GLAD - Gladstone Capital Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	17	67	0	1	1	3	2	0	1
P	%wins				76	66	58	58	62	43	60
S	%ret	1	10	38	0	0	2	5	5	2	3
S	%wins				74	58	32	30	33	57	47

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/23/22 16:14	2/22/22	GLAD	Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	P	2	10.85	0	0	5	5	D
3/17/20 14:38	3/16/20	GLAD	Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	P	5	6.55	0	1	26	4	I
3/16/20 13:42	3/16/20	GLAD	Fund	CEF	Closed-End Funds	Licalsi Michael	VA	O	GC,Secre	P	7	6.74	0	1	14	8	D
3/13/20 15:22	3/12/20	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	70	7.00	0	10	2	510	D
3/13/20 14:39	3/12/20	GLAD	Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	P	3	7.01	0	0	19	3	D
3/10/20 13:00	3/9/20	GLAD	Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	P	2	7.90	0	0	11	2	D
2/25/20 16:14	2/25/20	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	95	9.47	0	10	2	497	D
12/7/18 16:24	12/6/18	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	100	8.33	0	12	3	464	D
11/21/18 15:02	11/21/18	GLAD	Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	P	5	8.62	0	1	41	2	D
11/20/18 16:25	11/20/18	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	87	8.71	0	10	2	449	D
5/8/18 17:15	5/8/18	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	89	8.91	0	10	2	424	D
2/9/18 13:55	2/8/18	GLAD	Fund	CEF	Closed-End Funds	Merrick Caren D	VA	D		P	9	9.03	0	1	54	3	D
2/9/18 13:52	2/8/18	GLAD	Fund	CEF	Closed-End Funds	Schaltenbrand Nicole Frances Dubas	VA	O	CFO,Trea	P	12	9.02	0	1	New	1	D
2/9/18 13:45	2/8/18	GLAD	Fund	CEF	Closed-End Funds	Gladstone David	VA	DO	CEO	P	9	9.12	0	1	0	1,170	D
2/9/18 08:35	2/8/18	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	103	9.04	0	11	3	407	D
12/18/17 12:15	12/15/17	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	77	9.40	0	8	2	395	D
11/30/17 17:07	11/28/17	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	79	9.82	0	8	2	386	D
11/28/17 14:36	11/27/17	GLAD	Fund	CEF	Closed-End Funds	Wilkinson Walter H	VA	D		P	60	9.79	0	6	83	14	D
9/1/17 12:58	8/31/17	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	37	9.22	0	4	1	372	D
3/13/17 14:50	3/9/17	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	90	8.96	2	10	3	355	D	26	40	9	8	-6	-3	-2	-2	2	3	7
3/8/17 09:44	3/7/17	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	S	0	9.16	2	0	0	345	D	30	43	11	12	-4	-3	0	0	-4	-2	3
3/1/17 16:26	2/28/17	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	146	9.13	2	16	2	688	M	32	50	13	13	-2	-6	-1	1	0	0	0
12/13/16 16:27	12/12/16	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-832	8.92	2	-93	-100	0	D	29	32	33	14	16	12	6	6	3	7	8	6
10/26/16 14:46	10/25/16	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	200	7.98	1	25	8	322	D	12	4	13	6	2	1	-2	0	-4	-8	0	20	26
8/25/16 16:41	8/19/16	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	51	8.52	1	6	2	295	D	10	19	40	21	11	6	1	0	1	3	-5	-1	13
8/16/16 15:12	8/12/16	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S.m	-175	8.39	1	-21	-18	93	D	8	16	41	22	16	7	5	1	1	1	-3	-3	17
8/15/16 10:19	8/11/16	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	67	8.35	1	8	3	287	D	6	15	48	23	14	5	4	0	1	3	-3	-3	19
5/23/16 15:20	5/20/16	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	35	7.01	1	5	2	272	D	-11	-10	-14	17	-1	-6	0	0	4	2	2	25	21
3/7/16 12:41	3/4/16	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	43	7.13	1	6	2	262	D	-12	-11	-14	-18	17	18	10	4	1	5	5	6	30	45
2/29/16 14:07	2/26/16	GLAD	Fund	CEF	Closed-End Funds	Gladstone David	VA	DO	CEO	P	25	6.37	1	4	0	1,169	D	-19	-16	-16	-23	26	9	6	7	4	7	14	12	36	56
12/16/15 17:15	12/15/15	GLAD	Fund	CEF	Closed-End Funds	Dellafiora John	VA	O	Chief Co	P	5	6.75	2	1	New	1	D	-9	-10	-12	-20	-19	-20	-18	-13	-1	-3	-36	2	2	39
12/15/15 14:57	12/15/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	67	6.67	1	10	4	249	D	-10	-9	-12	-21	-20	-20	-19	-15	1	5	-23	12	10	42
12/15/15 14:55	12/15/15	GLAD	Fund	CEF	Closed-End Funds	Licalsi Michael	VA	H	General	P	19	6.46	1	3	83	7	D	-10	-9	-12	-21	-20	-20	-19	-15	1	5	-23	12	10	42
12/14/15 15:33	12/11/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	80	7.97	1	10	4	239	D	-4	-3	-4	-13	-11	-12	-14	-8	-9	-5	-18	3	-1	32
12/7/15 17:12	12/3/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	43	8.65	1	5	2	229	D	7	2	7	0	-3	-2	-3	-4	-1	-9	-12	-13	-6	13
10/27/15 17:13	10/27/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	641	8.55	1	75	51	221	D	20	8	5	18	0	1	0	-1	0	3	4	-23	-4	8
6/3/15 11:29	6/1/15	GLAD	Fund	CEF	Closed-End Funds	Merrick Caren D	VA	D		P	15	8.17	1	2	New	2	D	21	-7	-4	-1	-4	-1	-4	6	-2	-2	-4	10	9	-2
6/1/15 16:39	5/29/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	64	7.97	1	8	6	141	D	13	-11	-9	-6	-9	-2	-9	-6	3	2	-3	8	12	-2
5/21/15 16:54	5/21/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	31	8.79	1	4	3	132	D	20	-2	0	11	0	0	3	0	-2	-9	-6	-4	3	-10
5/14/15 13:58	5/12/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	30	8.52	1	4	3	129	D	19	-1	-1	18	-1	-3	-2	5	1	1	-4	-3	5	-9
5/14/15 13:57	5/12/15	GLAD	Fund	CEF	Closed-End Funds	Wilkinson Walter H	VA	D		P	50	8.67	1	6	New	6	D	19	-1	-1	18	-1	-3	-2	5	1	1	-4	-3	5	-9
2/23/15 17:20	2/19/15	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	110	8.09	1	14	12	123	D	12	-7	-8	-6	0	15	11	6	1	1	6	5	3	-20
12/11/14 14:20	12/10/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	119	8.70	1	14	14	109	D	29	-1	-8	-7	-4	-5	-6	-6	-1	-4	-3	5	0	3
12/10/14 15:12	12/8/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	11	8.66	1	1	1	96	D	28	-1	-7	-7	-6	-5	-6	-5	0	-4	-3	4	0	4
9/4/14 14:28	9/4/14	GLAD	Fund	CEF	Closed-End Funds	Morrison Melissa	VA	O	CFO	P	1	9.69	1	0	50	0	D	37	29	3	0	-3	-1	1	0	1	0	-9	-1	-5	-1
8/11/14 16:49	8/8/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	97	9.74	2	10	12	94	D	37	21	7	3	-2	-3	-3	2	1	0	0	-4	-11	-7
8/8/14 17:42	8/7/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	97	9.69	2	10	13	84	D	38	21	7	4	-3	-3	-5	2	0	1	0	-4	-14	-8
8/7/14 15:56	8/6/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	81	9.62	2	8	13	74	D	43	20	4	2	-2	-4	-7	4	1	3	3	-2	-14	-6
8/6/14 16:03	8/5/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	108	9.51	2	11	21	66	D	43	20	2	2	-2	-5	-6	5	1	3	3	-1	-14	-6
6/2/14 10:22	5/28/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P	137	9.78	1	14	35	54	D	61	28	8	2	2	4	2	1	0	-1	2	-1	-3	-9
5/28/14 16:05	5/23/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	202	9.76	1	21	104	40	D	59	25	6	2	4	4	3	1	0	2	0	0	-2	-7
3/18/14 16:48	3/14/14	GLAD	Fund	CEF	Closed-End Funds	Licalsi Michael	VA	O	Internal	P	1	9.74	1	0	3	3	D	36	13	20	7	3	-1	-1	-2	1	0	-1	3	1	0
3/5/14 16:00	3/3/14	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-98	10.10	1	-10	-8	114	D	41	19	27	4	-2	4	-1	-1	1	0	3	4	3	-4
2/13/14 16:17	2/11/14	GLAD	Fund	CEF	Closed-End Funds	Morrison Melissa	VA	O	CFO	P	1	9.59	1	0	100	0	D	38	18	21	8	3	-5	3	4	1	1	0	-1	3	-14
2/11/14 16:06	2/7/14	GLAD	Fund	CEF	Closed-End Funds	Marcotte Robert L	VA	O	P	P.m	186	9.39	1	20	New	20	D	31	16	13	10	0	-6	-4	0	2	5	5	4	6	-13
12/3/13 16:30	11/29/13	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-41	9.85	2	-4	-3	124	I	61	29	20	21	9	4	1	1	-1	-1	-1	4	6	6
11/27/13 14:24	11/26/13	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-402	9.82	2	-41	-24	128	I	61	29	18	20	10	9	4	-1	2	0	1	7	8	5
3/14/13 17:03	3/12/13	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-140	9.30	1	-15	-8	169	I	2	22	13	18	6	4	3	1	1	-5	-2	-10	-5	14
3/11/13 16:42	3/8/13	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-46	9.25	1	-5	-3	184	I	1	21	13	18	4	0	2	1	0	3	0	-6	-7	17
2/28/13 16:33	2/27/13	GLAD	Fund	CEF	Closed-End Funds	English Michela A	VA	D		S	-18	8.96	1	-2	-57	2	D	-3	19	17	13	3	0	-2	0	0	1	2	-4	-5	20
2/20/13 16:55	2/15/13	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-46	9.20	1	-5	-3	189	I	-3	22	12	26	10	1	2	0	-1	0	-1	-1	-5	19
2/15/13 16:16	2/13/13	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S.m	-46	9.10	1	-5	-3	194	I	-3	20	13	16	10	2	0	0	-1	-1	2	-3	-6	18
2/6/13 16:47	2/5/13	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		S	-1	9.03	1	0	-100	0	D	0	9	19	5	9	2	1	0	0	1	2	-1	0	15
2/5/13 17:28	2/1/13	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		S	-68	9.00	1	-8	-99	0	D	0	9	18	4	9	2	1	1	0	0	2	-1	0	18
9/10/12 15:43	9/10/12	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		P	5	8.75	1	1	12	5	D	-7	27	8	11	4	0	3	1	0	5	3	-4	13	9
3/8/12 12:51	3/8/12	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		P	6	8.51	1	1	19	4	D	-7	-18	19	11	-4	2	0	1	1	3	-2	-8	7	21
2/28/12 09:14	2/23/12	GLAD	Fund	CEF	Closed-End Funds	Morrison Melissa	VA	O	CAO	P	1	8.32	1	0	New	0	D	2	-19	14	20	2	-6	2	2	0	1	-2	-9	4	19
10/3/11 16:09	9/29/11	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P.m	3	6.95	1	0	11	4	D	-8	-34	-37	-25	-6	-10	-7	-7	5	3	24	17	33	44
9/22/11 16:14	9/22/11	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	2	7.28	1	0	9	4	D	-2	-28	-31	-19	0	-8	-3	-2	1	-1	2	7	19	33
8/16/11 12:30	8/12/11	GLAD	Fund	CEF	Closed-End Funds	Gladstone David	VA	DO	CEO	P	78	7.85	1	10	1	1,126	D	6	-19	-27	-26	-13	-13	-6	7	0	-6	-1	8	10	17
5/24/11 09:11	5/23/11	GLAD	Fund	CEF	Closed-End Funds	Watson David Hibbert	VA	O	CFO	P	1	9.80	2	0	New	0	D	67	-2	-11	-11	-11	-12	-11	-9	-1	2	-5	-22	-18	-16
5/24/11 09:11	5/23/11	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	1	10.22	2	0	3	3	D	67	-2	-11	-11	-11	-12	-11	-9	-1	2	-5	-22	-18	-16
2/24/11 15:02	2/24/11	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		P	7	11.18	1	1	24	3	D	89	21	11	0	-5	2	-2	-3	2	2	3	-10	-25	-19
2/11/11 12:54	2/11/11	GLAD	Fund	CEF	Closed-End Funds	Reilly John	VA	D		P	34	11.29	1	3	750	3	D	75	39	9	-2	-4	-3	1	1	3	4	1	3	-29	-18
8/20/10 09:05	8/19/10	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	1	10.44	1	0	3	3	D	-14	54	19	6	-6	-13	-9	-1	1	0	11	9	14	-20
8/12/10 10:55	8/12/10	GLAD	Fund	CEF	Closed-End Funds	Licalsi Michael	VA	O	Internal	P	6	10.45	1	1	40	2	I	-7	18	29	-13	-2	-5	-15	-12	1	3	10	12	8	-23
5/21/10 09:49	5/20/10	GLAD	Fund	CEF	Closed-End Funds	Licalsi Michael	VA	O	Internal	P	15	10.03	3	2	New	2	D	-29	56	30	13	-16	-24	-16	-9	4	16	11	6	15	16
5/10/10 09:44	5/7/10	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	1	10.44	3	0	4	3	D	-17	102	52	46	-5	-11	-15	-14	5	-1	-7	6	6	5
3/22/10 09:03	3/19/10	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		P	5	11.76	2	0	22	3	D	-18	73	34	47	43	12	4	0	1	8	18	1	5	7
2/16/10 15:23	2/12/10	GLAD	Fund	CEF	Closed-End Funds	English Michela A	VA	D		P	9	8.63	1	1	40	4	D	-35	23	-8	11	13	18	8	1	5	9	32	34	26	42
3/6/09 15:32	3/5/09	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		P	4	5.67	1	1	56	2										-6	21	27	50	43	113
12/31/08 13:27	12/30/08	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S	-5	7.44	1	-1	0	195	D	-60	-48	-41	-46	3	3	0	0	3	20	14	-14	6	13
6/30/08 14:51	6/27/08	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	Chief In	P	15	15.43	2	1	9	12	D	-14	-22	-13	-16	-14	-12	-12	-6	-1	-11	7	10	-45	-44
6/30/08 14:39	6/30/08	GLAD	Fund	CEF	Closed-End Funds	Cheetham Kevin	VA	H	Officer	P	5	15.03	2	0	58	1	D	-14	-22	-13	-16	-14	-12	-12	-6	-1	-11	7	10	-45	-44
3/7/08 14:33	3/7/08	GLAD	Fund	CEF	Closed-End Funds	Cheetham Kevin	VA	H	Officer	P	5	16.20	3	0	100	1	D	-9	-19	-15	-11	-13	-4	-8	-1	0	9	16	15	1	-63
12/31/07 13:19	12/28/07	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P.m	18	17.90	2	1	94	2	D	-2	-23	-14	-7	-8	-6	-7	-9	-4	-3	-2	9	-10	-53
12/19/07 15:15	12/18/07	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	2	18.66	2	0	10	1	D	9	-17	-11	-6	5	-3	2	2	1	2	-11	-4	-3	-56
11/2/07 14:37	6/29/07	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P.a	2	21.44	3	0	12	1	D	0	-16	-17	5	-8	-6	-2	-3	1	0	6	-6	8	-29
9/14/07 11:18	9/14/07	GLAD	Fund	CEF	Closed-End Funds	Cheetham Kevin	VA	H	Officer	P	6	19.17	1	0	New	0	D	-2	-8	-9	-13	5	-7	-5	-1	2	4	3	-1	-10	-4
8/27/07 10:49	8/24/07	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	Chief In	P	21	20.95	2	1	11	10	D	4	3	-4	-6	0	10	11	6	-4	-2	-6	-5	-11	-21
8/24/07 14:12	8/24/07	GLAD	Fund	CEF	Closed-End Funds	Gerson Gary	VA	O	Treasure	P	3	20.60	2	0	New	0	D	5	2	-5	-5	1	18	8	2	0	-6	-5	-6	-13	-18
8/22/07 13:58	8/20/07	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	Chief In	P	104	20.80	2	5	122	9	D	1	-3	-11	-13	-4	9	-7	-2	4	-2	2	1	-10	-14
7/5/07 14:40	6/29/07	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	2	21.44	2	0	11	1	D	5	7	-8	-9	-8	-7	-4	-2	0	-1	-12	-3	-8	-26
3/14/07 16:17	3/13/07	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	9	21.44	1	0	98	1	D	4	8	-3	-11	-11	-8	-3	-2	2	6	11	6	-6	-14
3/1/07 16:51	2/27/07	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	7	22.22	1	0	279	0	D	3	15	3	-9	-7	-6	-5	-4	-2	-1	7	7	-9	-18
12/27/06 14:01	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	CIO	M.adm	2,689	17.93	1	150		4	D	21	25	23	15	6	4	1	2	0	-3	-4	-4	-10	-19
12/27/06 14:01	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	CIO	S.adm	-3,289	21.92	1	-150	-97	4	D	21	25	23	15	6	4	1	2	0	-3	-4	-4	-10	-19
12/27/06 13:58	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	CIO	M.dm	2,689	17.93	1	150		4	D	21	25	23	15	6	4	1	2	0	-3	-4	-4	-10	-19
12/27/06 13:58	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	CIO	S.dm	-3,289	21.92	1	-150	-97	4	D	21	25	23	15	6	4	1	2	0	-3	-4	-4	-10	-19
9/29/06 09:27	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	M.adm	1,600	15.00	1	107	109	204	D	13	6	7	4	1	-2	-1	0	-1	0	7	11	10	-2
9/29/06 09:27	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Brubaker Terry Lee	VA	DO	COO	S.ad	-499	22.18	1	-23	-10	204	D	13	6	7	4	1	-2	-1	0	-1	0	7	11	10	-2
9/28/06 16:41	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	CIO	M.dm	2,689	17.93	1	150		5	D	11	5	7	5	0	-3	-3	0	-1	1	9	15	11	-5
9/28/06 16:41	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	CIO	S.dm	-3,289	21.92	1	-150	-97	5	D	11	5	7	5	0	-3	-3	0	-1	1	9	15	11	-5
9/28/06 16:34	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Gladstone Capital Corp	VA	DO	COO	M.dm	1,600	15.00	1	107	109	204	D	11	5	7	5	0	-3	-3	0	-1	1	9	15	11	-5
9/28/06 16:34	9/26/06	GLAD	Fund	CEF	Closed-End Funds	Gladstone Capital Corp	VA	DO	COO	S.d	-499	22.18	1	-23	-10	204	D	11	5	7	5	0	-3	-3	0	-1	1	9	15	11	-5
9/26/06 14:50	9/25/06	GLAD	Fund	CEF	Closed-End Funds	Coulon Maurice	VA	D		M.d	126	19.71	1	6		0	D	14	6	7	5	3	-3	-2	-1	0	-1	7	16	9	-5
9/26/06 14:50	9/25/06	GLAD	Fund	CEF	Closed-End Funds	Coulon Maurice	VA	D		S.d	-142	22.20	1	-6	-100	0	D	14	6	7	5	3	-3	-2	-1	0	-1	7	16	9	-5
9/25/06 14:59	9/21/06	GLAD	Fund	CEF	Closed-End Funds	Coulon Maurice	VA	D		M.d	71	19.71	1	4		0	D	9	5	8	7	3	-3	-2	-2	0	0	7	16	10	-5
9/25/06 14:59	9/21/06	GLAD	Fund	CEF	Closed-End Funds	Coulon Maurice	VA	D		S.d	-81	22.40	1	-4	-100	0	D	9	5	8	7	3	-3	-2	-2	0	0	7	16	10	-5
9/21/06 15:17	9/19/06	GLAD	Fund	CEF	Closed-End Funds	English Michela A	VA	D		M.dm	322	16.08	1	20		3	D	10	6	11	8	5	0	0	0	-1	-2	3	10	7	-3
9/21/06 15:17	9/19/06	GLAD	Fund	CEF	Closed-End Funds	English Michela A	VA	D		S.dm	-414	22.40	1	-19	-88	3	D	10	6	11	8	5	0	0	0	-1	-2	3	10	7	-3
9/18/06 16:23	9/14/06	GLAD	Fund	CEF	Closed-End Funds	Brill Harry	VA	O	CFO	M.dm	500	17.67	1	28		11	D	10	8	10	5	3	2	-2	0	-1	-2	2	12	6	0
9/18/06 16:23	9/14/06	GLAD	Fund	CEF	Closed-End Funds	Brill Harry	VA	O	CFO	S.dm	-642	22.70	1	-28	-73	11	D	10	8	10	5	3	2	-2	0	-1	-2	2	12	6	0
9/18/06 16:19	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Brill Harry	VA	O	CFO	M.adm	326	15.00	1	22		11	D	10	8	10	5	3	2	-2	0	-1	-2	2	12	6	0
9/18/06 16:19	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Brill Harry	VA	O	CFO	S.adm	-493	22.70	1	-22	-67	11	D	10	8	10	5	3	2	-2	0	-1	-2	2	12	6	0
9/14/06 16:11	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		M.adm	390	19.48	1	20		1	D	11	6	10	10	4	4	0	0	0	-1	1	9	1	-6
9/14/06 16:11	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		S.adm	-443	22.70	1	-20	-95	1	D	11	6	10	10	4	4	0	0	0	-1	1	9	1	-6
9/13/06 17:26	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		M.dm	390	19.48	1	20		1	D	10	6	10	11	5	2	0	-1	0	-1	-2	10	1	-8
9/13/06 17:26	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		S.dm	-454	22.70	1	-20	-98	1	D	10	6	10	11	5	2	0	-1	0	-1	-2	10	1	-8
9/13/06 17:21	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Brill Harry	VA	O	CFO	M.dm	326	15.00	1	22		11	D	10	6	10	11	5	2	0	-1	0	-1	-2	10	1	-8
9/13/06 17:21	9/12/06	GLAD	Fund	CEF	Closed-End Funds	Brill Harry	VA	O	CFO	S.dm	-493	22.70	1	-22	-67	11	D	10	6	10	11	5	2	0	-1	0	-1	-2	10	1	-8
9/11/06 14:04	9/8/06	GLAD	Fund	CEF	Closed-End Funds	Gladstone David	VA	DO	CEO,CB	M.d	6,100	15.00	1	407	64	1,041	D	10	5	12	9	3	4	1	-1	-1	-1	-1	8	-3	-7
9/11/06 13:43	9/8/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	48	15.75	1	3		2	D	10	5	12	9	3	4	1	-1	-1	-1	-1	8	-3	-7
9/11/06 13:43	9/8/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-70	22.81	1	-3	-61	2	D	10	5	12	9	3	4	1	-1	-1	-1	-1	8	-3	-7
8/31/06 18:10	8/30/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	13	15.75	1	1	71	2	D	10	7	10	5	4	4	2	2	1	1	-2	10	-2	-3
8/31/06 18:10	8/30/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-19	22.55	1	-1	-29	2	D	10	7	10	5	4	4	2	2	1	1	-2	10	-2	-3
8/16/06 16:21	8/15/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	115	15.85	1	7		2	D	11	1	8	3	4	0	0	2	0	1	3	10	10	-1
8/16/06 16:21	8/15/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-160	22.07	1	-7	-78	2	D	11	1	8	3	4	0	0	2	0	1	3	10	10	-1
8/14/06 17:43	8/14/06	GLAD	Fund	CEF	Closed-End Funds	Outland John H	VA	D		P	22	21.89	1	1	New	1	D	11	-1	5	2	2	0	-1	1	1	1	5	11	13	-4
8/14/06 13:53	8/14/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		M.d	158	15.75	1	10		4	D	11	-1	5	2	2	0	-1	1	0	2	5	12	13	-4
8/14/06 13:53	8/14/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		S.d	-219	21.90	1	-10	-72	4	D	11	-1	5	2	2	0	-1	1	0	2	5	12	13	-4
8/14/06 09:01	8/10/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		M.d	82	16.40	1	5		4	D	11	-1	5	2	2	0	-1	1	0	2	5	12	13	-4
8/14/06 09:01	8/10/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		S.d	-110	21.90	1	-5	-56	4	D	11	-1	5	2	2	0	-1	1	0	2	5	12	13	-4
8/9/06 10:45	8/7/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		M.dm	246	16.40	1	15		4	D	19	1	9	-1	3	-2	-3	-3	0	2	6	12	13	1
8/9/06 10:45	8/7/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		S.dm	-330	21.97	1	-15	-79	4	D	19	1	9	-1	3	-2	-3	-3	0	2	6	12	13	1
7/3/06 11:48	6/29/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.dm	210	16.40	1	13		2	D	22	-2	5	1	1	1	1	1	4	3	3	5	16	7
7/3/06 11:48	6/29/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.dm	-279	21.78	1	-13	-87	2	D	22	-2	5	1	1	1	1	1	4	3	3	5	16	7
6/28/06 14:00	6/27/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	17	16.40	1	1	104	2										3	2	5	7	23	11
6/28/06 14:00	6/27/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-22	21.70	1	-1	-34	2										3	2	5	7	23	11
6/20/06 10:46	6/19/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	82	16.40	1	5		2										-3	-1	2	6	19	12
6/20/06 10:46	6/19/06	GLAD	Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-110	21.90	1	-5	-71	2										-3	-1	2	6	19	12
5/31/06 17:38	5/31/06	GLAD	Fund	CEF	Closed-End Funds	Parker Anthony W	VA	D		P	4	22.05	1	0	4	4										0	-5	-3	3	12	13
2/28/06 10:58	2/27/06	GLAD	Fund	CEF	Closed-End Funds	Mead Gerard	VA	D		P	2	20.50	1	0	New	0										3	1	5	4	12	15
5/20/05 13:22	5/19/05	GLAD	Fund	CEF	Closed-End Funds	Stelljes George III	VA	DO	Chief In	P	41	22.62	1	2	90	4	D	50	24	-5	-5	4	3	2	2	0	-2	5	2	4	1
3/21/05 16:52	3/16/05	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		M.d	158	15.75	1	10		1	D	70	14	4	0	-1	-4	-1	-4	-3	-6	-5	3	2	-4
3/21/05 16:52	3/16/05	GLAD	Fund	CEF	Closed-End Funds	Adelgren Paul W	VA	D		S.dm	-227	23.93	1	-10	-95	1	D	70	14	4	0	-1	-4	-1	-4	-3	-6	-5	3	2	-4
3/18/04 17:23	3/17/04	GLAD	Fund	CEF	Closed-End Funds	English Michela A	VA	D		P	22	22.20	1	1	New	1	D		50	16	3	-2	3	0	-3	-1	-1	0	-8	10	15
11/21/03 14:18	10/1/03	GLAD	Fund	CEF	Closed-End Funds	English Michela A	VA	D		S	-6	19.54	1	0	-100	0	D		46	19	10	4	4	-2	-1	2	2	6	4	-3	21

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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