Mast Capital Management, LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	19	1	-1	-8	-21	-51	-53	-22
P	%wins				58	42	28	11	6	0	24
S	%ret	3	1	5	2	-1	5	18	27	38	15
S	%wins				40	40	40	0	20	0	23

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/7/19 10:40	6/5/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-467	8.48	0	-55	-5	1,016	I
6/4/19 17:15	5/31/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-611	8.58	0	-71	-6	1,071	I
5/30/19 17:05	5/28/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-187	8.88	0	-21	-2	1,142	I
5/24/19 19:04	5/22/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-2,361	8.62	0	-274	-19	1,163	I
5/21/19 18:44	5/17/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-163	8.81	0	-19	-1	1,437	I
5/16/19 17:24	5/14/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-1,293	8.68	0	-149	-9	1,456	I
5/13/19 17:59	5/9/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-74	8.41	0	-9	-1	1,605	I
4/29/19 14:42	4/25/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-111	8.36	0	-13	-1	1,613	I
4/24/19 17:17	4/22/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-403	8.39	0	-48	-3	1,627	I
4/18/19 19:21	4/16/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-310	8.35	0	-37	-2	1,675	I
4/1/19 14:55	3/28/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-946	8.21	0	-115	-6	1,712	I
3/27/19 17:42	3/25/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-1,821	8.23	0	-221	-11	1,827	I
3/22/19 20:09	3/20/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-198	8.26	0	-24	-1	2,048	I
3/19/19 17:12	3/15/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-265	8.19	0	-32	-2	2,072	I
3/14/19 17:11	3/12/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-522	8.15	0	-64	-3	2,104	I
3/11/19 18:16	3/7/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-292	8.15	0	-36	-2	2,168	I
3/6/19 20:12	3/4/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-308	8.23	0	-38	-2	2,204	I
3/1/19 17:55	2/27/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-515	8.40	0	-61	-3	2,242	I
2/21/19 17:40	2/19/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-324	8.33	0	-39	-2	2,385	I
2/15/19 17:38	2/13/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-335	8.28	0	-40	-2	2,424	I
2/12/19 19:14	2/8/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-165	8.15	0	-20	-1	2,465	I
2/7/19 17:55	2/5/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-323	8.11	0	-40	-2	2,485	I
2/4/19 17:30	1/31/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-314	8.01	0	-39	-2	2,525	I
1/30/19 18:09	1/28/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-255	8.00	0	-32	-1	2,564	I
1/25/19 17:28	1/23/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-260	7.95	0	-33	-1	2,596	I
1/22/19 17:33	1/17/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-115	7.95	0	-14	-1	2,629	I
1/16/19 17:55	1/14/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-42	7.96	0	-5	0	2,643	I
1/11/19 17:19	1/9/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-56	7.95	0	-7	0	2,648	I
1/8/19 20:21	1/4/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-347	7.90	0	-44	-2	2,655	I
1/4/19 16:20	1/2/19	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-10	7.99	0	-1	0	2,699	I
1/2/19 15:03	12/28/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-13	8.01	0	-2	0	2,700	I
12/17/18 15:53	12/13/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-7	8.16	0	-1	0	2,702	I
12/12/18 19:11	12/10/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-42	8.17	0	-5	0	2,705	I
12/10/18 17:10	12/7/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-16	8.25	0	-2	0	2,710	I
10/24/18 18:58	10/22/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-17,186	7.55	0	-2,276	-46	2,712	I
9/14/18 15:50	9/12/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-440	9.68	0	-45	-1	4,988	I
4/27/18 16:57	4/25/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-60	9.25	0	-7	0	5,034	I
4/20/18 15:54	4/18/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-17	9.20	0	-2	0	5,040	I
4/17/18 17:05	4/13/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-14	9.20	0	-2	0	5,042	I
4/11/18 17:39	4/9/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-76	9.19	0	-8	0	5,044	I
4/6/18 17:31	4/4/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-25	9.33	0	-3	0	5,052	I
4/3/18 17:36	3/29/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-17	9.29	0	-2	0	5,054	I
3/28/18 18:22	3/26/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-171	9.21	0	-19	0	5,056	I
3/23/18 17:56	3/21/18	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-65	9.11	0	-7	0	5,075	I
11/3/17 17:44	11/1/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-2	10.13	0	0	0	5,082	I
10/31/17 18:54	10/27/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-4	10.19	0	0	0	5,082	I
10/26/17 17:44	10/24/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-6	10.23	0	-1	0	5,083	I
10/19/17 17:56	10/17/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-497	10.11	0	-49	-1	5,085	I
10/16/17 16:48	10/12/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-511	10.12	0	-51	-1	5,134	I
10/11/17 17:29	10/10/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-121	10.15	0	-12	0	5,184	I
10/10/17 08:08	10/5/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-306	10.32	0	-30	-1	5,196	I
10/4/17 18:33	10/2/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-194	10.41	0	-19	0	5,226	I
10/4/17 10:42	9/18/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-388	10.73	0	-36	-1	5,404	I
9/29/17 17:47	9/27/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-867	10.47	0	-83	-2	5,245	I
9/27/17 12:30	9/25/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-182	10.58	0	-17	0	5,327	I
9/22/17 08:51	9/20/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-636	10.65	0	-60	-1	5,345	I
9/18/17 09:49	9/14/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S.m	-138	10.78	0	-13	0	5,441	I
9/12/17 15:00	9/8/17	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Mast Capital Management, LLC	MA	T	S	-7	10.93	0	-1	0	5,453	I
6/2/17 17:31	11/3/16	GEC	Great Elm Capital Group, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	P.adm	212	0.7442	0	286	15	2,233	M
5/16/17 17:29	5/12/17	GEC	Great Elm Capital Group, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	S	-7,014	3.33	1	-2,108	-100	0	I	-56	-45	-22	-6	0	-7	5	0
5/16/17 16:45	11/3/16	GEC	Great Elm Capital Group, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	P.adm	205	0.7241	1	283	15	2,231	M	-56	-45	-22	-6	0	-7	5	0
4/20/17 16:52	11/3/16	GEC	Great Elm Capital Group, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	P.dm	7,773	3.01	0	2,583		2,231	M	-58	-53	-25	-7	6	5	3	3	0	6
5/16/16 18:07	5/13/16	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	S	-5,007	1.45	1	-3,453	-81	784	I	-83	-81	-63	-47	-33	-20	-9	-12	-1	-15	12	41	60
12/9/15 18:05	12/7/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.m	2,016	3.38	2	597	6	9,863	I	-64	-54	-57	-29	-22	-2	-6	-7	13	11	18	-9	-52	-29
10/29/15 16:05	10/27/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.m	815	4.36	2	187	2	8,030	I	-41	-31	-34	-6	-6	-7	2	5	0	-2	-22	-38	-61	-51
10/28/15 18:16	10/28/15	UPIP	Unwired Planet, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	S	-7,756	0.8765	0	-8,849	-30	21,069	I	-49	-46	49	33	10	21	17	16	3	-2	10	2	-25
10/28/15 18:16	10/28/15	UPIP	Unwired Planet, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	P	7,756	0.8765	0	8,849	72	21,069	I	-49	-46	49	33	10	21	17	16	3	-2	10	2	-25
10/21/15 17:34	10/19/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.m	493	4.79	2	103	1	9,080	I	-42	-30	-39	-32	0	-7	-9	-9	3	-1	-10	-20	-50	-42
10/15/15 18:38	10/13/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.m	585	5.11	3	115	1	8,977	I	-37	-24	-37	-32	6	-4	-2	-4	-1	-17	-27	-35	-61	-54
10/13/15 17:24	9/18/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.a	3,370	5.35	3	630	42	2,118	I	-32	-23	-31	-30	1	-4	2	1	-1	-5	-21	-22	-56	-48
10/7/15 11:02	10/2/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	975	4.90	3	199	10	2,209	I	-35	-27	-34	-31	13	-3	-4	0	2	0	-10	-17	-59	-52
10/1/15 17:41	9/30/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.m	3,093	5.05	3	613	39	2,192	I	-34	-24	-33	-34	-3	3	-6	-4	-3	1	-8	-16	-57	-50
9/28/15 18:15	9/25/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	373	5.33	3	70	3	2,140	I	-32	-23	-27	-33	-1	12	2	-2	-1	-5	-13	-21	-58	-53
9/25/15 16:08	9/23/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P.m	554	5.22	3	106	5	2,134	I	-33	-27	-30	-36	-4	7	3	-5	-1	-4	-12	-23	-60	-56
9/23/15 16:07	9/21/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	165	5.49	3	30	1	2,125	I	-31	-25	-30	-33	6	12	8	3	-1	-1	-16	-25	-56	-55
9/22/15 16:06	9/18/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	3,637	5.35	3	680	47	2,123	I	-31	-25	-30	-32	5	6	9	4	-3	-3	-12	-25	-59	-58
9/21/15 16:05	9/17/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	368	5.25	3	70	4	2,064	I	-32	-28	-29	-33	12	10	13	7	-1	-3	-12	-29	-58	-58
9/18/15 16:06	9/16/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	184	5.25	3	35	2	2,058	I	-34	-30	-32	-38	6	10	7	6	1	-4	-4	-30	-60	-61
9/17/15 16:07	9/15/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	744	4.96	3	150	8	2,055	I	-33	-29	-34	-36	12	10	10	4	3	0	0	-29	-54	-58
9/16/15 16:05	9/14/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	1,145	4.98	3	230	13	2,042	I	-34	-33	-38	-38	5	12	3	1	0	4	-4	-31	-57	-61
9/15/15 16:06	9/11/15	EVRI	Everi Holdings Inc.	DE	Financ	Loan	Finance Services	Mast Capital Management, LLC	MA	T	P	500	5.00	3	100	5	2,022	I	-35	-35	-41	-38	4	0	5	4	4	8	1	-27	-38	-58
8/18/15 09:00	8/14/15	UPIP	Unwired Planet, Inc.	DE	Tech	Softw	Prepackaged Software	Mast Capital Management, LLC	MA	T	P	6,569	1.00	0	6,569		1,268	I	-55	-64	-3	27	25	15	15	1	7	7	5	16	0
1/15/15 16:05	1/13/15	GNCMA	General Communication Inc	AK	Telco	Telco	Telephone Communications (No	Mast Capital Management, LLC	MA	T	S	-15,612	14.75	4	-1,058	-59	734	I	70	33	35	35	21	12	8	7	4	6	-3	11	21	28
1/14/15 16:12	1/13/15	GNCMA	General Communication Inc	AK	Telco	Telco	Telephone Communications (No	Mast Capital Management, LLC	MA	T	S	-48	14.65	3	-3	0	994	I	63	32	35	38	22	7	8	6	0	3	-2	10	21	27
10/1/14 16:30	9/29/14	GNCMA	General Communication Inc	AK	Telco	Telco	Telephone Communications (No	Mast Capital Management LLC	MA	T	S	-165	10.98	3	-15	0	4,058	I	8	15	-5	-3	-3	-1	-1	-1	3	1	8	28	56	59
12/8/09 14:36	12/4/09	ITWG	International Wire Group Inc	DE	Metal	NFeMtl	Drawing & Insulating of Nonfe	Mast Capital Management LLC	MA	T	S	-1,154	11.54	0	-100	-7	1,239	I
11/24/09 09:31	11/20/09	ITWG	International Wire Group Inc	DE	Metal	NFeMtl	Drawing & Insulating of Nonfe	Mast Capital Management LLC	MA	T	S	-1,619	12.95	0	-125	-9	1,339	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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