MKTX - Marketaxess Holdings Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	7	29	0	1	5	9	24	59	16
S	%wins				52	25	4	16	0	0	16

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/9/24 16:15	12/9/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-72	240.57	0	0	-3	8	D
11/14/24 17:05	11/12/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	S.m	-13,503	270.07	0	-50	-8	564	D
9/9/24 16:15	9/6/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-259	259.39	0	-1	-2	54	D
8/16/24 16:15	8/14/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-408	241.13	0	-2	-2	68	D
8/14/24 16:15	8/13/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-216	240.01	0	-1	-9	9	D
8/9/24 16:15	8/8/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-143	231.63	0	-1	-8	7	D
6/11/24 16:15	6/7/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-100	199.48	0	-1	-1	55	D
2/16/24 17:00	2/16/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-443	221.26	0	-2	-3	70	D
1/12/24 16:15	1/10/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	M.d	3,267	203.72	0	16	3	648	D
12/11/23 16:15	12/8/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-240	260.50	0	-1	-1	69	D
11/28/23 16:15	11/27/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-236	230.95	0	-1	-1	70	D
8/15/23 16:15	8/14/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Concannon Christopher R	NY	DO	CEO	P	1,018	238.42	0	4	10	47	D
6/15/23 17:47	6/15/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-277	277.25	0	-1	-1	71	D
6/15/23 16:15	6/14/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-548	274.00	0	-2	-3	72	D
3/10/23 16:15	3/8/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-90	358.80	0	0	-3	7	D
3/7/23 16:15	3/3/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-221	366.58	0	-1	-9	6	D
2/8/23 16:29	2/7/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Begleiter Steven L	NY	D		S	-349	348.73	0	-1	-10	9	D
12/12/22 16:15	12/8/22	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	3,845	156.85	0	25	4	713	D
6/9/22 16:15	6/7/22	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-496	285.03	0	-2	-25	5	D
4/25/22 16:38	4/22/22	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Prager Richard Leon	NY	D		P	271	271.25	0	1	55	3	D
3/9/22 16:15	3/7/22	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-730	364.89	0	-2	-19	9	D
12/9/21 16:30	12/7/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-740	370.08	0	-2	-17	10	D
11/18/21 16:14	11/16/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.d	97	103.30	0	1	1	71	D
11/18/21 16:14	11/16/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.d	-367	391.72	0	-1	-1	71	D
9/9/21 16:15	9/7/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-923	461.54	0	-2	-15	12	D
8/23/21 16:38	8/19/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.dm	558	103.30	0	5	8	71	D
8/23/21 16:38	8/19/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-2,569	475.90	0	-5	-7	71	D
8/17/21 16:15	8/13/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	Global H	S	-697	464.47	0	-2	-5	27	D
8/12/21 16:39	8/10/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.d	517	103.30	0	5	8	71	D
8/12/21 16:39	8/10/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.d	-2,383	476.53	0	-5	-7	71	D
8/12/21 16:39	8/11/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	M.d	665	103.30	0	6	90	14	D
8/12/21 16:39	8/11/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-2,977	462.70	0	-6	-32	14	D
8/12/21 16:37	8/10/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	Global H	M.d	562	121.16	0	5	19	29	D
8/12/21 16:37	8/10/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	Global H	S.d	-2,217	477.81	0	-5	-14	29	D
8/11/21 16:39	8/9/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-122	487.05	0	0	-4	6	D
8/11/21 16:38	8/9/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-6,501	484.53	0	-13	-2	764	D
6/15/21 16:45	6/14/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	M.d	723	103.30	0	7	106	14	D
6/15/21 16:45	6/14/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-3,140	448.64	0	-7	-34	14	D
6/8/21 16:30	6/7/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,780	445.00	0	-4	-23	14	D
6/7/21 17:40	6/3/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	2,750	101.77	0	27	4	777	D
5/27/21 16:36	5/26/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-450	465.08	0	-1	-12	7	D
5/27/21 16:31	5/26/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	513	103.30	0	5	21	29	D
5/27/21 16:31	5/26/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-1,849	462.35	0	-4	-12	29	D
5/27/21 16:28	5/25/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.dm	517	103.30	0	5	8	71	D
5/27/21 16:28	5/25/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-2,319	463.84	0	-5	-7	71	D
5/24/21 17:00	5/24/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-46	460.02	0	0	-2	6	D
5/19/21 16:27	5/17/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-69	460.38	0	0	-2	6	D
5/13/21 19:20	5/11/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.dm	620	103.30	0	6	9	71	D
5/13/21 19:20	5/11/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-2,696	449.26	0	-6	-8	71	D
5/7/21 16:42	5/5/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.dm	5	103.30	0	0	0	71	D
5/7/21 16:42	5/5/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-25	468.59	0	0	0	71	D
3/17/21 16:33	3/15/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-10,376	518.80	0	-20	-3	768	D
3/8/21 16:30	3/5/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,912	478.01	0	-4	-19	18	D
3/2/21 16:30	3/1/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-1,217	575.00	0	-2	-22	7	D
2/25/21 16:30	2/24/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,365	545.95	0	-3	-8	28	D
2/8/21 16:30	2/8/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-143	572.32	0	0	-4	6	D
12/16/20 16:30	12/15/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-416	554.96	0	-1	-1	53	D
12/9/20 16:35	12/7/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-2,186	546.49	0	-4	-13	26	D
12/9/20 16:35	12/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-23,172	565.17	0	-41	-5	813	D
12/9/20 16:35	12/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	300	133.73	0	2	7	34	D
12/9/20 16:35	12/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-142	566.13	0	0	-3	8	D
12/4/20 16:30	12/3/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	577	21.56	0	27	3	854	D
11/13/20 16:15	11/12/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,356	542.31	0	-3	-7	31	D
11/12/20 16:21	11/9/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-8,695	532.15	0	-16	-2	841	D
11/12/20 16:19	11/9/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-14,139	550.98	0	-26	-3	856	D
11/5/20 16:31	11/3/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	733	103.30	0	7	26	34	D
11/5/20 16:31	11/3/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-2,270	540.59	0	-4	-11	34	D
11/5/20 16:31	11/3/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.m	-2,235	558.75	0	-4	-5	75	D
10/30/20 16:30	10/29/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	M.d	1,988	115.18	0	17	134	30	D
10/30/20 16:30	10/29/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-9,575	554.71	0	-17	-36	30	D
9/10/20 16:31	9/9/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,828	456.91	0	-4	-12	30	D
9/10/20 16:27	9/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-19,024	452.96	0	-42	-4	933	D
8/28/20 16:30	8/27/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-250	500.00	0	-1	-1	54	D
8/17/20 16:33	8/13/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,222	488.68	0	-3	-7	31	D
8/11/20 16:15	8/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-12,190	487.62	0	-25	-2	975	D
8/11/20 16:13	8/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-127	508.88	0	0	-3	8	D
7/8/20 16:07	7/6/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	5,170	88.25	0	59	6	1,000	D
5/15/20 16:06	5/14/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,254	501.60	0	-3	-7	34	D
5/12/20 16:11	5/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	5,218	88.25	0	59	7	966	D
5/12/20 16:11	5/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.d	-12,090	483.62	0	-25	-3	966	D
5/12/20 16:09	5/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,919	479.66	0	-4	-10	34	D
5/7/20 16:07	5/5/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-959	479.44	0	-2	-4	54	D
5/7/20 16:04	5/5/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-120	481.13	0	0	-3	8	D
5/5/20 16:28	5/4/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-877	457.00	0	-2	-15	11	D
2/18/20 16:11	2/14/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-1,027	342.42	0	-3	-4	79	D
2/14/20 16:10	2/13/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-836	334.26	0	-3	-6	37	D
2/12/20 16:18	2/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,368	342.01	0	-4	-9	38	D
2/12/20 16:15	2/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-8,481	339.25	0	-25	-3	953	D
12/26/19 09:09	12/23/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	300	92.34	0	3	0	991	D
11/12/19 17:29	11/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-872	348.73	0	-3	-6	42	D
11/12/19 17:27	11/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-6,971	348.56	0	-20	-2	1,028	D
11/12/19 17:24	11/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,395	348.66	0	-4	-8	47	D
11/1/19 16:37	10/31/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	906	21.56	0	42	4	1,048	D
9/5/19 16:15	9/3/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-403	402.82	0	-1	-2	56	I
8/19/19 16:09	8/15/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Prager Richard Leon	NY	D		P	358	358.49	0	1	347	1	I
8/9/19 16:15	8/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-955	347.39	0	-3	-5	51	D
8/9/19 16:13	8/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-7,001	350.07	0	-20	-2	1,028	D
8/1/19 16:19	7/30/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	906	21.56	0	42	4	1,048	D
6/13/19 16:18	6/12/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Concannon Christopher R	NY	DO	P,COO	M.d	0	0.00	0	10	27	47	D
6/10/19 17:19	6/7/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		M.d	34	10.77	0	3	6	57	D
6/10/19 17:19	6/7/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-34	337.30	0	0	0	57	D
5/23/19 16:16	5/22/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	0	0.00	0	20	2	1,028	D
5/16/19 16:14	5/14/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Concannon Christopher R	NY	DO	P,COO	M.d	0	0.00	0	9	32	37	D
5/16/19 16:11	5/14/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	0	0.00	0	18	2	1,008	D
5/10/19 16:17	5/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-5,623	281.14	0	-20	-2	990	D
5/1/19 16:18	4/29/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.m	-1,114	278.50	0	-4	-4	85	D
4/29/19 16:02	4/26/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-395	265.61	0	-1	-3	54	D
2/21/19 20:23	2/19/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,856	231.99	0	-8	-15	44	D
2/12/19 17:20	2/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-4,419	220.94	0	-20	-2	1,010	D
2/6/19 16:22	2/4/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		M.d	34	10.77	0	3	20	19	M
2/6/19 16:22	2/4/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-688	215.83	0	-3	-14	19	M
2/6/19 16:19	2/5/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		M.d	34	10.77	0	3	17	22	D
2/6/19 16:19	2/5/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.d	-687	215.62	0	-3	-13	22	D
12/6/18 18:30	12/4/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	500	21.56	0	23	2	1,058	M
11/21/18 16:31	11/20/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-542	216.89	0	-3	-3	78	D
11/13/18 17:02	11/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.d	-4,108	205.38	0	-20	-2	1,045	D
10/31/18 16:30	10/29/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.dm	949	21.56	0	44	4	1,065	D
10/31/18 16:30	10/29/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-5,053	211.93	0	-24	-2	1,065	D
8/16/18 16:05	8/14/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-2,393	186.51	0	-13	-23	42	D
8/10/18 16:00	8/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,734	186.70	0	-20	-2	1,045	D
8/7/18 17:10	8/3/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.dm	906	21.56	0	42	4	1,065	D
8/7/18 17:10	8/3/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-4,353	189.16	0	-23	-2	1,065	D
5/22/18 16:45	5/18/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-1,548	204.90	0	-8	-29	19	I
5/10/18 16:41	5/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-7,113	203.22	0	-35	-3	1,046	D
3/16/18 17:04	3/15/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-559	223.43	0	-3	-3	80	D
3/12/18 17:04	3/9/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,178	218.11	0	-5	-9	55	D
2/22/18 16:37	2/20/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.m	-1,605	200.67	0	-8	-16	43	D
2/9/18 16:16	2/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-6,671	190.61	0	-35	-3	1,088	D
2/6/18 16:06	2/5/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		M.d	41	9.72	0	4	19	26	M
2/6/18 16:06	2/5/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-836	197.98	0	-4	-14	26	M
12/1/17 16:06	11/28/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	1,213	10.93	0	111	11	1,133	D
11/30/17 16:06	11/29/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		M.d	41	9.72	0	4	9	53	D
11/30/17 16:06	11/29/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-392	195.84	0	-2	-4	53	D
11/17/17 16:07	11/16/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.d	55	10.93	0	5	6	86	D
11/17/17 16:07	11/16/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.d	-883	176.61	0	-5	-5	86	D
11/15/17 16:06	11/14/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		M.d	41	9.72	0	4	22	24	D
11/15/17 16:06	11/14/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.d	-735	174.00	0	-4	-15	24	D
11/9/17 16:06	11/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-6,240	178.29	0	-35	-3	1,082	D
11/3/17 16:06	11/2/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	M.d	44	10.93	0	4	7	62	D
11/3/17 16:06	11/2/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-706	176.40	0	-4	-6	62	D
10/31/17 16:06	10/30/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	547	10.93	0	50	5	1,117	D
8/10/17 16:07	8/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,973	198.63	0	-20	-2	1,095	D
8/1/17 16:06	7/31/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	831	10.93	0	76	7	1,115	D
6/12/17 17:48	6/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	M.dm	101	10.93	0	9	12	86	D
6/12/17 17:48	6/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-1,870	201.35	0	-9	-10	86	D
6/12/17 16:46	6/9/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	M.d	61	10.93	0	6	10	62	D
6/12/17 16:46	6/9/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-1,124	200.84	0	-6	-8	62	D
5/18/17 16:08	5/17/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		M.d	42	16.99	30	3	5	50	D	120	42	16	0	0	1	0	0
5/18/17 16:08	5/17/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-42	184.70	30	0	0	50	D	120	42	16	0	0	1	0	0
5/9/17 16:07	5/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,714	185.70	28	-20	-2	1,066	D	122	49	26	-2	1	2	-5	0	1
5/3/17 16:07	5/1/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.dm	547	10.93	30	50	5	1,086	D	126	55	27	1	3	4	3	-3	0	0
5/3/17 16:07	5/1/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-5,162	191.20	30	-27	-2	1,086	D	126	55	27	1	3	4	3	-3	0	0
2/14/17 16:28	2/13/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,517	189.57	33	-8	-14	51	D	136	76	17	19	29	20	1	1	1	1	1
2/14/17 16:27	2/13/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		S	-2,268	189.01	33	-12	-26	35	D	136	76	17	19	29	20	1	1	1	1	1
2/10/17 16:06	2/9/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	M.d	114	10.93	33	10	20	62	D	138	80	17	22	27	20	1	-1	2	3	3	1
2/10/17 16:06	2/9/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-1,970	188.20	33	-10	-14	62	D	138	80	17	22	27	20	1	-1	2	3	3	1
2/9/17 16:06	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,553	188.68	33	-19	-2	1,063	D	138	76	17	23	26	21	4	-2	-1	2	2	0
2/8/17 16:09	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		M.d	42	16.99	33	3	12	23	D	136	81	18	26	27	21	5	1	0	1	2	0
2/8/17 16:09	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.d	-475	190.04	33	-3	-10	23	D	136	81	18	26	27	21	5	1	0	1	2	0
2/8/17 16:07	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		M.d	42	16.99	33	3	11	26	M	136	81	18	26	27	21	5	1	0	1	2	0
2/8/17 16:07	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-1,020	189.99	33	-5	-17	26	M	136	81	18	26	27	21	5	1	0	1	2	0
1/13/17 16:07	1/12/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		M.d	34	10.77	33	3	7	47	D	119	53	4	0	-6	2	4	0	-1	0	21	14
1/9/17 16:11	1/6/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		M.d	41	9.72	33	4	11	44	D	134	48	4	-2	-7	-6	5	5	0	0	21	17
10/31/16 16:09	10/28/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		M.d	21	16.99	33	1	3	40	D	139	47	22	-7	-12	-5	-2	-1	-2	0	12	25	26
10/19/16 16:11	10/17/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		M.d	21	16.99	33	1	3	38	D	151	63	20	2	-8	-10	-3	0	-1	-1	8	1	21
8/23/16 16:24	8/22/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.m	-1,026	165.40	33	-6	-9	65	D	191	77	44	23	10	2	2	0	0	2	5	3	19
8/22/16 16:08	8/19/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,668	166.79	33	-10	-14	59	D	192	74	50	24	11	3	3	2	0	1	5	4	17
8/9/16 16:17	8/8/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-4,870	162.34	33	-30	-3	1,088	D	196	67	54	27	19	6	1	0	0	2	5	-7	18
5/25/16 16:10	5/24/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-684	139.03	33	-5	-15	28	I	156	61	30	20	11	13	6	4	-1	0	3	18	22
5/11/16 17:06	5/9/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		M.d	47	9.30	30	5	11	49	D	138	49	28	19	3	-1	4	2	2	2	11	26	20
5/11/16 17:06	5/9/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-47	127.69	30	0	-1	49	D	138	49	28	19	3	-1	4	2	2	2	11	26	20
5/11/16 17:06	5/9/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-10,177	127.21	30	-80	-7	1,118	D	138	49	28	19	3	-1	4	2	2	2	11	26	20
5/11/16 17:06	5/10/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.dm	1,160	12.96	30	90	9	1,118	D	138	49	28	19	3	-1	4	2	2	2	11	26	20
3/11/16 16:08	3/9/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	0	0.00	33	24	2	1,109	D	105	48	31	12	13	10	6	3	-1	-1	-3	14	35	54
3/3/16 16:10	3/1/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		M.d	47	9.30	28	5	20	30	D	106	51	33	13	16	14	8	0	5	2	7	17	41	60
2/18/16 16:05	2/16/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-1,719	110.89	29	-16	-18	69	D	95	44	18	16	4	6	7	8	2	4	10	17	45	71
2/18/16 16:05	2/16/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	269	9.95	29	27	64	69	D	95	44	18	16	4	6	7	8	2	4	10	17	45	71
2/9/16 16:31	2/8/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,126	104.20	28	-30	-3	1,084	D	76	30	8	6	-5	3	-6	-7	-2	4	15	19	52	80
2/8/16 16:07	2/5/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-269	107.61	29	-3	-7	33	I	77	34	9	8	2	5	-2	-7	2	4	18	19	55	81
2/8/16 16:05	2/5/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		M.d	47	9.30	29	5	16	37	D	77	34	9	8	2	5	-2	-7	2	4	18	19	55	81
2/4/16 16:08	2/3/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,215	113.76	29	-11	-13	72	D	91	51	18	15	8	11	12	-2	-4	-5	13	10	45	69
12/29/15 16:17	12/28/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	30	9.95	29	3	6	55	D	73	55	23	19	14	-1	3	8	-1	-4	-2	9	25	32
12/11/15 16:35	12/11/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	M.d	0	0.00	27	92	9	1,094	D	72	60	27	12	6	5	2	-4	2	1	0	16	33	56
12/8/15 16:16	12/7/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-169	112.40	28	-2	-3	44	D	80	68	34	18	19	13	7	7	-3	-4	-5	9	28	48
11/10/15 17:17	11/9/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,955	98.86	33	-40	-4	1,011	D	54	53	16	3	9	3	-3	1	1	1	10	6	30	57
8/14/15 16:04	8/13/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		M.d	47	9.30	19	5	16	35	D	79	69	16	9	0	-2	-2	-3	1	0	1	5	14	71
8/14/15 16:04	8/13/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-476	95.18	19	-5	-12	35	D	79	69	16	9	0	-2	-2	-3	1	0	1	5	14	71
8/12/15 17:07	8/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,890	97.26	20	-40	-4	1,051	D	85	69	20	12	4	-2	-1	-2	-1	2	2	4	11	71
8/12/15 17:06	8/11/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	100	9.95	20	10	24	52	D	85	69	20	12	4	-2	-1	-2	-1	2	2	4	11	71
8/12/15 17:06	8/11/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-542	95.72	20	-6	-10	52	D	85	69	20	12	4	-2	-1	-2	-1	2	2	4	11	71
5/12/15 18:08	5/8/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,422	85.56	23	-40	-4	1,091	D	101	60	32	8	0	-4	0	3	0	4	1	13	16	49
5/6/15 16:15	5/5/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	M.d	40	9.95	24	4	9	47	D	98	54	30	10	-3	-6	-5	-3	1	3	3	16	19	48
3/10/15 16:20	3/9/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		M.d	50	10.04	13	5	26	24	D	122	34	45	27	15	7	5	2	1	2	3	2	13	47
3/6/15 16:17	3/5/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		S.m	-372	85.00	13	-4	-12	31	D	120	36	44	32	16	5	7	6	1	2	1	3	15	50
2/27/15 16:16	2/26/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-566	80.92	14	-7	-14	43	D	111	38	37	26	11	1	1	1	2	8	5	12	15	51
2/20/15 17:14	2/18/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-1,607	80.30	14	-20	-2	1,131	D	94	36	37	25	17	5	0	-2	1	2	12	12	25	45
2/13/15 16:25	2/12/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-326	81.43	13	-4	-10	34	I	121	38	45	26	14	11	8	3	-2	-3	6	8	17	35
2/11/15 16:17	2/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		M.d	50	10.04	14	5	13	44	D	117	35	41	24	12	13	6	0	1	0	6	7	19	31
2/11/15 16:17	2/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-51	80.35	14	-1	-1	44	D	117	35	41	24	12	13	6	0	1	0	6	7	19	31
2/11/15 16:17	2/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		M.d	50	10.04	14	5	16	36	D	117	35	41	24	12	13	6	0	1	0	6	7	19	31

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y