Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
5/16/24 17:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	2	2	S	-117,000	10.17	-11,504		11,645	D
5/16/24 11:39	5/14/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	5	S.m	-3,725	21.40	-174		7,034	I
5/15/24 20:01	5/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	15	S.m	-6,424	22.77	-282		352	I
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-55	13.71	-4		2	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-6,171	9.15	-675		666	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	2	2	S	-16	12.56	-1	0	816	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	2	4	S.m	-19,235	25.35	-759		2,602	I
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	4	S	-76	3.87	-20		1,949	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-208	11.21	-19		3,148	I
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	10	S	-482	16.03	-30		188	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	S.a	-61	17.56	-4		12	D
3/20/24 15:56	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	S	0	6.00	0	0	793	I
3/13/24 16:53	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	4	4	S	-455	25.02	-18		1,698	I
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	2	5	S.m	-2,494	43.43	-57		243	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	S	-2,558	8.52	-300		297	D
2/20/24 08:55	2/14/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-352	10.14	-35		492	I
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.07	-1		1	D
2/15/24 17:07	2/13/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	1	9	S.m	-7,565	10.33	-732		2,350	I
2/15/24 11:11	2/14/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.89	-1		2	D
2/13/24 19:26	12/29/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-201	10.03	-20		1,209	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	1	1	S	-66	40.26	-2		0	D
2/1/24 16:29	2/1/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	2	14	S	-1,536	13.57	-113		110	D
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-32	21.12	-2	-100	0	D
1/18/24 09:49	8/29/23	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	S	-1	27.70	0		0	D
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-4	11.01	0	-100	0	D
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	1	S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	5	6	S	-960	10.27	-93		951	D
1/10/24 13:08	1/9/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	1	S	-92	10.47	-9	0	2,692	I
1/3/24 09:21	1/1/23	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	1	2	S	0	0.00	-20		27	I
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	1	1	S	0	0.00	-4		67	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	2	3	S.m	-1,461	11.66	-125		102	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-29	6.75	-4	-100	0	D
12/20/23 12:27	12/20/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-81	14.92	-5		25	I
12/19/23 15:37	12/15/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	1	6	S.m	-24,836	4.09	-6,076		34,587	I
12/19/23 12:49	12/19/23	JPI	Nuveen Preferred & Income Term Fund		Fund	CEF	Closed-End Funds	1	1	S	-18	18.19	-1	-100	0	D
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	1	1	S	-12	8.35	-1	-100	0	D
12/18/23 13:24	12/11/23	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-4	9.08	0	-100	0	D
12/18/23 13:18	12/11/23	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	S	-11	8.38	-1	-100	0	D
12/13/23 16:14	12/11/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	1	2	S	-32	7.93	-4	0	4,955	D
12/13/23 15:27	12/11/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	3	S	-88	5.71	-15		2,558	D
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	1	1	S	-43	13.72	-3		39	I
12/6/23 16:13	12/6/23	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	S	-190	14.17	-13		16	I
11/22/23 17:27	11/20/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	2	5	S.m	-3,495	49.31	-71		570	I
11/22/23 11:32	11/21/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-89	14.75	-6	-100	0	D
11/20/23 14:18	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-206	11.18	-18	-100	0	D
11/17/23 17:40	11/15/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	2	10	S.dm	-8,538	19.65	-435		2,256	I
11/13/23 16:23	11/8/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-104	6.95	-15		2,428	I
11/13/23 16:07	11/8/23	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	1	1	S	-13	9.72	-1	-100	0	D
11/13/23 16:03	11/8/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-299	14.94	-20		99	D
11/7/23 13:47	3/28/23	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-5	7.95	-1		5	I
11/6/23 12:39	11/2/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-63	9.45	-7		7	D
11/1/23 14:23	11/1/23	CGO	Calamos Global Total Return Fund		Fund	CEF	Closed-End Funds	1	1	S	-58	8.20	-7	-100	0	D
10/30/23 16:23	10/30/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-19	14.79	-1		4	D
10/30/23 13:39	10/26/23	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	1	3	S	-16	13.78	-1		0	D
10/26/23 18:17	10/26/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	2	4	S	-731	8.04	-91		112	D
10/26/23 17:46	10/26/23	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-8	9.62	-1	-100	0	D
10/25/23 17:45	10/24/23	CXH	Mfs Investment Grade Municipal Trust		Fund	CEF	Closed-End Funds	1	2	S	-34	6.96	-5		909	I
10/25/23 13:43	10/25/23	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	S	-36	8.50	-4	-100	0	D
10/24/23 11:35	10/23/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-360	23.62	-15	-100	0	D
10/10/23 15:59	10/6/23	CMU	Mfs High Yield Municipal Trust		Fund	CEF	Closed-End Funds	1	3	S.m	-101	3.08	-33		3,345	I
10/4/23 14:44	10/3/23	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-74	4.92	-15		6	D
9/21/23 15:27	9/21/23	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	S	-14	10.75	-1	-100	0	D
9/21/23 14:47	9/19/23	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-378	16.67	-23		152	D
9/21/23 14:46	9/19/23	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	1	2	S	-303	31.86	-10		13	D
9/18/23 16:15	8/15/23	NRSAX	Nexpoint Real Estate Strategies Fund		Fund	CEF	Closed-End Funds	1	1	S	-9,397	18.79	-500		87	I
8/30/23 12:25	8/1/23	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	3	S.m	-970	10.01	-97		2,929	I
8/21/23 13:34	8/18/23	MMD	Mainstay Mackay Definedterm Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	3	S	-150	16.90	-9		5	D
8/18/23 17:16	8/16/23	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S.m	-385	12.82	-30		30	I
8/17/23 18:50	8/16/23	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	2	S.m	-205	8.00	-26	0	14,141	I
8/14/23 17:21	8/10/23	BGFLX	Blackstone Floating Rate Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-10	21.51	0	-100	0	D
8/10/23 17:24	8/8/23	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-337	8.43	-40		44	D
8/10/23 17:23	8/8/23	CLM	Cornerstone Strategic Value Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	S	-349	8.72	-40		42	D
8/3/23 17:04	7/13/23	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	2	15	S.m	-3,171	4.74	-669		556	I
7/26/23 18:13	7/25/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	1	15	S.m	-9,341	18.97	-492		1,189	I
7/20/23 17:01	7/18/23	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-58	23.46	-2	-100	0	D
7/7/23 17:39	7/5/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-293	15.36	-19		187	D
7/3/23 12:53	6/29/23	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	S	-37	10.36	-4	-100	0	D
7/3/23 12:45	6/29/23	MQT	Blackrock Muniyield Quality Fund Ii, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	S	-151	10.04	-15	-100	0	D
7/3/23 12:45	6/29/23	MUI	Blackrock Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-234	11.38	-21	-100	0	D
6/26/23 18:00	6/22/23	BGX	Blackstone Long-Short Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-4	11.00	0	-100	0	D
6/21/23 15:29	6/8/23	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-84	20.92	-4		765	I
6/1/23 12:02	5/31/23	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-11	22.95	-1	-100	0	D
5/26/23 16:46	5/26/23	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	1	S.a	-209	5.98	-35		31	D
5/25/23 16:18	5/24/23	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-6	13.72	0		72	D
5/24/23 16:05	11/16/22	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	1	1	S.a	-42	14.01	-3		3	D
5/8/23 16:28	5/8/23	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-4	7.23	-1		8	D
4/28/23 15:31	4/26/23	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-163	8.85	-18	-100	0	D
4/25/23 16:26	4/24/23	DMB	Bny Mellon Municipal Bond Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-64	10.96	-6	-100	0	D
4/10/23 13:19	9/16/22	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	0	9.33	0	-100	0	D
4/10/23 13:14	9/16/22	KMF	Kayne Anderson Nextgen Energy & Infrastructure, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-1	8.40	0	-100	0	D
4/6/23 16:10	4/5/23	PPT	Putnam Premier Income Trust	MA	Fund	CEF	Closed-End Funds	1	1	S	-636	3.53	-180	-100	0	D
3/31/23 13:29	2/23/23	SOLRX	Finite Solar Finance Fund		Fund	CEF	Closed-End Funds	1	1	S	-98	9.93	-10	-100	0	D
3/23/23 17:50	3/22/23	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	S.m	-660	31.94	-21		543	I
3/20/23 12:19	3/16/23	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-25	12.53	-2		3	D
3/14/23 19:38	3/10/23	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	2	S	-118	12.09	-10		71	D
3/13/23 14:01	3/13/23	KATX	Kat Exploration, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-80,000	80,000	-1		1	D
2/23/23 16:32	2/21/23	EVV	Eaton Vance Ltd Duration Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-22,011	21,750	-1	-100	0	I
2/15/23 15:41	2/14/23	BGH	Barings Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	1	1	S	-62	13.73	-5		12	D
2/13/23 18:56	2/10/23	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-396	18.42	-21	-100	0	D
2/9/23 11:12	2/7/23	SRV	Cushing Mlp & Infrastructure Total Return Fund		Fund	CEF	Closed-End Funds	1	2	S.m	-410	36.36	-11		215	I
1/24/23 16:26	1/20/23	WEA	Western Asset Premier Bond Fund		Fund	CEF	Closed-End Funds	1	1	S	-202	11.20	-18		2	D
1/17/23 07:15	1/11/23	IRL	New Ireland Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-23	10.05	-2	0	483	I
1/13/23 16:59	12/30/22	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	1	2	S	-2	33.10	0	0	32	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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