Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/14/24 21:26	5/13/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S.m	-12,974	46.27	-280	-5	5,649	M
5/14/24 18:38	5/10/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,547	16.63	-153	-100	0	I
5/14/24 18:02	5/10/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-7,155	795.00	-9	-58	6	D
5/14/24 16:03	5/10/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,018	457.32	-7	-4	147	D
5/14/24 12:08	5/13/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-3,301	68.09	-48	-1	7,677	D
5/13/24 21:23	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.a	-1,002	76.38	-13	-1	2,288	I
5/13/24 20:44	5/9/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,003	76.13	-26	-1	2,262	I
5/13/24 10:18	5/9/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-9,605	68.61	-140	-2	7,725	D
5/10/24 16:12	5/10/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		S	-180	43.65	-4	-46	5	D
5/8/24 19:44	5/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,482	17.93	-250	-97	7	D
5/8/24 18:10	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,002	76.38	-13	-1	2,282	I
5/8/24 17:49	5/3/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-10,027	75.95	-132	0	98,966	I
5/7/24 19:11	5/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-223	17.83	-13	-1	855	D
5/7/24 16:34	5/6/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-331	211.14	-2	-9	17	D
5/6/24 17:16	5/3/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	S	-160	16.00	-10	-2	405	D
5/6/24 16:42	5/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P-GlobEq	S	-1,381	124.44	-11	-18	49	D
5/3/24 19:19	5/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-427	17.04	-25	-39	39	D
5/3/24 19:14	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-84	16.72	-5	0	997	D
5/3/24 16:40	5/2/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		S	-1,039	79.90	-13	-41	19	I
5/1/24 16:24	4/29/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,161	432.25	-5	-1	819	D
4/30/24 19:28	4/26/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-8,970	74.87	-120	0	99,098	I
4/29/24 14:41	4/26/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	S	-505	121.01	-4	-7	54	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.d	-414	75.51	-5	-8	61	M
4/25/24 18:46	4/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,715	17.61	-154	-81	36	I
4/24/24 21:32	4/24/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-65,251	43.50	-1,500	-8	16,707	D
4/24/24 18:43	4/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-6,661	74.62	-89	0	99,217	I
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		S.d	-1,080	73.21	-15	-11	116	M
4/22/24 21:33	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.dm	-1,208	73.30	-16	-1	2,301	M
4/22/24 18:42	4/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-286	17.16	-17	-32	36	I
4/19/24 16:06	4/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-9,021	90.21	-100	-12	767	D
4/19/24 16:05	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles Aubrey III	NY	O	Chief Ri	S	-1,009	90.09	-11	-8	131	D
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		S	-503	70.86	-7	-21	27	I
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-356	71.11	-5	-16	26	M
4/18/24 21:13	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-724	72.40	-10	-12	73	D
4/18/24 21:10	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.dm	-837	72.17	-12	-16	61	M
4/18/24 21:08	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-1,771	72.23	-25	-99	0	D
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	S	-3,046	70.83	-43	-12	302	I
4/8/24 18:40	4/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,669	18.67	-250	-97	7	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-98	19.59	-5	0	1,002	D
4/1/24 09:26	3/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-1,397	72.14	-19	0	7,865	D
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.a	-1,141	72.64	-16	-26	45	D
3/28/24 12:45	3/26/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-10,613	70.75	-150	-2	7,885	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	S.d	-140	69.80	-2	-5	35	D
3/26/24 19:51	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.d	-1,141	72.64	-16	-26	44	D
3/25/24 21:13	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-638	70.87	-9	0	2,310	I
3/25/24 21:05	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-907	70.03	-13	-13	83	D
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S.d	-348	70.01	-5	-100	0	M
3/21/24 19:23	3/19/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-286	17.17	-17	-32	36	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-313	11.95	-26	-2	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-177	11.82	-15	-1	1,328	I
3/15/24 16:49	3/13/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S.m	-1,553	74.68	-21	-10	185	D
3/14/24 18:50	3/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-2,580	16.41	-157	-81	36	I
3/12/24 17:00	3/11/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.d	-1,888	74.26	-25	-22	90	D
3/8/24 21:09	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-2,033	67.80	-30	-26	83	D
3/8/24 20:12	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S	-3,305	67.80	-49	-100	0	I
3/7/24 18:33	3/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-199	15.90	-13	-2	814	D
3/6/24 18:50	3/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,190	16.76	-250	-97	7	D
3/6/24 16:01	3/6/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	S	-226	75.43	-3	-25	9	D
3/5/24 18:09	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-82	16.47	-5	-1	971	D
3/4/24 19:38	2/29/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-269	16.17	-17	-32	36	I
3/4/24 18:31	2/29/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-953	190.69	-5	-8	60	D
3/1/24 21:29	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-588	65.29	-9	0	2,319	I
3/1/24 21:01	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-361	65.71	-6	-19	24	I
3/1/24 18:53	2/28/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-25,090	809.92	-31	-7	414	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-7,560	15.12	-500	-99	7	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-7,287	15.10	-483	-93	36	I
2/28/24 16:49	2/26/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-748	184.76	-4	-6	65	D
2/27/24 18:38	2/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-879	14.43	-61	-15	351	D
2/26/24 17:05	2/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-7,565	64.66	-117	0	99,282	I
2/26/24 16:09	2/22/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlinski Philip R.	NY	O	Global T	S	-4,551	390.64	-12	-31	25	D
2/26/24 16:07	2/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-5,001	394.43	-13	-27	34	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	S.d	-202	67.31	-3	-70	1	D
2/23/24 18:41	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	S.d	-29,498	818.06	-36	-68	17	D
2/23/24 18:30	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S	-197	821.69	0	-4	6	D
2/23/24 18:29	2/21/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-2,552	13.57	-188	-84	36	I
2/23/24 17:03	2/21/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-2,713	75.37	-36	-11	285	I
2/23/24 16:34	2/21/24	IFIN	Infint Acquisition Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-1,198	11.35	-106	-18	474	I
2/23/24 16:18	2/21/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-1,059	105.94	-10	-8	109	D
2/20/24 20:55	2/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.d	-4,629	64.99	-71	0	99,399	M
2/20/24 20:33	2/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-518	64.76	-8	-21	30	I
2/20/24 16:55	2/15/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-1,563	104.23	-15	-11	119	D
2/16/24 17:00	2/16/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-443	221.26	-2	-3	70	D
2/15/24 16:54	2/13/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-7,597	101.29	-75	-36	134	D
2/14/24 18:33	2/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-60	12.00	-5	-1	916	D
2/14/24 18:28	2/12/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	S	-765	805.55	-1	-18	4	D
2/14/24 16:19	2/12/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-2,324	87.19	-27	-9	287	D
2/14/24 16:19	2/12/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-8,730	87.30	-100	-12	732	I
2/14/24 11:57	2/12/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	S.d	-1,008	67.20	-15	-47	17	D
2/9/24 18:16	2/7/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	S	-2,461	793.86	-3	-26	9	D
2/9/24 10:30	2/7/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	S.d	-1,123	66.16	-17	-23	55	D
2/7/24 19:05	2/5/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S	-408	784.69	-1	0	144	I
2/7/24 18:57	2/5/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comerchero Marc D.	NY	O	Principa	S	-353	785.11	0	-7	6	D
2/7/24 18:31	2/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-2,652	10.61	-250	-98	5	D
2/7/24 18:29	2/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-133	10.61	-13	-2	738	D
2/7/24 17:56	2/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.m	-3,457	181.94	-19	-24	60	D
2/7/24 17:49	2/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-5,486	182.87	-30	-15	166	D
2/7/24 17:45	2/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S	-921	184.13	-5	-7	63	I
2/7/24 17:34	2/5/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-3,815	95.52	-40	-34	77	D
2/7/24 10:33	2/5/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	S.dm	-1,188	65.89	-18	-25	55	D
2/6/24 17:07	2/2/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-9,614	96.14	-100	-32	209	D
2/5/24 21:36	2/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		S.d	-472	62.25	-8	-3	225	M
2/5/24 18:35	2/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-234	10.82	-22	-35	40	D
2/5/24 18:33	2/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-234	10.82	-22	-21	82	D
2/5/24 17:19	2/1/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-7,921	93.77	-84	-42	117	D
2/2/24 19:41	2/1/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.m	-5,260	786.40	-7	-4	145	D
2/2/24 19:18	2/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S	-1,972	788.73	-3	-24	8	D
2/2/24 18:58	2/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	S	-5,533	786.36	-7	-57	5	D
2/2/24 16:18	1/31/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	S	-172	17.20	-10	-2	397	D
2/1/24 16:22	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-879	87.92	-10	-3	313	D
2/1/24 16:21	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-393	87.41	-5	-5	93	D
2/1/24 16:20	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S.m	-4,685	88.18	-53	-18	235	D
2/1/24 16:04	1/30/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S	-776	90.18	-9	-4	201	D
1/31/24 10:00	1/29/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	S	-212	111.91	-2	-8	22	D
1/30/24 16:30	1/26/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-8,712	90.95	-96	-31	210	D
1/26/24 21:33	1/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-1,048	63.94	-16	0	99,480	I
1/26/24 16:36	1/26/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-4,396	87.93	-50	-6	832	D
1/26/24 16:15	1/24/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-8,477	91.19	-93	-23	306	D
1/25/24 16:12	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S.d	-1,635	380.15	-4	-27	11	D
1/25/24 16:07	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S.d	-2,764	379.81	-7	-53	7	D
1/25/24 16:03	1/25/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-4,396	87.93	-50	-5	882	M
1/24/24 18:44	1/22/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	S.d	-14,329	796.04	-18	-60	12	D
1/24/24 17:08	1/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-258	64.49	-4	-10	38	I
1/24/24 16:53	1/22/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-8,829	91.09	-97	-20	399	D
1/23/24 17:22	1/22/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-9	43.00	0	0	121	I
1/23/24 17:21	1/22/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-5	23.23	0	-7	3	I
1/22/24 17:16	1/18/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-1,298	88.73	-15	-3	496	D
1/19/24 16:22	1/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-585	83.56	-7	-7	98	D
1/19/24 16:15	1/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-841	84.13	-10	-3	323	D
1/19/24 16:13	1/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-3,571	375.93	-10	-28	24	M
1/18/24 16:51	1/16/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,508	88.53	-28	-5	510	D
1/16/24 16:37	1/11/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,305	88.01	-26	-5	539	D
1/11/24 17:17	1/9/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,268	87.19	-26	-4	565	D
1/10/24 18:36	1/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S	-2,738	12.28	-223	-98	3	I
1/9/24 18:25	1/5/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,274	87.40	-26	-4	591	D
1/8/24 18:37	1/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S	-3,002	12.01	-250	-84	46	D
1/5/24 16:25	1/3/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,288	86.73	-26	-4	617	D
1/4/24 18:29	1/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-62	12.43	-5	-1	921	D
12/28/23 16:05	12/26/23	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-3	30.10	0	-4	3	I
12/26/23 18:02	12/13/23	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-2	13.58	0	0	49,809	I
12/26/23 16:06	12/22/23	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-3	26.62	0	-3	3	I
12/19/23 15:26	12/18/23	CNGL	Canna-Global Acquisition Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S	-55	10.90	-5	-3	195	I
12/18/23 17:58	12/14/23	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kane John M	VA	O	EVP,Grou	S	-2,855	19.02	-150	-23	500	D
12/18/23 08:55	12/15/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	S.d	-103	110.42	-1	-2	59	D
12/15/23 18:38	12/13/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S	-2,634	11.56	-228	-50	226	I
12/15/23 18:37	12/13/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-240	12.00	-20	-2	891	D
12/15/23 16:53	12/13/23	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-1,040	174.74	-6	-8	67	D
12/13/23 18:34	12/11/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S	-2,900	11.60	-250	-46	296	D
12/13/23 16:50	12/13/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S	-524	64.75	-8	-17	40	D
12/11/23 16:15	12/8/23	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-240	260.50	-1	-1	69	D
12/7/23 19:10	12/5/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-129	10.30	-13	-2	698	D
12/5/23 17:05	12/4/23	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S	-803	160.56	-5	-6	73	D
12/5/23 10:55	12/4/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Catanese George	FL	O	Chief Ri	S	-413	106.75	-4	-24	12	D
12/4/23 20:22	11/30/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-748	61.28	-12	-1	2,331	I
12/4/23 20:19	11/30/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.d	-242	60.56	-4	-9	42	M
12/4/23 20:16	11/30/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-435	60.72	-7	-98	0	D
12/4/23 19:13	12/1/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S.dm	-2,036	59.81	-34	0	8,031	D
12/4/23 15:38	12/1/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		S.d	-295	59.00	-5	0	1,589	D
12/1/23 16:22	11/29/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Chair,CE	S.d	-5,200	103.99	-50	-15	274	D
12/1/23 16:21	12/1/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	S.d	-591	106.84	-6	-8	60	D
11/28/23 16:15	11/27/23	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-236	230.95	-1	-1	70	D
11/24/23 13:06	11/21/23	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	S	-461	335.15	-1	-12	10	D
11/22/23 15:57	11/22/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-1,075	57.91	-19	0	8,020	D
11/21/23 16:42	11/21/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne		O	EVP	S.d	-518	58.00	-9	-14	55	D
11/21/23 16:39	11/17/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S.m	-10,936	57.99	-189	-2	8,038	D
11/21/23 16:01	11/20/23	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	S	-207	82.77	-3	-4	64	D
11/20/23 16:05	11/16/23	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	S.m	-1,521	82.20	-19	-22	67	D
11/15/23 18:28	11/13/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S	-884	8.31	-106	-19	454	I
11/13/23 19:29	11/8/23	PBLA	Panbela Therapeutics, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-52	0.7100	-73	-15	398	I
11/13/23 06:00	11/8/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Dowdle Jeffrey A	FL	O	COO,Head	S	-800	99.41	-8	-13	56	D
11/9/23 16:02	11/7/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S	-178	80.89	-2	0	709	I
11/8/23 18:36	11/6/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S	-801	9.61	-83	-13	546	D
11/8/23 17:51	11/6/23	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-10,031	652.03	-15	-3	435	D
11/8/23 16:43	11/7/23	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	S	-170	16.99	-10	-2	406	D
11/7/23 18:37	11/3/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-121	9.69	-13	-2	622	D
11/7/23 16:57	11/3/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-825	80.19	-10	-1	711	I
11/7/23 16:35	11/3/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-175	56.19	-3	-7	42	I
11/3/23 18:34	11/2/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-260	9.35	-28	-5	561	D
11/3/23 18:33	11/2/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-260	9.35	-28	-4	629	D
11/3/23 17:08	11/1/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-1,745	80.04	-22	-3	721	I
11/1/23 16:31	10/30/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,009	80.01	-25	-3	743	I
10/30/23 16:28	10/26/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-1,387	80.18	-17	-2	768	I
10/26/23 16:58	10/24/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		S	-346	49.98	-7	-6	117	I
10/26/23 16:55	10/24/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-1,653	80.25	-21	-3	785	I
10/24/23 16:13	10/20/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,117	80.51	-26	-3	806	I
10/20/23 16:35	10/18/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,161	82.19	-26	-3	832	I
10/18/23 16:11	10/16/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,273	86.43	-26	-3	859	I
10/18/23 16:05	10/16/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,279	86.42	-26	-4	628	D
10/16/23 19:27	10/12/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,261	85.71	-26	-4	655	D
10/16/23 19:00	10/12/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,245	85.70	-26	-3	885	I
10/16/23 18:28	10/12/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S	-849	9.43	-90	-15	531	I
10/12/23 17:06	10/12/23	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Kiriaku Liudmila	G4	O	VP of Co	S	-255	85.12	-3	-100	0	D
10/12/23 16:59	10/10/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,311	88.03	-26	-3	911	I
10/12/23 16:56	10/10/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,290	88.04	-26	-4	681	D
10/10/23 20:22	10/5/23	MNP	Western Asset Municipal Partners Fund Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		S	-6,750	50,000	0	-100	0	I
10/10/23 16:30	10/6/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,516	89.18	-28	-4	707	D
10/10/23 16:29	10/6/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,341	89.10	-26	-3	937	I
10/6/23 18:39	10/4/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-112	9.60	-12	-2	582	D
10/6/23 18:38	10/4/23	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S	-800	9.60	-83	-12	599	D
10/6/23 16:34	10/4/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	S.m	-2,282	86.78	-26	-3	964	I
10/6/23 16:33	10/4/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	S.m	-2,282	86.80	-26	-3	735	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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