Rosen Elliot - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	13	-1	-1	-0	-1	0	12	2
P	%wins				69	54	85	69	46	77	67
S	%ret	1	1	10	0	-0	-1	-3	-8	-3	-3
S	%wins				50	40	50	60	90	50	57

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/1/11 13:44	7/1/11	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-31	6.20	2	-5	-15	27	D	63	18	9	3	-1	0	0	1	1	1	-4	-16	-13	0
4/14/11 16:37	4/14/11	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-31	6.18	3	-5	-13	32	D	87	8	11	6	2	1	2	-1	-2	0	-1	-1	-17	-5
4/8/11 15:30	3/15/11	XSIIX	Ing Senior Income Fund		Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-99	13.26	0	-7	-100	0	D
4/6/11 11:31	12/21/00	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P.m	146	7.11	3	21	New	21	D	91	2	9	6	1	0	1	1	0	2	2	1	-17	-2
3/3/10 14:05	2/24/10	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S.a	-29	5.88	4	-5	-19	22	D	25	89	33	19	5	5	2	1	0	1	5	-8	-5	8
3/1/10 13:06	3/1/10	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-30	6.00	4	-5	-23	17	D	21	77	33	19	6	3	3	2	1	1	5	-8	-6	8
2/25/10 10:34	2/24/10	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	H	Senior V	P	29	5.88	5	5	30	22	D	22	78	33	17	8	2	3	1	0	1	4	-10	-4	8
1/25/10 15:05	1/25/10	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	S	-17	5.81	5	-3	-10	27	D	11	67	37	11	12	9	4	-1	2	1	3	8	0	9
1/25/10 15:01	1/25/10	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	S	-17	5.76	5	-3	-9	30	D	11	67	37	11	12	9	4	-1	2	1	3	8	0	9
5/27/09 18:55	5/27/09	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	P	16	4.00	2	4	14	32	D	-37	-26	41	15	11	3	1	-1	1	4	3	17	33	40
10/6/08 18:29	10/6/08	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	P	8	3.84	3	2	8	26	D	-29	-34	-21	-21	-20	-15	-9	-1	-8	-15	0	-4	-2	37
9/17/08 14:49	9/17/08	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	EVP	P	9	4.58	2	2	10	23	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
6/26/07 12:17	6/25/07	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	EVP	S	-8	7.83	3	-1	-5	21	D	28	18	12	8	3	0	0	-2	-4	-3	-11	-9	-16	-19
6/21/07 13:10	6/20/07	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	S	-3	7.89	3	0	-1	22	D	29	21	14	10	4	3	2	1	-1	-7	-10	-10	-18	-19
2/16/07 10:41	2/15/07	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	S	-30	7.38	3	-4	-15	22	D	12	15	9	5	3	0	1	0	0	0	0	5	-11	-21
4/19/06 13:55	4/18/06	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	21	6.84	2	3	13	26										0	0	3	4	8	20
2/9/06 16:44	2/7/06	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	28	6.96	2	4	21	23										0	-1	1	2	5	14
9/28/05 18:34	9/27/05	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	13	6.65	2	2	12	19	D	5	-11	-6	-3	-6	-4	-2	-1	1	3	2	2	9	15
9/16/05 11:01	9/14/05	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	14	6.84	2	2	13	17	D	6	-9	-3	-2	-4	-2	-1	-1	0	-2	-2	-2	6	13
5/16/05 11:51	5/13/05	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	10	6.94	2	2	11	15	D	13	-9	-6	-7	-3	-2	-2	-1	0	-2	2	4	-3	7
5/11/05 17:55	5/11/05	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	14	7.02	2	2	18	13	D	15	-9	-5	-7	-3	-1	-1	-1	-1	-1	1	3	-2	7
12/8/04 09:32	12/6/04	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	14	7.18	4	2	21	11	D	34	0	-7	-9	-7	-6	-4	0	2	6	5	8	2	-3
12/2/04 15:31	12/1/04	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	7	7.36	3	1	12	9	D	40	3	-4	-7	-6	-4	-3	-2	-2	0	3	5	-2	-5
1/12/04 10:49	8/20/03	PPR	Ing Prime Rate Trust	MA	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S.m	-16	7.81	2	-2	-19	8	D	30	31	11	9	7	1	1	1	1	1	3	5	3	1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y