Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/1/24 16:24	4/29/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,161	432.25	-5	-1	819	D
4/30/24 19:28	4/26/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-8,970	74.87	-120	0	99,098	I
4/29/24 14:41	4/26/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	S	-505	121.01	-4	-7	54	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	M.d	156	28.44	5	10	61	M
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.d	-414	75.51	-5	-8	61	M
4/25/24 18:46	4/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,715	17.61	-154	-81	36	I
4/24/24 21:32	4/24/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-65,251	43.50	-1,500	-8	16,707	D
4/24/24 18:43	4/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-6,661	74.62	-89	0	99,217	I
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		M.d	382	25.88	15	15	116	M
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		S.d	-1,080	73.21	-15	-11	116	M
4/22/24 21:33	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		M.d	213	28.44	7	0	2,301	M
4/22/24 21:33	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.dm	-1,208	73.30	-16	-1	2,301	M
4/22/24 18:42	4/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-286	17.16	-17	-32	36	I
4/19/24 16:06	4/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-9,021	90.21	-100	-12	767	D
4/19/24 16:05	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles Aubrey III	NY	O	Chief Ri	S	-1,009	90.09	-11	-8	131	D
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		S	-503	70.86	-7	-21	27	I
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		M.d	125	25.01	5	24	26	M
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-356	71.11	-5	-16	26	M
4/18/24 21:13	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-724	72.40	-10	-12	73	D
4/18/24 21:10	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.dm	-837	72.17	-12	-16	61	M
4/18/24 21:10	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	M.d	156	28.44	5	10	61	M
4/18/24 21:08	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-1,771	72.23	-25	-99	0	D
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	S	-3,046	70.83	-43	-12	302	I
4/12/24 10:22	4/10/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		M.d	0	0.00	2	210	3	D
4/10/24 16:10	4/8/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	25	2.99	9	1	1,517	I
4/8/24 18:40	4/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,669	18.67	-250	-97	7	D
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	55	2.87	19	211	28	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	49	2.82	17	5	335	I
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.25	1	0	122	D
4/2/24 18:54	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	7	0	43,731	D
4/2/24 18:52	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	6	7	82	D
4/2/24 18:51	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	6	4	145	D
4/2/24 18:48	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	6	8	72	D
4/2/24 18:47	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	6	11	56	D
4/2/24 18:46	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	8	23	42	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	60	6	1,002	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-98	19.59	-5	0	1,002	D
4/1/24 09:26	3/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-1,397	72.14	-19	0	7,865	D
3/28/24 21:40	3/26/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		M.d	59	27.45	2	2	116	M
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		M.a	472	30.08	16	53	45	D
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.a	-1,141	72.64	-16	-26	45	D
3/28/24 12:45	3/26/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-10,613	70.75	-150	-2	7,885	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	M.d	81	40.64	2	6	35	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	S.d	-140	69.80	-2	-5	35	D
3/26/24 19:51	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		M.d	472	30.08	16	55	44	D
3/26/24 19:51	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.d	-1,141	72.64	-16	-26	44	D
3/25/24 21:13	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-638	70.87	-9	0	2,310	I
3/25/24 21:05	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	M.d	342	26.39	13	18	83	D
3/25/24 21:05	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-907	70.03	-13	-13	83	D
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	M.d	131	26.39	5		0	M
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S.d	-348	70.01	-5	-100	0	M
3/21/24 19:23	3/19/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-286	17.17	-17	-32	36	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P.m	268	12.15	22	2	1,328	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-313	11.95	-26	-2	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P.m	132	11.99	11	1	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-177	11.82	-15	-1	1,328	I
3/15/24 16:49	3/13/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S.m	-1,553	74.68	-21	-10	185	D
3/14/24 18:50	3/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-2,580	16.41	-157	-81	36	I
3/12/24 17:00	3/11/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.d	-1,888	74.26	-25	-22	90	D
3/8/24 21:09	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-2,033	67.80	-30	-26	83	D
3/8/24 20:12	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S	-3,305	67.80	-49	-100	0	I
3/7/24 18:33	3/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-199	15.90	-13	-2	814	D
3/6/24 18:50	3/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,190	16.76	-250	-97	7	D
3/6/24 16:01	3/6/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	S	-226	75.43	-3	-25	9	D
3/5/24 18:09	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	101	12	971	D
3/5/24 18:09	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-82	16.47	-5	-1	971	D
3/5/24 18:08	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	79	25	399	D
3/5/24 18:08	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	172	26	827	D
3/5/24 18:07	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	2	4	66	D
3/5/24 18:06	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	5	3	138	D
3/5/24 18:05	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	1	1	75	D
3/5/24 16:51	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	13	7	207	D
3/5/24 16:49	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	4	8	57	D
3/5/24 16:48	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	4	10	48	D
3/5/24 16:46	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	34	13	302	D
3/5/24 16:45	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	30	2	1,280	D
3/5/24 16:45	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	68	5	1,445	D
3/5/24 16:43	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	4	10	51	I
3/5/24 16:42	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	16	16	115	D
3/4/24 19:38	2/29/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-269	16.17	-17	-32	36	I
3/4/24 18:31	2/29/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-953	190.69	-5	-8	60	D
3/1/24 21:29	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-588	65.29	-9	0	2,319	I
3/1/24 21:01	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-361	65.71	-6	-19	24	I
3/1/24 18:53	2/28/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-25,090	809.92	-31	-7	414	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-7,560	15.12	-500	-99	7	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-7,287	15.10	-483	-93	36	I
2/28/24 16:49	2/26/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-748	184.76	-4	-6	65	D
2/27/24 18:38	2/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-879	14.43	-61	-15	351	D
2/26/24 17:05	2/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-7,565	64.66	-117	0	99,282	I
2/26/24 16:10	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Seshadri Raj	FL	D		M.d	0	0.00	2	21	10	D
2/26/24 16:09	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Gates Anne	FL	D		M.d	0	0.00	2	15	13	D
2/26/24 16:09	2/22/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlinski Philip R.	NY	O	Global T	S	-4,551	390.64	-12	-31	25	D
2/26/24 16:08	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Esty Benjamin	FL	D		M.d	0	0.00	2	6	28	D
2/26/24 16:07	2/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-5,001	394.43	-13	-27	34	D
2/26/24 16:06	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Gordon L	FL	D		M.d	0	0.00	2	6	41	D
2/26/24 11:55	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Debel Marlene	FL	D		M.d	0	0.00	2	39	6	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	M.d	122	40.64	3		1	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	S.d	-202	67.31	-3	-70	1	D
2/26/24 09:41	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Dutkowsky Robert M	FL	D		M.d	0	0.00	2	17	11	D
2/26/24 09:21	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	McGeary Roderick C	FL	D		M.d	0	0.00	2	9	20	D
2/26/24 09:18	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Edwards Jeffrey N	FL	D		M.d	0	0.00	2	6	29	D
2/23/24 18:41	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	M.d	18,516	513.50	36		17	D
2/23/24 18:41	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	S.d	-29,498	818.06	-36	-68	17	D
2/23/24 18:30	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S	-197	821.69	0	-4	6	D
2/23/24 18:29	2/21/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-2,552	13.57	-188	-84	36	I
2/23/24 17:03	2/21/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-2,713	75.37	-36	-11	285	I
2/23/24 16:34	2/21/24	IFIN	Infint Acquisition Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-1,198	11.35	-106	-18	474	I
2/23/24 16:18	2/21/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-1,059	105.94	-10	-8	109	D
2/20/24 20:55	2/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	M.d	1,842	25.86	71	0	99,399	M
2/20/24 20:55	2/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.d	-4,629	64.99	-71	0	99,399	M
2/20/24 20:33	2/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-518	64.76	-8	-21	30	I
2/20/24 16:55	2/15/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-1,563	104.23	-15	-11	119	D
2/16/24 17:00	2/16/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-443	221.26	-2	-3	70	D
2/15/24 16:54	2/13/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-7,597	101.29	-75	-36	134	D
2/14/24 18:33	2/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-60	12.00	-5	-1	916	D
2/14/24 18:28	2/12/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	S	-765	805.55	-1	-18	4	D
2/14/24 16:19	2/12/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-2,324	87.19	-27	-9	287	D
2/14/24 16:19	2/12/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-8,730	87.30	-100	-12	732	I
2/14/24 11:57	2/12/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	M.d	610	40.64	15	792	17	D
2/14/24 11:57	2/12/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	S.d	-1,008	67.20	-15	-47	17	D
2/14/24 09:18	2/13/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	P	2,187	7.20	304	3	9,174	D
2/13/24 07:40	2/9/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		P	99	112.30	1	New	1	D
2/9/24 18:16	2/7/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	S	-2,461	793.86	-3	-26	9	D
2/9/24 10:30	2/7/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	M.d	880	51.87	17	44	55	D
2/9/24 10:30	2/7/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	S.d	-1,123	66.16	-17	-23	55	D
2/7/24 19:05	2/5/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S	-408	784.69	-1	0	144	I
2/7/24 18:57	2/5/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comerchero Marc D.	NY	O	Principa	S	-353	785.11	0	-7	6	D
2/7/24 18:31	2/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-2,652	10.61	-250	-98	5	D
2/7/24 18:29	2/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-133	10.61	-13	-2	738	D
2/7/24 17:56	2/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.m	-3,457	181.94	-19	-24	60	D
2/7/24 17:49	2/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-5,486	182.87	-30	-15	166	D
2/7/24 17:47	2/7/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	P.d	810	16.21	50	5	1,027	D
2/7/24 17:45	2/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S	-921	184.13	-5	-7	63	I
2/7/24 17:34	2/5/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-3,815	95.52	-40	-34	77	D
2/7/24 10:33	2/5/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	M.dm	733	40.64	18	48	55	D
2/7/24 10:33	2/5/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	S.dm	-1,188	65.89	-18	-25	55	D
2/6/24 17:54	2/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	M.d	0	0.00	20	28	91	D
2/6/24 17:52	2/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	M.d	0	0.00	20	13	167	D
2/6/24 17:47	2/3/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galvin Sean	NY	O	CFO	M.d	0	0.00	21	80	46	D
2/6/24 17:07	2/2/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-9,614	96.14	-100	-32	209	D
2/5/24 21:36	2/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		M.d	263	25.01	11	5	225	M
2/5/24 21:36	2/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		S.d	-472	62.25	-8	-3	225	M
2/5/24 18:35	2/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	M.d	0	0.00	58		40	D
2/5/24 18:35	2/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-234	10.82	-22	-35	40	D
2/5/24 18:34	2/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	M.d	0	0.00	43	12	412	D
2/5/24 18:34	2/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	1	1	50	D
2/5/24 18:34	2/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	M.d	0	0.00	103	16	751	D
2/5/24 18:33	2/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	M.d	0	0.00	58	237	82	D
2/5/24 18:33	2/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-234	10.82	-22	-21	82	D
2/5/24 17:19	2/1/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-7,921	93.77	-84	-42	117	D
2/2/24 19:41	2/1/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.m	-5,260	786.40	-7	-4	145	D
2/2/24 19:18	2/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S	-1,972	788.73	-3	-24	8	D
2/2/24 18:58	2/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	S	-5,533	786.36	-7	-57	5	D
2/2/24 17:49	1/31/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	M.dm	0	0.00	47	14	380	D
2/2/24 17:48	1/31/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	M.dm	0	0.00	46	45	147	D
2/2/24 17:47	1/31/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	M.dm	0	0.00	93	11	949	D
2/2/24 17:46	1/31/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	M.dm	0	0.00	46	239	65	D
2/2/24 16:18	1/31/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	S	-172	17.20	-10	-2	397	D
2/1/24 16:22	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-879	87.92	-10	-3	313	D
2/1/24 16:21	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-393	87.41	-5	-5	93	D
2/1/24 16:20	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S.m	-4,685	88.18	-53	-18	235	D
2/1/24 16:04	1/30/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S	-776	90.18	-9	-4	201	D
1/31/24 16:51	1/29/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	M.d	0	0.00	32	3	1,060	D
1/31/24 16:47	1/29/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	M.d	0	0.00	261	3	9,003	D
1/31/24 16:46	1/29/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peck William Bradley	NY	O	Head of	M.d	0	0.00	16	8	202	D
1/31/24 16:45	1/29/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	Head of	M.d	0	0.00	33	13	288	D
1/31/24 16:44	1/29/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	M.d	0	0.00	143	16	1,028	D
1/31/24 16:43	1/29/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frankenthaler Marci	NY	O	GC	M.d	0	0.00	23	10	251	D
1/31/24 10:00	1/29/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	S	-212	111.91	-2	-8	22	D
1/30/24 16:30	1/26/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-8,712	90.95	-96	-31	210	D
1/26/24 21:33	1/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-1,048	63.94	-16	0	99,480	I
1/26/24 16:36	1/26/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-4,396	87.93	-50	-6	832	D
1/26/24 16:15	1/24/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-8,477	91.19	-93	-23	306	D
1/25/24 16:14	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	M.d	0	0.00	14	42	46	D
1/25/24 16:12	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	M.d	0	0.00	4	50	11	D
1/25/24 16:12	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S.d	-1,635	380.15	-4	-27	11	D
1/25/24 16:10	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	M.d	0	0.00	4	20	27	D
1/25/24 16:09	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	M.d	0	0.00	4	3	126	D
1/25/24 16:07	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	M.d	0	0.00	20		7	D
1/25/24 16:07	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S.d	-2,764	379.81	-7	-53	7	D
1/25/24 16:05	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlinski Philip R.	NY	O	Global T	M.d	0	0.00	16	76	37	D
1/25/24 16:03	1/25/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-4,396	87.93	-50	-5	882	M
1/24/24 18:44	1/22/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	M.d	9,243	513.50	18		12	D
1/24/24 18:44	1/22/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	S.d	-14,329	796.04	-18	-60	12	D
1/24/24 17:08	1/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-258	64.49	-4	-10	38	I
1/24/24 16:53	1/22/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-8,829	91.09	-97	-20	399	D
1/23/24 17:22	1/22/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-9	43.00	0	0	121	I
1/23/24 17:21	1/22/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-5	23.23	0	-7	3	I
1/23/24 16:46	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	19	1	1,270	D
1/23/24 16:43	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	10	5	199	D
1/23/24 16:40	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	8	20	48	I
1/23/24 16:38	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	23	8	321	D
1/23/24 16:36	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	17	19	109	D
1/23/24 16:33	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	10	22	54	D
1/23/24 16:30	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	37	3	1,408	D
1/23/24 16:23	1/19/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	13	40	46	D
1/22/24 17:16	1/18/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-1,298	88.73	-15	-3	496	D
1/19/24 16:22	1/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-585	83.56	-7	-7	98	D
1/19/24 16:15	1/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-841	84.13	-10	-3	323	D
1/19/24 16:13	1/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-3,571	375.93	-10	-28	24	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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