Swank Jerry V - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	6	1	3	3	5	1	-4	1
P	%wins				67	83	50	50	67	33	58

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/7/23 11:33	12/5/23	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	H	See Rema	P	300	33.75	9	36	34	D
9/7/23 16:11	9/6/23	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	H	See Rema	P	397	39.65	10	67	25	D
9/6/23 15:44	9/5/23	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	H	See Rema	P	604	40.25	15	New	15	D
7/27/15 16:51	7/23/15	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	DO	CEO	P.m	82	3.27	25	24	131	I	-51	-58	-26	-19	-14	-7	-4	-1	2	4	-6	-23	-47	-18
2/18/15 13:40	2/18/15	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	DO	CEO	P	107	4.28	25	31	106	D	-36	-41	-48	-45	-28	5	-1	2	-1	0	-5	-2	-17	-55
12/9/13 14:31	6/29/11	ENGY	Central Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	H	Former D	P	2,224	0.3000	7,413	New	7,413	I
1/2/13 12:18	12/28/12	SRF	Cushing Royalty & Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	H	Trustee	P	94	18.71	5	119	9	I			-10	-12	-8	-2	-3	1	4	9	14	9	5	-1
12/21/12 10:43	12/17/12	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	DOH	CEO,P,Tr	P	72	7.17	10	14	81	D	-9	-9	-11	-15	-10	-3	-5	1	-1	-1	11	14	12	23
9/16/09 16:17	9/14/09	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	DO	P,CEO	P	301	6.02	50	999%	54										3	6	10	33	48	51
2/6/08 14:45	1/16/08	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	774	15.55	50	12	455	I
1/18/08 17:45	1/16/08	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		S	-774	15.55	-50	-100	0	I
10/25/07 17:20	10/23/07	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	O	P,CEO	P	71	17.75	4	New	4	I					-9	-7	-7	-3	1	2	-9	-4	3	-25
8/29/07 16:08	8/27/07	SRV	Cushing Mlp Total Return Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	DO	P,C.E.O.	P	79	19.63	4	New	4	D
7/17/07 11:59	7/13/07	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		S.m	-284	17.68	-16	-100	0	I
7/12/07 14:43	7/10/07	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		S	-270	18.37	-15	-48	16	I
12/20/06 06:06	12/18/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	2,352	4.42	532		405	I
12/13/06 19:14	12/11/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	616	4.42	139	New	139	I
10/12/06 17:16	8/10/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.a	2	4.26	0	0	327	I
9/6/06 19:32	9/1/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	95	5.25	18	6	296	I
8/18/06 12:15	8/16/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	4	4.20	1	0	278	I
8/14/06 18:46	8/10/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	3	4.24	1	0	277	I
7/18/06 15:31	7/14/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	4	5.00	1	0	276	I
7/11/06 14:13	7/7/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	1	4.99	0	0	276	I
7/7/06 11:28	7/5/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	12	4.90	2	1	275	I
7/5/06 12:24	6/30/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	1	5.00	0	0	273	I
6/30/06 16:42	6/29/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	0	4.99	0	0	273	S
6/29/06 14:28	6/27/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	2	4.99	0	0	273	S
6/27/06 09:37	6/23/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	5	4.86	1	0	272	S
6/21/06 14:16	6/19/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	8	4.98	2	1	271	S
6/19/06 15:34	6/15/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	7	5.00	1	1	270	S
6/15/06 12:27	6/14/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	6	4.81	1	0	268	S
6/7/06 16:09	6/5/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	4	4.99	1	0	267	S
4/4/06 09:57	3/31/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	8	5.90	1	0	266	S
3/29/06 11:11	3/27/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	12	5.50	2	1	265	S
3/10/06 11:47	3/8/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	2	5.50	0	0	263	S
3/3/06 12:15	3/1/06	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P	26	5.16	5	2	262	S
3/1/06 16:29	11/23/05	RVEP	Rio Vista Energy Partners LP	DE	Energy	OilTr	Petroleum & Petroleum Product	Swank Jerry V	TX	T		P.m	347	5.39	64	33	257	S

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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