Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/11/26 16:15	5/11/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-15	146.99	0	-1	12	D
5/8/26 21:51	5/8/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	S.d	-1,502	50.06	-30	-41	42	D
5/8/26 21:27	5/6/26	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	0	51.90	0	0	3,823	D
5/8/26 16:06	5/6/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-13,421	939.07	-14	-48	16	D
5/7/26 16:07	5/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	189	12.00	16	1	1,723	I
5/7/26 16:07	5/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-756	47.92	-16	-1	1,723	I
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		M.d	314	31.65	10	1	1,845	M
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.d	-915	92.29	-10	-1	1,845	M
5/6/26 17:41	5/4/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-20,058	91.76	-219	0	95,323	I
5/6/26 17:32	5/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-200	50.00	-4	-17	20	D
5/6/26 16:56	5/5/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	S	-271	18.06	-15	-9	157	D
5/6/26 16:32	5/4/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-769	76.89	-10	-2	433	D
5/6/26 16:06	5/4/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-7,096	78.84	-90	-16	478	D
5/5/26 16:19	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,230	930.70	-3	-2	153	D
5/5/26 16:17	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-9,571	929.17	-10	-62	6	D
5/5/26 16:15	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-635	929.62	-1	-2	30	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		M.d	496	49.63	10	15	78	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		S.d	-911	91.07	-10	-11	78	D
5/5/26 08:17	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	651	12.00	54	3	1,723	I
5/5/26 08:17	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,563	47.26	-54	-3	1,723	I
5/5/26 08:16	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	M.d	132	12.00	11	10	116	D
5/5/26 08:16	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.d	-520	47.28	-11	-9	116	D
5/5/26 07:43	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	M.d	192	12.00	16	5	325	D
5/5/26 07:43	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.d	-756	47.28	-16	-5	325	D
5/5/26 07:41	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-142	47.30	-3	-5	56	D
5/5/26 07:32	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	M.d	576	12.00	48	14	397	D
5/5/26 07:32	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-2,268	47.25	-48	-11	397	D
5/5/26 07:31	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		M.d	68	12.00	6	4	142	D
5/5/26 07:31	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-266	47.29	-6	-4	142	D
5/5/26 07:30	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	336	12.00	28	3	844	D
5/5/26 07:30	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,323	47.26	-28	-3	844	D
5/4/26 16:41	5/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P	2	79.64	0	1	2	D
5/1/26 19:06	4/29/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-15,411	91.33	-169	0	95,542	I
4/30/26 16:05	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	M.d	0	0.00	34	28	157	D
4/30/26 16:05	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	M.d	0	0.00	27	30	119	D
4/30/26 16:04	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	M.d	0	0.00	19	84	42	D
4/30/26 16:04	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	M.d	0	0.00	22	29	97	D
4/30/26 16:04	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	M.d	0	0.00	14	577	17	D
4/30/26 16:03	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	M.d	0	0.00	27	760	31	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	M.d	194	48.47	4		1	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	S.d	-365	91.16	-4	-81	1	D
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		M.d	228	28.96	8	3	239	M
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		S.d	-228	90.60	-3	-1	239	M
4/29/26 18:52	4/28/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-35,614	1,050.6	-34	-13	231	D
4/29/26 16:30	4/27/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-490	83.92	-6	-32	12	D
4/29/26 16:01	4/28/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		S	-2,000	76.93	-26	-13	173	D
4/28/26 19:23	4/27/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kapito Robert	NY	DO	P	S	-9,234	1,056.6	-9	-4	210	D
4/28/26 08:56	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Willcox Christopher Paul		O	See Rema	M.dm	0	0.00	1,371		15	D
4/28/26 08:26	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Nakajima Yutaka		O	See Rema	M.dm	0	0.00	203	42	683	D
4/28/26 08:20	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Okuda Kentaro		DO	See Rema	M.dm	0	0.00	383	263	529	D
4/28/26 08:19	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ozaki Yukiko		O	See Rema	M.dm	0	0.00	8	59	21	M
4/28/26 08:14	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Kitamura Takumi		O	See Rema	M.dm	0	0.00	95	188	146	D
4/28/26 08:11	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Sugiyama Go		O	See Rema	M.dm	0	0.00	70		54	D
4/28/26 08:02	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Minami Naotaka		O	See Rema	M.dm	0	0.00	5	18	29	D
4/28/26 07:51	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Nagai Koji		D		M.d	0	0.00	221	75	513	D
4/28/26 07:44	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Iiyama Toshiyasu		O	See Rema	M.dm	0	0.00	168	126	302	D
4/28/26 07:41	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Kato Sotaro		O	See Rema	M.dm	0	0.00	78		63	D
4/28/26 06:51	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Tobari Akihito		O	See Rema	M.d	0	0.00	17	19	105	M
4/28/26 06:45	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Koike Hiroyasu		O	See Rema	M.d	0	0.00	10	10	114	M
4/28/26 06:41	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Mori Takako		O	See Rema	M.d	0	0.00	8	53	23	D
4/28/26 06:35	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Hori Akio		O	See Rema	M.d	0	0.00	6	11	59	M
4/28/26 06:28	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Moriuchi Hiroyuki		O	See Rema	M.d	0	0.00	9	43	31	D
4/28/26 06:23	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Horiuchi Yuko		O	See Rema	M.d	0	0.00	5	41	18	D
4/28/26 06:18	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Goto Masahiro		O	See Rema	M.d	0	0.00	70	40	243	D
4/27/26 19:59	4/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-6,579	90.25	-73	0	95,711	I
4/24/26 16:03	4/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	S	-1,045	936.18	-1	-30	3	D
4/24/26 13:32	4/20/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P.a	6	0.5500	10		7	I
4/24/26 13:32	4/20/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S.a	-5	0.5100	-10	-57	7	I
4/24/26 13:13	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	S	-1,377	91.82	-15	-21	58	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	M.d	1,241	49.63	25	143	42	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	S.d	-2,253	90.12	-25	-37	42	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	M.d	485	48.47	10	95	21	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	S.d	-900	90.00	-10	-33	21	D
4/22/26 20:07	4/20/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P	6	0.5500	10	999%	10	I
4/22/26 20:07	4/20/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-5	0.5100	-10	-49	10	I
4/21/26 16:03	4/17/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	S	-1,025	919.19	-1	-23	4	D
4/20/26 18:07	4/16/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,946	86.38	-57	-95	3	I
4/20/26 16:23	4/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S	-2,121	190.75	-11	-6	169	D
4/17/26 17:00	4/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-725	84.93	-9	-14	53	D
4/17/26 17:00	4/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-467	85.86	-5	-9	53	D
4/17/26 16:41	4/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-2,780	189.24	-15	-4	368	D
4/17/26 16:38	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-9,744	188.60	-52	-15	282	D
4/17/26 16:36	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	S	-3,036	188.22	-16	-21	61	D
4/17/26 16:17	4/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	840	12.00	70	3	2,209	M
4/17/26 16:17	4/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-9,730	43.43	-224	-9	2,209	M
4/17/26 16:15	4/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	356	12.00	30	4	844	D
4/17/26 16:15	4/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,295	43.64	-30	-3	844	D
4/16/26 19:43	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	M.dm	827	52.05	16	32	66	M
4/16/26 19:43	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.dm	-1,572	99.00	-16	-19	66	M
4/15/26 20:09	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	1,018	46.81	22		0	M
4/15/26 20:09	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,153	99.00	-22	-100	0	M
4/15/26 19:53	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	2,150	52.05	41	216	60	D
4/15/26 19:53	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-4,089	99.00	-41	-41	60	D
4/13/26 10:17	4/9/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	1	0.8900	1	58	4	D
4/13/26 10:17	4/10/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-35	0.8800	-39	-91	4	D
4/13/26 09:19	4/10/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Houlihan William A	NJ	D		M.d	0	0.00	13	265	17	D
4/10/26 18:41	4/9/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beckelman John	NJ	D		M.d	104	12.00	9	New	9	D
4/10/26 16:15	4/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-17	171.96	0	-1	12	D
4/9/26 21:58	4/7/26	SG	Sweetgreen, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P	3,383	5.69	595	5	11,900	I
4/9/26 16:20	4/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	M.d	197	12.00	16	5	325	D
4/9/26 16:20	4/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.d	-692	42.08	-16	-5	325	D
4/9/26 16:15	4/7/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	M.dm	148	12.00	12	12	116	D
4/9/26 16:15	4/7/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.dm	-518	42.01	-12	-10	116	D
4/9/26 16:13	4/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.adm	-135	41.52	-3	-1	325	D
4/9/26 16:13	4/7/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	M.ad	11	12.00	1	0	325	D
4/9/26 12:04	4/2/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P.m	49	0.8615	57		42	D
4/9/26 12:04	4/6/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-6	0.9900	-6	-13	42	D
4/8/26 16:42	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-26,188	69.83	-375	-98	7	D
4/8/26 16:42	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-408	69.85	-6	-24	18	D
4/8/26 16:41	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-698	69.85	-10	-2	443	D
4/8/26 16:19	4/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.m	-135	41.52	-3	-1	324	D
4/3/26 08:48	4/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-108	40.00	-3	-4	59	D
4/2/26 17:00	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	1	0	7,324	D
4/2/26 16:54	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	1	1	101	D
4/2/26 16:54	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	1	1	75	D
4/2/26 16:54	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	1	1	149	D
4/2/26 16:53	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	1	1	71	D
4/2/26 16:53	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		M.d	0	0.00	1	40	3	D
4/2/26 16:05	4/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P	2	68.38	0	1	2	D
4/1/26 16:45	3/30/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	M.d	500	16.66	30	10	327	D
3/27/26 06:19	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ishizuka Masahiro		D		P	2	8.05	0	2	10	I
3/27/26 06:15	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ogawa Shoji		D		P	2	8.05	0	0	58	I
3/26/26 16:32	3/25/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-12	40.00	0	0	62	D
3/26/26 16:01	2/25/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P.m	5	71.88	0	3	2	D
3/26/26 10:37	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ozaki Yukiko		O	See Rema	P	0	8.05	0	0	18	I
3/25/26 21:54	3/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		M.d	282	28.85	10	10	104	D
3/24/26 17:28	3/23/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S	-1,020	39.33	-26	-8	299	D
3/24/26 16:32	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-416	71.36	-6	-20	24	D
3/24/26 16:31	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,809	71.32	-67	-97	2	I
3/23/26 12:31	3/19/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	5	1.10	4	41	14	D
3/23/26 12:31	3/20/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-10	1.05	-9	-40	14	D
3/23/26 11:42	3/19/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	S.m	-116	16.99	-7	-9	69	D
3/20/26 16:48	3/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		M.d	155	12.00	13	10	142	D
3/20/26 16:48	3/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-1,479	39.00	-38	-21	142	D
3/20/26 15:00	3/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	S	-4,206	142.34	-30	-35	55	D
3/18/26 16:53	3/16/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-408	75.00	-5	-9	58	D
3/18/26 16:23	3/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	M.d	576	12.00	48	14	397	D
3/18/26 16:23	3/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-1,908	39.74	-48	-11	397	D
3/12/26 10:13	3/10/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	S.m	-5,003	80.12	-62	-1	6,876	D
3/10/26 16:40	3/9/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	400	12.00	33	4	845	D
3/10/26 16:15	3/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-18	184.93	0	-1	12	D
3/9/26 16:31	3/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-470	80.50	-6	-16	30	D
3/9/26 08:58	11/20/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pankopf Tonia L	NY	D		P.m	3	11.80	0	1	35	D
3/6/26 17:57	3/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		P.d	310	43.08	7	0	4,634	I
3/6/26 17:52	3/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		P.ad	312	43.38	7	0	4,627	I
3/6/26 16:12	3/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		S.ad	-2,192	40.92	-54	-1	4,619	I
3/5/26 17:59	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-681	94.61	-7	-11	60	D
3/5/26 17:56	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S	-1,370	94.60	-14	-100	0	I
3/5/26 17:38	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S	-956	94.60	-10	-49	10	D
3/5/26 16:38	3/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-755	75.49	-10	-2	453	D
3/5/26 14:44	3/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		P.d	312	43.38	7	0	4,697	I
3/4/26 15:22	3/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		S.d	-4,954	40.92	-121	-3	4,689	I
3/3/26 21:49	3/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	M.d	827	52.05	16	32	66	M
3/3/26 21:49	3/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.dm	-2,090	94.97	-22	-25	66	M
3/3/26 18:09	2/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-193	95.30	-2	-4	53	I
3/3/26 17:44	2/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		S	-1,036	96.57	-11	-11	88	I
3/3/26 17:21	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	61	999%	62	D
3/3/26 17:20	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	M.d	0	0.00	24	62	64	D
3/3/26 17:19	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	M.d	0	0.00	54		36	D
3/3/26 17:18	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	134	41	463	D
3/3/26 16:13	3/2/26	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		S	-24	48.20	-1	0	131	D
3/3/26 14:12	2/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	M.d	0	0.00	1	3	18	D
3/3/26 12:40	3/2/26	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	S	-424	90.67	-5	-19	20	D
2/27/26 17:47	2/25/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	M.d	1,789	64.10	28		10	D
2/27/26 17:47	2/25/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S.d	-2,651	95.02	-28	-73	10	D
2/27/26 16:04	2/24/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	P.m	2,410	120.52	20	15	152	D
2/26/26 18:55	2/24/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S	-2,584	1,083.4	-2	-2	141	M
2/26/26 18:01	11/28/25	BACQ	Inflection Point Acquisition Corp. IV	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S.m	-53	10.82	-5	0	3,251	I
2/26/26 18:01	12/5/25	BACQ	Inflection Point Acquisition Corp. IV	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P.m	47	10.81	4	0	3,251	I
2/26/26 16:24	2/25/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-505	16.84	-30	-3	1,140	D
2/26/26 11:59	2/25/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	S.d	-327	81.74	-4	-81	1	D
2/25/26 18:06	2/23/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	S	-241	1,069.6	0	-4	6	D
2/25/26 16:32	2/23/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,750	72.30	-66	-97	2	I
2/23/26 15:46	2/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Mistarz Cecily	FL	D		M.d	0	0.00	2	70	4	D
2/23/26 15:39	2/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Edwards Jeffrey N	FL	D		M.d	0	0.00	1	4	32	D
2/23/26 15:36	2/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Debel Marlene	FL	D		M.d	0	0.00	1	17	9	D
2/20/26 17:28	2/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	S.d	-7,776	38.88	-200	-38	327	D
2/20/26 17:03	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	74	6	1,255	D
2/20/26 16:57	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	11	7	170	D
2/20/26 16:53	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	16	23	86	D
2/20/26 16:48	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	M.d	0	0.00	31	3	1,178	D
2/20/26 16:44	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	D		M.d	0	0.00	37	15	282	D
2/20/26 16:40	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	8	17	55	D
2/20/26 16:35	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	7	14	59	I
2/20/26 16:30	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	8	12	75	D
2/20/26 16:27	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	5	56	13	D
2/19/26 16:44	2/17/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-411	75.13	-5	-10	52	D
2/18/26 20:43	2/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	S.d	-1,105	38.94	-28	-20	116	D
2/17/26 20:42	2/12/26	CMIIU	Columbus Circle Capital Corp II	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 2 Sponsor Corp LLC	NY	T		P	2,650	10.00	265	New	265	D
2/17/26 16:14	2/12/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew	1P	D		S	-48	119.39	0	-53	0	D
2/13/26 17:25	2/11/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	S.dm	-2,729	38.09	-72	-33	145	D
2/13/26 17:18	2/11/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	S	-2,340	1,073.9	-2	-25	7	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	M.d	519	99.00	5	10	59	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.d	-1,839	351.00	-5	-8	59	D
2/13/26 16:23	2/11/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-15,211	959.37	-16	-15	87	M
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	M.d	27,827	513.50	54	999%	56	D
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	S.dm	-64,659	1,087.0	-59	-52	56	D
2/11/26 21:18	2/9/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-16,869	106.35	-159	0	95,760	I
2/11/26 16:31	2/9/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	H	Former C	S	-10,636	85.09	-125	-24	402	D
2/11/26 16:05	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-10,944	941.57	-12	-26	34	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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