5/13/24 13:02 | 5/10/24 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Sprauer Scott | NY | H | Portfoli | 1 | S | -28 | 13.90 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
5/10/24 10:39 | 5/8/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 5 | S.m | -2,039 | 19.61 | 0 | -104 | | 10,182 | I | | | | | | | | | | | | | | |
5/9/24 18:08 | 5/7/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | 7 | S.m | -40 | 23.44 | 0 | -2 | | 79 | I | | | | | | | | | | | | | | |
4/26/24 17:15 | 4/24/24 | LASAX | Lord Abbett Special Situations Income Fund | | Fund | CEF | Closed-End Funds | Lord, Abbett & Co. LLC | NJ | H | Investme | 1 | S | -3,171 | 9.30 | 0 | -341 | -100 | 0 | D | | | | | | | | | | | | | | |
4/24/24 17:25 | 4/22/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Kline John | NY | DO | CEO,P,,D | 1 | S | -16 | 12.55 | 0 | -1 | 0 | 255 | D | | | | | | | | | | | | | | |
4/16/24 16:12 | 4/12/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Prasad Sohail | TX | DOT | P,CEO | 2 | S.m | -9,805 | 25.42 | 0 | -386 | | 1,320 | I | | | | | | | | | | | | | | |
4/16/24 16:10 | 4/12/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Destiny Xyz Inc. | TX | T | | 2 | S.m | -9,430 | 25.27 | 0 | -373 | | 1,282 | D | | | | | | | | | | | | | | |
4/15/24 19:59 | 4/11/24 | GCV | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | 3 | S | -65 | 14.16 | 0 | -5 | 0 | 2,105 | I | | | | | | | | | | | | | | |
4/10/24 12:49 | 4/5/24 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Graci Angelo D | CT | H | Officer- | 1 | S.a | -61 | 17.56 | 0 | -4 | | 12 | D | | | | | | | | | | | | | | |
3/20/24 15:56 | 3/19/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | 1 | S | 0 | 6.00 | 0 | 0 | 0 | 793 | I | | | | | | | | | | | | | | |
3/13/24 16:53 | 3/12/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | 1 | S | -228 | 25.02 | 0 | -9 | | 73 | I | | | | | | | | | | | | | | |
3/13/24 16:21 | 3/12/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1975 Trust Fbo Altschul Arthur G Land Trust | NY | H | Trustee | 1 | S | -228 | 25.02 | 0 | -9 | | 23 | D | | | | | | | | | | | | | | |
3/11/24 16:30 | 3/7/24 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Meserve Nicholas | TX | O | MD | 1 | S | -276 | 45.96 | 0 | -6 | | 83 | D | | | | | | | | | | | | | | |
3/5/24 16:30 | 3/1/24 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Beauvais Jason B | TX | O | EVP,GC,C | 1 | S.m | -1,253 | 45.57 | 0 | -28 | | 154 | D | | | | | | | | | | | | | | |
3/4/24 18:03 | 2/29/24 | AIF | Apollo Tactical Income Fund Inc. | | Fund | CEF | Closed-End Funds | Cohen Barry J. | NY | D | | 1 | S.m | -210 | 15.14 | 0 | -14 | -100 | 0 | I | | | | | | | | | | | | | | |
2/23/24 16:47 | 2/22/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims Luke E | WI | DO | P,CEO | 1 | S | -46 | 9.19 | 0 | -5 | | 287 | D | | | | | | | | | | | | | | |
2/20/24 08:55 | 2/14/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | 1 | S | -199 | 10.11 | 0 | -20 | | 472 | I | | | | | | | | | | | | | | |
2/16/24 11:27 | 2/16/24 | CHI | Calamos Convertible Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Mickey Mark | IL | O | chief co | 1 | S | -6 | 11.07 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |