Fallon Thomas J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	7	4	4	10	5	16	19	10
P	%wins				86	86	100	57	71	60	77
S	%ret	1	1	14	-1	-2	-1	0	13	32	7
S	%wins				71	79	50	50	50	43	57

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		P	105	18.33	0	6	6	99	M
5/13/22 16:11	5/12/22	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		P	149	14.88	0	10	17	69	M
6/4/21 19:42	6/3/21	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	D		S	-1,747	10.12	0	-173	-10	1,530	I
5/7/21 19:03	5/5/21	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	D		M.d	0	0.00	0	64	4	1,703	I
5/3/21 16:51	5/3/21	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		M	163	16.34	0	10	25	51	D
3/16/21 17:27	3/12/21	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	D		S	-344	9.82	0	-35	-2	1,670	I
3/16/21 16:23	3/15/21	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		M	172	11.44	0	15	43	50	D
3/16/21 16:23	3/15/21	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		S	-248	16.56	0	-15	-23	50	D
3/3/21 19:42	3/1/21	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	D		S	-649	10.00	0	-65	-4	1,705	I
2/11/21 18:37	2/9/21	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	D		M.d	0	0.00	0	316	22	1,770	I
12/23/20 19:10	12/4/20	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.a	123	8.58	0	14	1	1,609	I
12/8/20 19:05	12/4/20	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	2,231	8.58	0	260	19	1,597	I
5/7/20 18:30	5/5/20	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	0	173	12	1,594	I
5/15/19 16:21	5/15/19	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	P.d	166	3.32	0	50	3	1,482	I
5/6/19 18:07	5/5/19	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	0	84	6	1,432	I
11/9/18 15:39	11/9/18	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	P.d	232	4.63	0	50	4	1,377	I
5/8/18 16:34	5/5/18	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	0	69	5	1,327	I
11/13/17 14:31	11/13/17	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	P.d	633	6.33	0	100	8	1,282	I
5/8/17 17:09	5/5/17	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	17	76	7	1,180	I	-47	-20	29	2	-12	-2	-4	-4	3	2
8/9/16 17:29	8/5/16	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	33	38	3	1,133	I	2	-61	-30	-24	-9	-22	12	4	-2	-1	-7	-23	-1
8/2/16 11:39	8/1/16	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	P.d	854	8.54	33	100	10	1,115	I	-6	-64	-43	-27	-26	-27	-29	-31	0	8	0	-8	5
5/9/16 12:30	5/5/16	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	33	54	6	1,015	I	47	-37	-41	-17	-21	-20	-23	4	2	-1	11	-22	-39
5/3/16 17:13	5/3/16	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	P.d	1,195	11.95	33	100	11	989	I	32	-37	-40	-21	-29	-21	-19	-24	5	6	14	-24	-30
2/9/16 16:13	2/5/16	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	32	229	35	889	I	58	-20	-44	-36	-28	-9	-7	-14	3	10	14	-8	-31	-31
11/24/15 12:52	11/23/15	HTGC	Hercules Technology Growth Capital Inc		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		P	112	11.16	4	10	91	21	D	-21	-21	-8	6	10	1	2	0	1	3	11	-4	17	35
11/4/15 16:39	11/2/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	1,229	8.19	33	150	24	769	M	106	41	13	-15	-2	19	10	3	1	0	6	-23	-42	-64
11/4/15 16:39	11/2/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-3,969	19.85	33	-200	-21	769	M	106	41	13	-15	-2	19	10	3	1	0	6	-23	-42	-64
5/7/15 17:04	5/5/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	33	36	5	819	I	107	114	25	10	1	-12	-10	-4	2	1	13	28	7	-40
4/28/15 18:07	4/24/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	1,220	8.13	33	150	23	802	M	143	125	44	20	5	4	-2	1	-2	-5	-2	15	-8	-25
4/28/15 18:07	4/24/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-3,930	19.65	33	-200	-20	802	M	143	125	44	20	5	4	-2	1	-2	-5	-2	15	-8	-25
2/9/15 17:19	2/5/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	33	254	43	852	I	143	99	83	20	9	23	2	1	2	4	6	15	41	-22
1/29/15 17:06	1/27/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	1,142	7.61	33	150		0	M	132	128	82	18	18	21	21	-4	-3	-2	2	19	39	-14
1/29/15 17:06	1/27/15	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-3,363	16.52	33	-204	-100	0	M	132	128	82	18	18	21	21	-4	-3	-2	2	19	39	-14
10/29/14 17:40	10/27/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	1,126	7.50	33	150	24	781	M	206	40	61	56	30	41	39	4	0	1	-5	15	30	46
10/29/14 17:40	10/27/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-2,982	13.56	33	-220	-22	781	M	206	40	61	56	30	41	39	4	0	1	-5	15	30	46
9/22/14 16:59	9/18/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	1,084	7.22	23	150	21	854	D	87	0	17	22	23	7	1	2	-3	-5	-6	36	68	87
9/22/14 16:59	9/18/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-1,714	11.43	23	-150	-15	854	D	87	0	17	22	23	7	1	2	-3	-5	-6	36	68	87
9/10/14 18:16	9/8/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-220	11.00	18	-20	-2	837	I	93	-1	29	19	21	16	4	5	0	-1	-10	26	65	88
8/27/14 16:52	8/25/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-487	9.73	15	-50	-5	874	I	83	6	24	12	19	15	16	13	1	0	4	30	66	101
4/30/14 19:17	4/28/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-441	8.82	16	-50	-5	924	I	11	8	-13	24	-6	6	4	-4	0	-6	5	0	55	121
2/7/14 16:28	2/5/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.d	0	0.00	27	137	16	974	I	0	23	-23	-14	-14	-5	17	2	1	3	1	-4	7	97
2/4/14 16:56	2/3/14	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-429	8.57	26	-50	-6	851	I	15	14	-25	-19	-9	-9	11	17	-3	2	3	4	5	97
10/31/13 17:59	10/29/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	M.dm	652	8.58	18	76	9	901	I	38	112	24	-6	-9	-10	-12	1	-3	-6	-9	-14	-12	41
10/31/13 17:59	10/29/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.dm	-799	10.51	18	-76	-8	901	I	38	112	24	-6	-9	-10	-12	1	-3	-6	-9	-14	-12	41
10/29/13 16:53	10/28/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	CEO	S.d	-506	10.12	17	-50	-5	901	I	47	119	22	-6	-9	-7	-10	-10	-1	-7	-14	-33	-15	38
9/5/13 17:40	9/4/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	CEO	M.dm	1,287	8.58	13	150	19	951	D	39	83	56	-1	-11	-3	4	10	2	6	7	-13	-14	-1
9/5/13 17:40	9/4/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	CEO	S.dm	-1,584	10.56	13	-150	-14	951	D	39	83	56	-1	-11	-3	4	10	2	6	7	-13	-14	-1
8/23/13 16:30	8/22/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	CEO	S.d	-498	9.95	14	-50	-5	951	I	51	71	53	9	-14	-9	-10	-4	-1	-6	10	-15	-16	-5
2/7/13 12:43	2/5/13	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	M.d	0	0.00	8	99	12	954	I	-12	-18	23	35	14	5	-3	-5	4	-1	5	27	60	23
11/23/12 18:37	11/20/12	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	P.dm	224	4.47	4	50	6	846	I	-43	-32	-24	-17	-7	-6	-3	9	11	15	23	36	88	86
11/23/12 18:37	11/21/12	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	M.d	200	2.00	4	100	13	846	I	-43	-32	-24	-17	-7	-6	-3	9	11	15	23	36	88	86
2/7/12 16:34	2/5/12	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	M.d	0	0.00	9	47	7	696	I	16	-5	19	8	26	9	8	15	0	-2	-5	-18	-31	-12
8/3/11 17:21	7/27/11	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	P.a	339	6.78	9	50	9	618	I	2	-21	-9	-5	10	5	-2	9	-8	-10	5	2	-4	-26
7/29/11 17:55	7/27/11	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	P.d	326	6.52	8	50	8	639	I	-10	-27	-27	-18	8	-10	-1	-7	10	3	13	10	15	-9
4/5/11 12:24	4/1/11	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	P,CEO	M.d	0	0.00	11	75	15	589	D	-5	-9	-29	-24	2	3	-4	-4	4	1	-6	-13	-11	-7
1/4/11 18:43	12/31/10	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	P,CEO	M.d	0	0.00	14	75		21	M	18	17	68	-6	26	3	2	3	3	3	-26	-22	-31	-36
5/24/10 21:49	5/21/10	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	DO	P,CEO	P	614	6.82	8	90	21	519	I	-48	-15	-16	-9	-25	-26	-18	-10	6	6	5	21	22	8
11/5/07 20:18	11/5/07	INFN	Infinera Corp	DE	Electr	TelEq	Telephone & Telegraph Apparat	Fallon Thomas J	CA	O	COO	S	-2,622	20.98	14	-125	-23	420	I				7	19	-12	-9	-4	3	-5	-10	-41	-40	-65

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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