Commercial Banks Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/8/24 13:13	11/6/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Bader Eric S	NY	O	EVP,COO	M.d	222	12.50	18	16	127	D
11/8/24 13:12	11/6/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Kornhaber Ari P	NY	O	EVP,Head	M.d	111	12.50	9	9	110	D
11/8/24 13:11	11/6/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Sagliocca Andrew C	NY	DO	Vice CB,	M.d	333	12.50	27	11	265	D
11/5/24 14:45	11/4/24	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	S.d	-97	32.29	-3	-3	104	D
9/23/24 17:57	9/20/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		M.d	188	20.49	9	7	149	D
9/19/24 21:27	9/19/24	JEF	Jefferies Financial Group Inc.	M0	Financ	NtBnk	Commercial Banks	Sumitomo Mitsui Financial Group, Inc.	M0	D		P	551,773	59.67	9,247	New	9,247	I
9/6/24 13:36	9/5/24	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	S.d	-269	26.89	-10	-9	107	D
8/19/24 15:25	8/16/24	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	S.d	-128	25.69	-5	-4	117	D
7/30/24 09:56	7/26/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Sagliocca Andrew C	NY	DO	Vice CB,	M.d	125	12.50	10	4	242	D
7/30/24 09:55	7/26/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Bader Eric S	NY	O	EVP,COO	M.d	82	12.50	7	6	112	D
7/30/24 09:50	7/26/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Kornhaber Ari P	NY	O	EVP,Head	M.d	125	12.50	10	11	103	D
6/18/24 12:55	6/17/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S	-115	45.89	-3	-1	225	I
5/24/24 13:45	5/22/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.m	-715	47.64	-15	-6	228	I
5/22/24 12:32	5/21/24	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Vorcheimer Stuart M.	NJ	O	EVP,Comm	S.d	-111	24.09	-5	-60	3	D
3/6/24 15:22	3/4/24	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.m	-1,096	49.83	-22	-8	243	I
1/30/24 15:33	1/30/24	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Smith Gregory Martin	NJ	O	SEVP,P C	S.d	-135	30.02	-5	-22	16	D
12/15/23 12:23	12/14/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Powers Richard T	NY	D		S.d	-48	50.16	-1	-2	58	D
11/13/23 08:36	11/8/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.m	-373	46.58	-8	-3	263	I
10/17/23 17:37	10/16/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Powers Richard T	NY	D		M.d	16	12.50	1	2	59	D
9/13/23 12:04	9/11/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.m	-237	47.42	-5	-2	271	I
9/7/23 16:32	9/6/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Vorcheimer Stuart M.	NJ	O	EVP,Comm	S.d	-161	26.80	-6	-52	6	D
8/23/23 13:01	8/21/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S	-239	47.76	-5	-2	276	I
8/4/23 16:32	8/1/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Cavallaro Frank A.	NJ	O	SEVP,CFO	P.d	75	29.38	3	78	6	D
6/13/23 18:10	6/7/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		M.d	66	22.08	3	1	281	D
6/8/23 10:24	6/7/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	S.d	-181	30.20	-6	-5	117	D
5/22/23 17:40	5/18/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.dm	-846	42.30	-20	-7	279	I
5/3/23 13:41	5/2/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spinelli Anthony W.	NJ	D		P.d	25	24.66	1	11	10	D
5/1/23 15:16	4/28/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	40	26.60	2	3	48	D
3/29/23 15:31	3/28/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Cavallaro Frank A.	NJ	O	SEVP,CFO	P.d	100	30.43	3	New	3	D
3/28/23 14:33	3/27/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	S.d	-153	30.59	-5	-4	123	D
3/28/23 10:25	3/24/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		P.d	147	30.03	5	4	126	D
3/24/23 12:45	3/24/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Bowser Carmen M	NJ	D		P.d	28	28.46	1	11	10	D
3/17/23 15:20	3/15/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	56	37.50	2	10	16	I
3/13/23 16:34	3/13/23	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	32	32.03	1	1	191	D
2/28/23 11:43	2/27/23	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.d	-137	45.80	-3	-1	299	I
12/29/22 14:57	12/27/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Gramigna Edward A Jr	NJ	D		M.d	37	14.68	3	16	18	D
12/14/22 17:48	12/7/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P.e	7	1,750.0	0	0	4	I
12/12/22 15:27	12/9/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		M.d	37	14.68	3	2	117	D
12/6/22 10:43	12/5/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Vorcheimer Stuart M.	NJ	O	EVP,Comm	S.d	-30	39.61	-1	-9	8	D
11/17/22 17:47	11/17/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.d	-154	43.93	-4	-1	301	I
11/15/22 14:01	11/11/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.d	-44	44.34	-1	0	304	I
11/10/22 16:42	11/8/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.dm	-156	44.69	-4	-1	305	I
11/9/22 16:38	11/8/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Rossi Francesco S	NJ	O	SVP,Chie	S.d	-48	39.75	-1	-19	5	D
10/28/22 17:09	10/27/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Tandon Parag	NY	O	Chief Ac	M.d	150	19.39	8	388	10	D
10/19/22 18:31	10/17/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	250	1,000.0	0	0	81	D
10/17/22 19:40	10/11/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	20	14.45	1	0	1,803	I
9/27/22 21:04	9/23/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	8	15.00	1	1	44	D
8/31/22 13:26	8/30/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.d	-112	37.49	-3	-1	309	I
8/30/22 18:50	8/29/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	56	14.00	4	3	134	D
8/30/22 17:20	8/25/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.dm	-371	38.24	-10	-3	312	I
8/29/22 17:50	8/25/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.dm	-371	38.24	-10	-3	312	I
8/25/22 17:20	8/23/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		S.dm	-129	39.02	-3	-1	321	I
8/23/22 21:51	8/23/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	15.24	0	0	130	D
8/22/22 09:06	8/18/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spero Vincent A	NJ	O	EVP,Head	S.d	-127	36.25	-4	-5	60	D
8/18/22 18:35	8/18/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crisostomo Joseph Michael Sr	GU	D		P	5	15.00	0	2	16	D
8/18/22 16:22	8/16/22	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Powers Richard T	NY	D		M.d	6	12.50	1	1	57	D
8/15/22 20:03	8/15/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	2	15.50	0	0	130	D
8/15/22 19:54	8/11/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	6	15.50	0	0	130	D
7/29/22 20:48	7/28/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	7	14.60	0	1	43	D
7/27/22 20:50	7/22/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	1	14.65	0	0	43	D
7/11/22 21:52	7/11/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crouthamel Roger Powell	GU	D		P	0	14.75	0	0	406	I
6/24/22 09:54	6/22/22	MYI	Blackrock Muniyield Quality Fund Iii, Inc.	A6	Financ	NtBnk	Commercial Banks	Td Securities (Usa) LLC	NY	T		S	0	0.00	-2	-100	0	D
6/24/22 09:54	6/22/22	MYN	Blackrock Muniyield New York Quality Fund, Inc.	A6	Financ	NtBnk	Commercial Banks	Td Securities (Usa) LLC	NY	T		S	0	0.00	-1	-100	0	D
6/24/22 09:54	6/22/22	MPA	Blackrock Muniyield Pennsylvania Quality Fund	A6	Financ	NtBnk	Commercial Banks	Td Securities (Usa) LLC	NY	T		S	0	0.00	0	-100	0	D
6/21/22 21:31	6/21/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Roger P. Crouthamel, Trustee of the John Kerr Grandchildren'S Trust Dated May 30, 1990	GU	D		P	5	14.75	0	1	56	I
6/21/22 21:29	6/21/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crouthamel Roger Powell	GU	D		P	1	14.75	0	0	406	I
6/21/22 21:28	6/17/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	6	14.75	0	4	10	D
6/15/22 21:51	6/6/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	6	13.90	0	1	43	D
6/15/22 21:49	6/14/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Crouthamel Roger Powell	GU	D		P	2	13.88	0	0	406	I
6/13/22 21:35	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	12.00	0	0	129	D
6/13/22 21:34	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	0	12.00	0	0	81	D
6/13/22 21:32	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	8	12.00	1	0	1,802	I
6/13/22 21:28	6/13/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	0	12.00	0	0	42	D
6/13/22 19:16	6/10/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	1	13.50	0	1	9	D
6/8/22 21:37	6/8/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	10	18.50	1	6	9	D
6/3/22 13:31	6/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spero Vincent A	NJ	O	EVP,Head	S.d	-104	33.36	-3	-5	64	D
5/24/22 13:06	5/23/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P.d	79	31.49	3	28	12	D
5/4/22 14:23	5/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kass Steven A	NJ	D		P.d	31	31.12	1	8	14	D
5/4/22 14:21	5/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	31	30.94	1	1	120	D
5/4/22 14:17	5/2/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	31	31.11	1	1	189	D
5/4/22 13:59	5/3/22	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Bowser Carmen M	NJ	D		P.d	21	32.20	1	9	8	D
3/30/22 21:40	3/30/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	4	9.69	0	4	10	D
3/17/22 12:22	4/6/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	15	14.60	1	1	136	I
1/31/22 08:15	1/27/22	SC	Santander Consumer USA Holdings Inc.	U3	Financ	NtBnk	Commercial Banks	Banco Santander, S.A.	U3	T		P	588,653	41.50	14,184	6	259,778	I
1/19/22 20:04	1/19/22	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Cook Joaquin Phillip Leon Guerrero	GU	DO	CEO,P	P	19	11.50	2	24	9	D
12/28/21 20:53	12/28/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	3	8.55	0	4	10	D
12/23/21 12:02	12/13/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		M.d	27	10.72	3	2	107	D
12/16/21 20:59	12/16/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Cook Joaquin Phillip Leon Guerrero	GU	DO	CEO,P	M	3	10.06	0	5	7	D
11/18/21 11:33	11/17/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spero Vincent A	NJ	O	EVP,Head	S.d	-204	34.95	-6	-9	60	D
11/10/21 14:43	11/9/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Vorcheimer Stuart M.	NJ	O	EVP,Comm	S.d	-124	35.36	-4	-41	5	D
10/1/21 13:39	9/30/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	S.d	-167	33.41	-5	-3	161	D
9/30/21 21:52	9/30/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	147	9.90	15	13	129	D
9/30/21 21:47	9/30/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	4	9.40	0	5	9	D
9/30/21 21:45	9/30/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M	2	9.40	0	18	2	D
9/30/21 14:00	9/29/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Smith Gregory Martin	NJ	O	SEVP,P C	S.d	-43	33.23	-1	-36	2	I
9/23/21 21:51	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	10	12.50	1	0	1,801	I
9/23/21 21:50	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	0	12.50	0	0	114	D
9/23/21 21:47	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	0	12.50	0	0	42	D
9/23/21 21:43	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	1	12.50	0	0	95	D
9/23/21 21:42	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	0	12.50	0	0	81	D
9/23/21 21:41	9/23/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Sablan Mark Joseph	GU	D		P	0	12.50	0	0	37	D
9/22/21 13:17	9/21/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P.d	80	31.88	3	60	7	D
9/20/21 12:52	9/17/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	S.d	-163	32.61	-5	-3	166	D
9/7/21 08:22	9/3/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	S.d	-166	33.12	-5	-3	171	D
8/30/21 16:27	8/27/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	S.d	-168	33.52	-5	-3	176	D
8/16/21 13:47	8/13/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	S.d	-165	33.02	-5	-3	181	D
8/10/21 12:34	8/9/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	S.d	-164	32.77	-5	-6	79	D
8/3/21 12:54	8/2/21	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Zises Selig	NY	D		M.d	434	12.50	35	12	326	D
8/2/21 15:42	8/2/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Poland Todd	NJ	O	EVP,GC	P.d	32	32.31	1	19	6	D
8/2/21 11:27	7/30/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	S.d	-162	32.45	-5	-3	186	D
6/28/21 21:25	6/28/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M	2	8.37	0	26	1	D
6/28/21 21:24	6/28/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	4	8.37	0	5	9	D
5/25/21 09:09	5/21/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Smith Gregory Martin	NJ	O	SEVP,P C	S.dm	-166	32.64	-5	-60	3	D
5/12/21 21:26	5/12/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	5	10.50	1	6	9	D
4/21/21 20:01	4/19/21	MYF	Blackrock Muniyield Investment Fund	A6	Financ	NtBnk	Commercial Banks	Td Securities (Usa) LLC	NY	T		P	59,400	100,000	1		0	D
4/8/21 21:21	4/8/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	5	10.50	1	6	8	D
3/31/21 18:31	3/30/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	2	7.28	0	4	8	D
3/31/21 18:28	3/30/21	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M	2	7.28	0	39	1	D
3/26/21 10:28	3/25/21	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spero Vincent A	NJ	O	EVP,Head	S.d	-177	30.25	-6	-8	65	D
3/16/21 13:45	3/15/21	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Herman Russ M	NY	D		M.d	478	12.50	38	123	69	D
2/5/21 16:55	2/4/21	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	25	22.15	1	1	135	D
12/30/20 20:59	12/30/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	2	7.94	0	3	7	D
12/30/20 20:57	12/30/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M	2	7.94	0	59	1	D
12/22/20 19:42	12/22/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Smith Philip W III	NJ	D		M.d	34	13.53	3	4	61	D
12/16/20 16:29	12/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		M.d	34	13.53	3	3	98	D
12/14/20 15:12	12/14/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		M.d	111	12.50	9	7	134	D
11/9/20 15:11	11/6/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	17	16.90	1	10	11	D
11/9/20 15:09	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P.d	17	16.83	1	67	3	D
11/9/20 15:06	11/6/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Doyle Timothy E	NJ	O	EVP,Chie	P.d	35	17.33	2	26	10	D
11/9/20 15:02	11/6/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Babcock John P	NJ	O	SEVP,P o	P.d	17	16.95	1	2	66	D
11/5/20 18:19	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Spinelli Anthony W.	NJ	D		P.d	17	16.75	1	41	3	D
11/5/20 18:18	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	9	17.23	1	5	10	D
11/5/20 18:15	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		P.d	26	17.05	2	2	96	D
11/5/20 18:13	11/5/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kass Steven A	NJ	D		P.d	26	17.21	2	36	6	I
11/4/20 15:55	11/4/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	17	16.65	1	1	99	D
11/3/20 16:59	11/2/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	18	18.15	1	1	162	D
10/21/20 20:44	6/24/20	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		S.m	-987	0.9675	-1,020	0	377,085	I
10/21/20 20:42	5/14/19	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.m	71	44.34	2	0	377,085	I
10/21/20 20:42	9/6/19	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		S.m	-82	54.91	-1	0	377,085	I
10/21/20 20:41	10/24/16	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.m	141	49.12	3	0	404,867	I
10/21/20 20:41	11/30/16	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		S.m	-174	50.54	-3	0	404,867	I
10/21/20 20:39	10/28/13	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		P.m	0	30.18	0	0	432,017	I
10/21/20 20:39	12/18/13	MS	Morgan Stanley	DE	Financ	NtBnk	Commercial Banks	Mitsubishi Ufj Financial Group Inc	M0	T		S.m	0	31.24	0	0	432,017	I
9/30/20 14:53	9/28/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Smith Gregory Martin	NJ	O	EVP,Head	S.d	-20	15.12	-1	-32	3	D
9/29/20 21:54	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	114	D
9/29/20 21:50	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	2	10.00	0	0	95	D
9/29/20 21:48	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	2	10.00	0	0	81	D
9/29/20 21:46	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	0	10.00	0	0	42	D
9/29/20 21:44	9/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	16	10.00	2	0	1,800	I
9/28/20 21:50	9/28/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M.d	2	7.94	0	100	1	D
9/28/20 21:48	9/28/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M.d	2	7.94	0	3	7	D
9/23/20 20:59	9/23/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	11	10.50	1	1	114	D
9/22/20 21:18	9/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	S	-4	10.50	0	-58	0	D
9/22/20 21:17	9/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	10.50	0	0	113	D
7/28/20 20:38	7/28/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	S	-6	10.00	-1	-50	1	D
7/28/20 18:46	7/23/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	10.50	0	0	113	D
7/7/20 21:15	7/6/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	S	-8	10.50	-1	-38	1	D
7/1/20 18:13	6/26/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M	2	9.07	0	15	2	D
7/1/20 18:08	6/26/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	2	9.07	0	3	7	D
6/18/20 10:04	6/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Smith Gregory Martin	NJ	O	EVP,Head	S.d	-9	19.28	0	-11	4	D
6/17/20 16:20	6/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Welsh Beth	NJ	D		M.d	37	14.68	3	61	7	D
6/5/20 17:33	6/5/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.d	4	18.48	0	0	48	D
6/1/20 16:49	5/27/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		S.ad	0	0.00	0	0	22	I
5/29/20 20:26	5/27/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		S.d	-1	17.15	0	0	22	I
5/28/20 17:16	5/27/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.dm	5	17.00	0	1	48	D
5/20/20 11:27	5/18/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Deutsch Todd	NY	D		P.dm	7	14.97	1	1	48	D
5/19/20 11:36	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	27	13.49	2	36	8	D
5/19/20 11:35	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Mitzman Robert	NY	D		P.d	27	13.57	2	2	97	D
5/18/20 13:44	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Bader Eric S	NY	O	EVP,COO,	P.d	12	11.93	1	2	59	I
5/18/20 13:43	5/15/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Sagliocca Andrew C	NY	DO	P,CEO	P.d	48	11.93	4	3	133	D
5/15/20 15:00	5/14/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		P.d	37	12.47	3	16	22	I
4/23/20 20:13	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Eugenia Aflague	GU	T		P	45	10.00	5	0	1,798	I
4/23/20 20:12	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	San Agustin John Shimizu	GU	D		P	2	10.00	0	0	42	D
4/23/20 20:08	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	1	10.00	0	0	112	D
4/23/20 20:06	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero William David	GU	D		P	8	10.00	1	1	81	D
4/23/20 20:05	4/22/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Martin Dela Rosa	GU	D		P	9	10.00	1	1	95	D
4/21/20 16:24	3/17/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		P.d	40	18.99	2	12	19	I
4/20/20 15:37	4/16/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Grossman Marc D	NY	D		P.d	55	13.63	4	31	17	I
3/27/20 20:12	3/26/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M	2	8.80	0	16	2	D
3/27/20 19:59	9/30/19	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Atalig Francisco M.	GU	O	SVP,CFO	M.a	2	9.15	0	14	2	D
3/27/20 19:43	3/26/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Camacho Keven Felix	GU	DO	SVP,Chie	M	1	8.80	0	2	7	D
3/19/20 16:54	3/19/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Daingerfield Richard	NJ	D		P.d	13	12.83	1	13	9	D
3/19/20 08:45	3/18/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Bowser Carmen M	NJ	D		P.d	14	14.32	1	90	2	D
3/18/20 16:44	3/16/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	16	15.54	1	1	125	I
3/18/20 16:43	8/20/19	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.dm	115	19.20	6	5	124	I
3/18/20 11:03	3/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Meyercord F Duffield	NJ	D		P.d	162	16.19	10	13	89	D
3/17/20 16:22	3/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Horst Peter D.	NJ	D		P	16	16.43	1	200	2	D
3/17/20 14:41	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Debel Richard	NJ	O	EVP,Depo	P.d	15	15.31	1	100	2	D
3/17/20 14:33	3/17/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Plante Robert A.	NJ	O	EVP,COO	P.d	7	15.19	0	16	3	D
3/17/20 10:54	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Kennedy Douglas L	NJ	DO	P,CEO	P.d	32	16.06	2	1	141	D
3/17/20 10:49	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Doyle Timothy E	NJ	O	EVP,Chie	P.d	16	16.10	1	18	6	D
3/17/20 10:43	3/16/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Carfora Jeffrey J	NJ	O	SEVP,CFO	P.d	16	15.96	1	1	94	D
3/16/20 13:29	3/12/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Waterhouse Kevin C	NY	D		P.d	53	17.54	3	3	118	D
3/11/20 20:56	3/11/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Leon Guerrero Maria Eugenia Herrero	GU	DO	EVP,COO	P	9	10.00	1	13	8	D
3/9/20 21:09	3/6/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	500	10.68	47	72	112	D
3/5/20 20:32	3/5/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	3	10.00	0	0	65	D
2/25/20 09:20	2/24/20	PGC	Peapack Gladstone Financial Corp	NJ	Financ	NtBnk	Commercial Banks	Debel Richard	NJ	O	EVP,Depo	P.d	15	30.32	1	100	1	D
2/3/20 17:49	1/31/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	3	10.00	0	0	65	D
1/30/20 18:12	1/29/20	BKGM	Bankguam Holding Co	GU	Financ	NtBnk	Commercial Banks	Ada Patricia Ann Perez	GU	D		P	4	11.00	0	1	65	D
1/29/20 14:59	1/27/20	ESQ	Esquire Financial Holdings, Inc.	MD	Financ	NtBnk	Commercial Banks	Lacapria Michael	NY	O	CFO	P.d	23	23.37	1	22	6	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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