Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
5/14/24 16:12	5/14/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	2	3	P	226	18.85	12	22	66	I
5/14/24 16:01	5/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	4,405	5.48	804	1	66,180	D
5/14/24 14:30	5/13/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	5	6	P	76	10.94	7	7	112	D
5/14/24 13:50	5/10/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	2	10	P.m	7,960	13.19	603	23	3,217	I
5/14/24 13:48	5/10/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	14	P.m	6,280	17.50	359	14	2,920	I
5/14/24 10:35	5/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	2	63	P	7	1.63	5	1	598	M
5/13/24 16:51	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	4	4	P	1,087	10.01	109		109	D
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-28	13.90	-2	-100	0	D
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	2	P.m	98	7.13	14	1	1,098	I
5/10/24 13:20	5/9/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	273	9.73	28	43	93	D
5/10/24 10:39	5/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	4	S.m	-1,831	21.44	-85		7,034	I
5/10/24 10:33	5/9/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	10	P.m	4,559	10.26	444	15	3,423	I
5/9/24 18:08	3/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	2	8	P.m	48	16.65	3	4	80	D
5/9/24 15:02	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	4	8	P.m	3,024	10.10	299	425	370	D
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P.e	41	14.43	3	999%	3	D
5/7/24 17:23	5/3/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	8	P.m	1,978	10.12	196	7	2,876	I
5/7/24 17:18	5/3/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	10	P.m	2,554	11.99	213	4	5,973	I
5/7/24 17:16	5/3/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	12	P.m	4,741	11.71	405	9	5,163	I
5/7/24 17:12	5/3/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P	646	8.73	74	2	3,439	I
5/7/24 17:10	3/5/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	6	P.m	1,725	12.10	143	3	5,650	D
5/7/24 17:09	5/3/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P.m	1,088	7.88	138	5	2,751	I
5/7/24 16:51	5/6/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	3	11.20	0	34	1	D
5/7/24 16:45	5/6/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P	55	11.16	5	99	10	D
5/7/24 16:38	5/6/24	PSF	Cohen & Steers Select Preferred & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	3	19.41	0	20	1	D
5/7/24 16:38	5/6/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	10	13.98	1	41	2	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	347	4.96	70	25	350	D
5/2/24 17:38	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	2	2	P	276	15.50	18	170	28	D
5/2/24 15:24	5/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	11.71	1	12	5	D
5/2/24 14:49	5/1/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	23.07	1	8	14	D
5/2/24 14:18	5/2/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	4	P	81	40.32	2	1	154	M
5/1/24 17:56	3/12/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	214	10.11	21	4	501	D
4/30/24 17:31	10/5/17	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	P	1	15.48	0		0	D
4/30/24 17:27	4/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	2	11	P.m	22,489	16.16	1,391	7	20,542	I
4/30/24 12:16	4/30/24	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	1	2	P	446	6.38	70	19	440	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-3,171	9.30	-341	-100	0	D
4/25/24 16:19	4/23/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	1	1	P	25	15.50	2		2	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	1	S	-16	12.55	-1	0	255	D
4/23/24 16:36	4/11/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	1	2	P	1,548	8.57	181	999%	186	D
4/23/24 10:45	4/22/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	71	17.69	4	400	5	D
4/22/24 21:10	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	10.48	95	46	301	D
4/19/24 09:01	4/18/24	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	P	70	12.39	6	14	46	D
4/18/24 12:59	4/16/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	13	P.m	2,607	12.03	217	11	2,219	I
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	2	4	S.m	-19,235	25.35	-759		2,602	I
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	2	2	S	-2	3.61	-1	0	1,935	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	7	P.m	2,136	11.69	183	4	5,240	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	7	S.m	-2,136	11.69	-183		5,240	I
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	3	5	P	1,336	14.35	93	333	121	D
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	3	S	-63	15.68	-4		170	I
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	1	1	P	3	12.53	0	24	1	D
4/12/24 09:21	4/9/24	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	12	19.54	1	109	1	D
4/12/24 09:19	4/9/24	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	1	1	P	9	16.42	1	95	1	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P.m	27	10.70	3	100	5	D
4/11/24 19:32	4/9/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	28	9.42	3	60	8	D
4/11/24 18:08	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	5	6	S	-646	25.39	-25		518	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	3	S	-227	17.49	-13		15	D
4/10/24 12:34	4/9/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	2	P	30,000	10.00	3,000	999%	3,010	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	90	14.46	6	38	23	I
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	43	10.52	4	67	10	M
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	11.19	1		1	D
4/4/24 14:13	4/4/24	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.60	1		1	D
4/3/24 16:43	2/22/24	GNT.B	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	8,700	10.00	870		870	M
4/3/24 13:49	4/1/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	1	5	P.m	586	11.08	53	3	1,651	I
4/3/24 13:45	4/1/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	15	P.m	40,189	17.02	2,361	9	28,553	I
4/3/24 13:33	4/1/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	13	P.m	31,450	8.04	3,912	8	52,103	I
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	200	10.40	19		19	D
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	3	14.65	0	2	11	D
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	66	11.04	6		6	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	2	2	P	14	7.85	2	17	12	D
3/27/24 10:55	3/25/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	1	P	50	26.46	2		2	D
3/26/24 18:30	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	4	5	P	55	5.42	10	8	138	D
3/26/24 18:27	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	3	3	P	53	6.96	8	103	15	D
3/26/24 11:14	3/25/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	0	0.00	30	109	59	I
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	3	P	534	11.64	46	11	477	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	4	P	49,900	10.00	4,990	999%	4,993	D
3/25/24 09:59	3/21/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P.m	216	13.70	16		16	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	2	16.10	0	0	169	D
3/22/24 16:21	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	4	4	P	141	5.86	24	3	837	I
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	108	14.77	7	28	33	D
3/22/24 14:55	3/21/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	93	9.25	10	26	48	D
3/21/24 12:21	3/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	5	23.21	0	3	7	D
3/20/24 12:03	3/19/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	1	P	336	11.93	28	1	4,749	I
3/20/24 11:57	3/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	3	P	412	11.11	37	2	1,726	I
3/20/24 11:38	3/19/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	3	P.m	340	6.71	51	2	2,377	I
3/18/24 19:14	3/14/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	1	1	P	50	14.91	3	0	884	D
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	2	2	P.m	39	9.59	4	58	11	D
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	23.58	0		0	D
3/15/24 17:10	3/13/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	2	6	M.dm	6,252	7.71	811	12	7,752	I
3/14/24 16:05	3/12/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	2	2	P	84	6.83	12	4	287	D
3/13/24 18:47	3/11/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	4	P.m	1,121	44.99	25	13	210	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	2	P.m	42	13.95	3	14	25	D
3/13/24 11:24	3/12/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	2	P	25	0.5392	46	1	3,566	D
3/12/24 18:08	3/11/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	3	P.m	435	10.56	41	2	2,758	I
3/12/24 17:53	3/11/24	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	1	4	P.m	120	8.86	13	1	1,598	I
3/12/24 17:35	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	6	P.m	29,110	15.69	1,856	13	16,334	I
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	108	8.67	12		12	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	1	12.89	0		0	D
3/11/24 17:28	3/11/24	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	57	7.19	8		8	D
3/11/24 17:26	3/8/24	DLY	Doubleline Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	1	15.77	0		0	D
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	2	2	S.m	-1,529	45.64	-34		237	D
3/11/24 13:42	3/8/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	1	1	P	43	11.77	4	2	156	D
3/7/24 17:37	3/5/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	45	15.07	3	93	6	D
3/7/24 16:54	2/29/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	1	4	P.m	294	12.59	23	84	51	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	1	P	247	16.44	15	17	101	I
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	5.08	2	6	32	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S.m	-210	15.14	-14	-100	0	I
3/4/24 17:51	2/29/24	AFT	Apollo Senior Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	209	14.25	15	147	25	I
3/1/24 18:05	2/29/24	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	2	2	P	6,100	10.00	610	305	810	M
3/1/24 16:54	2/29/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	2	2	P	6,000	99.93	60		60	M
3/1/24 16:13	2/26/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	1	1	P	2	18.50	0	2	6	D
2/26/24 19:24	2/23/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	2	4	P	2	0.9140	2	0	2,431	D
2/26/24 12:43	2/23/24	EOD	Allspring Global Dividend Opportunity Fund		Fund	CEF	Closed-End Funds	1	3	P	36	4.54	8	57	22	D
2/23/24 17:00	2/23/24	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	1	1	P	20	39.13	1	20	3	D
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-93	9.19	-10		497	D
2/23/24 12:46	2/22/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	1	1	P	0	7.91	0		0	D
2/23/24 12:27	2/22/24	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	13.32	0		0	D
2/23/24 12:14	2/22/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	P	0	8.16	0		0	D
2/22/24 17:06	2/22/24	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	3.72	0		0	D
2/22/24 16:50	2/22/24	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.55	0		0	D
2/22/24 16:18	2/22/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	22.42	0		0	D
2/22/24 15:40	2/22/24	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	5.53	0		0	D
2/22/24 15:18	2/22/24	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	1	1	P	0	5.57	0		0	D
2/21/24 13:54	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	2	2	P	75	24.55	3	79	7	D
2/16/24 15:08	2/16/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	7	22.44	0	50	1	D
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.07	-1		1	D
2/15/24 17:07	2/13/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	1	1	S	-42	10.33	-4	0	1,990	I
2/15/24 11:11	2/14/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.89	-1		2	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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