Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
9/24/26 16:33	9/22/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-30,184	125.33	-241	-97	7	D
9/24/26 16:15	9/22/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Lane Michael	PA	O	EVP	S	-247	102.78	-2	-6	40	D
9/23/26 08:08	9/21/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-32,546	125.58	-259	-97	7	D
9/22/26 21:18	9/21/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	S	-448	8.32	-54	-2	2,225	D
9/18/26 19:23	9/16/26	CSHR	Coinshares Plc	Y9	Financ	FinTrd	Security Brokers, Dealers & F	Masters Daniel		DT		S.m	-926	5.08	-182	-1	21,610	D
9/17/26 21:48	9/16/26	XP	Xp Inc.	E9	Financ	FinTrd	Security Brokers, Dealers & F	Dos Santos Bruno Constantino Alexandre		D		S	-2,414	19.58	-123	-8	1,500	I
9/17/26 16:43	9/16/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S	-819	38.61	-21	-6	316	D
9/17/26 16:41	9/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-1,267	110.42	-11	-17	57	D
9/16/26 06:07	9/14/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Wang Haichen	FL	DO	CFO	S	-494	8.98	-55	-7	772	I
9/14/26 08:00	9/10/26	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	209	2.09	100	2	4,601	D
9/14/26 08:00	9/10/26	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DO	P	P.m	209	2.09	100	2	4,312	D
9/11/26 16:15	9/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-16	163.32	0	-1	11	D
9/11/26 16:15	9/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		S	-1,006	163.20	-6	-60	4	D
9/10/26 17:08	9/8/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		S	-234	125.00	-2	-3	71	D
9/10/26 16:38	9/9/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-737	24.56	-30	-3	1,080	D
9/10/26 07:16	9/9/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedrich Matthew W.	NY	O	GC	S	-135	27.03	-5	-2	276	D
9/8/26 21:22	9/8/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	S	-516	9.58	-54	-2	2,278	D
9/8/26 16:05	9/3/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	M.d	2,137	56.98	38	22	208	D
9/8/26 16:05	9/3/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	S.d	-4,152	110.71	-38	-15	208	D
9/4/26 17:14	9/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-2,938	120.33	-24	-24	78	D
9/4/26 17:13	9/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,224	122.43	-10	-2	510	D
9/4/26 17:06	8/12/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		S	-162	28.01	-6	-73	2	I
9/4/26 16:35	9/3/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	1,164	12.99	90	4	2,210	M
9/4/26 16:35	9/3/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-1,994	42.43	-47	-2	2,210	M
9/4/26 16:31	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	533	12.00	44	6	840	D
9/4/26 16:31	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,800	40.49	-44	-5	840	D
9/4/26 16:28	9/3/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	M.d	132	12.00	11	10	120	D
9/4/26 16:28	9/3/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.d	-464	42.21	-11	-8	120	D
9/4/26 16:25	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	M.d	576	12.00	48	14	387	D
9/4/26 16:25	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-1,943	40.48	-48	-11	387	D
9/4/26 16:21	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-353	41.34	-9	-5	150	M
9/2/26 21:04	9/1/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hathi Neesha	TX	O	MD,Head	M.d	165	52.05	3	123	6	M
9/2/26 21:04	9/1/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hathi Neesha	TX	O	MD,Head	S.d	-346	109.04	-3	-36	6	M
9/2/26 16:28	8/31/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S	-116	26.66	-4	0	12,984	D
9/2/26 16:01	9/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P	2	94.53	0	1	3	D
9/1/26 16:05	8/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	M.d	2,120	56.54	38		21	D
9/1/26 16:05	8/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	S.d	-4,182	111.51	-38	-65	21	D
9/1/26 16:04	8/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	S.e	-1	1.72	-1	-5	11	D
9/1/26 15:59	8/28/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	NY	O	Freedom	S	-520	173.30	-3	-1	224	D
9/1/26 09:15	8/19/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Ler Evgeny	NY	O	Special	S.a	-3,173	158.63	-20	-51	19	D
8/31/26 19:39	8/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	M.d	3,482	46.81	74	14	624	I
8/31/26 19:39	8/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.d	-8,251	110.91	-74	-11	624	I
8/31/26 18:30	8/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hathi Neesha	TX	O	MD,Head	M.d	165	52.05	3		0	M
8/31/26 18:30	8/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hathi Neesha	TX	O	MD,Head	S.d	-343	108.12	-3	-100	0	M
8/31/26 17:21	8/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	S	-1,332	177.60	-8	-14	47	D
8/31/26 16:30	8/27/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-373	27.07	-14	0	12,989	D
8/31/26 12:16	8/28/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		S	-3,120	31.20	-100	-34	197	I
8/28/26 17:38	8/5/26	ATTO	Attovia Therapeutics, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	H	Former 1	P.adm	10,285	17.58	585	24	3,021	I
8/28/26 17:38	8/5/26	ATTO	Attovia Therapeutics, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	H	Former 1	S.ad	-2,252	21.28	-106	-3	3,021	I
8/28/26 16:02	8/26/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Kim Valeriy	NY	O	CFO	S	-847	169.31	-5	-10	47	D
8/28/26 15:00	5/28/26	SIEB	Siebert Financial Corp	NY	Financ	FinTrd	Security Brokers, Dealers & F	Gebbia Richard	FL	H	Member o	P	28	1.86	15	0	20,715	I
8/27/26 18:00	8/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,002	109.25	-9	-1	1,773	I
8/27/26 17:45	8/25/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-246	26.61	-9	0	13,002	D
8/26/26 20:15	8/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-13,244	113.20	-117	0	94,249	I
8/26/26 19:37	8/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	M.d	8,248	46.81	176	39	624	I
8/26/26 19:37	8/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.d	-19,997	113.49	-176	-22	624	I
8/26/26 06:11	8/25/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	S	-476	8.83	-54	-2	2,332	D
8/25/26 16:32	8/21/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-273	26.82	-10	0	13,012	D
8/24/26 08:10	8/21/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	James Benjamin Worthy	FL	DO	GC	S	-453	9.02	-50	-4	1,151	D
8/21/26 16:31	8/19/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-442	27.03	-16	0	13,022	D
8/21/26 16:00	8/19/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 050040">Ler Evgeny		O	CFO	S	-3,173	158.63	-20	-51	19	D
8/20/26 18:22	8/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		S.d	-512	60.94	-8	-20	34	D
8/20/26 16:12	8/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S	-6,157	41.13	-150	-10	1,423	I
8/19/26 16:42	8/17/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-379	95.07	-4	-7	52	D
8/19/26 16:40	8/17/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-272	28.33	-10	0	13,038	D
8/19/26 16:12	8/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		M.d	60	12.00	5	6	89	D
8/19/26 16:12	8/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		S.d	-214	42.85	-5	-5	89	D
8/19/26 16:10	8/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	S	-1,499	42.83	-35	-29	87	D
8/18/26 17:55	8/17/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-111	111.33	-1	-2	43	I
8/18/26 17:23	8/18/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-401	62.00	-6	-28	17	D
8/18/26 17:01	8/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		S.d	-547	60.13	-9	-23	31	D
8/18/26 16:39	8/14/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,871	96.80	-50	-93	4	I
8/18/26 16:10	8/18/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	M.d	242	4.83	50	6	958	D
8/17/26 18:22	8/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	1,024	46.81	22		0	M
8/17/26 18:22	8/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,428	111.03	-22	-100	0	M
8/17/26 17:43	8/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S	-242	110.00	-2	-24	7	D
8/17/26 17:07	8/13/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-439	28.65	-15	0	13,048	D
8/14/26 16:07	8/13/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 050040">Tukanov Renat		O	CTO	S	-408	151.25	-3	-26	8	D
8/14/26 06:54	8/12/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deason Douglas R	NY	D		P	258	21.54	12	13	102	I
8/13/26 21:51	8/5/26	ATTO	Attovia Therapeutics, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	H	Former 1	P.dm	10,285	17.58	585	24	3,021	I
8/13/26 21:51	8/5/26	ATTO	Attovia Therapeutics, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	H	Former 1	S.d	-2,252	21.28	-106	-3	3,021	I
8/13/26 20:36	8/12/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-5,020	108.18	-46	0	94,466	I
8/13/26 16:38	8/11/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-356	28.05	-13	0	13,063	D
8/11/26 21:44	8/11/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-5,006	107.78	-46	0	94,512	I
8/11/26 16:47	8/7/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-516	28.10	-18	0	13,076	D
8/10/26 20:05	8/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.dm	1,249	46.81	27	79	61	D
8/10/26 20:05	8/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.dm	-2,908	109.01	-27	-31	61	D
8/10/26 19:05	8/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		S	-564	107.16	-5	-5	101	I
8/10/26 17:28	8/6/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	M.d	291	10.19	29	80	64	D
8/10/26 17:28	8/6/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	S.d	-179	19.66	-9	-12	64	D
8/10/26 17:26	8/10/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bandrowczak Steven John	NY	D		P	100	19.63	5	15	39	D
8/10/26 16:15	8/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-16	162.60	0	-1	12	D
8/10/26 16:07	8/10/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	M.d	242	4.83	50	6	908	D
8/10/26 15:02	8/6/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-42	0.9390	-45	-59	31	D
8/7/26 18:36	8/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,999	107.70	-19	-1	1,783	I
8/7/26 18:15	8/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	1,018	46.81	22		0	M
8/7/26 18:15	8/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,328	107.02	-22	-100	0	M
8/7/26 17:08	8/5/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	S.m	-103	11.71	-9	-13	60	D
8/7/26 16:59	8/5/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-478	27.42	-17	0	13,094	D
8/7/26 08:56	8/6/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Paquette Anthony	NY	O	CFO	M.d	883	11.77	75	17	506	D
8/6/26 18:00	8/5/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-10	0.9270	-10	-12	76	D
8/6/26 16:23	8/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	M.dm	1,489	49.63	30	109	58	D
8/6/26 16:23	8/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	S.dm	-3,153	105.12	-30	-34	58	D
8/6/26 16:11	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		M.d	13	12.00	1	1	150	D
8/6/26 16:11	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-49	45.80	-1	-1	150	D
8/6/26 16:10	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-137	45.79	-3	-4	72	D
8/6/26 16:10	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	M.d	259	12.94	20	34	78	D
8/6/26 16:10	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	S.d	-918	45.90	-20	-20	78	D
8/6/26 16:09	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	533	12.00	44	5	883	D
8/6/26 16:09	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-2,031	45.69	-44	-5	883	D
8/6/26 16:08	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	M.d	132	12.00	11	10	120	D
8/6/26 16:08	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.d	-504	45.78	-11	-8	120	D
8/6/26 16:06	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	M.d	576	12.00	48	14	387	D
8/6/26 16:06	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-2,194	45.71	-48	-11	387	D
8/6/26 16:05	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	580	12.00	48	3	1,723	I
8/6/26 16:05	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,208	45.69	-48	-3	1,723	I
8/6/26 16:04	8/4/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	S.e	-3	18.07	0	-1	12	D
8/5/26 19:36	8/4/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,408	106.36	-23	-1	1,801	I
8/5/26 16:47	8/3/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-1,167	27.45	-43	0	13,111	D
8/5/26 16:39	8/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-904	90.42	-10	-2	461	D
8/5/26 15:21	8/3/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-2	0.9260	-2	-2	87	D
8/5/26 15:21	8/4/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	13	0.9200	14	19	87	D
8/4/26 19:27	8/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-15,105	105.70	-143	0	94,661	I
8/4/26 16:24	8/3/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		M.d	711	71.12	10	15	78	D
8/4/26 16:24	8/3/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		S.d	-1,035	103.54	-10	-11	78	D
8/4/26 16:01	8/3/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		P	2	87.03	0	1	3	D
8/3/26 18:54	7/30/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-121	25.05	-5	0	13,154	D
8/3/26 18:11	7/30/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-17	1.04	-16	-18	75	D
8/3/26 18:11	7/31/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	32	0.9430	34	85	75	D
8/3/26 17:28	8/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	M.d	0	0.00	12	46	37	D
7/31/26 16:51	7/29/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-4	1.21	-3	-5	57	D
7/30/26 20:57	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-15,169	105.74	-143	0	94,804	I
7/30/26 20:33	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,394	105.71	-23	-1	1,824	I
7/30/26 19:43	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	M.d	1,795	64.10	28		10	D
7/30/26 19:43	7/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S.d	-2,940	105.01	-28	-73	10	D
7/30/26 18:28	7/28/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-112	25.09	-4	0	13,159	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	See Rema	M.d	888	59.17	15		1	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	See Rema	S.d	-1,535	102.35	-15	-94	1	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	M.d	1,393	55.73	25		21	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	S.d	-2,551	102.05	-25	-55	21	D
7/30/26 16:05	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		M.d	496	49.63	10	120	18	D
7/30/26 16:05	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		S.d	-1,032	103.20	-10	-35	18	D
7/29/26 20:57	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	M.dm	14,881	52.05	286	111	543	I
7/29/26 20:57	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.dm	-29,774	104.14	-286	-34	543	I
7/29/26 20:20	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	1,542	46.81	33	119	61	D
7/29/26 20:20	7/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-3,427	104.01	-33	-35	61	D
7/29/26 16:06	7/28/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schapiro Mary L	NY	D		S	-212	212.06	-1	-3	39	D
7/29/26 14:49	7/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	S	-1,761	176.06	-10	-16	53	D
7/28/26 19:53	7/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-4,628	101.72	-46	0	95,007	I
7/28/26 17:20	7/24/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-454	25.28	-18	0	13,163	D
7/28/26 16:37	7/24/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,681	95.09	-49	-93	4	I
7/28/26 16:35	7/27/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	S	-998	172.97	-6	-11	46	D
7/28/26 16:09	7/27/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-149	1.59	-94	-100	0	D
7/28/26 16:08	7/24/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	M.d	1,422	71.12	20	89	42	D
7/28/26 16:08	7/24/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	S.d	-1,987	99.33	-20	-32	42	D
7/27/26 18:19	7/23/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-12	1.43	-8	-9	83	D
7/27/26 18:19	7/24/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	26	0.9540	28	50	83	D
7/27/26 18:05	7/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-709	102.03	-7	-89	1	D
7/27/26 16:33	7/23/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		S	-372	79.20	-5	-45	6	D
7/24/26 17:21	7/22/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-765	26.90	-28	0	13,181	D
7/23/26 19:39	7/21/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	190	46.81	4	7	61	D
7/23/26 19:39	7/21/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-422	104.14	-4	-6	61	D
7/23/26 15:16	7/21/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S.m	-51	1.45	-35	-35	64	D
7/22/26 16:43	7/20/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-599	26.55	-23	0	13,210	D
7/22/26 16:10	11/4/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Cherdabayev Boris	NY	D		S.m	-86	135.85	-1	-44	1	D
7/21/26 18:54	7/21/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-208	104.21	-2	-4	44	I
7/21/26 13:17	7/17/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P	0	1.77	0	0	99	D
7/21/26 13:17	7/20/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-7	1.55	-4	-4	99	D
7/20/26 16:42	7/16/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-867	26.05	-33	0	13,232	D
7/17/26 18:26	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-2,058	1,080.6	-2	-1	224	D
7/17/26 18:17	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	M.d	9,292	513.50	18		14	D
7/17/26 18:17	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	S.d	-19,942	1,102.1	-18	-56	14	D
7/17/26 16:42	7/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-457	114.71	-4	-7	56	D
7/17/26 16:07	7/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	S	-3,461	222.51	-16	-10	137	M
7/17/26 16:06	7/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	S	-5,209	215.55	-24	-17	122	D
7/17/26 16:04	7/15/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	S.e	-2	9.21	0	-2	12	D
7/17/26 12:53	7/15/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		P.m	184	1.87	99	999%	103	D
7/16/26 16:32	7/14/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-564	28.49	-20	0	13,266	D
7/16/26 16:15	7/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		M.d	60	12.00	5	6	89	D
7/16/26 16:15	7/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		S.d	-210	42.00	-5	-5	89	D
7/14/26 17:01	7/10/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-640	30.31	-21	0	13,285	D
7/14/26 16:07	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	M.d	336	12.00	28	3	883	D
7/14/26 16:07	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,175	41.98	-28	-3	883	D
7/14/26 16:04	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.d	840	12.00	70	4	1,723	I
7/14/26 16:04	7/13/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,976	42.52	-70	-4	1,723	I
7/13/26 19:20	7/10/26	CCCTU	Columbus Circle Capital Corp III	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 3 Sponsor Corp LLC	NY	T		P	2,650	10.00	265	New	265	D
7/10/26 18:16	7/8/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-553	30.80	-18	0	13,306	D
7/10/26 16:15	7/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-12	115.12	0	-1	12	D
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	M.d	1,018	46.81	22		0	M
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,219	102.01	-22	-100	0	M
7/8/26 17:06	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-204	102.01	-2	-4	46	I
7/8/26 16:36	7/6/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		S.m	-690	32.40	-21	0	13,324	D
7/8/26 16:33	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-43,562	116.17	-375	-98	7	D
7/8/26 16:32	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,161	116.14	-10	-2	471	D
7/7/26 17:03	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	M.dm	840	12.00	70	4	1,723	I
7/7/26 17:03	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.dm	-2,951	42.16	-70	-4	1,723	I
7/7/26 17:03	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-2,324	119.96	-19	-24	63	D
7/7/26 17:02	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		S	-441	117.50	-4	-5	72	D
7/7/26 17:01	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		S	-1,000	120.00	-8	-12	64	D
7/7/26 16:14	7/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	M.d	240	12.00	20	34	78	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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