Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
10/4/24 17:22	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	2	4	P.a	73,190	10.57	6,924	108	13,328	D
10/4/24 16:33	10/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	3	50	P.m	143,291	14.61	9,806	90	20,678	I
10/4/24 13:24	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	245	10.40	24	183	36	D
10/4/24 13:05	10/2/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	1	2	P	225	11.06	20	203	30	D
10/4/24 10:02	6/16/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	8	358	P.m	264	1.83	145	27	678	D
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	4	P	26	6.00	4	999%	4	D
10/3/24 13:00	10/1/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	84	P.m	238,617	7.25	32,899	144	55,820	I
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	4	7	P	240	9.09	26	5	522	D
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	4	9	P	2,032	14.45	141	502	169	D
10/1/24 17:20	1/26/23	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	3	5	P	1,164	24.94	47		47	D
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	4	30	P.m	5,490	12.69	433	8	5,777	D
9/30/24 12:03	9/27/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	3	3	P	35	8.78	4	0	1,415	I
9/30/24 12:00	9/26/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	15	P.m	8,753	10.07	869	49	2,657	I
9/30/24 11:57	9/26/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	2	24	P.m	7,838	23.24	337	13	2,903	I
9/27/24 16:42	9/26/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	14	P	341	0.5240	650	22	3,670	D
9/26/24 16:11	6/20/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	3	5	P	190	16.60	11	999%	12	D
9/26/24 15:08	9/24/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	15	P.m	7,079	17.69	400	16	2,962	I
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	3	P	78	17.97	4	47	14	D
9/23/24 14:37	5/24/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	9	41	P	5,583	4.63	1,206	189	1,845	I
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	2	8	P	45	24.06	2	21	11	D
9/20/24 16:20	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	6	10	P	6,461,256	89.53	72,167		3,379	D
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	5	6	P.m	17,238	16.62	1,037	69	2,551	D
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	1	1	P	15	40.32	0		0	D
9/19/24 16:01	9/17/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	4	34	P	35,259	5.28	6,679	10	75,006	D
9/19/24 15:26	9/17/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	2	P	60	27.20	2	999%	2	D
9/18/24 16:19	9/14/23	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	7	10	P	53,098	22.91	2,317	54	6,578	D
9/18/24 14:24	12/15/23	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	4	6	P.m	124	13.42	9	530	11	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	2	3	P.m	165	9.88	17	2	877	D
9/16/24 16:07	9/16/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	3	9	P	309	25.48	12	2	628	D
9/13/24 18:41	9/12/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	6	12	P	26,894	10.44	2,576	379	3,255	D
9/11/24 16:10	9/9/24	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11,000	25.00	440		40	I
9/11/24 16:10	5/31/23	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	21,005	24.99	841		94	D
9/11/24 16:09	5/31/23	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	2	2	P	20,005	24.99	801		111	D
9/11/24 13:59	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	4	11	P.m	3,328	10.14	328	466	399	D
9/10/24 17:00	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	5	6	P.m	501	9.56	52	29	230	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	415	10.10	41	151	68	D
9/10/24 09:54	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	4	8	P	1,374	38.36	36		36	D
9/10/24 09:48	9/9/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	3	3	P	58	33.34	2	213	3	D
9/9/24 17:10	5/25/23	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	3	20	P.m	25,931	15.59	1,664	12	15,682	D
9/6/24 15:02	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	5	7	P	56,550	10.11	5,593	999%	5,603	D
9/5/24 15:25	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	9	20	P	28,135	10.06	2,798		2,702	D
9/5/24 15:24	9/4/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	3	5	P	286	23.43	12	2	778	I
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	16	15.31	1	75	2	D
9/3/24 17:08	9/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	3	26	P	711	14.00	51	173	80	D
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	3	7	P	12,199	10.31	1,183	97	2,405	D
9/3/24 10:15	8/30/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	222	44.27	5	1	518	I
8/30/24 16:22	8/30/23	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	4	8	P.m	336	14.68	23	16	163	D
8/30/24 14:51	8/28/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	3	4	P	2,246	19.99	112		112	D
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	6	7	P	1,359	13.48	101	36	380	D
8/29/24 10:56	8/28/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	14	P.m	1,685	11.73	144	9	1,833	I
8/29/24 10:53	8/28/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	38	P.m	7,178	8.20	875	36	3,286	I
8/29/24 10:48	8/28/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	37	P.m	10,064	8.07	1,247	53	3,613	I
8/28/24 19:49	8/26/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	2	7	P.m	230	14.28	16	2	1,071	D
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	3	3	P	631	14.39	44	358	56	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	10	5.31	2	15	15	I
8/27/24 14:46	6/26/24	HQL	Abrdn Life Sciences Investors	PA	Fund	CEF	Closed-End Funds	6	26	P.m	11,209	13.29	843	30	3,632	I
8/27/24 12:30	8/26/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	10	24	P.m	441	10.45	42	16	306	D
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	19	2.86	7		7	D
8/23/24 20:01	8/21/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	3	6	P	2,206	10.59	208		208	D
8/22/24 10:16	8/20/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	2	2	P	91	11.19	8		8	I
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	6	P.m	552	4.00	138	13	1,210	D
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	5	P	92	22.94	4	999%	4	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	144	9.36	15	38	56	D
8/19/24 10:22	8/16/24	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	160	14.91	11	39	38	D
8/16/24 19:55	8/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	12	P.m	1,628	12.06	135	38	489	D
8/16/24 16:39	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	6	13	P	4,295,113	250.93	17,117		54	D
8/16/24 15:26	8/14/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	4	4	P	41	12.74	3	392	4	D
8/16/24 15:25	8/14/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	2	3	P	41	10.21	4	999%	4	D
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	7	8	P	2,225	10.19	218		218	D
8/15/24 07:55	8/13/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	2	2	P	65	19.79	3	4	89	I
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	551	11.51	48	27	223	I
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	2	P	664	13.02	51	81	114	D
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	4	5	P.m	325	7.57	43	17	295	D
8/12/24 17:49	8/9/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	5	5	P	139	18.94	7	4	192	D
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	5	13	P.m	699	19.49	36	40	126	D
8/9/24 16:30	8/7/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	3	3	P	311	20.72	15	96	31	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	7	8	P	521	18.28	28	11	293	D
8/7/24 16:20	8/5/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	2	2	P	120	12.03	10	6	173	I
8/6/24 17:55	4/1/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	1	1	P	50	20.07	2		2	D
8/6/24 14:52	8/5/24	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	3	8	P.m	9,256	9.53	972	56	2,697	I
8/5/24 15:09	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	3	3	P	174	10.89	16	10	169	I
7/31/24 13:14	7/29/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	4	P	4	0.1006	39	2	2,620	I
7/29/24 13:56	7/26/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	45	P.m	39,608	16.89	2,345	50	7,035	I
7/26/24 19:29	7/24/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	2	2	P	225	10.34	22		22	D
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	1	2	P	58,362	19.99	2,919	104	5,727	D
7/25/24 17:43	7/23/24	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	18	P.m	6,309	7.50	842	94	1,738	I
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	2	3	P	47	15.73	3		3	D
7/22/24 12:30	7/19/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	2	P.m	276	14.13	20		20	D
7/22/24 12:27	7/19/24	CETFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	2	5	P	20,937	10.80	1,939	229	2,788	D
7/18/24 14:57	7/16/24	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	4	4	P	70	19.36	4	657	4	D
7/18/24 14:54	7/16/24	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	6	7	P	363	16.00	23	14	183	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	4	P	83	2.40	35	80	78	D
7/12/24 13:27	7/10/24	IFN	India Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	17.97	1		1	D
7/12/24 13:27	7/10/24	FCO	Abrdn Global Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	6	5.92	1		1	D
7/12/24 13:26	7/10/24	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	4	4.40	1		1	D
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	3	3	P	144	17.47	8	74	19	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	1	1	P	5,010	19.96	251	48	771	D
7/2/24 12:16	7/2/24	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	P	257	12.18	21	352	27	D
7/2/24 12:06	7/2/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	3	4	P	394	11.24	35	899	39	D
7/1/24 17:31	6/28/24	HGLB	Highland Global Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	50	7.47	7		7	D
7/1/24 17:00	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	3	3	P	2	6.89	0	1	40	D
6/28/24 16:26	6/26/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	2	3	P	7,175	99.94	72		72	D
6/25/24 17:45	6/24/24	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	1	6	P.m	2,530	10.92	232	8	3,149	I
6/24/24 17:19	6/21/24	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.25	1	6	17	D
6/24/24 17:19	6/21/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	2	4	P.m	400	13.91	29	999%	29	D
6/24/24 16:30	10/30/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	6	7	P.m	384	7.88	49		49	D
6/21/24 16:45	6/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	3	13	P.m	2,175	40.90	53	12	484	D
6/21/24 16:18	6/14/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	4	9	P.m	8,372	15.36	545	8	7,809	D
6/18/24 08:25	6/17/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	2	P	18	7.30	2	999%	2	D
6/17/24 10:20	6/14/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	16	P	606	28.24	21	5	425	D
6/14/24 13:25	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	3	6	P	367	17.36	21	71	51	D
6/12/24 14:57	6/11/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	7	P	255	21.33	12	320	16	D
6/11/24 16:14	6/5/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	2	4	P	163	11.34	14	4	338	D
6/5/24 14:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	234,000	10.18	22,986		13,987	D
6/3/24 17:15	6/3/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	31	P.m	20,842	11.33	1,840	44	5,980	I
5/31/24 12:43	6/20/23	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	3	14	P.m	1,190	12.90	92	417	114	D
5/29/24 08:01	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	50,004	5.40	9,260	999%	9,695	M
5/23/24 10:49	5/22/24	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	1	2	P	35,000	25.00	1,400	70	3,400	D
5/22/24 10:31	5/20/24	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P	70	5.30	13	739	15	D
5/17/24 13:11	5/15/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	22	P.m	4,716	9.93	475	20	2,883	I
5/17/24 13:07	5/15/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	33	P.m	15,608	11.18	1,396	37	5,171	I
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	8	P.m	196	7.02	28	3	1,098	I
5/10/24 13:20	5/9/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	2	3	P	276	9.70	28	44	93	D
5/10/24 10:33	5/9/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	16	P.m	5,809	10.18	571	20	3,423	I
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P.e	61	13.94	4		3	D
5/7/24 16:51	5/6/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	3	11.20	0	34	1	D
5/7/24 16:45	5/6/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	55	11.16	5	99	10	D
5/7/24 16:38	5/6/24	PSF	Cohen & Steers Select Preferred & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	5	18.63	0	44	1	D
5/7/24 16:38	5/6/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	10	13.98	1	41	2	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	1	5	P	622	4.98	125	55	350	D
5/2/24 17:38	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	3	6	P.m	1,274	14.94	85	111	162	D
5/2/24 15:24	5/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	5	P.a	23	11.46	2	80	5	D
5/2/24 14:18	5/2/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	8	P	176	37.68	5	3	154	M
4/30/24 17:31	10/5/17	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	P	1	15.48	0		0	D
4/30/24 12:16	4/30/24	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	1	5	P	792	6.34	125	40	440	D
4/19/24 09:01	5/18/23	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	2	2	P	76	12.34	6	14	50	D
4/18/24 12:59	4/16/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	52	P.m	9,106	11.31	805	57	2,219	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	26	P.m	11,029	10.79	1,022	24	5,240	I
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P.m	27	10.70	3	100	5	D
4/11/24 19:32	4/9/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	3	5	P	113	9.88	11	75	27	D
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	4	4	P	78	10.36	8	26	36	M
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	3	6	P	769	17.17	45	94	92	D
4/4/24 14:13	4/4/24	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.60	1		1	D
4/3/24 13:49	4/1/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	1	17	P.m	5,193	10.58	491	42	1,651	I
4/3/24 13:45	4/1/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	2	92	P.m	267,136	15.73	16,984	145	28,658	I
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	4	10	P.m	64	8.50	8	5	175	D
3/26/24 18:30	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	6	12	P	110	5.28	21	16	149	D
3/26/24 18:27	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	6	10	P	303	6.15	49	38	180	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	49,900	10.00	4,990	999%	4,993	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	2	16.10	0	0	169	D
3/20/24 12:03	3/19/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	27	P.m	15,828	11.36	1,393	42	4,749	I
3/20/24 11:38	3/19/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	23	P.m	1,931	6.50	297	14	2,377	I
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	23.58	0		0	D
3/14/24 16:05	2/9/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	3	9	P.m	474	6.23	76	16	539	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	3	9	P.m	128	13.30	10	22	54	D
3/12/24 18:08	3/11/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	23	P.m	6,750	9.90	682	33	2,758	I
3/12/24 17:53	3/11/24	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	1	26	P.m	3,707	8.39	442	38	1,598	I
3/12/24 17:35	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	32	P.m	80,945	15.10	5,361	49	16,334	I
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	3	3	P	363	8.31	44	140	75	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	1	12.89	0		0	D
3/11/24 17:28	3/11/24	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	72	6.95	10	999%	11	D
3/11/24 17:26	3/8/24	DLY	Doubleline Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	1	15.77	0		0	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	4	5	P	13,247	16.45	805	34	3,145	I
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	3	13	P.m	159	4.78	33	27	156	D
3/4/24 17:51	2/29/24	AFT	Apollo Senior Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	209	14.25	15	147	25	I
2/26/24 19:24	2/23/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	2	4	P	2	0.9140	2	0	2,431	D
2/26/24 12:43	2/23/24	EOD	Allspring Global Dividend Opportunity Fund		Fund	CEF	Closed-End Funds	3	7	P	73	4.37	17	119	31	D
2/23/24 17:00	2/23/24	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	1	3	P	68	34.13	2	200	3	D
2/23/24 12:46	2/22/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	2	3	P	5	7.93	1	0	4,956	D
2/23/24 12:27	2/22/24	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	3,013	50.30	60	77	138	D
2/23/24 12:02	2/22/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	2	P	5	15.42	0	84	1	D
2/22/24 17:06	2/22/24	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	3.72	0		0	D
2/22/24 16:50	2/22/24	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.55	0		0	D
2/22/24 16:09	2/22/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	0	3.64	0		0	D
2/22/24 15:18	2/22/24	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	1	1	P	0	5.57	0		0	D
2/21/24 13:54	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	3	3	P	81	24.75	3	77	7	D
2/14/24 18:53	2/13/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	12,996	9.38	1,386		148	D
2/13/24 19:26	12/7/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	2	3	P	18,191	10.05	1,810	747	2,052	D
2/13/24 17:23	2/12/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	10.04	25		25	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	3	3	P	80	38.31	2	20	12	D
1/29/24 14:43	1/29/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	1	1	P	30,000	18.05	1,662	32	6,810	D
1/26/24 20:19	1/24/24	PAXS	Pimco Access Income Fund		Fund	CEF	Closed-End Funds	2	2	P	24	14.15	2	45	5	D
1/26/24 20:18	1/24/24	PMX	Pimco Municipal Income Fund III		Fund	CEF	Closed-End Funds	2	2	P	38	7.07	5	462	7	D
1/26/24 20:17	1/24/24	PML	Pimco Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	20	8.15	3		3	D
1/26/24 20:16	1/24/24	PNF	Pimco New York Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20	7.69	3		3	D
1/26/24 20:12	1/24/24	PNI	Pimco New York Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	10	7.36	1	122	3	D
1/26/24 18:18	1/24/24	PFLEX	Pimco Flexible Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2,000	6.87	291	30	1,256	D
1/24/24 17:01	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	196	20.67	10		10	D
1/24/24 16:14	1/22/24	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	P	17	16.81	1	19	6	D
1/22/24 14:04	1/22/24	JGH	Nuveen Global High Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	12.13	16		16	D
1/16/24 17:41	1/5/24	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	20	9.92	2		1	D
1/16/24 17:34	1/5/24	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P	8	8.49	1		1	D
1/16/24 17:31	1/5/24	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	1	1	P	9	8.60	1		1	D
1/11/24 14:52	1/8/24	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	3	4	P	193	10.18	19		17	I
1/10/24 15:38	1/9/24	TTP	Tortoise Pipeline & Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	28.57	0	17	3	D
1/10/24 15:33	1/9/24	NDP	Tortoise Energy Independence Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	29.38	0	22	2	D
1/10/24 15:27	1/9/24	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	1	P	12	29.47	0	7	6	D
1/10/24 10:01	1/9/24	CIK	Credit Suisse Asset Management Income Fund Inc	MD	Fund	CEF	Closed-End Funds	1	2	P	20	3.03	7		7	D
1/9/24 13:59	1/4/24	ERH	Allspring Utilities & High Income Fund		Fund	CEF	Closed-End Funds	2	4	P	48	9.68	5		5	D
1/9/24 13:51	1/4/24	EAD	Allspring Income Opportunities Fund		Fund	CEF	Closed-End Funds	2	4	P	41	6.38	7		7	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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