GECC - Great Elm Capital Corp. - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
9/17/24 09:15	9/16/24	GECC	Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		P	95	9.92	10	1	874	D
8/21/24 20:15	8/20/24	GECC	Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		P.m	45	10.04	4	1	865	D
11/21/23 20:19	11/21/23	GECC	Tech	Softw	Prepackaged Software	Great Elm Group, Inc.	MA	T		P	271	10.05	27	2	1,521	D
8/16/23 20:45	8/15/23	GECC	Fund	CEF	Closed-End Funds	Cohen Richard M	MA	D		P	25	9.47	3	New	3	I
5/16/23 20:39	5/12/23	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P	40	8.02	5	42	17	M
3/14/23 20:51	3/10/23	GECC	Fund	CEF	Closed-End Funds	Kaplan Matthew D	MA	O	CEO,P	P	10	9.29	1	10	12	D
3/9/23 21:28	3/7/23	GECC	Fund	CEF	Closed-End Funds	Kaplan Matthew D	MA	O	CEO,P	P.m	82	9.26	9	445	11	D
6/17/22 17:26	6/15/22	GECC	Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		M.d	7,300	12.50	584		62	M
6/17/22 16:59	6/15/22	GECC	Fund	CEF	Closed-End Funds	Kaplan Matthew D	MA	O	CEO,P	M.d	13	12.50	1	100	2	D
6/17/22 16:57	6/15/22	GECC	Tech	Softw	Prepackaged Software	Great Elm Group, Inc.	MA	T		M.d	10,178	12.50	814	55	2,287	M
6/17/22 16:53	6/15/22	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		M.d	75	12.50	6	100	12	I
6/17/22 16:50	6/15/22	GECC	Fund	CEF	Closed-End Funds	Kleinman Adam M	MA	O	CCO,Secr	M.d	50	12.50	4	24	21	D
5/27/22 16:17	5/25/22	GECC	Fund	CEF	Closed-End Funds	Drapkin Matthew A	MA	D		P	91	12.41	7	6	138	I
3/11/22 21:41	3/9/22	GECC	Fund	CEF	Closed-End Funds	Drapkin Matthew A	MA	D		P	15	14.70	1	0	229	D
3/11/22 19:32	3/9/22	GECC	Fund	CEF	Closed-End Funds	Drapkin Matthew A	MA	D		P	24	14.70	2	1	228	M
3/10/22 21:22	3/8/22	GECC	Fund	CEF	Closed-End Funds	Kaplan Matthew D	MA	O	CEO,P	P	14	14.00	1	New	1	D
11/21/19 18:48	11/20/19	GECC	Fund	CEF	Closed-End Funds	Kleinman Adam M	MA	O	Chief Co	P	59	7.90	8	29	33	D
11/21/19 18:45	11/20/19	GECC	Fund	CEF	Closed-End Funds	Davis Keri	MA	O	See Rema	P	5	7.94	1	New	1	D
11/21/19 18:45	11/20/19	GECC	Fund	CEF	Closed-End Funds	Speller Michael C	MA	D		P	39	7.80	5	45	16	D
9/3/19 16:28	8/29/19	GECC	Fund	CEF	Closed-End Funds	Kleinman Adam M	MA	O	Chief Co	P.m	6	8.21	1	3	26	D
8/29/19 19:59	8/27/19	GECC	Fund	CEF	Closed-End Funds	Horsey Randall Revell	MA	D		P	17	8.32	2	20	12	D
8/28/19 16:11	8/26/19	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	P,CEO	P	25	8.25	3	4	85	D
8/21/19 16:59	8/19/19	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	P,CEO	P	18	8.25	2	3	82	D
6/7/19 17:25	6/6/19	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	P,CEO	P	27	8.50	3	4	80	D
6/7/19 10:40	6/5/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-467	8.48	-55	-5	1,016	I
6/6/19 16:37	6/4/19	GECC	Fund	CEF	Closed-End Funds	Kleinman Adam M	MA	O	Chief Co	P	85	8.50	10	67	25	D
6/4/19 17:15	5/31/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-611	8.58	-71	-6	1,071	I
6/4/19 16:18	5/31/19	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	P,CEO	P	17	8.58	2	3	77	D
5/30/19 17:05	5/28/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-187	8.88	-21	-2	1,142	I
5/24/19 19:04	5/22/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-2,361	8.62	-274	-19	1,163	I
5/21/19 18:44	5/17/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-163	8.81	-19	-1	1,437	I
5/16/19 17:24	5/14/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-1,293	8.68	-149	-9	1,456	I
5/13/19 17:59	5/9/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-74	8.41	-9	-1	1,605	I
4/29/19 14:42	4/25/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-111	8.36	-13	-1	1,613	I
4/24/19 17:17	4/22/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-403	8.39	-48	-3	1,627	I
4/18/19 19:21	4/16/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-310	8.35	-37	-2	1,675	I
4/1/19 14:55	3/28/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-946	8.21	-115	-6	1,712	I
3/27/19 17:42	3/25/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-1,821	8.23	-221	-11	1,827	I
3/22/19 20:09	3/20/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-198	8.26	-24	-1	2,048	I
3/19/19 17:12	3/15/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-265	8.19	-32	-2	2,072	I
3/14/19 17:11	3/12/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-522	8.15	-64	-3	2,104	I
3/11/19 18:16	3/7/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-292	8.15	-36	-2	2,168	I
3/6/19 20:12	3/4/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-308	8.23	-38	-2	2,204	I
3/1/19 17:55	2/27/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-515	8.40	-61	-3	2,242	I
2/21/19 17:40	2/19/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-324	8.33	-39	-2	2,385	I
2/15/19 17:38	2/13/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-335	8.28	-40	-2	2,424	I
2/12/19 19:14	2/8/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-165	8.15	-20	-1	2,465	I
2/7/19 17:55	2/5/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-323	8.11	-40	-2	2,485	I
2/4/19 17:30	1/31/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-314	8.01	-39	-2	2,525	I
1/30/19 18:09	1/28/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-255	8.00	-32	-1	2,564	I
1/25/19 17:28	1/23/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-260	7.95	-33	-1	2,596	I
1/22/19 17:33	1/17/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-115	7.95	-14	-1	2,629	I
1/16/19 17:55	1/14/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-42	7.96	-5	0	2,643	I
1/11/19 17:19	1/9/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-56	7.95	-7	0	2,648	I
1/8/19 20:21	1/4/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-347	7.90	-44	-2	2,655	I
1/4/19 16:20	1/2/19	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-10	7.99	-1	0	2,699	I
1/2/19 15:03	12/28/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-13	8.01	-2	0	2,700	I
12/17/18 15:53	12/13/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-7	8.16	-1	0	2,702	I
12/12/18 19:11	12/10/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-42	8.17	-5	0	2,705	I
12/10/18 17:10	12/7/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-16	8.25	-2	0	2,710	I
12/4/18 17:36	12/3/18	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P.m	60	8.35	7	56	20	I
12/4/18 17:33	11/29/18	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P.a	33	8.30	4	46	13	I
12/4/18 16:31	11/30/18	GECC	Fund	CEF	Closed-End Funds	Horsey Randall Revell	MA	D		P	17	8.38	2	25	10	D
12/4/18 16:28	11/30/18	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	See Rema	P	25	8.40	3	4	73	D
12/3/18 16:21	11/29/18	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P	61	8.30	7	84	16	I
11/30/18 17:51	11/28/18	GECC	Fund	CEF	Closed-End Funds	Horsey Randall Revell	MA	D		P	33	8.36	4	100	8	D
11/27/18 19:26	11/26/18	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	See Rema	P	20	8.25	2	4	68	D
11/21/18 16:21	11/19/18	GECC	Fund	CEF	Closed-End Funds	Horsey Randall Revell	MA	D		P.m	24	8.09	3	300	4	D
11/21/18 16:20	11/19/18	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P	8	8.14	1	13	9	I
11/21/18 16:20	11/20/18	GECC	Fund	CEF	Closed-End Funds	Kleinman Adam M	MA	O	Chief Co	P	48	8.05	6	67	15	D
11/21/18 16:19	11/20/18	GECC	Fund	CEF	Closed-End Funds	Speller Michael C	MA	D		P	49	8.12	6	120	11	D
11/19/18 20:03	11/16/18	GECC	Fund	CEF	Closed-End Funds	Horsey Randall Revell	MA	D		P	8	8.14	1	New	1	D
11/19/18 20:01	5/29/18	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P.m	56	8.25	7	677	8	I
11/19/18 19:57	11/15/18	GECC	Fund	CEF	Closed-End Funds	Kleinman Adam M	MA	O	Chief Co	P	73	8.06	9	New	9	D
11/19/18 19:56	11/15/18	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	See Rema	P.m	497	8.08	62	999%	66	D
10/24/18 18:58	10/22/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-17,186	7.55	-2,276	-46	2,712	I
9/14/18 15:50	9/12/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-440	9.68	-45	-1	4,988	I
4/27/18 16:57	4/25/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-60	9.25	-7	0	5,034	I
4/20/18 15:54	4/18/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-17	9.20	-2	0	5,040	I
4/17/18 17:05	4/13/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-14	9.20	-2	0	5,042	I
4/11/18 17:39	4/9/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-76	9.19	-8	0	5,044	I
4/6/18 17:31	4/4/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-25	9.33	-3	0	5,052	I
4/3/18 17:36	3/29/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-17	9.29	-2	0	5,054	I
3/28/18 18:22	3/26/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-171	9.21	-19	0	5,056	I
3/23/18 17:56	3/21/18	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-65	9.11	-7	0	5,075	I
11/29/17 16:07	11/27/17	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	P,CEO	P	2	10.10	0	5	4	D
11/21/17 16:07	11/17/17	GECC	Fund	CEF	Closed-End Funds	Reed Peter A	MA	DO	P,CEO	P	37	9.85	4	New	4	D
11/15/17 16:49	11/13/17	GECC	Fund	CEF	Closed-End Funds	Speller Michael C	MA	D		P	47	9.40	5	New	5	D
11/13/17 16:31	11/10/17	GECC	Fund	CEF	Closed-End Funds	Sell Michael J.	MA	O	See Rema	P	10	9.43	1	178	2	D
11/13/17 16:22	11/10/17	GECC	Fund	CEF	Closed-End Funds	Kuperschmid Mark	MA	D		P	9	9.36	1	New	1	I
11/3/17 17:44	11/1/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-2	10.13	0	0	5,082	I
10/31/17 18:54	10/27/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-4	10.19	0	0	5,082	I
10/26/17 17:44	10/24/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-6	10.23	-1	0	5,083	I
10/19/17 17:56	10/17/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-497	10.11	-49	-1	5,085	I
10/16/17 16:48	10/12/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-511	10.12	-51	-1	5,134	I
10/11/17 17:29	10/10/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-121	10.15	-12	0	5,184	I
10/10/17 08:08	10/5/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-306	10.32	-30	-1	5,196	I
10/4/17 18:33	10/2/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-194	10.41	-19	0	5,226	I
10/4/17 10:42	9/18/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-388	10.73	-36	-1	5,404	I
9/29/17 17:47	9/27/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-867	10.47	-83	-2	5,245	I
9/27/17 12:30	9/25/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-182	10.58	-17	0	5,327	I
9/22/17 08:51	9/20/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-636	10.65	-60	-1	5,345	I
9/18/17 09:49	9/14/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S.m	-138	10.78	-13	0	5,441	I
9/12/17 15:00	9/8/17	GECC	Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T		S	-7	10.93	-1	0	5,453	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y