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7/19/24 16:31
7/18/24
MSFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy CS-798106.370-8-887D
7/19/24 16:30
7/19/24
MSFinancFinTrdSecurity Brokers, Dealers & FYeshaya SharonNYOCFOS-1,617104.000-16-13109I
7/19/24 16:29
7/17/24
MSFinancFinTrdSecurity Brokers, Dealers & FHerz Robert HNYDS-107106.620-1-196D
7/19/24 16:28
7/17/24
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOCo-PS-4,262106.540-40-8444D
7/19/24 16:26
7/17/24
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-21,012105.060-200-26568I
5/16/24 21:04
5/14/24
MSFinancFinTrdSecurity Brokers, Dealers & FCrawley MandellNYOCHROS-69399.610-7-1346D
4/19/24 16:06
4/18/24
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-9,02190.210-100-12767D
4/19/24 16:05
4/17/24
MSFinancFinTrdSecurity Brokers, Dealers & FSmith Charles Aubrey IIINYOChief RiS-1,00990.090-11-8131D
2/14/24 16:19
2/12/24
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-PS-2,32487.190-27-9287D
2/14/24 16:19
2/12/24
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-8,73087.300-100-12732I
2/1/24 16:22
1/30/24
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-PS-87987.920-10-3313D
2/1/24 16:21
1/30/24
MSFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy CS-39387.410-5-593D
2/1/24 16:20
1/30/24
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOChief LeS.m-4,68588.180-53-18235D
1/26/24 16:36
1/26/24
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-4,39687.930-50-6832D
1/25/24 16:03
1/25/24
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CBS-4,39687.930-50-5882M
1/19/24 16:22
1/18/24
MSFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy CS-58583.560-7-798D
1/19/24 16:15
1/19/24
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-PS-84184.130-10-3323D
7/26/23 16:14
7/24/23
MSFinancFinTrdSecurity Brokers, Dealers & FPick Edward NNYOCo-P,HeaS-9,43394.330-100-14609D
7/26/23 16:11
7/24/23
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-11,89995.190-125-111,013D
7/21/23 16:20
7/19/23
MSFinancFinTrdSecurity Brokers, Dealers & FSmith Charles Aubrey IIINYOChief RiS-51892.410-6-4136D
7/21/23 16:18
7/20/23
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S-3,52793.780-38-11311D
7/21/23 16:16
7/19/23
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P,HeaS-3,65493.090-39-17195D
7/21/23 16:13
7/19/23
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-11,54392.350-125-101,138D
7/21/23 16:11
7/19/23
MSFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy CS-1,24292.000-14-1483D
5/17/23 16:08
5/15/23
MSFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy CS-60782.950-7-796D
5/5/23 16:16
5/3/23
MSFinancFinTrdSecurity Brokers, Dealers & FGlocer Thomas HNYDS-39587.110-5-498D
2/15/23 16:35
2/13/23
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P,HeaS-6,96398.370-71-27192M
2/1/23 16:37
1/30/23
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S.m-2,23696.320-23-7317D
1/27/23 16:15
1/25/23
MSFinancFinTrdSecurity Brokers, Dealers & FDarling AlistairNYDS-18994.700-2-534D
1/20/23 16:30
1/18/23
MSFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy CS-49597.000-5-4119D
1/20/23 16:28
1/18/23
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S-4,35897.050-45-12340D
1/20/23 16:25
1/18/23
MSFinancFinTrdSecurity Brokers, Dealers & FPick Edward NNYOCo-P,HeaS-13,09396.980-135-17643D
1/20/23 16:22
1/18/23
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOChief LeS-11,65497.110-120-34235D
1/20/23 16:21
1/19/23
MSFinancFinTrdSecurity Brokers, Dealers & FCrawley MandellNYOCHROS-35193.750-4-842D
1/20/23 16:20
1/18/23
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-24,23496.930-250-181,113D
7/21/22 16:26
7/20/22
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P,HeaS00.0000-1000D
5/13/22 16:16
5/12/22
MSFinancFinTrdSecurity Brokers, Dealers & FLuczo Stephen JNYDP1,98279.3002512237I
2/9/22 16:16
2/8/22
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P,HeaS-1,814105.700-17-9181D
2/9/22 16:14
2/7/22
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS-2,573105.000-25-8271D
2/2/22 16:12
1/31/22
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S-1,889102.560-18-6305D
1/28/22 16:17
1/26/22
MSFinancFinTrdSecurity Brokers, Dealers & FPruzan JonathanNYOCOOS-1,861101.050-18-6294D
1/21/22 16:24
1/20/22
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P,HeaS-1,49896.800-15-7198D
1/21/22 16:17
1/20/22
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-3,375101.630-33-10289D
1/21/22 16:16
1/21/22
MSFinancFinTrdSecurity Brokers, Dealers & FCrawley MandellNYOCHROS-73798.570-7-1736D
11/12/21 16:13
11/9/21
MSFinancFinTrdSecurity Brokers, Dealers & FDarling AlistairNYDS-9999.460-1-333D
7/23/21 16:17
7/21/21
MSFinancFinTrdSecurity Brokers, Dealers & FYeshaya SharonNYOCFOS-23995.640-3-1024D
7/16/21 16:28
7/16/21
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P,HeaS-1,06692.970-11-6174D
6/3/21 17:46
4/17/20
MSFinancFinTrdSecurity Brokers, Dealers & FLuczo Stephen JNYDP.a1,11938.5902916212M
4/21/21 16:06
4/19/21
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S-5,85780.060-73-21269D
2/18/21 16:17
2/16/21
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS-1,73476.250-23-8257D
2/11/21 16:08
2/9/21
MSFinancFinTrdSecurity Brokers, Dealers & FRooney Robert PNYOHead of S-1,12874.360-15-6231D
1/22/21 16:39
1/21/21
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-1,38074.570-19-11154D
1/22/21 16:37
1/21/21
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-2,16874.740-29-10265D
1/22/21 16:35
1/21/21
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOHead of S.m-2,19573.050-30-16157D
1/22/21 16:34
1/21/21
MSFinancFinTrdSecurity Brokers, Dealers & FPick Edward NNYOHead of S-7,51075.100-100-16523D
1/22/21 16:33
1/22/21
MSFinancFinTrdSecurity Brokers, Dealers & FPruzan JonathanNYOCFOS-1,40774.530-19-7259D
1/22/21 16:29
1/22/21
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-12,79673.120-175-141,076D
11/16/20 16:44
11/12/20
MSFinancFinTrdSecurity Brokers, Dealers & FOlayan Hutham SNYDP1,38555.4002513218I
10/21/20 20:44
6/24/20
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TS.m-9870.96750-1,0200377,085I
10/21/20 20:42
5/14/19
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TP.m7144.34020377,085I
10/21/20 20:42
9/6/19
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TS.m-8254.910-10377,085I
10/21/20 20:41
10/24/16
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TP.m14149.12030404,867I
10/21/20 20:41
11/30/16
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TS.m-17450.540-30404,867I
10/21/20 20:39
10/28/13
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TP.m030.18000432,017I
10/21/20 20:39
12/18/13
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TS.m031.24000432,017I
7/23/20 16:12
7/21/20
MSFinancFinTrdSecurity Brokers, Dealers & FRooney Robert PNYOHead of S-95852.180-18-8210D
7/22/20 16:11
7/20/20
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS-98852.000-19-7244D
7/21/20 16:13
7/17/20
MSFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOHead of S-1,51652.560-29-19120D
7/21/20 16:10
7/17/20
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-2,87652.840-54-18251D
7/17/20 16:14
7/17/20
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-7,85852.390-150-111,198D
4/28/20 16:46
4/28/20
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-73740.570-18-11146D
4/20/20 16:14
4/17/20
MSFinancFinTrdSecurity Brokers, Dealers & FLuczo Stephen JNYDP73538.6801911193I
3/2/20 16:33
2/28/20
MSFinancFinTrdSecurity Brokers, Dealers & FLuczo Stephen JNYDP2,24944.9705040174I
2/24/20 16:09
2/21/20
MSFinancFinTrdSecurity Brokers, Dealers & FLuczo Stephen JNYDP2,65053.0005067124I
12/2/19 16:28
11/27/19
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-1,24149.620-25-15147D
12/2/19 16:27
11/27/19
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS-1,29449.780-26-10229D
11/22/19 16:14
11/21/19
MSFinancFinTrdSecurity Brokers, Dealers & FRooney Robert PNYOHead of S-2,51149.130-51-22183D
9/20/19 16:06
4/23/14
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TP.dm1,9091.0101,8940I
9/20/19 16:06
5/6/14
MSFinancNtBnkCommercial BanksMitsubishi Ufj Financial Group IncM0TS.dm-1,9641.040-1,894-1000I
4/22/19 16:07
4/18/19
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of P33347.57074195D
2/28/19 16:13
2/26/19
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-1,06042.400-25-13169D
1/23/19 16:53
1/18/19
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-67543.380-16-12116D
2/16/18 16:19
2/16/18
MSFinancFinTrdSecurity Brokers, Dealers & FPruzan JonathanNYOCFOS-2,88955.350-52-29130D
2/16/18 16:18
2/14/18
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-60854.970-11-9106D
2/16/18 16:17
2/14/18
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-95354.720-17-8189D
2/16/18 16:16
2/15/18
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-5,53455.340-100-71,268D
2/15/18 16:09
2/13/18
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S.m-4,66253.550-87-37145D
11/30/17 16:05
11/28/17
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS-1,25050.000-25-11207D
11/27/17 16:39
11/24/17
MSFinancFinTrdSecurity Brokers, Dealers & FDarling AlistairNYDS-19049.290-4-2114D
10/25/17 16:07
10/23/17
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPS-2,02450.590-40-5692D
10/20/17 16:16
10/18/17
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-1,30049.830-26-11206D
10/20/17 16:15
10/18/17
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-82150.070-16-12116D
8/3/17 16:06
8/1/17
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOM.d6,37330.010212181,418D
8/3/17 16:06
8/1/17
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS.d-10,03747.260-212-131,418D
7/21/17 16:05
7/20/17
MSFinancFinTrdSecurity Brokers, Dealers & FPruzan JonathanNYOCFOS-1,20346.680-26-11202D
5/12/17 16:07
5/10/17
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOM.d6,37330.0133212181,421D196627-4-13-10
5/12/17 16:07
5/10/17
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS.d-9,11842.9333-212-131,421D196627-4-13-10
2/15/17 16:15
2/14/17
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-57546.0433-12-6204D309957207543-100
2/10/17 16:04
2/8/17
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPM.d5,46330.013318239655D2910256326660133-4
2/10/17 16:04
2/8/17
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPS.d-7,97743.8233-182-22655D2910256326660133-4
1/27/17 16:13
1/26/17
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-44344.2533-10-4216D327753333245-1-350
1/20/17 16:11
1/19/17
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-49842.3733-12-9115D2772493200-1-3-1390
1/20/17 16:09
1/19/17
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-74042.1433-18-8206D2772493200-1-3-1390
1/20/17 16:03
1/19/17
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOM.d6,54522.9833285271,346D2772493200-1-3-1390
1/20/17 16:03
1/19/17
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS.d-12,04742.3033-285-171,346D2772493200-1-3-1390
12/2/16 16:08
11/30/16
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS-4,13841.3833-100-71,271D2324613329114414312
12/2/16 16:06
12/1/16
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of M.d3,64230.013312184266D2324613329114414312
12/2/16 16:06
12/1/16
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S.d-5,10342.0533-121-31266D2324613329114414312
11/21/16 16:06
11/18/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOM.d3,64230.013312147381D19215333252011100715
11/21/16 16:06
11/18/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS.d-4,48540.3433-111-23381D19215333252011100715
11/16/16 16:11
11/14/16
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CM.d1,82130.01336145195D172049322420225231018
11/16/16 16:11
11/14/16
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS.d-2,36639.0033-61-24195D172049322420225231018
11/16/16 16:10
11/14/16
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROM.d1,82130.013361106118D172049322420225231018
11/16/16 16:10
11/14/16
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS.d-2,37439.1233-61-34118D172049322420225231018
11/14/16 18:18
11/11/16
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOM.d4,59622.9833200171,408D111549312116171323818
11/14/16 18:18
11/11/16
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOCB,CEOS.d-7,54037.7033-200-121,408D111549312116171323818
11/14/16 18:17
11/10/16
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPM.d5,11822.983322353644D111549312116171323818
11/14/16 18:17
11/10/16
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPS.d-8,36638.1533-219-25644D111549312116171323818
11/14/16 18:16
11/11/16
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCM.d1,82130.01336141208D111549312116171323818
11/14/16 18:16
11/11/16
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS.d-2,29637.8433-61-23208D111549312116171323818
11/10/16 16:26
11/10/16
MSFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of S-2,25837.5633-60-19264D664125181291113161914
11/9/16 16:15
11/8/16
MSFinancFinTrdSecurity Brokers, Dealers & FPruzan JonathanNYOCFOS-1,51333.9033-45-17216D-1031188424410212520
10/31/16 16:07
10/27/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOM.d1,70122.98337425370D1225187421-1-2212730
10/31/16 16:07
10/27/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS.d-2,25433.8933-67-15370D1225187421-1-2212730
10/24/16 16:35
10/21/16
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCM.d5,68922.9833248208D462316455301222934
10/24/16 16:35
10/21/16
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS.d-7,32233.2233-220-51208D462316455301222934
10/24/16 16:34
10/20/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOM.d4,59622.9833200123362D462316455301222934
10/24/16 16:34
10/20/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS.d-6,20832.8533-189-34362D462316455301222934
10/24/16 16:32
10/20/16
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPM.d5,11822.983322353641D462316455301222934
10/24/16 16:32
10/20/16
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOPS.d-7,32832.9033-223-26641D462316455301222934
9/1/16 16:11
8/30/16
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-60031.7033-19-9195D-4-12418129530003048
8/18/16 16:14
8/17/16
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiM.d5,30522.9833231209D-3-182812195440133253
8/18/16 16:14
8/17/16
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS.d-7,45930.2733-246-54209D-3-182812195440133253
8/17/16 16:43
8/16/16
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-60430.2033-20-9214D-3-192616214431153055
8/4/16 16:21
8/2/16
MSFinancFinTrdSecurity Brokers, Dealers & FNicolaisen Donald TNYDS-9227.8833-3-490D-7-2518982-2-133131950
7/27/16 16:53
7/25/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOM.d2,29822.983310040350D-9-24167191641-1-471552
7/27/16 16:53
7/25/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS.d-2,65729.0633-91-21350D-9-24167191641-1-471552
7/22/16 16:41
7/21/16
MSFinancFinTrdSecurity Brokers, Dealers & FBrodsky Jeffrey SNYOCHROS-57528.7933-20-15117D-9-271861111521061549
5/26/16 16:37
5/25/16
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-70428.2133-25-12180D-8-27-161376640-1-101349
3/1/16 16:48
2/26/16
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-1,25625.1333-50-13341I-16-30-27-26-493400-472284
8/4/15 17:11
7/31/15
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-47139.2533-12-4257I4224143-2-2-3-100-15-15-37-27
5/27/15 17:57
5/26/15
MSFinancFinTrdSecurity Brokers, Dealers & FNicolaisen Donald TNYDS-15737.7733-4-582D59268331-1-1003-16-12-28
5/12/15 17:20
5/11/15
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-1,51438.3733-39-18180D67319865330264-5-28
5/1/15 16:10
4/29/15
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOP,Inst'lS-1,20636.7233-33-6483D722210943211035-10-27
4/21/15 17:17
4/21/15
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-1,85637.1033-50-16268I8622146421-11169-7-27
4/21/15 17:14
4/21/15
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-1,27937.1033-34-22125D8622146421-11169-7-27
1/23/15 16:23
1/23/15
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-76235.4533-22-9208D581175-7-8-220-23714-26
11/26/14 16:18
11/26/14
MSFinancFinTrdSecurity Brokers, Dealers & FTyson Laura DNYDS-88235.3033-25-2670D1171314491-10041029-3
8/26/14 17:15
8/25/14
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCM.d1,25222.983355104107D1343116107965-10247-6
8/26/14 17:15
8/25/14
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS.d-1,86934.2933-55-34107D1343116107965-10247-6
8/26/14 17:09
8/25/14
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-34434.4433-10-5184D1343116107965-10247-6
7/25/14 17:14
7/23/14
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCM.d80422.98333549107D16721785243-1-211621
7/25/14 17:14
7/23/14
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS.d-1,15132.9033-35-25107D16721785243-1-211621
7/24/14 17:04
7/22/14
MSFinancFinTrdSecurity Brokers, Dealers & FFleming Gregory JNYOP-WealthM.d2,29822.983310023543D1572148535200-12721
7/24/14 17:04
7/22/14
MSFinancFinTrdSecurity Brokers, Dealers & FFleming Gregory JNYOP-WealthS.d-3,30233.0233-100-16543D1572148535200-12721
7/18/14 16:38
7/18/14
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-1,00132.5033-31-10279I1342318212202-10725
5/9/14 17:35
5/8/14
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS.m-1,01730.0233-34-23114D892730-4-3-3-120861829
5/2/14 16:42
5/1/14
MSFinancFinTrdSecurity Brokers, Dealers & FDavies Howard JNYDS-37431.1733-12-1566D884474-4704-2-3161323
2/13/14 17:07
2/12/14
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-1,01130.1833-34-10309I5129120-4-442-1-241825
2/13/14 17:05
2/11/14
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-75530.2033-25-11193D5129120-4-442-1-241825
2/7/14 17:03
2/5/14
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-84529.2233-29-21106M4928103-4-7-130180622
1/29/14 16:45
1/29/14
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOP,Inst'lS-25630.1633-9-2403D7036113-3-4-6-40-3121014
11/15/13 17:24
11/15/13
MSFinancFinTrdSecurity Brokers, Dealers & FNicolaisen Donald TNYDS-14330.3333-5-670D8990211513451022-2019
8/2/13 17:10
7/31/13
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-35127.3233-13-4303M281092325117120-3-75615
2/14/13 17:41
2/13/13
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS-54823.7833-23-16117D-19226341215310-4-151327
2/8/13 16:47
2/7/13
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS.m-85822.9533-37-18168D-2114642723122102-111629
2/5/13 19:12
2/4/13
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOP,Inst'lS-1,33922.8733-59-16306D-221970301914100-1-202026
2/5/13 19:08
2/4/13
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-31622.8533-14-1766D-221970301914100-1-202026
1/24/13 16:08
1/22/13
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYODeputy CS-85522.0533-39-14233M-202579283316129025-52340
1/24/13 16:07
1/22/13
MSFinancFinTrdSecurity Brokers, Dealers & FHotsuki KeishiNYOChief RiS.d-84222.0533-38-20153D-202579283316129025-52340
1/24/13 16:05
1/22/13
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOP,Inst'lS.d-1,18922.2333-53-11443D-202579283316129025-52340
1/24/12 18:34
1/23/12
MSFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOGCS-22718.2233-12-1386D-33-39-2310152065013-6-3026
8/5/11 11:30
8/5/11
MSFinancFinTrdSecurity Brokers, Dealers & FOlayan Hutham SNYDP10020.00335866D-36-29-34-21-12-6-16-122-8-19-154-29
8/5/11 08:41
8/4/11
MSFinancFinTrdSecurity Brokers, Dealers & FTaubman Paul JNYOCo-P-InsP1,01920.38335051,149D-36-29-34-21-12-6-16-122-8-19-154-29
8/5/11 08:39
8/4/11
MSFinancFinTrdSecurity Brokers, Dealers & FPorat RuthNYOCFOP51320.5033254696D-36-29-34-21-12-6-16-122-8-19-154-29
8/4/11 10:30
8/4/11
MSFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOP,CEOP2,06220.623310012955D-29-24-29-17-70-10-6-6-22-19-23-7-37
8/2/11 14:27
8/2/11
MSFinancFinTrdSecurity Brokers, Dealers & FOwens James WNYDP11022.043353818D-21-19-24-1405-8-1-4-23-24-13-16-38
7/22/11 16:41
7/22/11
MSFinancFinTrdSecurity Brokers, Dealers & FRosenthal James ANYOCOOS-19023.7233-8-3221D-11-9-16-7851417-3-6-33-30-22-45
2/9/11 18:02
2/7/11
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYOFinance S-53930.4233-18-11141D32141313111163-11-7-15-38-31
2/9/11 17:59
2/7/11
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOCo-P InsS-1,50430.0833-50-12379D32141313111163-11-7-15-38-31
8/11/10 16:07
8/9/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.d-43,87227.4233-1,600-1150,782I-37-111-41721-2-1-12316-30
8/5/10 16:05
8/3/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.d-36,05127.5233-1,310-1152,382I-30-70-512933-1-5-8-117-24
8/4/10 16:06
8/2/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.d-55,10027.5533-2,000-1153,692I-31-6-2-798220-2-9-118-23
8/3/10 16:07
7/30/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.d-90,51427.1033-3,340-2155,692I-27-21-9884210-10-97-18
8/2/10 16:10
7/29/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.d-70,43427.0933-2,600-2159,032I-27-41-1151010-10-12-105-19
7/28/10 16:05
7/27/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.d-132,84427.2533-4,875-3161,632I-24-3-1-104139102-7-109-12
7/27/10 16:02
7/23/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.dm-125,07927.0433-4,625-3166,507I-25-4-2-137186103-7-911-13
7/23/10 16:02
7/21/10
MSFinancFinTrdSecurity Brokers, Dealers & FChina Investment CorpF4TS.dm-138,54427.1733-5,100-3171,132I-28-2-8-165164801-3-58-9
4/28/10 19:06
4/27/10
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYOFinance S-43430.0833-14-9144D-3842-1410-103-63-3-13-11-20-15
2/18/10 16:39
2/17/10
MSFinancFinTrdSecurity Brokers, Dealers & FKelleher Thomas ColmNYOCo-Head S-1,38127.6133-50-14314D-3240-4-17-14-2011210-2-412
1/26/10 14:50
1/25/10
MSFinancFinTrdSecurity Brokers, Dealers & FOlayan Hutham SNYDP8427.83333937D-4351-1-22-8-10-11-9-10112-28
6/11/09 10:30
6/11/09
MSFinancFinTrdSecurity Brokers, Dealers & FMitsubishi Ufj Financial Group IncM0TP.d471,36627.443317,1785357,537D-58-238330275-2-61-6-11-23-12
5/22/09 14:50
5/22/09
MSFinancFinTrdSecurity Brokers, Dealers & FMitsubishi Ufj Financial Group IncM0TP.d705,00024.003329,3759340,359D-58-32137451196-118-5519-3
5/22/09 14:50
5/22/09
MSFinancFinTrdSecurity Brokers, Dealers & FMitsubishi Ufj Financial Group IncM0TS.d-705,0001,100.033-6410340,359D-58-32137451196-118-5519-3
5/21/09 16:54
5/20/09
MSFinancFinTrdSecurity Brokers, Dealers & FChammah Walid ANYOCo-PS-2,24228.0333-80-11670D-58-3515441241877051320-8
5/15/09 16:49
5/14/09
MSFinancFinTrdSecurity Brokers, Dealers & FWirth Paul CNYOControllS-68725.8633-27-3063D-59-4192161521-2287914294
1/30/09 17:25
1/28/09
MSFinancFinTrdSecurity Brokers, Dealers & FLynch Gary GNYOGCS-46123.0533-20-4471B314-11163932
1/28/09 18:44
1/26/09
MSFinancFinTrdSecurity Brokers, Dealers & FNides Thomas RNYOChief AdS-24819.8733-13-5216B-8-10-8-92427
4/10/08 18:15
4/8/08
MSFinancFinTrdSecurity Brokers, Dealers & FNides Thomas RNYOChief AdS-50048.3233-10-5216D-11-29-311171-3-224-22-58-45
4/3/08 17:03
4/2/08
MSFinancFinTrdSecurity Brokers, Dealers & FBostock Roy JNYDP49049.0333103142D-4-24-23-71320110-3-54-25-52-49

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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