Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
1/14/25 17:43	1/10/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		199	S.m	-168,537	12.80	-13,163		83,860	I
1/10/25 14:39	1/8/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Vanekris Anthonie C	NY	D		3	S	-22	10.29	-2		19	D
1/7/25 16:35	12/31/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	1	S	-199	9.96	-20		1,209	D
1/3/25 11:38	1/2/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		2	S	-73	10.44	-7		5	D
1/3/25 08:34	1/1/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	8	S	-8,374	11.16	-750		1,253	I
12/30/24 17:01	12/26/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		1	S	-2	6.47	0		37	D
12/27/24 16:03	12/27/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	1	S	-1	43.70	0		1	I
12/26/24 13:56	12/23/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	29	S.m	-4,296	6.40	-672		12,175	I
12/17/24 13:09	12/16/24	FCT	First Trust Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	S	-377	11.56	-33		475	D
12/16/24 13:57	12/12/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		1	S	-25	13.38	-2		17	D
12/13/24 11:48	12/12/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	O'Connor Michael James	NC	H	Adviser	1	S	-285	9.70	-29	-100	0	D
12/12/24 16:30	12/10/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	3	S	-1,029	49.00	-21		89	D
12/11/24 16:05	12/11/24	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Marcotte Bob	VA	O	P	1	S	-424	27.35	-16		249	D
12/11/24 12:43	12/10/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	3	S	-142	42.57	-3		1	D
12/10/24 10:59	12/9/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		3	S	-679	13.16	-52		84	D
12/9/24 14:14	12/5/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	DO	CEO	1	S	-1,500	9.68	-155		1,500	I
12/2/24 17:10	11/29/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	5	S	-1,055	10.08	-105		492	I
11/26/24 17:20	11/22/24	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	Lanza John	NY	O	See Rema	1	S	-16	12.85	-1	-100	0	D
11/26/24 14:38	11/25/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Imasogie Osagie O	PA	D		1	S	-900	22.01	-41		8	D
11/12/24 14:40	11/7/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue Thomas R	PA	H	Treasure	2	S	-18	12.30	-1		0	D
11/12/24 11:34	11/7/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		2	S.m	-125	5.06	-25	-100	0	I
11/5/24 18:20	11/4/24	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	2	S	-40	14.45	-3	-100	0	D
11/1/24 10:28	10/25/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	1	S	-1,034	44.00	-24		14	D
10/29/24 10:14	10/28/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Escherich Frederic A	MD	D		2	S.m	-555	21.80	-25		59	D
10/8/24 17:22	10/4/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Soccio Phillip	NY	H	Portfoli	2	S	-28	12.31	-2	-100	0	D
10/7/24 12:57	9/30/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DO	P,CEO	2	S	-401	10.04	-40		1,209	D
10/4/24 11:48	10/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	15	S	-1,631	13.65	-119		174	D
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		2	S	-30	13.60	-2		4	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	2	S	-313	7.51	-42	0	15,063	I
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	1	S	-175	8.77	-20		13	D
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Bluestein Scott	MA	O	CEO	1	S	-1,959	19.59	-100		2,161	D
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		34	S.m	-7,075	22.89	-309		242	I
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	1	S	-5	13.74	0		16	I
9/20/24 14:18	9/19/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	4	S	-1,804	11.88	-152		161	D
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Angel Oak Capital Partners Ii, LLC	GA	H	General	1	S	0	11.00	0	-100	0	D
8/12/24 16:06	7/25/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	O	CFO	1	S	-64	18.10	-4		2	I
7/24/24 14:53	7/5/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Laughlin Susan Watson	NY	D		1	S.m	0	0.0073	-5	-100	0	D
7/2/24 13:00	7/1/24	BRW	Saba Capital Income & Opportunities Fund	MA	Fund	CEF	Closed-End Funds	Weinstein Boaz	NY	O	P	1	S	-22	7.10	-3	-100	0	D
7/1/24 17:01	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		2	S.m	-1,615	6.88	-235		100	D
6/24/24 17:00	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		2	S.dm	-590	19.68	-30		112	D
6/21/24 15:03	6/21/24	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	1	S	-5	18.13	0		4	D
6/17/24 06:01	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	2	S.a	-297	18.41	-16		25	D
6/5/24 14:38	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Bip Holdings LP	D0	H	Affiliat	2	S	-117,000	10.18	-11,493		3,275	D
6/5/24 14:33	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Brookfield Brp Holdings (Us) Inc.	A6	H	Affiliat	2	S	-117,000	10.18	-11,493		8,393	D
5/30/24 21:56	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Mnaymneh Sami	FL	T		1	S	-12,150	12.15	-1,000		3,976	I
5/30/24 21:55	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Tamer Anthony	FL	T		1	S	-12,150	12.15	-1,000		4,438	I
5/28/24 17:54	5/23/24	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		1	S.m	-282	14.11	-20		10	I
5/23/24 10:58	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		4	S	-794	24.75	-32		73	I
5/23/24 10:44	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	4	S	-794	24.75	-32		23	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	2	S	-6,171	9.15	-675		666	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	S	-16	12.55	-1	0	255	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	2	S.m	-9,805	25.42	-386		1,320	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		2	S.m	-9,430	25.27	-373		1,282	D
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	1	S.a	-61	17.56	-4		12	D
3/5/24 16:30	3/1/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,C	1	S.m	-1,253	45.57	-28		154	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	Cohen Barry J.	NY	D		1	S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	S	-46	9.19	-5		287	D
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	2	S	-11	11.48	-1		3	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	Brown Sandra	WI	D		1	S	-66	40.26	-2		0	D
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	1	S	-32	21.12	-2	-100	0	D
1/18/24 09:49	8/29/23	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Carrig Janet	MA	D		1	S	-1	27.70	0		0	D
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Brennan Paul L	IL	O	VP,Portf	1	S	-4	11.01	0	-100	0	D
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Perold Jacques P	NY	D		1	S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Partners LLC	IL	T		1	S	-251	10.21	-25		475	D
1/3/24 18:31	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	T		2	S	-229	10.33	-22	-100	0	D
1/3/24 17:50	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Chad Eisenberg	IL	O	Treasure	1	S	-114	10.33	-11		0	I
1/3/24 10:46	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Peck Michael D	IL	O	P	1	S	-114	10.33	-11		0	I
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	Linell Victor Stewart	NY	H	Affiliat	1	S	0	0.00	-4		67	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Adler Richard H	CO	D		1	S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	1	S	-80	11.17	-7		34	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	2	S	-47	8.93	-5	-100	0	D
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		3	S	-27	8.46	-3	-100	0	D
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	Wolford James R.	NY	D		1	S	-43	13.72	-3		39	I
11/20/23 14:18	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	1	S	-168	11.18	-15	-100	0	D
11/17/23 18:26	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	3	S	-88	9.86	-9	-100	0	D
11/17/23 17:40	11/15/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Partners LP	NY	T		3	S.m	-3,047	17.32	-176		1,082	I
11/13/23 16:07	11/8/23	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	Maclellan Scott	NY	H	Portfoli	4	S	-28	11.60	-2		0	D
11/13/23 16:03	11/8/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Rieder Richard M	NY	H	Portfoli	1	S	-299	14.94	-20		99	D
11/6/23 12:39	11/2/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue J Christopher	PA	DO	Trustee,	1	S	-63	9.45	-7		7	D
11/1/23 14:23	11/1/23	CGO	Calamos Global Total Return Fund		Fund	CEF	Closed-End Funds	Neal John E	X1	D		1	S	-58	8.20	-7	-100	0	D
10/30/23 16:23	10/30/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Raio Jerry	FL	D		1	S	-4	13.10	0		4	D
10/26/23 18:17	10/26/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	2	S	-18	8.38	-2		0	D
10/24/23 11:35	10/23/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Grimes Thomas Michael	NJ	H	Officer	1	S	-360	23.62	-15	-100	0	D
10/12/23 16:50	10/12/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	1	S	-1	13.70	0		1	I
10/4/23 14:44	10/3/23	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	4	S	-794	7.60	-105		118	D
9/29/23 17:06	9/19/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		1	S.dm	-1,810	19.35	-94		1,084	D
9/21/23 14:47	9/19/23	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	2	S	-568	19.81	-29		160	D
9/18/23 16:15	8/15/23	NRSAX	Nexpoint Real Estate Strategies Fund		Fund	CEF	Closed-End Funds	Dondero James D	TX	OT	See Rema	1	S	-9,397	18.79	-500		87	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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