HRZN - Horizon Technology Finance Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	64	0	1	1	2	3	7	2
P	%wins				69	70	65	73	59	59	66
S	%ret	1	1	2	-1	-4	-1	2	-8	-1	-2
S	%wins				100	50	50	50	50	50	58

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/11/24 13:42	3/8/24	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	43	11.77	0	4	2	156	D
12/21/22 14:06	12/20/22	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	201	11.03	0	18	14	145	D
12/12/22 09:30	12/9/22	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO,CB	P	60	13.03	0	5	3	182	M
12/7/22 10:27	12/6/22	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	52	12.90	0	4	3	126	D
11/17/22 11:07	11/16/22	HRZN	Fund	CEF	Closed-End Funds	Trolio Daniel R.	CT	O	EVP,CFO	P	10	13.04	0	1	47	2	D
9/30/22 08:34	9/29/22	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	5	9.88	0	1	7	7	D
6/22/22 11:42	6/21/22	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	45	11.30	0	4	2	170	D
5/17/22 14:35	5/16/22	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	122	12.23	0	10	25	50	D
5/12/22 17:12	5/12/22	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	59	11.82	0	5	14	40	D
5/11/22 15:40	5/10/22	HRZN	Fund	CEF	Closed-End Funds	Trolio Daniel R.	CT	O	CFO	P	5	12.00	0	0	37	2	D
5/11/22 13:14	5/9/22	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	37	12.06	0	3	3	122	D
5/9/22 15:40	5/6/22	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	63	12.69	0	5	3	163	M
12/7/21 09:49	12/6/21	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	50	16.11	0	3	2	153	M
12/6/21 15:32	12/6/21	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	55	15.87	0	3	3	117	D
5/6/21 13:23	5/6/21	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	51	16.34	0	3	2	144	M
5/5/21 15:34	5/4/21	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	40	16.19	0	3	2	113	D
3/9/21 15:44	3/5/21	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P.a	66	13.25	0	5	4	139	D
3/8/21 13:06	3/5/21	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	150	13.30	0	11	11	110	D
3/8/21 10:02	3/5/21	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	66	13.25	0	5	5	103	D
6/4/20 17:11	6/4/20	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	117	11.70	0	10	9	125	D
6/3/20 12:42	6/2/20	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	170	11.38	0	15	18	96	D
5/6/20 13:45	5/5/20	HRZN	Fund	CEF	Closed-End Funds	Trolio Daniel R.	CT	O	SVP,CFO	P	5	9.31	0	1	127	1	D
3/31/20 15:45	3/31/20	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	55	8.43	0	7	23	35	D
3/25/20 14:56	3/25/20	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	18	8.91	0	2	8	29	D
3/20/20 10:57	3/20/20	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	61	7.57	0	8	43	27	D
3/18/20 17:53	3/18/20	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	24	5.98	0	4	4	111	D
3/16/20 12:55	3/12/20	HRZN	Fund	CEF	Closed-End Funds	Sarsynski Elaine A	CT	D		P	19	9.64	0	2	40	7	D
3/16/20 11:33	3/13/20	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	51	10.68	0	5	5	107	M
3/12/20 16:56	3/11/20	HRZN	Fund	CEF	Closed-End Funds	Trolio Daniel R.	CT	O	VP,CFO	P	5	11.83	0	0	New	0	D
8/15/19 09:33	8/14/19	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	42	12.00	0	4	5	78	D
8/7/19 14:47	8/7/19	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	68	12.14	0	6	6	97	M
5/13/19 16:10	5/13/19	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	59	11.70	0	5	6	89	M
5/13/19 13:39	5/9/19	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	10	11.65	0	1	1	74	D
5/18/18 14:33	5/18/18	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	151	10.08	0	15	27	71	D
5/8/18 14:41	5/7/18	HRZN	Fund	CEF	Closed-End Funds	Sarsynski Elaine A	CT	D		P	30	10.00	0	3	150	5	D
3/16/18 11:07	3/15/18	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	106	10.60	0	10	118	19	D
11/28/17 15:07	11/28/17	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	9	11.07	0	1	1	73	M
5/23/17 13:24	5/22/17	HRZN	Fund	CEF	Closed-End Funds	Sarsynski Elaine A	CT	D		P	22	11.21	0	2	New	2	D
5/8/17 17:14	5/8/17	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	79	11.27	1	7	467	9	D	0	11	13	1	5	-2	-1	0	0	1
11/8/16 14:45	11/7/16	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	44	10.50	1	4	7	63	M	-7	9	-3	-21	-22	-22	-21	0	3	4	9	14	15
9/21/16 12:15	9/19/16	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	3	13.42	1	0	0	51	I	21	54	24	16	0	0	1	3	1	1	1	-18	-17
3/28/16 12:23	3/23/16	HRZN	Fund	CEF	Closed-End Funds	Savage Joseph J	CT	D		P	17	11.57	1	2	New	2	D	10	-8	21	1	21	0	-5	-4	1	6	6	11	30	9
3/21/16 14:37	3/17/16	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P.m	23	11.67	1	2	4	49	M	11	-7	22	-1	19	7	0	-2	1	-1	3	7	22	5
3/17/16 09:52	3/16/16	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	23	11.50	1	2	4	56	D	12	-8	23	7	20	15	0	-1	1	-2	2	5	20	1
12/21/15 15:27	12/21/15	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	20	11.16	1	2	4	52	D	-1	-10	-6	18	7	-6	-1	2	-1	9	-13	5	13	7
12/21/15 15:25	12/18/15	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	51	11.54	1	4	10	47	D	-1	-10	-6	18	7	-6	-1	2	-1	9	-13	5	13	7
11/10/15 15:46	11/9/15	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	49	10.80	0	5	12	42	D	-4	-15	-19	3	21	9	13	4	3	11	8	-7	13	12
11/9/15 16:38	11/9/15	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	54	10.86	0	5	11	49	D	-5	-15	-18	0	19	8	11	7	3	5	8	-10	12	9
8/25/15 14:49	8/25/15	HRZN	Fund	CEF	Closed-End Funds	Mathieu Christopher M.	CT	O	SVP,CFO,	P	30	10.00	1	3	23	16	D	-7	-20	-23	-25	-16	-1	-5	-5	-3	2	-4	19	4	50
8/25/15 14:48	8/24/15	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	5	10.27	1	1	13	4	D	-7	-20	-23	-25	-16	-1	-5	-5	-3	2	-4	19	4	50
8/18/15 11:15	8/17/15	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	11	11.00	1	1	3	37	D	0	-12	-15	-18	-8	11	5	3	-2	-8	-10	3	-5	37
8/11/15 13:15	8/10/15	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	6	11.18	1	1	15	4	D	-3	-10	-16	-18	-11	-5	6	2	-2	3	-7	0	-9	39
8/10/15 10:31	8/7/15	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	44	10.96	1	4	10	43	D	-5	-11	-18	-20	-14	-8	5	3	2	2	-5	2	-5	42
6/9/15 16:02	6/9/15	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	27	13.54	1	2	6	38	D	19	10	1	-2	-4	-4	-5	-5	0	-1	-9	-22	-6	1
6/9/15 13:37	6/8/15	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P.a	7	13.51	1	1	2	36	D	19	10	1	-2	-4	-4	-5	-5	0	-1	-9	-22	-6	1
4/1/15 10:49	3/31/15	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	21	13.92	1	2	5	36	M	20	22	4	1	-1	0	0	1	1	1	3	-6	-31	-5
3/26/15 16:43	3/26/15	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P	14	13.67	1	1	15	7	D	15	19	3	1	-1	-2	-4	-1	2	2	5	-5	-24	-8
3/24/15 17:19	3/24/15	HRZN	Fund	CEF	Closed-End Funds	Anholt Investments Ltd.	D0	T		S	-5,301	13.95	1	-380	-30	891	I	16	20	4	1	1	-1	-2	-3	-1	1	3	-4	-24	-6
12/15/14 10:57	12/12/14	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	7	13.61	0	1	19	3	D	13	5	0	-4	-3	-4	-4	-1	1	3	5	9	4	-6
12/9/14 13:39	12/8/14	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P.m	10	13.71	0	1	2	33	M	18	7	4	-2	0	-3	-2	-2	0	-1	4	5	4	-5
11/18/14 09:30	11/17/14	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P	8	14.13	0	1	10	6	D	21	13	8	2	5	2	0	-1	0	0	-2	3	6	-6
9/29/14 09:21	9/25/14	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	7	13.98	1	1	24	3	D	5	17	19	-2	0	-1	-1	2	-1	-4	-1	1	3	-28
3/18/14 14:29	3/17/14	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	24	12.86	1	2	3	69	D	-1	-4	1	-6	-8	-10	-8	4	-1	-2	3	12	17	22
3/17/14 15:38	3/17/14	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	19	12.86	1	2	2	65	D	-2	-4	1	-7	-10	-12	-9	-9	1	0	2	12	17	23
11/25/13 16:06	11/25/13	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P	6	14.15	1	0	9	5	D	11	9	2	6	7	5	1	2	0	-1	2	4	2	10
11/13/13 15:58	11/13/13	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	56	14.07	1	4	7	64	D	14	6	1	2	7	4	4	1	1	0	2	7	2	13
11/12/13 15:53	11/11/13	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	100	13.89	1	7	12	66	D	15	3	0	1	5	4	3	0	1	1	3	7	3	12
8/28/13 11:27	8/27/13	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	7	13.50	1	1	33	2	D	5	-9	-3	-3	-4	-3	-1	-1	-1	1	1	8	13	17
8/19/13 14:38	8/19/13	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	15	13.63	1	1	2	59	D	7	-8	-7	-3	-3	-4	-2	-3	-1	1	0	5	13	15
8/19/13 12:36	8/16/13	HRZN	Fund	CEF	Closed-End Funds	Mathieu Christopher M.	CT	O	SVP,CFO,	P	14	13.68	1	1	2	57	D	7	-8	-7	-3	-3	-4	-2	-3	-1	1	0	5	13	15
8/19/13 12:19	8/16/13	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	14	13.60	1	1	2	60	D	7	-8	-7	-3	-3	-4	-2	-3	-1	1	0	5	13	15
12/6/12 09:48	12/5/12	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	7	13.98	2	1	1	58	D	20	2	-6	-14	-11	2	-1	0	0	3	11	9	3	9
12/5/12 15:51	12/5/12	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	15	13.86	2	1	2	58	D	13	0	-6	-16	-13	-4	-4	-4	3	6	14	15	6	14
12/5/12 14:12	12/5/12	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	7	13.56	2	1	50	2	D	13	0	-6	-16	-13	-4	-4	-4	3	6	14	15	6	14
12/5/12 10:48	12/4/12	HRZN	Fund	CEF	Closed-End Funds	Swanson David P.	CT	D		P	28	13.99	2	2	100	4	D	13	0	-6	-16	-13	-4	-4	-4	3	6	14	15	6	14
12/5/12 10:22	12/4/12	HRZN	Fund	CEF	Closed-End Funds	Mathieu Christopher M.	CT	O	SVP,CFO,	P	14	13.99	2	1	2	56	D	13	0	-6	-16	-13	-4	-4	-4	3	6	14	15	6	14
9/14/12 16:27	9/14/12	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	10	16.22	1	1	1	57	D		14	7	5	2	0	-3	0	0	4	0	-8	-3	-8
9/13/12 16:28	9/12/12	HRZN	Fund	CEF	Closed-End Funds	Mathieu Christopher M.	CT	O	SVP,CFO,	P	16	15.96	1	1	2	55	D		14	5	6	-1	-2	-5	-1	0	4	0	-9	-3	-8
9/12/12 16:19	9/12/12	HRZN	Fund	CEF	Closed-End Funds	Bottiglieri James	CT	D		P	16	16.00	1	1	26	5	D		14	5	9	0	-2	-4	-3	1	3	1	-7	-2	-7
9/6/12 16:15	9/6/12	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	10	16.65	1	1	1	57	D		20	10	4	4	1	2	-1	-2	-3	-1	-12	-4	-10
9/6/12 13:35	6/15/12	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P.a	8	15.67	1	1	New	1	D		20	10	4	4	1	2	-1	0	-3	-1	-13	-4	-10
9/6/12 09:03	9/5/12	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	8	16.54	1	1	100	1	D		20	10	4	4	1	2	-1	0	-3	-1	-13	-4	-10
9/4/12 15:51	9/4/12	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P	8	16.59	1	1	13	4	D		19	11	12	6	4	3	2	0	-3	-3	-16	-4	-11
8/30/12 11:19	8/29/12	HRZN	Fund	CEF	Closed-End Funds	Swanson David P.	CT	D		P	33	16.50	1	2	New	2	D		18	9	8	3	3	0	2	0	0	-2	-12	-2	-12
6/18/12 14:15	6/15/12	HRZN	Fund	CEF	Closed-End Funds	Mahoney Edmund V.	CT	D		P	8	15.67	1	1	New	1	D		15	4	-1	-5	-2	-3	5	2	1	7	5	-1	-1
6/15/12 09:21	6/14/12	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	4	15.51	1	0	0	57	M		16	5	2	-5	-2	0	0	-1	2	6	5	-4	-2
6/4/12 18:06	6/4/12	HRZN	Fund	CEF	Closed-End Funds	Bottiglieri James	CT	D		P	8	15.31	1	1	15	4	D		8	4	-1	-6	-6	-7	-5	3	4	9	11	-4	-1
6/4/12 13:21	6/1/12	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	8	15.42	1	1	1	57	D		8	4	-1	-6	-6	-7	-5	0	5	9	12	-3	-1
6/1/12 12:53	6/1/12	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P	8	15.30	1	1	15	4	D		11	9	1	-3	-3	-3	-2	-3	3	4	8	-6	-4
5/21/12 11:03	5/21/12	HRZN	Fund	CEF	Closed-End Funds	Devorsetz Daniel S.	CT	O	SVP,CCO	P	2	16.31	1	0	0	53	D		14	11	2	0	-2	0	-1	1	-1	0	4	-4	-3
5/18/12 11:16	5/17/12	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P	8	16.65	1	1	18	3	I		17	13	5	1	0	0	1	-2	-2	-3	1	-5	-4
5/11/12 15:49	5/11/12	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	25	16.83	1	2	3	56	D		15	17	4	1	0	-2	-1	0	1	-3	1	-5	-2
5/11/12 12:51	5/10/12	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	8	16.84	1	1	1	56	D		15	17	4	1	0	-2	-1	0	1	-3	1	-5	-2
5/11/12 11:54	5/10/12	HRZN	Fund	CEF	Closed-End Funds	Mathieu Christopher M.	CT	O	SVP,CFO,	P	8	16.82	1	1	1	54	D		15	17	4	1	0	-2	-1	0	1	-3	1	-5	-2
12/14/11 13:48	12/12/11	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	10	16.17	1	1	1	53	D		14	10	3	10	1	3	-2	1	1	2	4	5	1
12/6/11 10:57	12/2/11	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	5	15.25	1	0	1	52	I		21	7	7	8	4	2	3	0	0	2	3	8	-2
11/21/11 15:37	11/21/11	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	16	15.65	1	1	2	52	D		19	6	5	12	7	6	3	-1	-3	1	4	9	0
8/22/11 13:26	8/19/11	HRZN	Fund	CEF	Closed-End Funds	Mathieu Christopher M.	CT	O	SVP,CFO,	P	15	15.04	1	1	2	48	D			-2	-3	-4	0	2	-5	4	5	3	7	14	24
8/18/11 14:14	8/18/11	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	16	15.56	1	1	2	50	D			3	2	1	5	16	1	-4	0	0	1	9	16
8/17/11 10:45	8/16/11	HRZN	Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	15	16.02	1	1	2	48	D			2	2	1	2	6	1	0	1	1	1	7	17
8/16/11 16:20	8/16/11	HRZN	Fund	CEF	Closed-End Funds	Pomeroy Robert D. Jr.	CT	DO	CEO	P	6	15.94	1	0	1	49	D			2	3	1	0	6	7	0	-1	2	-3	9	16
5/20/11 15:52	5/19/11	HRZN	Fund	CEF	Closed-End Funds	Bottiglieri James	CT	D		P	47	15.79	1	3	New	3	D			14	1	0	1	1	3	-1	-1	-3	-3	3	14
11/4/10 20:23	11/3/10	HRZN	Fund	CEF	Closed-End Funds	Anholt Investments Ltd.	D0	T		S	-21,440	16.00	14	-1,340	-52	1,258	D								-2	-1	-8	-4	8	8	4
11/1/10 18:01	10/28/10	HRZN	Fund	CEF	Closed-End Funds	Woodward Christopher B.	CT	D		P.m	39	15.79	33	3	New	3	I									-2	-1	-1	7	9	9

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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