BRW - Saba Capital Income & Opportunities Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	33	-0	1	0	-2	1	16	3
P	%wins				67	61	73	70	52	78	67
S	%ret	1	4	15	0	0	0	-1	-4	0	-1
S	%wins				40	40	40	47	67	60	49

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/2/24 13:00	7/1/24	BRW	Fund	CEF	Closed-End Funds	Weinstein Boaz	NY	O	P	S	-22	7.10	0	-3	-100	0	D
11/16/22 15:30	11/14/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,520	7.89	0	-193	-5	4,082	I
11/14/22 09:24	11/9/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-54	7.75	0	-7	0	4,274	I
11/9/22 11:30	11/8/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-243	7.80	0	-31	-1	4,281	I
9/13/22 17:23	9/13/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S	-35	8.24	0	-4	0	4,312	I
9/12/22 14:56	9/8/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S	-231	8.31	0	-28	-1	4,317	I
9/8/22 13:20	9/6/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S.m	-692	8.44	0	-82	-2	4,345	I
9/6/22 12:24	8/31/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S.m	-681	8.46	0	-80	-2	4,427	I
5/31/22 12:18	5/26/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,061	8.22	0	-129	-3	4,507	I
5/24/22 17:23	5/23/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-395	8.09	0	-49	-1	4,636	I
5/23/22 14:02	5/19/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-308	7.83	0	-39	-1	4,685	I
5/19/22 10:47	5/17/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S.m	-506	4.10	0	-123	-1	9,445	I
5/10/22 13:34	5/6/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-330	4.20	0	-79	-1	9,568	I
5/6/22 09:22	5/4/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-519	4.28	0	-121	-1	9,647	I
5/3/22 17:14	5/2/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-494	4.29	0	-115	-1	9,768	I
4/11/22 09:53	4/7/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-51	4.41	0	-11	0	9,883	I
3/7/22 12:08	3/3/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-137	4.51	0	-30	0	9,894	I
2/4/22 10:59	2/2/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,126	4.54	0	-248	-2	9,925	I
2/2/22 10:01	1/31/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-322	4.54	0	-71	-1	10,173	I
1/31/22 10:43	1/27/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-252	4.54	0	-56	-1	10,244	I
12/3/21 10:12	12/1/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-158	4.54	0	-35	0	10,327	I
12/1/21 10:24	11/29/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-238	4.55	0	-52	-1	10,362	I
11/26/21 13:07	11/23/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-626	4.56	0	-137	-1	10,414	I
11/22/21 14:19	11/22/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-526	4.59	0	-115	-1	10,652	I
11/19/21 15:04	11/18/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-584	4.61	0	-127	-1	10,758	I
11/12/21 13:12	11/8/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-665	4.65	0	-143	-1	10,793	I
11/8/21 12:45	11/4/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-344	4.69	0	-73	-1	10,936	I
7/30/21 15:20	7/28/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,192	4.56	0	-261	-2	12,438	I
7/28/21 16:52	7/26/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-865	4.55	0	-190	-1	12,699	I
7/23/21 16:44	7/22/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,294	4.55	0	-284	-1	25,337	I
7/21/21 12:17	7/20/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-365	4.56	0	-80	0	25,621	I
7/15/21 15:25	7/13/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-677	4.71	0	-144	-1	25,701	I
7/12/21 12:31	7/8/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,203	4.72	0	-255	-1	25,845	I
4/27/21 14:11	4/23/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-459	4.59	0	-100	0	26,100	I
4/23/21 12:36	4/21/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-592	4.61	0	-129	0	26,200	I
4/21/21 11:14	4/16/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,161	4.62	0	-468	-2	26,329	I
4/16/21 14:52	4/14/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,174	4.64	0	-253	-1	26,796	I
4/14/21 10:02	4/12/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-508	4.65	0	-109	0	27,049	I
4/13/21 13:48	4/8/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.am	-928	4.67	0	-199	-1	27,158	I
4/12/21 12:16	4/8/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-928	4.67	0	-199	-1	27,158	I
4/22/20 12:28	4/20/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,243	3.96	0	314	1	36,321	I
4/14/20 13:29	4/13/20	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	393	3.97	0	99	0	36,006	I
4/9/20 16:54	4/8/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	84	3.90	0	22	0	35,907	I
4/6/20 15:54	4/2/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	352	3.65	0	96	0	35,886	I
4/2/20 11:28	3/31/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	160	3.61	0	44	0	35,789	I
3/31/20 10:36	3/27/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	202	3.53	0	57	0	35,745	I
3/27/20 10:33	3/25/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	131	3.40	0	38	0	35,688	I
3/25/20 12:17	3/23/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	942	3.14	0	300	1	35,649	I
3/23/20 08:17	3/18/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	576	3.43	0	168	0	35,349	I
3/18/20 16:51	3/16/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	472	4.04	0	117	0	35,058	I
3/16/20 13:52	3/12/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,287	4.18	0	308	1	34,941	I
3/11/20 13:49	3/9/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	4.61	0	1	0	34,633	I
3/6/20 16:42	3/4/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	471	5.02	0	94	0	34,632	I
3/4/20 16:28	3/2/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,176	4.97	0	438	1	34,538	I
3/2/20 17:02	2/27/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,460	4.92	0	297	1	34,100	I
2/27/20 16:42	2/25/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	697	5.05	0	138	0	33,804	I
2/25/20 11:41	2/21/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	5.14	0	0	0	33,666	I
2/21/20 14:44	2/20/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	5.15	0	1	0	33,665	I
2/19/20 14:08	2/18/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,303	5.18	0	831	3	32,942	I
2/14/20 14:37	2/11/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	839	5.17	0	162	0	32,834	I
2/11/20 14:12	2/7/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,466	5.16	0	478	1	32,671	I
2/7/20 12:20	2/5/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,524	5.16	0	295	1	32,193	I
2/5/20 14:02	2/3/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	872	5.15	0	169	1	31,898	I
2/3/20 13:35	1/30/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,776	5.14	0	1,318	4	31,728	I
1/30/20 11:29	1/28/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,978	5.12	0	582	2	30,410	I
1/28/20 11:16	1/27/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,805	5.12	0	352	1	29,536	I
1/24/20 15:53	1/23/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,758	5.13	0	538	2	29,073	I
1/22/20 12:54	1/21/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	812	5.09	0	159	1	28,869	I
1/17/20 13:38	1/14/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,849	5.08	0	364	1	28,779	I
1/14/20 13:53	1/10/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,744	5.07	0	344	1	28,414	I
1/10/20 14:13	1/8/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	7,843	5.06	0	1,550	6	28,071	I
1/8/20 16:51	1/6/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,806	5.04	0	358	1	26,521	I
1/6/20 08:55	1/2/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,246	5.02	0	248	1	26,163	I
1/2/20 12:54	12/30/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,752	5.00	0	350	1	25,914	I
12/30/19 10:28	12/26/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,455	5.00	0	291	1	25,564	I
12/26/19 12:22	12/23/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,295	5.00	0	259	1	25,273	I
12/23/19 12:53	12/19/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,300	4.97	0	664	3	25,014	I
12/19/19 14:42	12/17/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,862	4.95	0	376	2	24,351	I
12/17/19 14:32	12/13/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,079	4.92	0	423	2	23,975	I
12/13/19 14:30	12/11/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,124	4.91	0	229	1	23,552	I
12/11/19 15:43	12/9/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,093	4.87	0	429	2	23,323	I
12/5/19 11:15	12/3/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	94	4.82	0	19	0	22,893	I
11/21/19 12:22	11/19/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	17	4.84	0	4	0	22,874	I
11/18/19 11:53	11/14/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	335	4.79	0	70	0	22,871	I
11/14/19 13:42	11/12/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	849	4.85	0	175	1	22,801	I
11/12/19 12:19	11/11/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,226	4.84	0	873	4	21,979	I
11/7/19 14:09	11/5/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	927	4.84	0	192	1	21,752	I
11/5/19 12:44	11/1/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,680	4.82	0	556	3	21,561	I
11/1/19 13:49	10/31/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,389	4.79	0	1,333	7	20,698	I
10/30/19 11:03	10/28/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,128	4.77	0	446	2	19,672	I
10/17/19 13:31	10/15/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,114	4.68	0	238	1	19,226	I
10/15/19 11:53	10/10/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,414	4.69	0	942	5	18,988	I
10/10/19 12:54	10/8/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,857	4.71	0	606	3	18,046	I
10/8/19 14:54	10/4/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,111	4.73	0	658	4	17,440	I
10/3/19 16:15	9/30/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,423	4.71	0	727	5	16,778	I
9/13/19 14:29	9/12/19	PPR	Fund	CEF	Closed-End Funds	Anderson Kimberly A	AZ	O	SVP	P	2	4.68	0	0	100	1	D
6/6/18 17:09	6/4/18	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	Senior M	S	-61	5.11	0	-12	-14	75	D
6/5/18 11:27	6/4/18	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	Senior M	S	0	5.12	0	0	0	87	D
10/5/17 18:16	10/2/17	PPR	Fund	CEF	Closed-End Funds	Roland Michael J	AZ	D		S	-256	5.21	0	-49	-100	0	D
6/30/16 12:17	6/29/16	PPR	Fund	CEF	Closed-End Funds	Roland Michael J	AZ	D		P	250	5.09	2	49	New	49	D	0	3	6	2	2	-3	0	0	1	1	4	5	13
10/26/15 15:21	10/23/15	PPR	Fund	CEF	Closed-End Funds	Anderson Kimberly A	AZ	O	SVP	P	1	5.13	2	0	100	0	D	-3	1	-6	-2	2	3	2	0	0	-1	0	-5	3	10
1/30/15 12:31	1/23/15	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	52	5.27	2	10	16	72	D	-7	-6	-4	-1	0	-1	0	0	0	1	7	9	7	-2
1/23/15 17:07	1/22/15	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	140	5.26	3	27	76	62	D	-6	-5	-5	-1	-3	-1	-1	0	0	-1	4	9	5	-4
12/5/14 11:10	12/4/14	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	1	5.38	2	0	1	35	D	0	-3	-3	-1	1	1	2	1	-1	2	-2	5	5	0
12/5/14 10:45	12/4/14	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	187	5.38	2	35	New	35	D	0	-3	-3	-1	1	1	2	1	-1	2	-2	5	5	0
6/11/13 17:08	6/10/13	PPR	Fund	CEF	Closed-End Funds	Anderson Kimberly A	AZ	O	SVP	P	1	6.20	4	0	New	0	D	16	21	4	-5	-5	-5	-3	-1	3	4	1	1	0	0
7/1/11 13:44	7/1/11	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-31	6.20	2	-5	-15	27	D	63	18	9	3	-1	0	0	1	1	1	-4	-16	-13	0
4/14/11 16:37	4/14/11	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-31	6.18	3	-5	-13	32	D	87	8	11	6	2	1	2	-1	-2	0	-1	-1	-17	-5
4/6/11 11:31	12/21/00	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P.m	146	7.11	3	21	New	21	D	91	2	9	6	1	0	1	1	0	2	2	1	-17	-2
1/20/11 17:24	1/18/11	PPR	Fund	CEF	Closed-End Funds	Morgan Stanley	NY	T		S	-1	5.85	3	0	-20	1	I	88	8	7	4	2	1	0	-1	1	3	4	8	6	-3
1/19/11 17:28	1/11/11	PPR	Fund	CEF	Closed-End Funds	Citigroup Inc	NY	T		S.m	-5,150	25,000	3	0	-16	1	I	87	7	6	4	3	2	0	0	1	3	5	8	6	-3
1/11/11 17:04	1/10/11	PPR	Fund	CEF	Closed-End Funds	Citigroup Inc	NY	T		S	-1,325	25,000	3	0	-4	1	I	75	11	8	4	3	1	1	1	1	1	4	7	8	-2
3/3/10 14:05	2/24/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S.a	-29	5.88	4	-5	-19	22	D	25	89	33	19	5	5	2	1	0	1	5	-8	-5	8
3/1/10 13:06	3/1/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-30	6.00	4	-5	-23	17	D	21	77	33	19	6	3	3	2	1	1	5	-8	-6	8
2/25/10 10:34	2/24/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	H	Senior V	P	29	5.88	5	5	30	22	D	22	78	33	17	8	2	3	1	0	1	4	-10	-4	8
1/25/10 15:05	1/25/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	S	-17	5.81	5	-3	-10	27	D	11	67	37	11	12	9	4	-1	2	1	3	8	0	9
1/25/10 15:01	1/25/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	S	-17	5.76	5	-3	-9	30	D	11	67	37	11	12	9	4	-1	2	1	3	8	0	9
5/27/09 18:55	5/27/09	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	P	16	4.00	2	4	14	32	D	-37	-26	41	15	11	3	1	-1	1	4	3	17	33	40
1/14/09 14:49	12/24/08	PPR	Fund	CEF	Closed-End Funds	Morgan Stanley	NY	T		S.m	-84	3.26	3	-26	-97	1	B									-1	-2	5	2	18	60
12/12/08 17:59	12/12/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	Senior V	P	6	2.80	2	2	30	9	D	-53	-50	-49	-44	-23	-4	-9	-4	-8	17	33	21	52	96
10/10/08 18:14	10/10/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	Senior V	P	15	3.00	4	5	5	105	D	-47	-50	-41	-41	-40	-37	-26	-18	15	11	24	21	21	73
10/10/08 18:08	10/10/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	Senior V	P	9	3.02	4	3	86	7	D	-47	-50	-41	-41	-40	-37	-26	-18	15	11	24	21	21	73
10/6/08 18:29	10/6/08	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	P	8	3.84	3	2	8	26	D	-29	-34	-21	-21	-20	-15	-9	-1	-8	-15	0	-4	-2	37
10/6/08 18:23	10/6/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	Senior V	P	8	3.85	3	2	2	100	D	-29	-34	-21	-21	-20	-15	-9	-1	-8	-15	0	-4	-2	37
9/17/08 18:59	9/17/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	7	4.63	2	2	75	4	D	-19	-21	-4	-15	-9	-9	-8	-6	2	6	-21	-38	-20	18
9/17/08 18:54	9/17/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	12	4.60	2	3	3	94	D	-19	-21	-4	-15	-9	-9	-8	-6	2	6	-21	-38	-20	18
9/17/08 14:49	9/17/08	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	EVP	P	9	4.58	2	2	10	23	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
9/17/08 14:42	9/16/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	10	4.94	2	2	New	2	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
9/17/08 14:29	9/16/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	49	4.91	2	10	12	92	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
2/7/08 18:05	2/7/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	114	5.70	2	20	32	82	D	-2	-14	-9	-9	-6	-7	-5	-4	-1	-5	-3	5	-2	-27
8/16/07 18:36	8/14/07	PPR	Fund	CEF	Closed-End Funds	Putnam David		D		P	234	6.70	5	35	97	71	D	2	-5	-12	-16	-17	-8	-6	-7	3	7	8	4	-14	-9
6/26/07 12:17	6/25/07	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	EVP	S	-8	7.83	3	-1	-5	21	D	28	18	12	8	3	0	0	-2	-4	-3	-11	-9	-16	-19
6/21/07 13:10	6/20/07	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	S	-3	7.89	3	0	-1	22	D	29	21	14	10	4	3	2	1	-1	-7	-10	-10	-18	-19
6/19/07 12:29	6/15/07	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	S	-51	7.81	3	-6	-100	0	D	29	21	13	9	3	3	2	1	1	-1	-9	-12	-17	-18
2/16/07 10:41	2/15/07	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	S	-30	7.38	3	-4	-15	22	D	12	15	9	5	3	0	1	0	0	0	0	5	-11	-21
4/19/06 13:55	4/18/06	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	21	6.84	2	3	13	26										0	0	3	4	8	20
2/9/06 16:44	2/7/06	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	28	6.96	2	4	21	23										0	-1	1	2	5	14
9/30/05 15:24	9/29/05	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	10	6.72	3	2	26	7	D	5	-10	-5	-3	-3	-3	-1	1	1	2	1	2	8	14
9/28/05 18:34	9/27/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	13	6.65	2	2	12	19	D	5	-11	-6	-3	-6	-4	-2	-1	1	3	2	2	9	15
9/16/05 11:01	9/14/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	14	6.84	2	2	13	17	D	6	-9	-3	-2	-4	-2	-1	-1	0	-2	-2	-2	6	13
5/20/05 18:12	5/20/05	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	3	6.86	2	1	14	4	D	11	-9	-7	-8	-4	-3	-2	-1	0	1	3	4	-2	10
5/16/05 11:51	5/13/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	10	6.94	2	2	11	15	D	13	-9	-6	-7	-3	-2	-2	-1	0	-2	2	4	-3	7
5/13/05 12:43	5/12/05	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	35	6.98	2	5	9	60	D	13	-10	-6	-7	-4	-2	-2	-1	0	-1	2	4	-2	7
5/11/05 17:55	5/11/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	14	7.02	2	2	18	13	D	15	-9	-5	-7	-3	-1	-1	-1	-1	-1	1	3	-2	7
12/8/04 09:32	12/6/04	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	14	7.18	4	2	21	11	D	34	0	-7	-9	-7	-6	-4	0	2	6	5	8	2	-3
12/2/04 15:31	12/1/04	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	7	7.36	3	1	12	9	D	40	3	-4	-7	-6	-4	-3	-2	-2	0	3	5	-2	-5
1/12/04 10:49	8/20/03	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S.m	-16	7.81	2	-2	-19	8	D	30	31	11	9	7	1	1	1	1	1	3	5	3	1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y