Caraher Scott C. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	1	32	0	1	1	2	2	8	2
P	%wins				94	84	66	67	47	50	68
S	%ret	2	1	6	1	-1	-1	3	9	18	5
S	%wins				33	100	67	20	0	20	40

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/4/23 14:44	10/3/23	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-74	4.92	0	-15	-71	6	D
10/4/23 14:41	10/3/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-233	7.90	0	-30	-39	47	D
9/29/23 10:41	9/27/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-284	8.11	0	-35	-31	77	D
9/27/23 09:40	9/26/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-203	8.13	0	-25	-18	112	D
11/22/22 16:07	11/18/22	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-195	12.07	0	-16	-100	0	D
11/22/22 12:31	11/18/22	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	187	4.81	0	39	162	63	D
5/13/22 13:27	5/13/22	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	8.43	0	5	11	52	D
2/25/22 13:31	2/25/22	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	56	5.65	0	10	71	24	D
2/25/22 12:17	2/25/22	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	48	9.70	0	5	12	47	D
4/30/21 09:50	4/29/21	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	67	5.57	0	12	600	14	D
4/8/21 07:51	4/7/21	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	48	9.58	0	5	14	42	D
3/11/21 07:58	3/10/21	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	65	6.51	0	10	91	21	D
3/9/21 08:06	3/8/21	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	66	9.42	0	7	47	22	D
3/1/21 16:26	3/25/20	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P.m	79	8.81	0	9	150	15	D
8/25/20 17:18	3/31/20	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	37	7.37	0	5	16	37	D
4/1/20 17:39	3/30/20	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	7.02	0	3	10	32	D
3/27/20 16:24	3/25/20	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	13	6.65	0	2	8	29	D
3/27/20 16:15	3/25/20	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	10	5.01	0	2	22	11	D
3/26/20 17:41	3/24/20	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	15	6.04	0	3	10	27	D
8/9/19 16:22	8/7/19	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-168	15.09	0	-11	-44	14	D
1/8/19 17:40	1/4/19	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	19	9.44	0	2	9	24	D
10/5/18 15:23	10/3/18	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	13	6.52	0	2	New	2	D
10/5/18 15:15	10/3/18	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	10.43	0	2	50	6	D
10/5/18 15:13	10/3/18	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	10.27	0	2	10	22	D
8/8/18 14:46	8/7/18	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	20	10.22	0	2	11	20	D
7/19/18 16:22	7/17/18	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	61	10.21	0	6	49	18	D
11/3/17 16:57	11/1/17	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-9	17.62	0	-1	-2	25	D
11/1/17 17:16	10/31/17	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-35	17.52	0	-2	-7	26	D
11/1/17 17:16	10/30/17	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-18	17.56	0	-1	-3	28	D
11/1/17 17:16	10/27/17	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-14	17.50	0	-1	-3	29	D
7/31/17 18:10	7/27/17	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-142	11.80	0	-12	-50	12	D
7/21/17 15:57	7/12/17	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-121	11.64	0	-10	-25	32	D
7/17/17 18:15	7/13/17	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-89	11.67	0	-8	-18	34	D
3/15/17 18:34	3/10/17	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	36	18.19	1	2	7	30	D	20	29	14	4	-1	-1	-3	-1	1	1	1
2/15/17 18:13	2/14/17	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-101	12.58	4	-8	-16	42	D	29	53	21	13	4	5	2	1	0	-2	-5
2/15/17 17:53	2/14/17	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	100	17.90	1	6	25	28	D	24	42	17	12	3	1	0	0	0	0	0
3/4/16 18:25	3/3/16	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	18	9.23	2	2	4	50	D	-12	-15	-7	-6	1	4	4	3	2	3	6	14	21	44
3/3/16 18:08	3/1/16	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	27	9.05	2	3	7	48	D	-13	-16	-9	-7	2	2	3	2	1	3	8	16	23	45
3/2/16 16:53	2/29/16	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	36	8.96	1	4	10	45	D	-14	-15	-9	-7	0	1	2	1	1	4	10	17	24	47
3/2/16 16:53	2/26/16	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	36	8.92	1	4	11	41	D	-14	-15	-9	-7	0	1	2	1	1	4	10	17	24	47
12/31/15 12:35	12/29/15	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	74	14.80	1	5	29	22	D	-9	-3	-7	-1	1	2	2	-1	0	0	-2	4	10	28
12/31/15 12:33	12/29/15	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	113	9.69	2	12	46	37	D	-8	-5	-7	0	1	3	2	1	0	-1	-3	3	9	34
12/31/15 12:32	12/29/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-231	5.68	1	-41	-100	0	D	-8	-5	-8	-1	2	3	3	0	1	-1	-2	4	9	27
8/28/15 17:49	8/27/15	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	10.31	1	2	9	25	D	-5	-9	-7	-8	-5	-3	-2	2	0	0	-2	-2	-10	13
8/26/15 17:26	8/25/15	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	16	15.58	0	1	6	17	D	-4	-6	-6	-8	-6	-5	-3	-2	1	1	0	-3	-7	12
7/31/15 17:08	7/29/15	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	10.61	1	4	21	23	D	-3	-8	0	-6	-2	-1	-1	2	0	-1	-4	-6	-10	7
7/31/15 17:07	7/29/15	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	33	16.37	0	2	14	16	D	-3	-4	1	-4	-2	-1	-1	1	0	0	-3	-6	-9	7
6/4/15 14:30	6/3/15	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	17	17.17	1	1	8	14	D	1	1	5	2	0	1	0	1	0	0	-3	-7	-10	-3
3/6/15 15:44	3/5/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	34	6.71	1	5	14	41	D	-8	-1	0	3	4	3	0	0	0	0	1	1	-7	-11
3/6/15 15:37	3/5/15	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	17.26	1	1	10	13	D	-3	-1	1	3	4	2	0	1	0	0	1	2	-6	-9
3/4/15 18:11	3/2/15	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	14	17.14	1	1	7	12	D	-4	-1	0	1	3	2	1	1	0	0	0	1	-5	-11
3/4/15 18:08	3/2/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	27	6.65	1	4	13	36	D	-8	-1	0	1	5	3	1	1	0	0	0	1	-6	-13
2/24/15 17:33	2/23/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	27	6.68	1	4	14	32	D	-5	-1	0	3	4	4	2	2	-1	0	0	2	-6	-15
2/12/15 15:20	2/12/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	26	6.53	1	4	17	28	D	-4	-3	-3	-1	2	1	1	1	0	1	3	4	-1	-13
2/4/15 17:34	2/3/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	32	6.48	1	5	31	21	D	-5	-4	-4	-2	1	0	-1	0	0	1	4	5	1	-8
2/4/15 17:34	2/4/15	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	15	6.47	1	2	11	24	D	-5	-4	-4	-2	1	0	-1	0	0	1	4	5	1	-8
10/21/14 14:25	10/17/14	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	27	10.97	3	3	15	19	D	2	-2	-5	-10	-5	-1	-1	4	1	1	1	0	8	-4
10/17/14 11:58	10/16/14	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	43	10.75	3	4	31	17	D	1	-5	-6	-10	-7	-5	-3	-2	1	3	4	2	11	-2
10/17/14 11:58	10/15/14	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	32	10.73	3	3	30	13	D	1	-5	-6	-10	-7	-5	-3	-2	1	3	4	2	11	-2
7/2/14 14:56	7/1/14	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	7.01	1	6	58	16	D	12	-1	1	-2	0	0	0	0	0	1	1	-2	-4	-1
3/10/14 16:45	3/6/14	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	57	18.85	1	3	38	11	D	16	-3	2	6	-1	1	0	0	0	0	-1	0	-2	-1
9/30/13 15:06	9/26/13	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-37	12.28	3	-3	-23	10	D	39	4	-6	-6	1	1	-2	0	1	0	1	0	3	-1
6/18/13 16:43	6/17/13	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	49	12.21	3	4	New	4	D	16	16	2	-5	-6	-8	-4	-2	-1	1	4	1	0	4
6/11/13 18:01	6/10/13	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	40	20.03	1	2	33	8	D	18	18	4	-5	-3	-2	-1	-1	0	1	-3	-3	-6	1
3/11/13 17:33	3/7/13	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	42	21.12	1	2	50	6	D		22	13	8	5	3	2	1	0	-3	-1	-5	-8	-5
5/25/12 11:02	5/23/12	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-56	7.04	1	-8	-44	10	D	18	0	15	3	2	1	0	-1	0	0	2	4	9	18
5/15/12 17:19	5/11/12	NSL	Nuveen Senior Income Fund	MA	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-36	7.12	1	-5	-21	18	D	13	0	15	3	2	0	1	1	1	0	0	3	10	22
5/15/12 17:18	5/11/12	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-119	11.93	1	-10	-44	13	D	16	0	16	3	0	-1	-1	0	1	-1	0	6	13	26
8/17/11 14:47	8/15/11	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	17	17.40	1	1	33	4	D					-8	-5	-3	3	1	-3	0	5	12	21
8/1/11 17:55	7/27/11	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	18	18.30	1	1	50	3	D					-8	-7	-4	-2	0	-3	-5	-3	5	15
7/7/11 14:49	7/6/11	JSD	Nuveen Short Duration Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	39	19.39	1	2	New	2	D						-4	-4	-4	2	2	-5	-15	-4	8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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