Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	1	2	P	58,362	19.99	2,919	104	5,727	D
7/26/24 10:55	6/16/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	7	356	P.m	181	1.77	102	20	615	D
7/25/24 17:57	7/24/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	25	P.m	4,931	8.03	614	26	2,990	I
7/25/24 17:48	7/23/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	65	P.m	225,074	7.25	31,063	136	53,966	I
7/25/24 17:43	7/23/24	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	18	P.m	6,309	7.50	842	94	1,738	I
7/25/24 16:55	7/24/24	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	3	6	P.m	9,234	9.54	968	56	2,693	I
7/25/24 16:06	7/23/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	5	P.m	6,841	9.98	686	38	2,478	I
7/25/24 12:31	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	9	19	P	26,983	10.03	2,689	999%	2,701	D
7/24/24 16:16	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	7	13	P	2,147,680	687.96	3,122		59	D
7/24/24 13:24	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	7	P	1,355	38.33	35		35	D
7/23/24 12:19	7/22/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	2	14	P.m	5,923	23.36	254	10	2,819	I
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	2	3	P	47	15.73	3		3	D
7/22/24 12:33	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	2	3	P	68,190	10.55	6,465	94	13,328	D
7/22/24 12:30	7/19/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	2	P.m	276	14.13	20		20	D
7/22/24 12:27	7/19/24	CETFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	2	5	P	20,937	10.80	1,939	229	2,788	D
7/22/24 12:20	7/19/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	4	4	P	17,149	16.62	1,032	68	2,545	D
7/19/24 14:33	7/16/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	3	P	1	0.0378	39	2	2,558	M
7/18/24 14:58	7/16/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	3	3	P	28	12.61	2	269	3	D
7/18/24 14:57	7/16/24	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	4	4	P	70	19.36	4	657	4	D
7/18/24 14:56	6/26/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	6	25	P.m	11,199	13.29	843	30	3,632	I
7/18/24 14:54	7/16/24	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	6	7	P	363	16.00	23	14	183	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	4	P	83	2.40	35	80	78	D
7/17/24 17:23	7/15/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	7	13	P	24,541	10.42	2,355	386	2,965	D
7/16/24 20:31	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	4	10	P.m	3,278	10.13	324	460	394	D
7/16/24 14:23	7/15/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	3	5	P	1,956	10.43	188		188	I
7/15/24 17:20	7/11/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	6	P.m	848	11.39	74	4	1,763	I
7/15/24 17:11	7/11/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	27	P.m	8,995	7.94	1,133	48	3,499	I
7/12/24 13:27	7/10/24	IFN	India Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	17.97	1		1	D
7/12/24 13:27	7/10/24	FCO	Abrdn Global Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	6	5.92	1		1	D
7/12/24 13:26	7/10/24	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	4	4.40	1		1	D
7/12/24 13:04	7/11/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	16	P	346	0.4850	713	25	3,602	D
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	7	12	P	326	16.20	20	74	47	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	1	1	P	5,010	19.96	251	48	771	D
7/5/24 13:04	6/20/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	2	4	P	150	16.93	9	884	10	D
7/2/24 12:16	7/2/24	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	P	257	12.18	21	352	27	D
7/2/24 12:06	7/2/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	4	5	P	395	11.24	35	833	39	D
7/1/24 17:31	6/28/24	HGLB	Highland Global Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	50	7.47	7		7	D
7/1/24 17:00	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	5	10	P.m	250	6.39	39	15	303	D
6/28/24 16:26	6/26/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	2	3	P	7,175	99.94	72		72	D
6/28/24 16:03	6/28/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	3	7	P	293	25.54	11	2	625	D
6/27/24 14:21	5/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	5	P	56,500	10.11	5,588	999%	5,598	D
6/26/24 16:57	3/17/23	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	3	4	P	166	13.47	12	10	134	I
6/25/24 17:45	6/24/24	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	1	6	P.m	2,530	10.92	232	8	3,149	I
6/24/24 17:19	6/21/24	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.25	1	6	17	D
6/24/24 17:19	6/21/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	2	4	P.m	400	13.91	29	999%	29	D
6/24/24 16:30	10/30/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	6	7	P.m	384	7.88	49		49	D
6/24/24 16:03	6/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	4	18	P.m	7,415	5.73	1,295	2	74,954	D
6/24/24 12:18	5/31/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	4	33	P.m	5,511	12.70	434	8	5,776	D
6/21/24 16:45	6/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	3	13	P.m	2,175	40.90	53	12	484	D
6/21/24 16:18	6/14/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	5	10	P.m	8,474	15.34	552	8	7,816	D
6/20/24 13:00	6/18/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	2	8	P	40	24.95	2	18	10	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	3	3	P	2,100	20.00	105		105	D
6/18/24 14:47	6/18/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	4	6	P	1,532	14.30	107	383	135	D
6/18/24 08:25	6/17/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	2	P	18	7.30	2	999%	2	D
6/17/24 10:20	6/14/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	16	P	606	28.24	21	5	425	D
6/14/24 13:25	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	3	6	P	367	17.36	21	71	51	D
6/12/24 14:57	6/11/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	7	P	255	21.33	12	320	16	D
6/12/24 11:41	6/11/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	5	22.73	0		0	D
6/11/24 17:00	5/24/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	9	39	P	5,534	4.62	1,199	187	1,838	I
6/11/24 16:53	5/25/23	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	3	3	P.m	16,531	16.01	1,033	7	15,051	D
6/11/24 16:47	5/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	6	15	P.m	701	19.43	36	31	153	I
6/11/24 16:26	6/7/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	6	9	P.m	6,530	11.81	553	6	10,025	D
6/11/24 16:14	6/5/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	2	4	P	163	11.34	14	4	338	D
6/7/24 16:44	5/28/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	3	3	P	119	11.43	10	17	70	D
6/5/24 14:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	234,000	10.18	22,986		13,987	D
6/3/24 17:15	6/3/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	31	P.m	20,842	11.33	1,840	44	5,980	I
6/3/24 12:20	6/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	3	5	P	10,199	10.22	998	83	2,198	D
5/31/24 12:43	6/20/23	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	4	15	P.m	1,212	12.87	94	235	134	D
5/29/24 13:00	5/28/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	10	22	P.m	428	10.04	43	18	277	D
5/29/24 08:01	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	3	3	P	50,035	5.40	9,266	999%	9,725	M
5/24/24 15:33	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	3	5	P	208	8.78	24	12	227	D
5/23/24 10:49	5/22/24	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	1	2	P	35,000	25.00	1,400	70	3,400	D
5/22/24 16:30	3/13/23	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	3	3	P.m	275	19.82	14	81	31	D
5/22/24 16:17	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	6	10	P	4,313,856	75.82	56,897		3,099	D
5/22/24 10:31	5/20/24	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P	70	5.30	13	739	15	D
5/17/24 13:11	5/15/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	22	P.m	4,716	9.93	475	20	2,883	I
5/17/24 13:07	5/15/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	33	P.m	15,608	11.18	1,396	37	5,171	I
5/17/24 12:23	5/17/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	4	P	85	22.84	4	999%	4	D
5/14/24 13:48	5/10/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	14	P.m	6,280	17.50	359	14	2,920	I
5/13/24 16:51	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	4	4	P	1,087	10.01	109		109	D
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	8	P.m	196	7.02	28	3	1,098	I
5/10/24 13:20	5/9/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	8	13	P	923	7.90	117	199	175	D
5/10/24 10:33	5/9/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	16	P.m	5,809	10.18	571	20	3,423	I
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P.e	61	13.94	4		3	D
5/7/24 16:51	5/6/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	3	11.20	0	34	1	D
5/7/24 16:45	5/6/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	55	11.16	5	99	10	D
5/7/24 16:38	5/6/24	PSF	Cohen & Steers Select Preferred & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	5	18.63	0	44	1	D
5/7/24 16:38	5/6/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	10	13.98	1	41	2	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	1	8	P	742	4.95	150	75	350	D
5/2/24 17:38	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	3	6	P.m	1,274	14.94	85	111	162	D
5/2/24 15:24	5/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	6	P	27	11.48	2	108	5	D
5/2/24 14:18	3/27/23	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	3	9	P.m	347	35.87	10	6	168	D
5/1/24 17:56	3/12/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	15	10.15	1	5	29	D
4/30/24 17:31	10/5/17	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	P	1	15.48	0		0	D
4/30/24 17:27	4/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	3	43	P.m	141,173	14.60	9,673	89	20,544	I
4/30/24 12:16	4/30/24	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	1	8	P	942	6.27	150	52	440	D
4/23/24 16:36	9/14/23	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	6	7	P	29,248	21.76	1,344	40	4,682	D
4/19/24 09:01	5/18/23	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	2	2	P	76	12.34	6	14	50	D
4/18/24 12:59	4/16/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	52	P.m	9,106	11.31	805	57	2,219	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	40	P.m	23,217	11.27	2,061	65	5,240	I
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	1	2	P.m	54	10.83	5	999%	5	D
4/11/24 19:32	4/9/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	4	6	P	130	10.16	13	84	28	D
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	4	4	P	78	10.36	8	26	36	M
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	3	6	P	769	17.17	45	94	92	D
4/4/24 14:13	4/4/24	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.60	1		1	D
4/3/24 13:49	4/1/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	1	17	P.m	5,193	10.58	491	42	1,651	I
4/3/24 13:45	4/1/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	101	P.m	280,654	15.71	17,861	165	28,658	I
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	3	30	P	730	13.97	52	195	79	D
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	66	11.04	6		6	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	4	10	P.m	64	8.50	8	5	175	D
3/27/24 10:55	3/15/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	2	2	P	105	26.89	4	56	11	D
3/26/24 18:30	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	6	12	P	110	5.28	21	16	149	D
3/26/24 18:27	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	6	10	P	303	6.15	49	38	180	D
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	13	P.m	1,862	12.04	155	48	477	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	49,900	10.00	4,990	999%	4,993	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	2	16.10	0	0	169	D
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	108	14.77	7	28	33	D
3/22/24 14:55	3/21/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	93	9.25	10	26	48	D
3/20/24 12:03	3/19/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	27	P.m	15,828	11.36	1,393	42	4,749	I
3/20/24 11:38	3/19/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	23	P.m	1,931	6.50	297	14	2,377	I
3/18/24 19:14	3/9/23	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	3	8	P.m	280	13.38	21	1	2,111	I
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	3	4	P.m	75	9.90	8	61	20	D
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	23.58	0		0	D
3/14/24 16:05	2/9/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	4	16	P.m	1,136	5.75	198	12	1,846	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	6	13	P.m	211	13.40	16	18	102	D
3/12/24 18:08	3/11/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	23	P.m	6,750	9.90	682	33	2,758	I
3/12/24 17:53	3/11/24	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	1	26	P.m	3,707	8.39	442	38	1,598	I
3/12/24 17:35	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	32	P.m	80,945	15.10	5,361	49	16,334	I
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	363	8.31	44	140	75	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	1	12.89	0		0	D
3/11/24 17:28	3/11/24	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	72	6.95	10	999%	11	D
3/11/24 17:26	3/8/24	DLY	Doubleline Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	1	15.77	0		0	D
3/11/24 13:42	3/8/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	1	1	P	43	11.77	4	2	156	D
3/7/24 17:37	3/5/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	5	6	P	1,213	13.29	91	33	364	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	4	5	P	13,247	16.45	805	34	3,145	I
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	4	15	P.m	206	4.87	42	17	289	D
3/4/24 17:51	2/29/24	AFT	Apollo Senior Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	209	14.25	15	147	25	I
2/26/24 19:24	2/23/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	2	4	P	2	0.9140	2	0	2,431	D
2/26/24 12:43	2/23/24	EOD	Allspring Global Dividend Opportunity Fund		Fund	CEF	Closed-End Funds	3	7	P	73	4.37	17	119	31	D
2/23/24 17:00	2/23/24	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	1	3	P	68	34.13	2	200	3	D
2/23/24 12:46	2/22/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	2	3	P	5	7.93	1	0	4,956	D
2/23/24 12:27	2/22/24	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	3,013	50.30	60	77	138	D
2/23/24 12:14	2/22/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	2	P	5	7.98	1	6	11	D
2/23/24 12:02	2/22/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	2	P	5	15.42	0	84	1	D
2/22/24 17:06	2/22/24	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	3.72	0		0	D
2/22/24 16:50	2/22/24	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.55	0		0	D
2/22/24 16:09	2/22/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	0	3.64	0		0	D
2/22/24 15:18	2/22/24	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	1	1	P	0	5.57	0		0	D
2/21/24 13:54	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	4	5	P	206	27.28	8	999%	8	D
2/14/24 18:53	2/13/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	13,021	9.38	1,389		150	D
2/14/24 16:05	2/12/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	4	5	P.m	113	18.90	6	27	28	D
2/13/24 19:26	12/7/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	2	3	P	18,191	10.05	1,810	747	2,052	D
2/13/24 17:23	2/12/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	10.04	25		25	D
2/9/24 19:26	2/7/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	75	10.25	7		7	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	4	4	P	99	38.21	3	18	17	D
2/2/24 14:40	1/31/24	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	2	4	P	1,151	24.93	46		46	D
1/29/24 14:43	1/29/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	1	1	P	30,000	18.05	1,662	32	6,810	D
1/26/24 20:19	1/24/24	PAXS	Pimco Access Income Fund		Fund	CEF	Closed-End Funds	3	3	P	129	14.87	9	12	80	D
1/26/24 20:18	1/24/24	PMX	Pimco Municipal Income Fund III		Fund	CEF	Closed-End Funds	2	2	P	38	7.07	5	462	7	D
1/26/24 20:17	1/24/24	PML	Pimco Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	20	8.15	3		3	D
1/26/24 20:16	1/24/24	PNF	Pimco New York Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20	7.69	3		3	D
1/26/24 20:12	1/24/24	PNI	Pimco New York Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	10	7.36	1	122	3	D
1/26/24 18:18	1/24/24	PFLEX	Pimco Flexible Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2,000	6.87	291	30	1,256	D
1/24/24 17:01	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	196	20.67	10		10	D
1/24/24 16:14	1/22/24	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	P	17	16.81	1	19	6	D
1/22/24 14:04	1/22/24	JGH	Nuveen Global High Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	12.13	16		16	D
1/16/24 17:41	1/5/24	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	20	9.92	2		1	D
1/16/24 17:34	1/5/24	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P	8	8.49	1		1	D
1/16/24 17:31	1/5/24	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	1	1	P	9	8.60	1		1	D
1/11/24 16:50	1/10/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	4	4	P	89	18.98	5	3	190	D
1/11/24 14:52	1/8/24	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	3	4	P	193	10.18	19		17	I
1/10/24 15:42	1/9/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	35.27	0	16	2	D
1/10/24 15:38	1/9/24	TTP	Tortoise Pipeline & Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	28.57	0	17	3	D
1/10/24 15:33	1/9/24	NDP	Tortoise Energy Independence Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	29.38	0	22	2	D
1/10/24 15:27	1/9/24	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	1	P	12	29.47	0	7	6	D
1/10/24 10:01	1/9/24	CIK	Credit Suisse Asset Management Income Fund Inc	MD	Fund	CEF	Closed-End Funds	1	2	P	20	3.03	7		7	D
1/9/24 13:59	1/4/24	ERH	Allspring Utilities & High Income Fund		Fund	CEF	Closed-End Funds	2	4	P	48	9.68	5		5	D
1/9/24 13:51	1/4/24	EAD	Allspring Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	4	P	41	6.38	7		7	D
1/9/24 13:43	1/4/24	ERC	Allspring Multi-Sector Income Fund		Fund	CEF	Closed-End Funds	2	4	P	47	9.13	5		5	D
1/9/24 10:01	1/8/24	DHY	Credit Suisse High Yield Bond Fund		Fund	CEF	Closed-End Funds	2	2	P	59	1.98	30	15	225	D
1/8/24 15:47	12/26/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	4	32	P.m	17,582	14.75	1,192	54	3,390	I
1/8/24 11:24	1/5/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	28	P.m	7,017	8.73	804	36	3,067	I
1/5/24 12:00	1/2/24	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	150	8.73	17	999%	17	I
1/4/24 14:32	1/2/24	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	2	P	26	19.40	1		1	D
1/4/24 14:22	1/2/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	27	10.77	3		3	D
1/4/24 14:14	1/2/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	2	2	P	27	13.33	2		2	D
1/4/24 14:03	1/2/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	2	2	P	27	14.57	2		2	D
1/4/24 13:51	1/2/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	2	2	P	27	14.78	2		2	D
1/4/24 13:43	1/2/24	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	2	2	P	27	13.30	2		2	D
1/4/24 13:32	1/2/24	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	2	2	P	27	11.18	2		2	D
1/4/24 13:20	1/2/24	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	27	10.69	3		3	D
1/4/24 12:21	1/2/24	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	27	28.14	1		1	D
1/3/24 18:31	6/2/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	3	4	P	4	10.20	0		0	I
1/2/24 16:37	12/28/23	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	19	9.43	2		2	I
1/2/24 15:53	12/28/23	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	3	P.dm	121	10.96	11	53	32	D
12/27/23 20:54	12/22/23	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	3	3	P	30	20.45	1	87	3	D
12/26/23 10:44	12/21/23	HYB	New America High Income Fund Inc		Fund	CEF	Closed-End Funds	2	3	P.m	44	7.02	6	86	14	D
12/18/23 17:30	12/15/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	14.94	1	48	3	D
12/15/23 13:40	12/15/23	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	3	5	P.m	24	12.79	2	109	4	D
12/15/23 10:29	12/14/23	UTF	Cohen & Steers Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	7	20.26	0	37	1	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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