Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/21/24 16:00	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S.a	-80,879	25.07	-3,226	-9	32,183	I
11/21/24 07:56	11/20/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		M.d	406	40.64	10	2	666	D
11/20/24 20:34	11/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-1,750	35.00	-50	-5	962	D
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		M.d	352	37.94	9	2	452	M
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		S.d	-756	81.43	-9	-2	452	M
11/20/24 16:39	11/18/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-1,195	113.82	-11	-4	266	I
11/20/24 16:14	11/18/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	S.m	-1,147	116.60	-10	-10	89	D
11/20/24 16:12	11/19/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-8	40.50	0	-17	1	I
11/20/24 16:12	11/19/24	TG	Tredegar Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	4	7.01	1	3	15	I
11/19/24 18:13	11/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-720	80.03	-9	0	2,168	I
11/18/24 16:15	11/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	M.d	119	44.24	3	5	55	M
11/18/24 16:15	11/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-221	81.68	-3	-5	55	M
11/18/24 08:42	11/15/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	S	-1,143	11.43	-100	-10	948	D
11/15/24 16:10	11/13/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	S.m	-890	116.17	-8	-7	98	D
11/14/24 21:32	11/13/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		S	-236	78.65	-3	-10	26	D
11/14/24 20:49	11/14/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	DOT	CB	P.a	7	74.50	0	0	20,697	D
11/14/24 17:10	11/12/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S	-2,905	116.18	-25	-14	160	D
11/14/24 17:05	11/12/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	S.m	-13,503	270.07	-50	-8	564	D
11/13/24 16:12	11/12/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-8	40.14	0	-14	1	I
11/13/24 16:06	11/11/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-2,997	602.41	-5	-4	106	I
11/13/24 16:04	11/12/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		S	-11,899	594.96	-20	-10	177	M
11/12/24 18:46	11/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	M.d	111	44.24	3	5	55	M
11/12/24 18:46	11/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-193	77.02	-3	-4	55	M
11/12/24 13:41	11/7/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-11,007	80.28	-137	-2	7,362	D
11/8/24 18:28	11/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S.m	-97,242	30.21	-3,218	-11	26,322	I
11/8/24 17:53	11/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-1,500	30.00	-50	-5	1,012	D
11/8/24 16:07	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-3,826	596.36	-6	-5	111	D
11/8/24 16:05	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-1,768	594.51	-3	-26	8	D
11/8/24 16:05	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S	-3,351	335.13	-10	-6	150	D
11/8/24 16:04	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-7,667	593.03	-13	-39	21	D
11/8/24 16:03	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-512	341.33	-2	-10	14	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		M.d	203	40.64	5	0	1,578	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		S.d	-398	79.64	-5	0	1,578	D
11/8/24 12:22	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	X1	O	EVP	M.d	644	64.43	10		7	D
11/8/24 12:22	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	X1	O	EVP	S.d	-791	79.14	-10	-61	7	D
11/7/24 20:03	11/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,715	24.92	-109	-98	3	I
11/7/24 17:53	11/6/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hauber Stephen M	VA	O	EVP,Chie	S	-150	15.00	-10	-4	257	D
11/6/24 21:17	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	-28,393	72.17	-393	-8	4,759	I
11/6/24 21:16	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-28,902	72.26	-400	-2	16,365	D
11/6/24 18:39	11/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-6,053	24.21	-250	-97	7	D
11/5/24 19:02	11/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	43	13	370	D
11/5/24 19:02	11/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-2,946	23.57	-125	-11	1,062	D
11/5/24 19:02	11/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	1	1	65	D
11/4/24 18:47	10/31/24	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	0	0.00	-49,808	-100	0	I
10/31/24 21:09	10/31/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Beyer Robert D	NY	D		S	-2,960	64.07	-46	-32	100	D
10/30/24 21:24	10/30/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	-16,125	65.20	-247	-5	5,152	I
10/29/24 16:02	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	M.d	406	40.64	10	7	148	D
10/29/24 16:02	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	S.d	-749	74.90	-10	-6	148	D
10/29/24 16:01	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP,GC	M.d	1,393	55.73	25		7	D
10/29/24 16:01	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP,GC	S.d	-1,865	74.59	-25	-79	7	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		M.d	406	40.64	10	234	14	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		S.d	-573	75.77	-8	-35	14	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	M.d	427	40.64	11	32	44	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	S.d	-797	75.91	-11	-19	44	D
10/22/24 18:20	10/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-1,221	70.90	-17	0	98,661	I
10/21/24 18:21	10/17/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,598	26.40	-98	-98	3	I
10/18/24 16:18	10/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,150	72.16	-30	-1	2,177	I
10/18/24 16:13	10/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-2,124	530.94	-4	-16	21	M
10/18/24 16:10	10/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		S	-7,150	119.17	-60	-24	190	I
10/17/24 17:18	10/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	M.d	1,773	28.44	62	0	98,678	M
10/17/24 17:18	10/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.d	-4,521	72.52	-62	0	98,678	M
10/15/24 06:45	10/11/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	15	41.50	0	0	132	D
10/10/24 21:28	10/10/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	-12,618	63.09	-200	-4	5,399	I
10/10/24 18:40	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-5,203	24.98	-208	-38	346	D
10/10/24 16:30	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S	-80,879	25.07	-3,226	-10	29,540	I
10/9/24 16:12	3/30/22	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Flaherty Mark A.	NY	D		P.m	30	358.75	0	8	1	I
10/8/24 18:36	10/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,720	22.88	-250	-97	7	D
10/7/24 17:59	10/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-280	22.37	-13	-1	1,058	D
10/2/24 19:00	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	4	0	43,743	D
10/2/24 18:34	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	60	5	1,187	D
10/2/24 18:34	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	48	5	1,070	D
10/2/24 18:34	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S.d	-546	23.42	-23	-2	1,070	D
10/2/24 18:33	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	3	3	84	D
10/2/24 18:33	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	3	4	65	D
10/2/24 18:32	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	3	2	165	D
10/2/24 18:32	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	5	10	54	D
10/2/24 18:31	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		M.d	0	0.00	3	New	3	D
10/1/24 16:21	9/30/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Coulter James Robert Edward	FL	O	Dir,CEO,	M.d	0	0.00	2	13	18	D
10/1/24 16:12	9/30/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	84	42.10	2	2	131	D
9/30/24 18:27	9/30/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	M.d	427	40.64	11	32	44	D
9/20/24 18:04	9/19/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-8	38.71	0	-13	1	I
9/20/24 17:24	9/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-576	64.05	-9	0	2,206	I
9/11/24 18:30	9/9/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,735	19.55	-140	-100	0	I
9/9/24 16:15	9/6/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-259	259.39	-1	-2	54	D
9/6/24 17:13	9/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,814	19.26	-250	-97	7	D
9/5/24 17:20	9/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-242	19.33	-13	-1	1,045	D
9/4/24 20:55	9/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	5	3	161	D
9/4/24 20:52	9/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	124	12	1,151	D
9/4/24 20:52	9/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	2	3	82	D
9/4/24 20:51	9/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	196	23	1,058	D
9/4/24 20:42	9/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	96	21	554	D
9/3/24 16:06	8/30/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	46	45.56	1	1	129	D
8/30/24 18:15	8/30/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	M.d	6,162	513.50	12		6	D
8/30/24 18:15	8/30/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-10,800	900.00	-12	-65	6	D
8/30/24 18:13	8/29/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	M.d	7,189	513.50	14	11	144	D
8/30/24 18:13	8/29/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.d	-12,445	888.92	-14	-9	144	D
8/30/24 09:23	8/29/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S	-383	67.50	-6	0	7,499	D
8/28/24 18:14	8/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-524	20.96	-25	-2	1,077	D
8/28/24 17:08	8/27/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-6,794	67.18	-101	-1	7,504	D
8/27/24 10:12	8/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-4,833	67.52	-72	-1	7,605	D
8/23/24 12:59	8/22/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	M.d	406	40.64	10	7	148	D
8/21/24 16:51	8/21/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		S	-473	263.92	-2	-9	18	D
8/21/24 16:01	8/19/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	CEO - Pr	S	-85	84.93	-1	-1	73	D
8/19/24 19:45	8/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.m	-1,389	65.16	-21	-1	2,215	I
8/19/24 16:32	8/15/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	CEO - Pr	S.m	-542	85.33	-6	-8	74	D
8/19/24 16:18	8/19/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		S	-38	50.78	-1	-15	4	D
8/16/24 18:26	8/14/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,695	18.73	-144	-100	0	I
8/16/24 17:30	8/15/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	M.d	0	0.00	12		6	D
8/16/24 17:30	8/15/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-10,500	875.04	-12	-65	6	D
8/16/24 16:36	8/15/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	M.d	792	99.00	8	12	75	D
8/16/24 16:36	8/15/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.d	-2,128	266.03	-8	-10	75	D
8/16/24 16:15	8/14/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-408	241.13	-2	-2	68	D
8/16/24 16:04	8/15/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,002	500.29	-6	-4	141	D
8/14/24 20:44	8/12/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	M.dm	0	0.00	12		6	D
8/14/24 20:44	8/12/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.dm	-10,233	852.72	-12	-65	6	D
8/14/24 16:38	8/13/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		S	-658	254.90	-3	-11	20	D
8/14/24 16:15	8/13/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-216	240.01	-1	-9	9	D
8/14/24 16:03	8/12/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-10	34.33	0	-16	2	I
8/13/24 17:06	8/12/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	CEO,P -	S	-3,429	109.64	-31	-42	43	D
8/12/24 16:46	8/9/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-17	28.40	-1	-24	2	I
8/9/24 16:36	8/9/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-459	256.73	-2	-11	15	D
8/9/24 16:15	8/8/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-143	231.63	-1	-8	7	D
8/8/24 17:50	8/6/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-24,834	843.25	-29	-8	344	D
8/7/24 21:00	8/5/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-147	27.30	-5	-18	24	D
8/7/24 20:10	8/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,011	16.05	-250	-97	7	D
8/6/24 18:50	8/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daley Pamela	NY	D		S	-1,289	842.08	-2	-21	6	D
8/6/24 16:30	8/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S	-3,004	236.63	-13	-7	160	D
8/5/24 17:55	8/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	M.d	0	0.00	58		35	D
8/5/24 17:54	8/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	43	9	501	D
8/5/24 17:53	8/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	1	1	62	D
8/2/24 18:31	8/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S	-75	65.20	-1	-1	96	I
8/2/24 17:58	7/31/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	M.d	1,850	27.45	67	0	98,678	M
8/2/24 17:58	7/31/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.d	-4,388	65.11	-67	0	98,678	M
8/2/24 08:17	7/31/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	EVP-RJA	S	-1,997	115.00	-17	-18	77	D
8/1/24 09:42	7/31/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	S	-308	51.28	-6	-22	21	D
7/26/24 16:10	7/26/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	S	-368	105.25	-4	-7	43	D
7/23/24 21:17	7/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-558	61.96	-9	0	2,237	I
7/19/24 17:23	7/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB,CE	P	1,657	66.26	25	3	840	D
7/19/24 17:19	7/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	P	620	62.05	10	7	148	D
7/19/24 16:31	7/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-798	106.37	-8	-8	87	D
7/19/24 16:30	7/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	S	-1,617	104.00	-16	-13	109	I
7/19/24 16:29	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		S	-107	106.62	-1	-1	96	D
7/19/24 16:28	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-4,262	106.54	-40	-8	444	D
7/19/24 16:26	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-21,012	105.06	-200	-26	568	I
7/18/24 18:48	7/16/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	M.d	13,865	513.50	27		6	D
7/18/24 18:48	7/16/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-22,529	834.42	-27	-81	6	D
7/18/24 16:08	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		S	-5,050	505.04	-10	-5	197	I
7/18/24 16:07	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,512	502.43	-5	-1	809	D
7/18/24 16:05	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-2,530	506.01	-5	-17	25	M
7/16/24 19:01	7/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,670	22.20	-120	-100	0	I
7/15/24 16:48	7/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	M.d	35	44.24	1	1	55	M
7/15/24 16:48	7/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-59	75.00	-1	-1	55	M
7/9/24 19:21	7/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,625	22.50	-250	-97	7	D
7/8/24 18:32	7/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-285	22.80	-13	-1	956	D
7/5/24 16:43	7/3/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	42.29	1	0	128	D
7/3/24 18:31	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	48	5	969	D
7/3/24 18:31	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	2	5	50	D
7/3/24 18:31	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	60	6	1,102	D
7/3/24 13:54	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		M.d	0	0.00	9	42	30	D
7/3/24 13:52	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		M.d	0	0.00	9	39	31	D
7/3/24 13:51	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quick Christopher C	NY	D		M.d	0	0.00	9	21	51	D
7/3/24 13:50	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		M.d	0	0.00	9	24	45	D
7/3/24 13:48	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		M.d	0	0.00	9	37	32	D
7/3/24 13:47	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viola Michael T	NY	DT		M.d	0	0.00	9	8	114	D
7/3/24 13:45	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Urban David	NY	D		M.d	0	0.00	9	33	35	D
7/3/24 13:43	7/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		M.d	0	0.00	9	18	58	D
7/2/24 19:00	7/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	1	0	43,739	D
6/27/24 19:11	6/25/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	20	39.88	1	0	128	D
6/27/24 19:00	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	6	0	43,737	D
6/27/24 18:52	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	6	8	80	D
6/27/24 18:52	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	6	10	62	D
6/27/24 18:51	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	6	4	155	D
6/27/24 18:51	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	6	13	47	D
6/27/24 18:50	6/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	8	10	90	D
6/25/24 16:08	6/24/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	80	39.96	2	2	127	D
6/25/24 06:56	6/24/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		S	-335	67.04	-5	-1	656	D
6/24/24 18:30	6/20/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,623	21.63	-121	-100	0	I
6/24/24 18:15	6/20/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-652	72.49	-9	0	2,246	I
6/24/24 16:29	6/24/24	CNGL	Canna-Global Acquisition Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P	29	10.50	3	1	200	I
6/17/24 20:51	6/13/24	STGW	Stagwell Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-25,360	6.34	-4,000	-24	12,981	I
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	M.d	425	52.05	8	7	126	M
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	S.d	-612	75.00	-8	-6	126	M
6/11/24 16:15	6/7/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-100	199.48	-1	-1	55	D
6/10/24 16:30	6/7/24	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	S	-116	11.64	-10	-15	59	D
6/7/24 16:59	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	3	5	54	D
6/7/24 16:56	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	3	13	21	I
6/7/24 16:53	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	3	11	25	D
6/7/24 16:50	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	3	25	13	D
6/7/24 16:40	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		M.d	0	0.00	3	96	5	D
6/7/24 16:30	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		M.d	0	0.00	3	New	3	D
6/7/24 16:27	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	3	4	65	D
6/7/24 16:25	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		M.d	0	0.00	3	New	3	D
6/7/24 16:22	6/7/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	3	25	13	D
6/6/24 18:25	6/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,258	21.03	-250	-97	7	D
6/6/24 18:23	6/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-263	21.05	-13	-1	944	D
6/5/24 18:36	6/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-106	21.25	-5	0	1,066	D
6/4/24 19:04	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	5	3	150	D
6/4/24 18:48	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	124	13	1,071	D
6/4/24 18:47	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	96	25	477	D
6/4/24 18:45	6/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	196	26	956	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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oSt

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