Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
10/4/24 11:48	10/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-8	16.45	-1	-1	65	D
10/3/24 12:54	10/1/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-282	10.90	-26	-3	757	I
10/3/24 12:50	10/1/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-6,491	16.51	-393	-2	15,722	I
10/3/24 12:46	10/1/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-847	13.11	-65	-1	4,470	I
10/3/24 12:40	10/1/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-890	11.52	-77	-3	2,680	I
10/3/24 12:35	10/1/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-829	8.50	-98	-3	3,243	I
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		S	-17	14.06	-1	-34	2	D
10/2/24 15:09	10/1/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		S	-13	13.04	-1	-38	2	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	S	-197	7.58	-26	0	15,005	I
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	S	-175	8.77	-20	-60	13	D
10/1/24 11:17	9/30/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-14	8.51	-2	0	3,341	I
10/1/24 11:15	9/30/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-966	13.17	-73	-2	4,535	I
10/1/24 11:13	9/30/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-740	16.48	-45	0	16,115	I
10/1/24 11:10	9/30/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,093	23.51	-47	-1	6,275	I
9/30/24 11:53	9/26/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-39	8.40	-5	0	3,342	I
9/30/24 11:50	9/26/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-992	13.16	-75	-2	4,608	I
9/30/24 11:38	9/26/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-469	10.81	-43	-5	783	I
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Bluestein Scott	MA	O	CEO	S	-1,959	19.59	-100	-4	2,161	D
9/26/24 15:04	9/24/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,437	7.35	-332	-14	2,045	I
9/26/24 14:59	9/24/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-863	13.20	-65	-1	4,683	I
9/26/24 14:55	9/24/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-424	16.45	-26	0	16,160	I
9/26/24 14:42	9/24/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-113	10.81	-10	-1	826	I
9/26/24 14:39	9/24/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-867	8.38	-103	-3	3,347	I
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-17	24.51	-1	-2	43	I
9/24/24 16:00	9/23/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-38	8.46	-4	0	3,450	I
9/24/24 15:57	9/23/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-546	16.44	-33	0	16,185	I
9/24/24 15:54	9/23/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-163	10.83	-15	-2	837	I
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	S	-5	13.74	0	-2	16	I
9/23/24 16:56	9/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-32	23.52	-1	-3	44	I
9/23/24 10:52	9/19/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,623	16.39	-99	-1	16,219	I
9/23/24 10:23	9/19/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-338	10.87	-31	-4	852	I
9/20/24 14:18	9/19/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-381	15.41	-25	-100	0	D
9/19/24 10:25	9/17/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-261	16.41	-16	0	16,318	I
9/19/24 10:03	9/17/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-485	10.93	-44	-5	883	I
9/18/24 11:21	9/16/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	S	-51	41.34	-1	-100	0	D
9/17/24 10:26	9/16/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-127	11.02	-12	-1	927	I
9/16/24 11:42	9/13/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-261	11.03	-24	-2	939	I
9/13/24 17:43	9/11/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	24.46	-1	-1	45	I
9/13/24 13:27	9/11/24	FCRIX	Fs Credit Income Fund		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-2,500	12.52	-200	-41	290	I
9/11/24 12:04	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-82	6.10	-13	-3	408	I
9/9/24 18:21	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-629	6.11	-103	-20	421	I
9/9/24 09:23	9/6/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-1,347	6.15	-219	-29	524	I
9/6/24 15:05	9/5/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-32	4.00	-8	0	1,924	I
9/5/24 15:25	9/3/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	S	-1,152	10.64	-108	-47	120	D
9/5/24 11:14	9/4/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-899	23.49	-38	-1	6,321	I
9/4/24 20:52	8/29/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-18	24.42	-1	-2	46	I
9/3/24 16:12	8/29/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2	8.09	0	0	2,204	I
9/3/24 10:08	8/29/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-268	22.82	-12	0	6,360	I
8/30/24 15:18	8/29/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-6	3.81	-2	0	1,932	D
8/29/24 17:46	8/29/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-66	16.38	-4	-2	161	D
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Angel Oak Capital Partners Ii, LLC	GA	H	General	S	0	13.78	0	-100	0	D
8/27/24 19:01	8/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-21	24.42	-1	-2	47	I
8/23/24 19:35	8/22/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-472	22.75	-21	0	6,371	I
8/23/24 12:28	8/16/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-392	10.05	-39	-9	414	I
8/21/24 18:11	8/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-49	24.37	-2	-4	48	I
8/19/24 18:30	8/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-3,816	19.56	-195	-53	170	I
8/19/24 08:57	8/15/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		S	-47	12.47	-4	-4	84	D
8/15/24 18:23	8/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-21	24.40	-1	-2	50	I
8/15/24 10:56	8/14/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-521	22.49	-23	0	6,392	I
8/12/24 19:01	8/8/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-23	24.38	-1	-2	51	I
8/12/24 16:06	7/25/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	O	CFO	S	-64	18.10	-4	-60	2	I
8/12/24 13:28	8/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-334	22.54	-15	0	6,415	I
8/7/24 18:08	8/2/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-64	24.34	-3	-5	51	I
8/5/24 12:58	8/1/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-156	22.87	-7	0	6,430	I
8/1/24 15:27	7/31/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-515	22.95	-22	0	6,437	I
7/31/24 15:27	7/29/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-24	16.31	-2	-1	165	I
7/31/24 14:38	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.a	-64	15.90	-4	-2	168	D
7/30/24 19:24	7/29/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-5	3.72	-1	0	1,933	I
7/30/24 11:12	7/29/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-154	22.70	-7	0	6,459	I
7/24/24 14:53	7/5/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Laughlin Susan Watson	NY	D		S.m	0	0.0074	-5	-100	0	D
7/22/24 18:08	7/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	24.32	-1	-1	54	I
7/19/24 14:33	7/15/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-3	0.0049	-532	-37	915	M
7/18/24 10:22	7/16/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-110	23.29	-5	0	6,467	I
7/17/24 18:07	7/15/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-14	24.32	-1	-1	55	I
7/15/24 17:39	7/11/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-3,087	22.93	-135	-2	6,472	I
7/11/24 19:41	7/9/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-25	24.13	-1	-2	55	I
7/11/24 08:58	7/9/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,034	22.82	-45	-1	6,607	I
7/9/24 14:17	7/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,588	22.83	-70	-1	6,652	I
7/8/24 19:04	7/3/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-127	24.17	-5	-9	56	I
7/8/24 11:43	7/5/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-282	22.86	-12	0	6,729	I
7/3/24 13:17	7/2/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-883	22.77	-39	-1	6,734	I
7/3/24 13:14	6/28/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	S	-115	7.39	-16	0	15,063	I
7/3/24 11:47	7/2/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-88	15.02	-6	-100	0	D
7/2/24 19:01	6/28/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-129	24.18	-5	-8	62	I
7/2/24 13:12	7/1/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,979	22.58	-88	-1	6,773	I
7/2/24 13:00	7/1/24	BRW	Saba Capital Income & Opportunities Fund	MA	Fund	CEF	Closed-End Funds	Weinstein Boaz	NY	O	P	S	-22	7.10	-3	-100	0	D
7/1/24 17:01	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-624	6.93	-90	-90	10	D
6/28/24 17:00	6/26/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-991	6.85	-145	-59	100	D
6/27/24 21:29	6/25/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-1	24.23	0	0	67	I
6/24/24 19:25	6/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	S	-42	41.74	-1	-53	1	D
6/24/24 18:29	6/20/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-49	24.20	-2	-3	67	I
6/24/24 17:00	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		S.adm	-295	19.68	-15	-12	112	D
6/21/24 17:32	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		S.dm	-295	19.68	-15	-78	4	D
6/21/24 15:03	6/21/24	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	S	-5	18.13	0	-6	4	D
6/18/24 17:57	6/14/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	23.79	-1	-1	69	I
6/17/24 06:01	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	S.a	-93	18.64	-5	-20	20	D
6/17/24 06:01	6/13/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	S.a	-204	18.30	-11	-31	25	D
6/13/24 14:28	6/11/24	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	0	5.47	0	0	1,779	I
6/5/24 14:38	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Bip Holdings LP	D0	H	Affiliat	S.a	-58,500	10.19	-5,741	-64	3,275	D
6/5/24 14:33	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Brookfield Brp Holdings (Us) Inc.	A6	H	Affiliat	S.a	-58,500	10.19	-5,741	-41	8,393	D
6/3/24 17:54	5/30/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-10	24.24	0	-1	70	I
5/30/24 21:56	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Mnaymneh Sami	FL	T		S	-12,150	12.15	-1,000	-20	3,976	I
5/30/24 21:55	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Tamer Anthony	FL	T		S	-12,150	12.15	-1,000	-18	4,438	I
5/29/24 17:01	5/24/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.22	0	0	70	I
5/28/24 17:54	5/23/24	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		S.m	-282	14.11	-20	-67	10	I
5/23/24 10:58	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-158	24.63	-6	-11	50	I
5/23/24 10:44	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-158	24.63	-6	-100	0	D
5/22/24 10:10	5/21/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-239	24.65	-10	-15	56	I
5/22/24 10:01	5/21/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-239	24.65	-10	-60	6	D
5/21/24 11:26	5/20/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-169	24.66	-7	-9	66	I
5/21/24 11:01	5/20/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-169	24.66	-7	-30	16	D
5/20/24 18:50	5/16/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-7	24.14	0	0	70	I
5/20/24 16:25	5/17/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-197	10.08	-20	-4	452	I
5/16/24 17:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Bip Holdings LP	D0	H	Affiliat	S	-58,500	10.17	-5,752	-64	3,263	D
5/16/24 16:57	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Brookfield Brp Holdings (Us) Inc.	A6	H	Affiliat	S	-58,500	10.17	-5,752	-41	8,382	D
5/16/24 11:39	5/14/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,894	21.36	-89	-1	6,860	I
5/15/24 20:01	5/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-159	23.96	-7	-9	70	I
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	S	-28	13.90	-2	-100	0	D
5/10/24 10:39	5/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-410	21.46	-19	0	6,949	I
5/9/24 18:08	5/7/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-30	23.24	-1	-2	77	I
5/7/24 17:21	5/3/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,014	21.50	-47	-1	6,968	I
5/3/24 13:19	5/1/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-395	21.26	-19	0	7,015	I
5/1/24 10:31	4/29/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-13	21.50	-1	0	7,034	I
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	S	-3,171	9.30	-341	-100	0	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	S	-16	12.55	-1	0	255	D
4/18/24 18:40	4/16/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-4	24.16	0	0	78	I
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S	-4,930	24.65	-200	-16	1,082	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		S	-4,930	24.65	-200	-16	1,082	D
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-2	3.61	-1	0	1,935	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-208	11.21	-19	-1	3,148	I
4/12/24 18:20	4/10/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.16	0	0	79	I
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.46	-2	-1	168	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	S.a	-61	17.56	-4	-23	12	D
4/8/24 18:29	3/18/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		S.m	-4,500	25.98	-173	-12	1,282	D
4/8/24 18:28	4/4/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S.m	-4,875	26.25	-186	-12	1,320	M
4/1/24 14:58	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	15.90	-2	-1	170	D
3/28/24 17:10	3/27/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-2	24.12	0	0	79	I
3/25/24 19:33	3/21/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.12	0	0	79	I
3/20/24 15:56	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	0	5.87	0	0	793	I
3/15/24 18:55	3/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-1	24.12	0	0	79	I
3/13/24 16:53	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-228	25.02	-9	-11	73	I
3/13/24 16:21	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-228	25.02	-9	-28	23	D
3/11/24 17:30	3/7/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-2	24.03	0	0	79	I
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-276	45.96	-6	-7	83	D
3/5/24 16:30	3/1/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,C	S.m	-1,253	45.57	-28	-15	154	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	Cohen Barry J.	NY	D		S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	S	-46	9.19	-5	-2	287	D
2/20/24 08:55	2/14/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-199	10.11	-20	-4	472	I
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	S	-6	11.07	-1	-33	1	D
2/15/24 17:07	2/13/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-42	10.33	-4	0	1,990	I
2/15/24 11:11	2/14/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	S	-6	11.89	-1	-20	2	D
2/13/24 19:26	12/29/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DO	P,CEO	S	-201	10.03	-20	-2	1,209	D
2/13/24 18:38	2/9/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-1,652	22.65	-73	-48	79	I
2/8/24 18:07	2/6/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-621	22.64	-27	-15	152	I
2/6/24 11:51	2/2/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.40	-2	-1	172	I
2/5/24 21:24	2/1/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-804	22.69	-35	-17	179	I
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	Brown Sandra	WI	D		S	-66	40.27	-2	-82	0	D
2/1/24 16:29	2/1/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-140	13.95	-10	-63	6	D
1/31/24 19:20	1/29/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-302	22.93	-13	-6	215	I
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	S	-32	21.12	-2	-100	0	D
1/26/24 18:54	1/24/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-313	22.88	-14	-6	228	I
1/26/24 17:12	1/25/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-194	10.45	-19	-1	1,995	I
1/25/24 16:30	12/20/23	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-258	43.01	-6	-6	89	D
1/25/24 08:53	1/23/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-254	10.56	-24	-1	2,015	I
1/23/24 20:11	1/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-2,528	22.79	-111	-31	242	I
1/23/24 10:40	1/19/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-17	10.58	-2	0	2,039	I
1/18/24 18:29	1/17/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-198	10.53	-19	-1	2,041	I
1/18/24 09:49	8/29/23	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Carrig Janet	MA	D		S	-1	27.71	0	-27	0	D
1/16/24 17:26	1/12/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-817	10.61	-77	-4	2,060	I
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Brennan Paul L	IL	O	VP,Portf	S	-4	11.01	0	-100	0	D
1/12/24 13:43	1/10/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-423	10.60	-40	-2	2,137	I
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Perold Jacques P	NY	D		S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Partners LLC	IL	T		S	-251	10.21	-25	-5	475	D
1/10/24 14:21	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	T		S	-251	10.21	-25	-5	475	I
1/10/24 13:08	1/9/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-92	10.47	-9	0	2,692	I
1/10/24 12:58	1/8/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-51	10.63	-5	0	2,177	I
1/5/24 16:20	1/5/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-272	13.60	-20	-56	16	D
1/3/24 18:31	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	H	Adviser	S.a	-114	10.33	-11	-99	0	D
1/3/24 17:50	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Chad Eisenberg	IL	O	Treasure	S	-114	10.33	-11	-99	0	I
1/3/24 11:49	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	T		S	-114	10.33	-11	-99	0	D
1/3/24 10:46	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Peck Michael D	IL	O	P	S	-114	10.33	-11	-99	0	I
1/3/24 09:21	1/1/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	0	0.00	-10	-32	22	I
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	Linell Victor Stewart	NY	H	Affiliat	S	0	0.00	-4	-6	67	D
1/2/24 14:49	12/28/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	16.26	-2	-1	174	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Adler Richard H	CO	D		S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S	-80	11.17	-7	-17	34	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	S	-29	6.75	-4	-100	0	D
12/20/23 12:27	12/20/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-81	14.92	-5	-18	25	I
12/19/23 15:37	12/15/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-477	3.82	-125	-1	8,792	I
12/19/23 12:49	12/19/23	JPI	Nuveen Preferred & Income Term Fund		Fund	CEF	Closed-End Funds	Evans Jack	IL	H	Trustee	S	-18	18.19	-1	-100	0	D
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-12	8.35	-1	-100	0	D
12/18/23 13:24	12/11/23	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-4	9.08	0	-100	0	D
12/18/23 13:18	12/11/23	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-11	8.38	-1	-100	0	D
12/14/23 17:42	12/13/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-4,607	3.95	-1,167	-12	8,917	I
12/13/23 16:14	12/11/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-16	8.01	-2	0	4,954	D
12/13/23 15:27	12/11/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	5.79	-5	0	2,549	D
12/13/23 12:15	12/13/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-82	13.67	-6	-14	36	D
12/13/23 11:47	12/11/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,125	3.92	-287	-3	10,084	I
12/11/23 17:39	12/7/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-14	3.47	-4	0	1,935	I
12/11/23 15:22	12/7/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,596	3.90	-409	-4	10,485	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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