Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
4/26/24 11:51	4/25/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	29	P.m	14,647	11.15	1,313	35	5,088	I
4/26/24 11:48	4/25/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	13	P.m	4,882	10.16	480	17	3,333	I
4/26/24 11:47	3/5/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	4	25	P.m	3,900	12.66	308	6	5,650	D
4/26/24 11:43	4/24/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	17	P.m	2,093	7.84	267	11	2,678	I
4/26/24 11:40	4/24/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	5	8	P.m	4,098	12.93	317	11	3,106	I
4/26/24 11:36	4/25/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	9	P.m	4,206	17.49	240	9	2,801	I
4/26/24 11:04	6/16/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	5	357	P.m	208	1.80	116	24	600	D
4/25/24 16:19	4/23/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	3	3	P	457	14.27	32	62	84	D
4/23/24 16:36	9/14/23	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	6	8	P	29,298	21.70	1,350	41	4,682	D
4/23/24 10:45	4/22/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	71	17.69	4	400	5	D
4/22/24 21:10	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	8	12	P	28,400	10.13	2,803	179	4,368	D
4/22/24 15:04	3/27/23	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	5	11	P.m	454	35.03	13	6	227	D
4/22/24 12:45	4/18/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	3	6	P.m	2,974	10.10	294	418	365	D
4/19/24 09:01	5/18/23	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	2	2	P	76	12.34	6	14	50	D
4/18/24 12:59	4/16/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	52	P.m	9,106	11.31	805	57	2,219	I
4/15/24 17:15	4/12/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	19	P.m	4,311	9.92	434	18	2,843	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	40	P.m	23,217	11.27	2,061	65	5,240	I
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	3	5	P	1,336	14.35	93	333	121	D
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	2	2	P	14	12.04	1	147	2	D
4/12/24 09:21	4/9/24	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	48	18.62	3	474	3	D
4/12/24 09:19	4/9/24	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	5	6	P	344	15.87	22	14	182	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	1	2	P.m	54	10.83	5	999%	5	D
4/11/24 19:32	4/9/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	4	6	P	130	10.16	13	84	28	D
4/11/24 18:08	4/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	14	P.m	516	28.65	18	4	422	D
4/10/24 12:34	4/9/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	2	P	30,000	10.00	3,000	999%	3,010	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	2	3	P.m	385	13.89	28		28	I
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	4	6	P	108	10.13	11	42	36	M
4/5/24 16:01	4/5/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	10	18	P.m	388	9.84	39	17	275	D
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	4	4	P	195	10.74	18	430	22	D
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	3	6	P	769	17.17	45	94	92	D
4/4/24 14:13	4/4/24	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.60	1		1	D
4/3/24 16:43	2/22/24	GNT.B	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	8,700	10.00	870		870	M
4/3/24 14:01	4/1/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	27	P.m	20,098	11.31	1,777	43	5,916	I
4/3/24 13:49	4/1/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	1	17	P.m	5,193	10.58	491	42	1,651	I
4/3/24 13:45	4/1/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	103	P.m	281,052	15.71	17,891	166	28,671	I
4/3/24 13:43	4/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	2	43	P.m	141,163	14.60	9,672	89	20,541	I
4/3/24 13:33	4/1/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	2	55	P.m	211,421	7.24	29,211	127	52,139	I
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	8,200	10.10	812	68	2,012	D
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	3	37	P	865	13.97	62	360	79	D
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	66	11.04	6		6	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	4	10	P.m	64	8.50	8	5	175	D
3/27/24 10:55	3/15/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	2	3	P	153	27.69	6	104	11	D
3/26/24 18:30	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	6	12	P	110	5.28	21	16	149	D
3/26/24 18:27	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	6	10	P	303	6.15	49	38	180	D
3/26/24 11:14	3/25/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	4	P	597	10.16	59	311	78	I
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	17	P.m	2,461	12.01	205	75	477	D
3/25/24 15:03	3/22/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	12	13.98	1	73	2	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	49,900	10.00	4,990	999%	4,993	D
3/25/24 09:59	3/21/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P.m	216	13.70	16		16	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	676	15.84	43	34	169	D
3/22/24 16:21	5/24/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	9	36	P	5,463	4.60	1,187	186	1,827	I
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	108	14.77	7	28	33	D
3/22/24 14:55	3/21/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	93	9.25	10	26	48	D
3/21/24 12:21	3/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	2	6	P	30	25.87	1	14	10	D
3/20/24 13:48	3/20/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	4	10	P	807	4.98	162	50	487	D
3/20/24 13:43	3/20/24	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	2	8	P	717	6.23	115	34	457	D
3/20/24 12:03	3/19/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	27	P.m	15,828	11.36	1,393	42	4,749	I
3/20/24 11:57	3/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P	412	11.11	37	2	1,726	I
3/20/24 11:38	3/19/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	23	P.m	1,931	6.50	297	14	2,377	I
3/20/24 09:26	3/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	1	P	9	7.10	1		1	D
3/18/24 19:14	3/9/23	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	6	15	P.m	746	11.39	66	3	2,479	I
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	4	6	P.m	116	10.24	11	100	23	D
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	23.58	0		0	D
3/14/24 16:05	2/9/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	4	19	P.m	1,603	5.74	280	18	1,846	D
3/13/24 18:47	3/11/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	3	16	P.m	3,249	39.47	82	18	541	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	6	13	P.m	211	13.40	16	18	102	D
3/13/24 16:03	3/11/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	4	15	P.m	2,940	6.02	488	1	74,954	I
3/13/24 11:24	3/12/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	16	P	363	0.4683	774	28	3,566	D
3/12/24 18:08	3/11/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	23	P.m	6,750	9.90	682	33	2,758	I
3/12/24 17:54	3/11/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	22	P.m	8,121	7.85	1,034	44	3,401	I
3/12/24 17:53	3/11/24	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	1	26	P.m	3,707	8.39	442	38	1,598	I
3/12/24 17:35	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	34	P.m	81,344	15.09	5,390	48	16,538	I
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	363	8.31	44	140	75	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	1	12.89	0		0	D
3/11/24 17:28	3/11/24	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	72	6.95	10	999%	11	D
3/11/24 17:26	3/8/24	DLY	Doubleline Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	1	15.77	0		0	D
3/11/24 13:42	3/8/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	1	2	P	244	11.15	22	16	156	D
3/8/24 18:54	3/6/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	4	13	P.dm	13,939	15.47	901	13	7,791	I
3/7/24 17:37	3/5/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	5	6	P	1,213	13.29	91	33	364	D
3/7/24 16:54	6/20/23	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	3	10	P.m	389	12.18	32	80	72	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	4	5	P	13,247	16.45	805	34	3,145	I
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	4	15	P.m	206	4.87	42	17	289	D
3/5/24 12:48	2/28/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	9	14	P	740	7.42	100	146	168	D
3/4/24 17:51	2/29/24	AFT	Apollo Senior Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	209	14.25	15	147	25	I
3/1/24 18:05	2/29/24	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	5	P	11,515	10.00	1,152		835	M
3/1/24 17:29	2/29/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	6	15	P.m	810	19.41	42	40	145	I
3/1/24 16:54	2/29/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	2	2	P	6,000	99.93	60		60	M
3/1/24 16:13	2/26/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	7	11	P	314	16.11	20	72	47	D
2/28/24 11:02	2/27/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	55	11.07	5	109	10	D
2/26/24 19:24	2/23/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	2	4	P	2	0.9140	2	0	2,431	D
2/26/24 12:43	2/23/24	EOD	Allspring Global Dividend Opportunity Fund		Fund	CEF	Closed-End Funds	3	7	P	73	4.37	17	119	31	D
2/23/24 17:00	2/23/24	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	1	3	P	68	34.13	2	200	3	D
2/23/24 16:43	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	3	8	P	292	8.67	34	17	236	D
2/23/24 12:46	2/22/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	2	4	P	21	8.07	3	0	4,957	D
2/23/24 12:27	2/22/24	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	3,013	50.30	60	77	138	D
2/23/24 12:14	2/22/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	2	P	5	7.98	1	6	11	D
2/23/24 12:02	2/22/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	3	P	11	16.78	1	999%	1	D
2/22/24 17:06	2/22/24	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	3.72	0		0	D
2/22/24 16:50	2/22/24	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.55	0		0	D
2/22/24 16:18	2/22/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	22.42	0		0	D
2/22/24 16:09	2/22/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	4	4	P	4,250	10.00	425		425	D
2/22/24 15:40	2/22/24	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	2	P	1	6.14	0	0	2,558	D
2/22/24 15:18	2/22/24	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	1	1	P	0	5.57	0		0	D
2/21/24 13:54	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	4	5	P	206	27.28	8	999%	8	D
2/16/24 15:08	2/16/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	3	P	78	22.75	3	954	4	D
2/15/24 11:22	12/20/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	2	5	P.m	1,021	14.79	69	104	135	I
2/14/24 18:53	2/13/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	4	4	P	13,297	9.37	1,419		154	D
2/14/24 16:05	2/12/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	5	7	P.m	153	14.62	10	16	78	D
2/13/24 19:26	12/7/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	2	3	P	18,191	10.05	1,810	747	2,052	D
2/13/24 17:23	2/12/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	10.04	25		25	D
2/9/24 19:26	2/7/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	2	2	P	95	10.19	9		9	D
2/9/24 18:06	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	9	17	P	26,833	10.03	2,675	999%	2,678	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	4	4	P	99	38.21	3	18	17	D
2/2/24 17:14	2/1/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	7	P	250	20.83	12		12	D
2/2/24 14:40	1/31/24	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	2	4	P	1,151	24.93	46		46	D
2/2/24 13:11	2/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	6	P	26	11.58	2	136	4	D
1/29/24 14:43	1/29/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	1	1	P	30,000	18.05	1,662	32	6,810	D
1/29/24 14:22	1/29/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	3	3	P	154	21.82	7	41	24	D
1/26/24 20:19	1/24/24	PAXS	Pimco Access Income Fund		Fund	CEF	Closed-End Funds	3	5	P	246	15.28	16	25	80	D
1/26/24 20:18	1/24/24	PMX	Pimco Municipal Income Fund III		Fund	CEF	Closed-End Funds	2	2	P	38	7.07	5	462	7	D
1/26/24 20:17	1/24/24	PML	Pimco Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	20	8.15	3		3	D
1/26/24 20:16	1/24/24	PNF	Pimco New York Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20	7.69	3		3	D
1/26/24 20:12	1/24/24	PNI	Pimco New York Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	10	7.36	1	122	3	D
1/26/24 18:18	1/24/24	PFLEX	Pimco Flexible Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2,000	6.87	291	30	1,256	D
1/24/24 19:00	1/23/24	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	2	9	P.m	1,968	6.22	316	35	1,227	I
1/24/24 17:01	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	196	20.67	10		10	D
1/24/24 16:14	1/22/24	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	2	P	23	16.89	1	29	6	D
1/22/24 14:04	1/22/24	JGH	Nuveen Global High Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	12.13	16		16	D
1/16/24 17:41	1/5/24	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	20	9.92	2		1	D
1/16/24 17:34	1/5/24	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P	8	8.49	1		1	D
1/16/24 17:31	1/5/24	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	1	1	P	9	8.60	1		1	D
1/12/24 16:46	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	6	9	P	2,166,373	80.54	26,897		3,099	D
1/11/24 16:50	1/10/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	4	5	P.m	93	19.00	5	3	190	D
1/11/24 14:52	1/8/24	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	3	4	P	193	10.18	19		17	I
1/10/24 15:42	2/28/23	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	18	35.30	1	30	2	D
1/10/24 15:38	2/28/23	TTP	Tortoise Pipeline & Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	17	28.07	1	28	3	D
1/10/24 15:33	2/28/23	NDP	Tortoise Energy Independence Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	18	29.41	1	38	2	D
1/10/24 15:27	2/28/23	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	2	P	18	29.99	1	10	6	D
1/10/24 10:01	1/9/24	CIK	Credit Suisse Asset Management Income Fund Inc	MD	Fund	CEF	Closed-End Funds	1	2	P	20	3.03	7		7	D
1/9/24 13:59	1/4/24	ERH	Allspring Utilities & High Income Fund		Fund	CEF	Closed-End Funds	2	4	P	48	9.68	5		5	D
1/9/24 13:51	1/4/24	EAD	Allspring Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	4	P	41	6.38	7		7	D
1/9/24 13:43	1/4/24	ERC	Allspring Multi-Sector Income Fund		Fund	CEF	Closed-End Funds	2	4	P	47	9.13	5		5	D
1/9/24 10:01	1/8/24	DHY	Credit Suisse High Yield Bond Fund		Fund	CEF	Closed-End Funds	2	3	P	142	1.89	75	50	225	D
1/8/24 15:47	12/26/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	4	32	P.m	17,582	14.75	1,192	54	3,390	I
1/8/24 11:24	1/5/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	34	P.m	7,299	8.75	834	37	3,067	I
1/5/24 12:00	1/2/24	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	150	8.73	17	999%	17	I
1/4/24 14:32	1/2/24	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	2	P	26	19.40	1		1	D
1/4/24 14:22	1/2/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	27	10.77	3		3	D
1/4/24 14:14	1/2/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	2	2	P	27	13.33	2		2	D
1/4/24 14:03	1/2/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	2	2	P	27	14.57	2		2	D
1/4/24 13:51	1/2/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	2	2	P	27	14.78	2		2	D
1/4/24 13:43	1/2/24	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	2	2	P	27	13.30	2		2	D
1/4/24 13:32	1/2/24	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	2	2	P	27	11.18	2		2	D
1/4/24 13:20	1/2/24	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	27	10.69	3		3	D
1/4/24 12:21	1/2/24	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	27	28.14	1		1	D
1/3/24 18:31	6/2/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	3	4	P	4	10.20	0		0	I
1/2/24 16:37	12/28/23	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	19	9.43	2		2	I
1/2/24 15:53	12/28/23	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	5	P.dm	168	11.17	15	89	32	D
12/27/23 20:54	12/22/23	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	3	3	P	30	20.45	1	87	3	D
12/26/23 10:44	12/21/23	HYB	New America High Income Fund Inc		Fund	CEF	Closed-End Funds	3	4	P.m	58	6.97	8	57	23	D
12/21/23 18:48	10/30/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	6	6	P.m	334	7.80	43		43	D
12/21/23 16:03	12/21/23	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	1	3	P	32	21.55	2	15	12	D
12/21/23 15:46	12/20/23	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	5	8	P	152	9.20	17	83	37	D
12/18/23 17:30	12/15/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	14.94	1	48	3	D
12/15/23 13:40	12/15/23	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	3	6	P.m	50	14.56	3	999%	4	D
12/15/23 10:29	12/14/23	UTF	Cohen & Steers Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	7	20.26	0	37	1	D
12/14/23 17:37	12/13/23	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	16	P.m	5,435	8.45	643	26	3,114	I
12/14/23 17:28	12/13/23	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	7	P.m	1,686	9.93	170	21	962	I
12/13/23 18:32	12/11/23	PFL	Pimco Income Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	100	8.12	12		12	I
12/13/23 13:02	12/22/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	2	7	P	102	6.90	15	1	1,086	D
12/12/23 14:48	12/11/23	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	65	17.31	4		4	D
12/7/23 17:21	12/7/23	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	227	12.16	19	234	27	D
12/7/23 17:05	12/7/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	120	15.00	8		8	D
12/7/23 16:57	12/7/23	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	3	3	P	145	11.02	13	13	117	D
12/7/23 14:24	12/5/23	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	50	P.m	36,535	30.88	1,183	65	3,007	I
12/7/23 14:14	12/5/23	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.		Fund	CEF	Closed-End Funds	1	26	P.m	13,257	31.53	420	60	1,124	I
12/7/23 14:12	12/5/23	CEM	Clearbridge Mlp & Midstream Fund Inc.		Fund	CEF	Closed-End Funds	1	28	P.m	30,122	35.79	842	62	2,190	I
12/7/23 11:33	12/5/23	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	2	2	P	39	30.11	1	158	2	D
12/7/23 11:33	12/5/23	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	4	6	P.m	1,353	38.32	35		35	D
12/6/23 17:00	12/6/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	5	P.m	506	4.01	126	12	1,193	D
11/27/23 18:59	11/22/23	PTY	Pimco Corporate & Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	102	13.61	8		8	I
11/24/23 16:54	7/24/23	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	2	4	P	20,837	10.80	1,930	227	2,779	D
11/22/23 15:07	11/22/23	IGD	Voya Global Equity Dividend & Premium Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	5	4.92	1	50	3	D
11/22/23 14:55	11/22/23	IHD	Voya Emerging Markets High Dividend Equity Fund		Fund	CEF	Closed-End Funds	1	1	P	5	4.97	1	50	3	D
11/22/23 11:14	11/21/23	EDI	Virtus Stone Harbor Emerging Markets Total Income Fund		Fund	CEF	Closed-End Funds	2	2	P	19	5.40	4		4	D
11/22/23 11:13	11/21/23	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	2	2	P	16	4.53	4		4	D
11/17/23 18:37	11/17/23	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	74	9.30	8		8	D
11/16/23 17:51	11/14/23	PDO	Pimco Dynamic Income Opportunities Fund		Fund	CEF	Closed-End Funds	4	4	P.m	1,866	13.09	143	59	385	D
11/13/23 18:58	4/6/23	CMU	Mfs High Yield Municipal Trust		Fund	CEF	Closed-End Funds	1	12	P.m	1,575	3.17	497	17	3,352	I
11/13/23 08:36	11/10/23	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	1	2	P	25	10.19	3		3	D
11/13/23 08:35	11/10/23	NRK	Nuveen New York Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	9.31	1		1	D
11/9/23 11:05	11/8/23	CXH	Mfs Investment Grade Municipal Trust		Fund	CEF	Closed-End Funds	1	1	P	1,661	7.79	213	44	695	I
11/8/23 17:51	11/8/23	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	20	13.03	2		2	D
11/7/23 15:14	11/6/23	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	3	6	P	210	13.40	16	10	179	D
11/2/23 16:53	10/31/23	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	2	P.a	68,000	10.55	6,447	96	13,167	I
11/2/23 16:30	9/28/23	BGB	Blackstone Strategic Credit 2027 Term Fund		Fund	CEF	Closed-End Funds	2	3	P.m	366	10.65	34	999%	35	D
11/1/23 14:32	10/30/23	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	3	8	P.m	205	8.79	23	24	121	D
10/30/23 11:16	10/26/23	NRGX	Pimco Energy & Tactical Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	46	P.m	42,488	16.71	2,543	57	7,035	I
10/27/23 16:51	10/27/23	RIV	Rivernorth Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	42	10.42	4		4	D
10/26/23 18:46	10/26/23	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	2	10	P	29	15.88	2	55	5	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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