Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
12/12/24 17:55	12/11/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Stam Heidi	PA	D		P	10	5.55	2	11	19	D
12/12/24 17:16	12/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		P	200	10.79	19	46	59	I
12/12/24 16:52	12/10/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Zacharia Michael	AZ	D		P	80	14.34	6	15	42	D
12/12/24 16:30	12/10/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-495	55.01	-9	-9	87	D
12/12/24 16:07	12/12/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	6	22.67	0	2	16	D
12/12/24 15:27	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freund Matthew	NC	O	P	P	24	9.72	3	19	16	D
12/12/24 15:09	12/10/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-586	12.85	-46	-1	3,921	I
12/12/24 15:06	12/10/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-646	12.62	-51	-1	5,396	I
12/12/24 15:02	12/10/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	24	9.91	2	0	3,199	I
12/12/24 14:59	12/10/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	104	12.26	8	0	1,926	I
12/12/24 12:30	12/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.63	1	0	690	M
12/11/24 18:47	12/11/24	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Ouimet Paige	NY	D		P	25	8.02	3	New	3	D
12/11/24 18:05	12/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	21	52.07	0	1	34	D
12/11/24 16:05	12/11/24	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Marcotte Bob	VA	O	P	S	-424	27.35	-16	-6	249	D
12/11/24 12:43	12/10/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	S	-49	44.76	-1	-100	0	D
12/11/24 11:36	12/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.63	1	0	689	M
12/11/24 09:00	12/10/24	ICMB	Investcorp Credit Management Bdc, Inc.		Fund	CEF	Closed-End Funds	Shaikh Suhail A.	NY	DO	P,CEO	P	14	3.22	5	New	5	D
12/10/24 18:21	12/6/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Jonathan Adam	TN	DO	Chief Sc	P	0	0.00	32	819	36	D
12/10/24 18:18	12/6/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P	0	0.00	45	28	207	D
12/10/24 18:15	3/27/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	P	0	0.00	5	46	15	D
12/10/24 16:08	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Sateri John	VA	O	P	P	100	10.00	10	New	10	D
12/10/24 16:06	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Licalsi Michael	VA	O	GC,Secre	P	15	10.00	2	New	2	D
12/10/24 16:05	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Smith Jennifer A	VA	O	Chief Va	P	3	10.00	0	New	0	D
12/10/24 16:05	12/9/24	GAIAX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Malesardi Michael J	VA	O	CFO	P	10	10.00	1	New	1	D
12/10/24 14:59	12/6/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		P	11	21.47	1	6	9	I
12/10/24 14:36	11/14/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		P.a	7	19.68	0	5	8	D
12/10/24 12:50	12/9/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-366	12.91	-28	-1	3,967	I
12/10/24 12:44	12/9/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-216	12.62	-17	0	5,447	I
12/10/24 12:42	12/9/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	67	9.93	7	0	3,196	I
12/10/24 11:02	12/9/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.68	1	0	688	M
12/10/24 10:59	12/9/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		S	-544	12.99	-42	-50	42	D
12/9/24 17:32	12/5/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	399	11.74	34	0	9,578	I
12/9/24 17:27	12/6/24	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		S	-46	10.54	-4	-48	5	D
12/9/24 14:14	12/5/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	DO	CEO	S	-1,500	9.68	-155	-9	1,500	I
12/9/24 12:41	12/5/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-828	19.76	-42	-2	2,661	I
12/9/24 12:38	12/5/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-818	11.31	-72	-2	2,830	I
12/9/24 12:27	12/5/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-630	12.90	-49	-1	3,995	I
12/9/24 12:21	12/5/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-545	12.65	-43	-1	5,464	I
12/9/24 12:15	12/5/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-84	16.31	-5	0	13,941	I
12/9/24 12:07	12/5/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	211	26.48	8	0	6,782	I
12/9/24 11:51	12/6/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.73	1	0	687	M
12/9/24 11:06	12/5/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	325	9.92	33	1	3,189	I
12/9/24 11:02	12/5/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,284	8.07	159	0	58,608	I
12/9/24 11:00	12/5/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	347	9.52	36	1	3,673	I
12/9/24 10:56	12/5/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	35	9.60	4	0	3,895	I
12/6/24 16:17	8/9/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		P.a	50	14.37	4	15	27	I
12/6/24 13:52	12/5/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	P	107	21.31	5	8	68	D
12/6/24 11:07	12/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.60	1	0	686	M
12/5/24 16:37	12/3/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P	73	11.75	6	0	9,556	I
12/5/24 16:28	12/3/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	21	0.6900	30	1	3,773	D
12/5/24 16:13	12/4/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Sandler Elizabeth	PA	D		P	21	21.23	1	11	10	I
12/5/24 15:45	12/3/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-567	19.73	-29	-1	2,703	I
12/5/24 15:42	12/4/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	P	58	9.74	6	2	295	D
12/5/24 14:07	12/3/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-833	11.38	-73	-2	2,903	I
12/5/24 14:02	12/3/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,278	12.85	-99	-2	4,044	I
12/5/24 13:56	12/3/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,059	12.69	-83	-1	5,507	I
12/5/24 13:51	12/4/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	33	10.52	3	1	550	M
12/5/24 13:50	12/3/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-796	16.26	-49	0	13,946	I
12/5/24 13:46	12/3/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	64	9.94	6	0	3,157	I
12/5/24 13:43	12/3/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,701	8.06	211	0	58,449	I
12/5/24 13:33	12/3/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	779	9.51	82	2	3,637	I
12/5/24 13:30	12/4/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	77	9.61	8	0	3,892	I
12/5/24 10:11	12/4/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.77	1	0	685	M
12/4/24 16:16	12/3/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Gerson Brian	PA	O	Co-P	P	110	22.08	5	23	27	I
12/4/24 16:05	12/2/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P	4	5.49	1	0	1,171	D
12/4/24 14:10	12/2/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gleason Sean Michael	NY	H	Sub-Advi	P	100	25.26	4	New	4	D
12/4/24 13:42	12/3/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	83	10.50	8	1	547	I
12/4/24 12:12	12/3/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.69	1	0	683	M
12/3/24 16:59	12/3/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Vichness Shaul	NY	O	CFO,Trea	P	86	17.27	5	37	19	I
12/3/24 16:01	11/29/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	1,010	4.81	210	11	2,131	D
12/3/24 15:14	12/2/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	P	125	10.67	12	9	141	D
12/3/24 13:12	12/2/24	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-87	50.40	-2	-2	70	I
12/3/24 11:21	12/2/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	14	10.46	1	0	1,891	I
12/3/24 11:19	12/2/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-573	19.82	-29	-1	2,731	I
12/3/24 11:17	12/2/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-389	11.36	-34	-1	2,976	I
12/3/24 11:14	12/2/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-200	12.84	-16	0	4,144	I
12/3/24 11:12	12/2/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-486	12.64	-38	-1	5,591	I
12/3/24 11:10	12/2/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-2,520	16.32	-154	-1	13,995	I
12/3/24 11:09	12/2/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.73	1	0	682	M
12/3/24 11:06	12/2/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	26.91	0	0	6,774	I
12/3/24 11:04	12/2/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	58	9.87	6	0	3,150	I
12/3/24 10:59	12/2/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	757	7.98	95	0	58,238	I
12/3/24 10:57	12/2/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	77	9.47	8	0	3,555	I
12/3/24 10:55	12/2/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	15	8.74	2	0	3,486	I
12/3/24 10:49	12/2/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	134	9.54	14	0	3,884	I
12/3/24 08:48	12/2/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	P	347	17.37	20	43	67	I
12/3/24 08:17	11/27/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	25	6.80	4	1	276	D
12/2/24 17:56	12/2/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Green Allison	NY	O	See Rema	P	50	5.48	9	7	137	D
12/2/24 17:25	11/29/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	54	10.40	5	0	1,889	I
12/2/24 17:23	11/29/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-252	19.83	-13	0	2,760	I
12/2/24 17:21	11/29/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-528	11.33	-47	-2	3,010	I
12/2/24 17:18	11/27/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-801	12.43	-64	-1	5,629	I
12/2/24 17:15	11/27/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	115	26.89	4	0	6,774	I
12/2/24 17:11	11/29/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	77	9.47	8	0	3,547	I
12/2/24 17:10	11/29/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-115	10.03	-11	-3	402	I
12/2/24 16:01	11/27/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	1,006	4.79	210	12	1,921	D
12/2/24 13:43	11/29/24	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-215	50.40	-4	-6	72	I
12/2/24 12:55	11/27/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Kencel Kenneth J.	NY	DO	CEO,P	P	347	17.35	20	75	47	I
12/2/24 11:45	11/29/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.70	1	0	681	M
12/2/24 11:38	11/25/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	P	75	9.31	8	5	169	D
12/2/24 11:09	11/27/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	1	10.31	0	0	539	D
11/29/24 18:03	11/26/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	91	10.30	9	0	1,884	I
11/29/24 18:00	11/26/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-865	19.73	-44	-2	2,773	I
11/29/24 17:56	11/26/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-817	11.27	-73	-2	3,057	I
11/29/24 17:51	11/26/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,447	16.16	-90	-1	14,150	I
11/29/24 17:45	11/26/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	127	8.01	16	0	58,143	I
11/29/24 17:43	11/27/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	276	9.45	29	1	3,539	I
11/29/24 17:10	11/26/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P.m	418	5.14	81	7	1,170	D
11/29/24 16:05	11/26/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P	28	11.74	2	0	9,551	I
11/29/24 15:16	4/8/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		P	100	14.47	7	50	21	I
11/29/24 14:41	11/27/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Mehring Jason	CA	O	P	P	42	9.30	5	29	20	D
11/29/24 14:40	11/26/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Worrell August Daniel	CA	O	Co-Chief	P	137	9.10	15	176	24	D
11/29/24 13:01	11/26/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	24	4.72	5	0	1,711	D
11/29/24 12:06	11/26/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	128	12.13	11	1	1,917	I
11/29/24 12:03	11/27/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	8.73	0	0	3,484	I
11/29/24 12:00	11/26/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	195	9.47	21	1	3,870	I
11/29/24 11:18	11/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.53	1	0	680	M
11/29/24 09:45	11/26/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Octagon Credit Investors, LLC	NY	H	Sub-Advi	P	2,250	25.23	89	New	89	D
11/27/24 16:09	11/26/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-20	8.04	-3	0	4,951	I
11/27/24 16:01	11/25/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	24	4.83	5	0	1,706	D
11/27/24 13:18	11/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.68	1	0	678	M
11/27/24 13:07	11/26/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	P	19	9.60	2	31	8	D
11/27/24 13:04	11/26/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	P	18	12.32	2	18	10	D
11/26/24 17:20	11/22/24	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	Lanza John	NY	O	See Rema	S	-16	12.85	-1	-100	0	D
11/26/24 16:50	11/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P	430	11.71	37	0	9,550	I
11/26/24 16:01	11/22/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	24	4.72	5	0	1,701	D
11/26/24 16:01	11/22/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,780	4.78	1,000	1	77,794	D
11/26/24 15:12	11/25/24	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-29	5.73	-5	0	2,404	I
11/26/24 14:38	11/25/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Imasogie Osagie O	PA	D		S	-900	22.01	-41	-84	8	D
11/26/24 13:09	11/25/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.83	1	0	677	M
11/26/24 12:54	11/25/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	31	10.18	3	1	539	I
11/26/24 12:26	11/25/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	44	10.24	4	0	1,875	I
11/26/24 12:24	11/25/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-167	19.65	-9	0	2,817	I
11/26/24 12:16	11/25/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-513	11.32	-45	-1	3,129	I
11/26/24 12:13	11/25/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-238	12.33	-19	0	5,693	I
11/26/24 12:10	11/25/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-272	16.20	-17	0	14,239	I
11/26/24 12:08	11/25/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2,123	7.96	267	0	58,127	I
11/26/24 12:06	11/25/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	154	9.39	16	0	3,509	I
11/26/24 12:03	11/25/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	45	12.10	4	0	1,907	I
11/26/24 12:00	11/25/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	64	8.70	7	0	3,484	I
11/26/24 11:58	11/25/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	230	9.45	24	1	3,849	I
11/26/24 10:45	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		P	6	41.80	0	33	1	D
11/25/24 19:43	11/22/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	50	10.16	5	0	1,871	I
11/25/24 19:39	11/21/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,255	11.16	-112	-3	3,175	I
11/25/24 19:34	11/21/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-613	19.60	-31	-1	2,825	I
11/25/24 19:26	11/21/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-720	12.24	-59	-1	5,713	I
11/25/24 19:22	11/22/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-84	16.13	-5	0	14,256	I
11/25/24 19:19	11/21/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,130	26.21	81	1	6,769	I
11/25/24 18:49	11/22/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	538	7.86	68	0	57,860	I
11/25/24 18:46	11/21/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,479	9.35	158	5	3,493	I
11/25/24 18:42	11/21/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	182	12.05	15	1	1,903	I
11/25/24 18:38	11/21/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	265	8.64	31	1	3,476	I
11/25/24 18:34	11/21/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	605	9.41	64	2	3,825	I
11/25/24 16:14	11/22/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		P	64	16.79	4	4	98	D
11/25/24 16:01	11/21/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.60	5	0	1,696	D
11/25/24 16:01	11/21/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,640	4.64	1,000	1	76,794	D
11/25/24 13:50	11/21/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Forstenhausler Matthew E.	NY	D		P	20	20.25	1	New	1	D
11/25/24 12:45	11/22/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.45	1	0	676	M
11/25/24 11:48	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Musgrave John M.	TX	O	CEO,P	P	32	41.80	1	33	3	D
11/25/24 11:19	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	Portfoli	P	2	41.80	0	40	0	D
11/22/24 19:25	11/20/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Garcia Dominic Jerome	NM	D		P	500	11.01	45	New	45	D
11/22/24 19:22	11/20/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Garcia Dominic Jerome	NM	D		P	300	10.79	28	New	28	D
11/22/24 17:25	11/20/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,029	11.56	89	1	9,525	I
11/22/24 16:33	11/21/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	41	10.14	4	1	536	D
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P	90	10.18	9	4	237	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	6	16.11	0	1	28	I
11/22/24 16:30	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	90	10.18	9	3	311	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	P	21	20.53	1	22	6	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.65	5	0	1,691	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,590	4.59	1,000	1	75,794	D
11/22/24 14:14	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Lewin Lana	NY	D		P	10	20.45	0	New	0	D
11/22/24 14:12	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Healy Douglas Taylor	NY	D		P	10	20.26	1	New	1	D
11/22/24 12:08	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	11.44	0	1	45	D
11/22/24 11:34	11/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.37	1	0	675	M
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Zhu Lisa	WI	H	Investme	P	501	25.05	20		1	D
11/21/24 16:50	11/19/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	P.m	142	20.34	7	11	73	D
11/21/24 16:02	11/19/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,630	4.63	1,000	1	74,794	D
11/21/24 16:01	11/19/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.50	5	0	1,686	D
11/21/24 15:56	11/19/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,378	19.70	-70	-2	2,857	I
11/21/24 15:51	11/19/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-443	11.07	-40	-1	3,287	I
11/21/24 14:40	11/19/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-335	12.26	-27	0	5,772	I
11/21/24 14:33	11/19/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,740	15.98	-109	-1	14,261	I
11/21/24 14:28	11/19/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,894	26.03	150	2	6,688	I
11/21/24 14:21	11/19/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	71	9.74	7	0	3,139	I
11/21/24 14:15	11/19/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,330	7.62	175	0	57,792	I
11/21/24 14:11	11/19/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	511	9.36	55	2	3,335	I
11/21/24 13:43	11/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	154	12.17	13	1	1,888	I
11/21/24 13:36	11/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	205	8.64	24	1	3,446	I
11/21/24 13:32	11/19/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	371	9.42	39	1	3,760	I
11/21/24 12:09	11/20/24	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	P	39	15.79	3	New	3	D
11/21/24 11:58	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	11.53	0	4	11	D
11/21/24 10:46	11/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.35	1	0	673	M
11/21/24 10:35	11/19/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	13	0.6700	19	1	3,743	D
11/20/24 16:49	11/18/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P.m	1,161	11.58	100	1	9,466	I
11/20/24 16:30	11/18/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P.m	210	10.11	21	7	302	I
11/20/24 16:30	11/18/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P.m	210	10.11	21	10	228	I
11/20/24 16:01	11/18/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.46	5	0	1,681	D
11/20/24 16:01	11/18/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,743	4.47	837	1	73,774	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	P	3	5.72	1	1	110	D
11/20/24 12:12	11/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.37	1	0	672	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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