	70	D
4/2/25 18:44	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	3	1	181	D
4/2/25 18:42	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	5	8	64	D
4/2/25 18:41	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		M.d	0	0.00	3	47	8	D
4/2/25 18:40	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	19	2	957	D
4/2/25 18:40	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	48	6	848	D
3/27/25 18:09	3/24/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	M.d	362	41.98	9	12	83	M
3/27/25 18:09	3/24/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.d	-689	80.00	-9	-9	83	M
3/26/25 17:46	3/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,180	46.37	-47	-90	5	I
3/25/25 17:30	3/21/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-9,659	43.21	-224	-98	5	I
3/24/25 18:13	3/24/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	764	16.34	47	4	1,229	D
3/24/25 18:05	3/20/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S.d	-254	43.36	-6	-33	12	D
3/21/25 17:36	3/21/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,646	16.20	102	9	1,182	D
3/20/25 18:09	3/20/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,657	16.31	102	10	1,080	D
3/19/25 19:46	3/19/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,647	16.21	102	12	979	D
3/18/25 18:53	3/18/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,638	16.12	102	13	877	D
3/17/25 20:50	3/14/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		M.d	371	43.21	9	32	35	D
3/17/25 18:58	3/17/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,644	16.18	102	15	775	D
3/14/25 19:22	3/14/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,390	16.16	86	15	674	D
3/13/25 18:27	3/13/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,411	16.41	86	17	588	D
3/13/25 17:21	3/12/25	TG	Tredegar Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	2	7.07	0	2	16	I
3/12/25 18:27	3/12/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,413	16.43	86	21	502	D
3/11/25 18:21	3/11/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,397	16.24	86	26	416	D
3/10/25 20:47	3/6/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,814	75.59	-24	-1	2,086	I
3/10/25 20:42	3/6/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S	-1,758	75.59	-23	-100	0	I
3/10/25 20:02	3/10/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,409	16.38	86	35	330	D
3/10/25 19:01	3/9/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	2	15	14	D
3/7/25 18:47	3/5/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S	-745	75.38	-10	-10	92	I
3/7/25 18:36	3/5/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-1,148	75.38	-15	-20	61	D
3/7/25 18:31	3/7/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,313	16.50	80	48	244	D
3/7/25 17:50	3/5/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-274	46.81	-6	-25	18	D
3/7/25 10:45	3/5/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S	-105	76.28	-1	0	7,079	D
3/6/25 21:53	3/6/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,323	16.62	80	94	164	D
3/6/25 21:51	3/5/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P.a	1,325	16.64	80	New	80	D
3/6/25 17:15	3/4/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-646	45.27	-14	-4	310	D
3/6/25 16:04	3/4/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	S	-429	143.01	-3	-33	6	D
3/6/25 09:27	3/5/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	P	1,325	16.64	80	999%	85	D
3/5/25 17:24	3/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,225	49.02	-25	-3	823	D
3/5/25 10:44	3/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-11,903	77.88	-153	-2	7,080	D
3/5/25 10:41	3/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	M.d	267	53.34	5		1	D
3/5/25 10:41	3/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	S.d	-402	80.39	-5	-79	1	D
3/4/25 21:14	3/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	M.d	0	0.00	9	18	62	D
3/4/25 21:08	3/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	1,232	42.99	29		23	M
3/4/25 21:08	3/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,274	79.32	-29	-55	23	M
3/4/25 20:43	3/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.d	-268	79.32	-3	-3	102	M
3/4/25 20:10	2/28/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S	-408	949.37	0	0	145	I
3/4/25 17:32	3/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	120	16	848	D
3/4/25 17:32	3/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	124	15	945	D
3/4/25 17:32	3/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	2	3	92	D
3/4/25 17:31	3/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	5	3	178	D
3/4/25 17:31	3/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	45	16	324	D
3/4/25 17:31	3/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	M.d	0	0.00	48		23	D
3/4/25 16:59	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	3	4	89	D
3/4/25 16:57	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	6	1	1,177	D
3/4/25 16:55	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	7	3	282	D
3/4/25 16:54	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	2	1	171	D
3/4/25 16:50	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	14	1	1,255	D
3/4/25 16:49	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	1	2	57	D
3/4/25 16:46	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	1	2	49	I
3/4/25 16:45	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	1	2	69	D
3/3/25 19:17	2/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-4,400	79.14	-56	0	98,077	I
3/3/25 17:00	2/28/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S.d	-3,224	49.64	-65	-1	8,538	I
3/3/25 16:09	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	S.m	-1,045	144.60	-7	-5	145	D
2/28/25 16:08	2/26/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-1,502	622.15	-2	-2	132	D
2/28/25 15:41	2/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	M.d	0	0.00	2	14	15	D
2/27/25 16:47	2/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-1,148	45.91	-25	-3	872	D
2/27/25 16:04	2/25/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	S	-144	144.00	-1	-1	120	D
2/25/25 19:29	2/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-10,156	81.90	-124	0	98,133	I
2/25/25 18:21	2/21/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-6,879	55.80	-123	-29	299	D
2/24/25 17:48	2/20/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	812	10.24	79	11	786	D
2/24/25 16:33	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Seshadri Raj	FL	D		M.d	0	0.00	2	16	12	D
2/24/25 16:32	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Gates Anne	FL	D		M.d	0	0.00	2	12	16	D
2/24/25 16:32	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		M.d	0	0.00	2	43	6	D
2/24/25 16:32	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Esty Benjamin	FL	D		M.d	0	0.00	2	6	30	D
2/24/25 16:30	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Edwards Jeffrey N	FL	D		M.d	0	0.00	2	6	30	D
2/24/25 16:29	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Debel Marlene	FL	D		M.d	0	0.00	2	29	8	D
2/24/25 13:47	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Gordon L	FL	D		M.d	0	0.00	2	6	44	D
2/24/25 11:56	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	McGeary Roderick C	FL	D		M.d	0	0.00	2	8	23	D
2/21/25 10:47	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny	1P	O	CFO	S.am	-3,137	156.85	-20	-37	34	D
2/20/25 18:22	2/18/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	512	10.24	50	8	707	D
2/20/25 18:22	2/18/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S.d	-3,039	60.77	-50	-7	707	D
2/20/25 17:00	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny	1P	O	CFO	S.em	-2,394	119.70	-20	-37	34	D
2/20/25 17:00	2/14/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	S.m	-1,100	159.39	-7	-5	121	D
2/20/25 08:15	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	P,CEO -	S.m	-3,135	156.74	-20	-29	50	D
2/19/25 21:28	2/18/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-10,641	81.94	-130	0	98,344	I
2/19/25 18:22	2/14/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	890	5.93	150	20	897	D
2/19/25 18:22	2/14/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-9,558	63.72	-150	-14	897	D
2/19/25 16:10	2/14/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sherry M	MN	D		S	-758	305.18	-2	-20	10	D
2/18/25 19:08	2/14/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	S.dm	-2,526	37.14	-68	-30	158	D
2/18/25 18:33	2/13/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-32,740	62.70	-522	-99	5	I
2/14/25 21:20	2/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	M.d	5,446	30.17	181	0	98,474	M
2/14/25 21:20	2/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.dm	-24,971	81.74	-306	0	98,474	M
2/14/25 18:19	2/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	M.d	12,262	26.39	465	124	841	D
2/14/25 18:19	2/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.d	-38,058	81.91	-465	-36	841	D
2/14/25 17:34	2/12/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	S.d	-2,688	36.84	-73	-45	91	D
2/14/25 16:12	2/13/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	M.d	1,485	99.00	15	37	55	D
2/14/25 16:12	2/13/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.d	-4,492	299.45	-15	-21	55	D
2/12/25 17:03	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ledwick Tim S	NY	D		P.d	0	0.00	9	38	31	D
2/12/25 17:00	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lieberman Ronald J.	NY	D		P.d	0	0.00	22	216	32	D
2/12/25 16:58	2/12/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P.d	0	0.00	288	15	2,274	D
2/12/25 16:56	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Haug Kyle	NY	D		P.d	0	0.00	14	144	24	D
2/12/25 16:53	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blattner Gregory James	NY	D		P.d	0	0.00	14	64	37	D
2/12/25 16:51	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	P.d	0	0.00	29	8	411	D
2/12/25 16:49	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.d	0	0.00	288	36	1,091	D
2/11/25 18:23	2/7/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-5,029	55.34	-91	-95	5	I
2/7/25 18:28	2/6/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,985	82.70	-24	-1	2,110	I
2/6/25 20:01	2/4/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	S.d	0	0.00	-13	-1	1,144	D
2/5/25 20:31	2/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	M.d	0	0.00	20	10	218	D
2/5/25 20:26	2/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	M.d	0	0.00	20	15	155	D
2/5/25 20:22	2/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	M.d	0	0.00	12	999%	12	D
2/5/25 17:34	2/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,290	51.60	-25	-3	707	D
2/5/25 17:09	2/4/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	Head of	S	-898	9.87	-91	-29	221	D
2/5/25 16:52	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	50	4	1,249	D
2/5/25 16:50	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	28	11	279	D
2/5/25 16:49	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	9	6	170	D
2/5/25 16:46	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	3	20	15	D
2/5/25 16:45	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	6	11	66	D
2/5/25 16:44	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	6	15	49	I
2/5/25 16:43	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	7	14	56	D
2/5/25 16:41	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	23	2	1,167	D
2/5/25 16:40	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	11	14	88	D
2/4/25 21:42	1/31/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	M.dm	0	0.00	49	52	143	D
2/4/25 21:41	1/31/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	M.d	0	0.00	38	10	423	D
2/4/25 21:39	1/31/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	M.dm	0	0.00	48	30	209	D
2/4/25 21:35	2/2/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	M.d	0	0.00	3	103	5	D
2/4/25 21:33	1/31/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	M.dm	0	0.00	99	10	1,127	D
2/4/25 18:28	2/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	43	11	422	D
2/4/25 16:16	1/31/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bright Jill	CT	D		P	30	219.51	0	6	2	D
2/3/25 13:38	1/31/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	S	-700	168.25	-4	-15	23	D
1/31/25 18:00	1/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	M.d	5,135	513.50	10	7	146	D
1/31/25 18:00	1/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.d	-10,726	1,072.6	-10	-6	146	D
1/30/25 16:04	1/28/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	S	-3,314	636.25	-5	-54	5	D
1/29/25 18:30	1/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-281	47.82	-6	-100	0	D
1/29/25 16:52	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Edmiston Bryan	NY	O	CFO	M.d	0	0.00	16	7	240	D
1/29/25 16:50	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	M.d	0	0.00	387	4	9,484	D
1/29/25 16:49	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peck William Bradley	NY	O	Head of	M.d	0	0.00	26	13	224	D
1/29/25 16:47	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	M.d	0	0.00	158	17	1,074	D
1/29/25 16:46	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	M.d	0	0.00	35	4	958	D
1/29/25 16:45	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	Head of	M.d	0	0.00	29	10	312	D
1/29/25 16:43	1/27/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frankenthaler Marci	NY	O	GC	M.d	0	0.00	25	9	288	D
1/28/25 16:04	1/24/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	S	-2,318	636.74	-4	-44	5	D
1/27/25 21:06	1/23/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		M.d	267	31.21	9	44	28	M
1/27/25 21:06	1/23/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-699	81.82	-9	-24	28	M
1/24/25 18:20	1/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	M.d	615	41.98	15		0	D
1/24/25 18:20	1/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S.d	-1,182	80.70	-15	-98	0	D
1/24/25 17:11	1/22/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,604	50.67	-91	-95	5	I
1/24/25 17:11	1/22/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-25,387	50.77	-500	-99	7	D
1/23/25 18:29	1/21/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	M.d	5,135	513.50	10	7	146	D
1/23/25 18:29	1/21/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.d	-10,100	1,010.0	-10	-6	146	D
1/23/25 16:15	1/22/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	S	-1,148	138.06	-8	-13	55	D
1/23/25 16:14	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-1,275	627.01	-2	-27	5	D
1/23/25 16:14	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S	-1,784	136.20	-13	-6	197	D
1/23/25 16:14	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	M.d	0	0.00	9	54	25	D
1/23/25 16:13	1/1/25	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cabral Anna Escobedo	VA	D		M.d	155	13.29	12	24	61	D
1/23/25 16:12	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	M.d	0	0.00	5	105	10	D
1/23/25 16:12	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-5,004	136.61	-37	-8	425	D
1/23/25 16:11	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-4,205	136.43	-31	-9	327	D
1/23/25 16:11	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	M.d	0	0.00	16		10	D
1/23/25 16:11	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S.d	-4,759	634.69	-7	-44	10	D
1/23/25 16:10	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	S	-2,518	136.92	-18	-12	136	D
1/23/25 16:10	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	M.d	0	0.00	6	215	8	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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