Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	S	-3,171	9.30	-341	-100	0	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	S	-16	12.55	-1	0	255	D
4/18/24 18:40	4/16/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-4	24.16	0	0	78	I
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S	-4,930	24.65	-200	-16	1,082	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		S	-4,930	24.65	-200	-16	1,082	D
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-2	3.61	-1	0	1,935	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-208	11.21	-19	-1	3,148	I
4/12/24 18:20	4/10/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.16	0	0	79	I
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.46	-2	-1	168	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	S.a	-61	17.56	-4	-23	12	D
4/8/24 18:29	3/18/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		S.m	-4,500	25.98	-173	-12	1,282	D
4/8/24 18:28	4/4/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S.m	-4,875	26.25	-186	-12	1,320	M
4/1/24 14:58	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	15.90	-2	-1	170	D
3/28/24 17:10	3/27/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-2	24.12	0	0	79	I
3/25/24 19:33	3/21/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.12	0	0	79	I
3/20/24 15:56	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	0	5.87	0	0	793	I
3/15/24 18:55	3/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-1	24.12	0	0	79	I
3/13/24 16:53	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-228	25.02	-9	-11	73	I
3/13/24 16:21	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-228	25.02	-9	-28	23	D
3/11/24 17:30	3/7/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-2	24.03	0	0	79	I
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-276	45.96	-6	-7	83	D
3/5/24 16:30	3/1/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,C	S.m	-1,253	45.57	-28	-15	154	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	Cohen Barry J.	NY	D		S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	S	-46	9.19	-5	-2	287	D
2/20/24 08:55	2/14/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-199	10.11	-20	-4	472	I
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	S	-6	11.07	-1	-33	1	D
2/15/24 17:07	2/13/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-42	10.33	-4	0	1,990	I
2/15/24 11:11	2/14/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	S	-6	11.89	-1	-20	2	D
2/13/24 19:26	12/29/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DO	P,CEO	S	-201	10.03	-20	-2	1,209	D
2/13/24 18:38	2/9/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-1,652	22.65	-73	-48	79	I
2/8/24 18:07	2/6/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-621	22.64	-27	-15	152	I
2/6/24 11:51	2/2/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.40	-2	-1	172	I
2/5/24 21:24	2/1/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-804	22.69	-35	-17	179	I
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	Brown Sandra	WI	D		S	-66	40.27	-2	-82	0	D
2/1/24 16:29	2/1/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-140	13.95	-10	-63	6	D
1/31/24 19:20	1/29/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-302	22.93	-13	-6	215	I
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	S	-32	21.12	-2	-100	0	D
1/26/24 18:54	1/24/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-313	22.88	-14	-6	228	I
1/26/24 17:12	1/25/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-194	10.45	-19	-1	1,995	I
1/25/24 16:30	12/20/23	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-258	43.01	-6	-6	89	D
1/25/24 08:53	1/23/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-254	10.56	-24	-1	2,015	I
1/23/24 20:11	1/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-2,528	22.79	-111	-31	242	I
1/23/24 10:40	1/19/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-17	10.58	-2	0	2,039	I
1/18/24 18:29	1/17/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-198	10.53	-19	-1	2,041	I
1/18/24 09:49	8/29/23	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Carrig Janet	MA	D		S	-1	27.71	0	-27	0	D
1/16/24 17:26	1/12/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-817	10.61	-77	-4	2,060	I
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Brennan Paul L	IL	O	VP,Portf	S	-4	11.01	0	-100	0	D
1/12/24 13:43	1/10/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-423	10.60	-40	-2	2,137	I
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Perold Jacques P	NY	D		S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Partners LLC	IL	T		S	-251	10.21	-25	-5	475	D
1/10/24 14:21	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	T		S	-251	10.21	-25	-5	475	I
1/10/24 13:08	1/9/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-92	10.47	-9	0	2,692	I
1/10/24 12:58	1/8/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-51	10.63	-5	0	2,177	I
1/5/24 16:20	1/5/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-272	13.60	-20	-56	16	D
1/3/24 18:31	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	H	Adviser	S.a	-114	10.33	-11	-99	0	D
1/3/24 17:50	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Chad Eisenberg	IL	O	Treasure	S	-114	10.33	-11	-99	0	I
1/3/24 11:49	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	T		S	-114	10.33	-11	-99	0	D
1/3/24 10:46	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Peck Michael D	IL	O	P	S	-114	10.33	-11	-99	0	I
1/3/24 09:21	1/1/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	0	0.00	-10	-32	22	I
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	Linell Victor Stewart	NY	H	Affiliat	S	0	0.00	-4	-6	67	D
1/2/24 14:49	12/28/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	16.26	-2	-1	174	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Adler Richard H	CO	D		S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S	-80	11.17	-7	-17	34	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	S	-29	6.75	-4	-100	0	D
12/20/23 12:27	12/20/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-81	14.92	-5	-18	25	I
12/19/23 15:37	12/15/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-477	3.82	-125	-1	8,792	I
12/19/23 12:49	12/19/23	JPI	Nuveen Preferred & Income Term Fund		Fund	CEF	Closed-End Funds	Evans Jack	IL	H	Trustee	S	-18	18.19	-1	-100	0	D
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-12	8.35	-1	-100	0	D
12/18/23 13:24	12/11/23	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-4	9.08	0	-100	0	D
12/18/23 13:18	12/11/23	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-11	8.38	-1	-100	0	D
12/14/23 17:42	12/13/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-4,607	3.95	-1,167	-12	8,917	I
12/13/23 16:14	12/11/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-16	8.01	-2	0	4,954	D
12/13/23 15:27	12/11/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	5.79	-5	0	2,549	D
12/13/23 12:15	12/13/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-82	13.67	-6	-14	36	D
12/13/23 11:47	12/11/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,125	3.92	-287	-3	10,084	I
12/11/23 17:39	12/7/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-14	3.47	-4	0	1,935	I
12/11/23 15:22	12/7/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,596	3.90	-409	-4	10,485	I
12/11/23 14:23	12/8/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-28	13.86	-2	-5	42	D
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	Wolford James R.	NY	D		S	-43	13.72	-3	-7	39	I
12/8/23 14:35	12/7/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-110	13.71	-8	-15	44	D
12/8/23 14:13	12/7/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-15	15.15	-1	-1	176	I
12/7/23 14:59	12/6/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-306	3.94	-78	-1	10,780	I
12/7/23 14:55	12/6/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-219	13.66	-16	-24	52	D
12/6/23 16:13	12/6/23	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-190	14.17	-13	-46	16	I
12/6/23 09:47	12/5/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-269	13.47	-20	-23	68	D
12/4/23 17:23	12/4/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-40	13.36	-3	-3	88	D
12/4/23 09:54	12/1/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-83	13.36	-6	-6	91	D
11/30/23 11:40	11/30/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-133	13.30	-10	-9	97	D
11/30/23 10:31	11/29/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-13	13.25	-1	-1	107	D
11/28/23 17:21	11/28/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-13	13.30	-1	-1	108	D
11/27/23 14:52	11/22/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-17	3.42	-5	0	1,949	I
11/22/23 17:27	11/20/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-116	50.35	-2	-2	136	I
11/22/23 11:32	11/21/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		S	-89	14.75	-6	-100	0	D
11/20/23 14:18	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	S	-168	11.18	-15	-100	0	D
11/17/23 18:26	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-39	11.20	-3	-100	0	D
11/17/23 17:40	11/15/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Partners LP	NY	T		S.m	-872	17.08	-51	-5	908	I
11/17/23 11:32	11/14/23	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	CFO	S	-153	10.17	-15	-3	492	I
11/14/23 18:54	11/10/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Partners LP	NY	T		S.m	-2,132	17.39	-123	-11	959	I
11/13/23 16:23	11/8/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-104	6.95	-15	-1	2,428	I
11/13/23 16:07	11/8/23	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	Maclellan Scott	NY	H	Portfoli	S	-13	9.72	-1	-100	0	D
11/13/23 16:03	11/8/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Rieder Richard M	NY	H	Portfoli	S	-299	14.94	-20	-17	99	D
11/8/23 17:42	11/7/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-21	4.77	-4	0	2,554	I
11/7/23 14:22	6/12/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Vanekris Anthonie C	NY	D		S	-6	16.98	0	-14	2	I
11/7/23 13:47	3/28/23	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Vanekris Anthonie C	NY	D		S	-5	7.95	-1	-12	5	I
11/6/23 12:39	11/2/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue J Christopher	PA	DO	Trustee,	S	-63	9.45	-7	-50	7	D
11/6/23 10:58	11/3/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-134	13.46	-10	-8	109	I
11/1/23 14:23	11/1/23	CGO	Calamos Global Total Return Fund		Fund	CEF	Closed-End Funds	Neal John E	X1	D		S	-58	8.20	-7	-100	0	D
10/30/23 16:23	10/30/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Raio Jerry	FL	D		S	-4	13.10	0	-8	4	D
10/30/23 13:39	10/26/23	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Maclellan Scott	NY	H	Portfoli	S	-7	13.74	0	-100	0	D
10/27/23 16:58	10/25/23	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	S	-3,000	8.99	-334	-33	666	D
10/27/23 15:33	10/25/23	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Maclellan Scott	NY	H	Portfoli	S	0	13.70	0	0	0	D
10/27/23 15:10	10/26/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-57	14.22	-4	-2	177	I
10/26/23 18:17	10/26/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	S	-11	7.67	-1	-82	0	D
10/26/23 17:46	10/26/23	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	S	-8	9.62	-1	-100	0	D
10/26/23 17:42	10/24/23	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	Maclellan Scott	NY	H	Portfoli	S	-9	13.83	-1	-57	0	D
10/25/23 17:45	10/24/23	CXH	Mfs Investment Grade Municipal Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-5	6.59	-1	0	908	I
10/25/23 13:43	10/25/23	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	Toth Terence J		O	Trustee	S	-36	8.50	-4	-100	0	D
10/24/23 11:35	10/23/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Grimes Thomas Michael	NJ	H	Officer	S	-360	23.62	-15	-100	0	D
10/12/23 16:50	10/12/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	S	-1	13.70	0	-8	1	I
10/11/23 18:01	10/9/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Partners LP	NY	T		S	-44	19.15	-2	0	1,082	I
10/10/23 15:59	10/6/23	CMU	Mfs High Yield Municipal Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-17	3.05	-5	0	3,319	I
10/6/23 17:56	10/4/23	CMU	Mfs High Yield Municipal Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-65	3.09	-21	-1	3,324	I
10/4/23 14:44	10/3/23	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-74	4.92	-15	-71	6	D
10/4/23 14:41	10/3/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-233	7.90	-30	-39	47	D
10/3/23 18:46	10/3/23	CXH	Mfs Investment Grade Municipal Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-30	7.02	-4	0	909	I
10/3/23 18:44	10/3/23	CMU	Mfs High Yield Municipal Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-20	3.10	-6	0	3,345	I
9/29/23 17:06	9/19/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.dm	-1,810	19.35	-94	-8	1,084	D
9/29/23 10:41	9/27/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-284	8.11	-35	-31	77	D
9/27/23 09:40	9/26/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-203	8.13	-25	-18	112	D
9/21/23 15:27	9/21/23	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	S	-14	10.75	-1	-100	0	D
9/21/23 14:47	9/19/23	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	S	-378	16.67	-23	-13	152	D
9/21/23 14:46	9/19/23	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	S	-190	31.69	-6	-45	7	D
9/18/23 16:15	8/15/23	NRSAX	Nexpoint Real Estate Strategies Fund		Fund	CEF	Closed-End Funds	Dondero James D	TX	OT	See Rema	S	-9,397	18.79	-500	-85	87	I
9/15/23 14:20	9/15/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-3,013	50.31	-60	-30	138	M
9/13/23 12:03	9/11/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S.m	-287	50.30	-6	-4	138	I
8/30/23 19:05	8/28/23	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-6	22.98	0	0	352	I
8/30/23 17:01	7/28/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Melarkey Michael J	NY	D		S	-54	49.74	-1	-100	0	I
8/30/23 16:51	8/29/23	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	S	-27	13.52	-2	-50	2	D
8/30/23 16:49	8/29/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	S	-15	15.30	-1	-100	0	D
8/30/23 15:38	8/28/23	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	S	-44	8.88	-5	-2	292	D
8/30/23 12:25	8/1/23	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-605	9.97	-61	-2	2,839	I
8/23/23 14:39	8/21/23	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	S	-112	32.14	-4	-21	13	D
8/21/23 13:34	8/18/23	MMD	Mainstay Mackay Definedterm Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Denlinger Michael	NY	H	Portfoli	S	0	16.67	0	-100	0	D
8/18/23 17:16	8/16/23	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		S.m	-385	12.82	-30	-50	30	I
8/17/23 18:50	8/16/23	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CA	DTH	Senior P	S.m	-179	7.98	-22	0	14,130	I
8/15/23 12:32	8/14/23	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-5,568	10.25	-543	-19	2,350	I
8/15/23 12:24	8/14/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-16,725	4.17	-4,011	-10	34,587	I
8/14/23 18:47	8/10/23	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CA	DTH	Senior P	S	-25	8.15	-3	0	14,141	I
8/14/23 17:21	8/10/23	BGFLX	Blackstone Floating Rate Enhanced Income Fund		Fund	CEF	Closed-End Funds	McKemie Gordon	NY	H	Portfoli	S	-10	21.51	0	-100	0	D
8/10/23 17:24	8/8/23	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	Morris Matthew	TX	D		S	-337	8.43	-40	-48	44	D
8/10/23 17:23	8/8/23	CLM	Cornerstone Strategic Value Fund Inc	MD	Fund	CEF	Closed-End Funds	Morris Matthew	TX	D		S	-349	8.72	-40	-49	42	D
8/8/23 08:54	8/7/23	MMD	Mainstay Mackay Definedterm Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Denlinger Michael	NY	H	Portfoli	S	-77	16.86	-5	-100	0	D
8/4/23 17:00	7/27/23	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Hamwee Robert	NY	D		S	0	12.86	0	0	561	D
8/3/23 17:04	7/13/23	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	S	-215	4.65	-46	-53	40	I
8/2/23 13:19	7/31/23	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-297	10.06	-30	-1	2,899	I
8/1/23 12:57	7/28/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-43	4.26	-10	-1	1,944	I
7/31/23 11:26	7/28/23	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-68	10.07	-7	0	2,929	I
7/26/23 18:13	7/25/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-912	20.47	-45	-6	713	I
7/25/23 15:04	7/21/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-264	20.33	-13	-2	758	I
7/21/23 09:25	7/19/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-609	20.28	-30	-4	771	I
7/20/23 17:01	7/18/23	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kelly William M.	NY	D		S	-58	23.46	-2	-100	0	D
7/19/23 12:10	7/18/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-55	20.24	-3	0	801	I
7/18/23 16:50	7/14/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S.m	-690	11.69	-59	-37	102	M
7/18/23 16:47	7/14/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Advent Capital Management /De/	NY	H	INVESTME	S.m	-690	11.69	-59	-100	0	D
7/11/23 11:47	7/10/23	MMD	Mainstay Mackay Definedterm Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Denlinger Michael	NY	H	Portfoli	S	-73	16.95	-4	-49	5	D
7/7/23 17:39	7/5/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Rieder Richard M	NY	H	Portfoli	S	-293	15.36	-19	-9	187	D
7/3/23 12:53	6/29/23	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Hayes Peter	NY	H	Officer	S	-37	10.36	-4	-100	0	D
7/3/23 12:45	6/29/23	MQT	Blackrock Muniyield Quality Fund Ii, Inc.	NJ	Fund	CEF	Closed-End Funds	Hayes Peter	NY	H	Officer	S	-151	10.04	-15	-100	0	D
7/3/23 12:45	6/29/23	MUI	Blackrock Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Hayes Peter	NY	H	Officer	S	-214	11.39	-19	-100	0	D
6/26/23 18:00	6/22/23	BGX	Blackstone Long-Short Credit Income Fund		Fund	CEF	Closed-End Funds	McKemie Gordon	NY	H	Portfoli	S	-4	11.00	0	-100	0	D
6/22/23 20:46	6/20/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	6.27	-7	0	2,558	I
6/21/23 15:29	6/8/23	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-84	20.92	-4	-1	765	I
6/12/23 16:55	6/8/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-51	16.98	-3	-2	181	I
6/7/23 12:21	6/6/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,498	19.02	-79	-9	803	I
6/1/23 17:28	5/30/23	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-25	13.21	-2	0	570	I
6/1/23 12:02	5/31/23	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	S	-11	22.95	-1	-100	0	D
5/30/23 14:34	5/25/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,500	18.21	-137	-13	882	I
5/26/23 16:46	5/26/23	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Parmentier William R Jr	CO	H	Access P	S.a	-209	5.98	-35	-53	31	D
5/26/23 10:56	5/24/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Siri Von Reis 2012 Family Trust	NY	DH	Chairman	S	0	25.71	0	0	11	D
5/25/23 17:00	5/24/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	0	25.71	0	0	1,591	I
5/25/23 16:18	5/24/23	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Follmann Christian	CA	O	COO	S	-6	13.72	0	-1	72	D
5/25/23 11:07	5/23/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-60	18.60	-3	0	1,019	I
5/24/23 16:05	11/16/22	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		S.a	-42	14.01	-3	-52	3	D
5/23/23 12:52	5/22/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-116	18.65	-6	-1	1,023	I
5/12/23 13:27	5/10/23	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	S.a	-43	8.50	-5	-2	297	D
5/12/23 12:42	5/10/23	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	S	-2,425	8.50	-285	-49	297	D
5/8/23 16:28	5/8/23	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Chillag Jeffrey	NC	OH	Dir of F	S	-4	7.23	-1	-6	8	D
5/3/23 15:01	5/1/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-33	16.36	-2	-1	184	I
5/3/23 11:27	4/26/23	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	S	-36	4.70	-8	-15	43	D
5/3/23 08:29	5/1/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-180	18.80	-10	-1	1,029	I
5/2/23 18:48	1/17/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.dm	-362	22.68	-16	-1	1,162	D
5/2/23 18:47	1/3/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.m	-415	22.54	-18	-2	1,175	D
5/2/23 18:46	12/1/22	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.dm	-508	22.22	-23	-2	1,140	D
5/2/23 18:46	11/1/22	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.m	-1,804	22.18	-81	-7	1,103	D
5/2/23 18:45	10/24/22	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.m	-231	20.48	-11	-1	1,174	D
5/2/23 18:45	7/21/22	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		S.m	-361	23.70	-15	-1	1,155	D
5/1/23 09:18	4/27/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-449	18.78	-24	-2	1,038	I
4/28/23 15:31	4/26/23	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Lapin Jeffrey D.	NJ	H	Portfoli	S	-163	8.85	-18	-100	0	D
4/25/23 16:26	4/24/23	DMB	Bny Mellon Municipal Bond Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Cardona John C Jr	NY	D		S	-64	10.96	-6	-100	0	D
4/24/23 18:09	4/21/23	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	S.m	-53	4.71	-11	-18	51	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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