ARDC - Ares Dynamic Credit Allocation Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	12	38	0	-0	0	1	2	2	1
P	%wins				92	71	68	61	72	71	73

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/28/24 17:54	5/23/24	ARDC	Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		S.m	-282	14.11	0	-20	-67	10	I
8/18/23 17:16	8/16/23	ARDC	Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		S.m	-385	12.82	0	-30	-50	30	I
3/18/22 17:02	3/17/22	ARDC	Fund	CEF	Closed-End Funds	Spector Bruce H	CA	D		P	142	14.18	0	10	40	35	D
1/27/22 17:26	1/25/22	ARDC	Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		P.m	463	15.42	0	30	100	60	I
9/17/21 15:46	9/15/21	ARDC	Insur	LfIns	Life Insurance	Sun Life Assurance Co of Canada	A6	T		P	16,000	25.00	0	640	133	1,120	M
5/27/20 16:03	5/26/20	ARDC	Fund	CEF	Closed-End Funds	Brufsky Seth J	CA	DO	P,CEO ,	P	226	11.31	0	20	41	69	I
1/21/20 14:58	1/16/20	ARDC	Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		S	-81	15.78	0	-5	-15	30	I
10/17/19 19:13	10/15/19	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	S	-122	14.78	0	-8	-99	0	D
12/28/18 12:38	12/24/18	ARDC	Fund	CEF	Closed-End Funds	Spector Bruce H	CA	D		P	133	13.30	0	10	67	25	D
12/27/18 16:52	12/24/18	ARDC	Fund	CEF	Closed-End Funds	Brufsky Seth J	CA	DO	P,CEO	P	134	13.39	0	10	26	49	I
12/11/18 14:21	12/4/18	ARDC	Fund	CEF	Closed-End Funds	Hunt James Kelso	CA	D		P	30	14.77	0	2	40	7	I
9/28/18 13:12	9/26/18	ARDC	Fund	CEF	Closed-End Funds	Spector Bruce H	CA	D		P	58	15.63	0	4	33	15	D
9/28/18 13:11	9/26/18	ARDC	Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		P	311	15.56	0	20	175	31	I
7/10/18 20:03	7/10/18	ARDC	Fund	CEF	Closed-End Funds	Hall Daniel J	CA	O	GC,CLO,S	P	40	16.00	0	3	New	3	D
12/22/16 13:42	12/21/16	ARDC	Fund	CEF	Closed-End Funds	Hunt James Kelso	CA	D		P	75	14.97	2	5	New	5	I	13	24	11	4	5	2	1	1	1	1	4	9
12/19/16 18:36	12/16/16	ARDC	Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		P	150	14.98	1	10	New	10	I	13	23	12	6	5	2	1	0	0	2	4	7
4/20/16 19:52	4/19/16	ARDC	Fund	CEF	Closed-End Funds	Reiss M. Freddie	CA	D		P	33	13.40	1	3	New	3	I	-11	-9	-1	11	8	2	1	1	0	1	2	6	12
3/3/16 19:44	12/7/15	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CA	D		P.a	101	13.52	1	8	10	86	D	-19	-17	-10	-6	2	4	1	1	1	2	8	15	22	40
12/9/15 19:15	12/7/15	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CA	D		P	101	13.52	1	8	10	86	D	-12	-10	-12	-5	-6	-2	-1	-1	0	-1	1	-2	11	22
8/18/15 20:54	8/17/15	ARDC	Fund	CEF	Closed-End Funds	Ashton Keith	NY	OH	VP	P	13	14.98	1	1	90	2	M	-5	-7	-4	-5	-1	1	0	0	0	-5	-3	-6	-14	7
7/22/15 17:12	7/21/15	ARDC	Fund	CEF	Closed-End Funds	Brufsky Seth J	CA	DOH	P,CEO	P	38	15.37	1	3	13	21	I	-6	-7	0	-5	-3	0	0	-2	0	-3	-2	-5	-16	1
10/20/14 14:59	10/16/14	ARDC	Fund	CEF	Closed-End Funds	Margolies Gregory A	CA	H	Vice Pre	P	167	16.70	1	10	187	15	D		0	-4	-5	-4	-1	-2	0	0	0	-1	-3	2	-7
6/16/14 17:44	5/5/14	ARDC	Fund	CEF	Closed-End Funds	Ashton Keith	NY	OH	VP	P	5	18.45	1	0	42	1	M		2	3	1	-1	-1	0	0	0	-1	-1	-1	-8	-5
4/17/14 19:56	4/16/14	ARDC	Fund	CEF	Closed-End Funds	Ressler Antony P	CA	H	Presiden	P	169	18.07	1	9	5	194	D		-1	6	0	-1	0	0	0	0	0	2	0	-5	-3
4/1/14 17:12	3/28/14	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CA	D		P.m	31	18.15	1	2	4	49	D		-2	4	3	0	-1	0	0	0	0	2	2	-2	-3
3/26/14 16:42	3/24/14	ARDC	Fund	CEF	Closed-End Funds	Spector Bruce H	CA	D		P	73	18.35	1	4	New	4	D		1	4	4	1	1	0	1	0	0	1	1	-2	-3
11/19/13 14:03	11/15/13	ARDC	Fund	CEF	Closed-End Funds	Ashton Keith	NY	OH	VP	P	4	17.84	1	0	New	0	D			-7	-3	-1	-2	-1	-1	0	0	3	5	8	1
10/31/13 21:00	10/29/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P	127	18.10	1	7	5	141	D			-6	-3	-1	1	0	0	0	0	-1	4	6	0
10/28/13 21:30	10/24/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	383	18.10	1	21	19	134	D			-6	-3	-3	0	0	-1	0	-1	-2	4	6	0
10/23/13 20:30	10/21/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	373	18.12	1	21	22	113	D			-5	0	-2	-1	2	0	0	0	-2	5	5	0
10/18/13 18:30	10/16/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	407	18.11	1	23	32	93	D			-4	-3	-2	1	1	1	0	0	-2	4	4	-1
10/15/13 20:16	10/10/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	502	18.00	1	28	66	70	D			-6	-3	-3	-2	-1	0	1	2	1	5	5	2
10/9/13 18:30	10/7/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	175	18.01	1	10	30	42	D			-6	-4	-2	-2	-1	-1	0	-1	1	4	5	4
10/8/13 18:15	10/4/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CA	D		P	33	18.11	1	2	4	42	D			-5	-2	0	-1	1	-1	0	0	1	3	4	3
10/4/13 18:01	10/2/13	ARDC	Fund	CEF	Closed-End Funds	Brufsky Seth J	CA	DO	P,CEO	P	18	18.44	1	1	11	11	D			-6	-3	0	-3	-1	0	0	0	0	2	5	2
10/1/13 19:00	9/27/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P	55	17.99	1	3	10	32	D			-6	-3	0	-3	-1	0	0	-1	-1	-1	3	0
9/26/13 20:20	9/24/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	85	18.07	1	5	19	29	D			-5	-3	-3	-2	-3	-1	1	2	2	3	5	3
9/23/13 20:53	9/19/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	147	18.41	1	8	48	25	D			-3	-2	-3	-2	-2	-1	0	-1	0	1	4	1
9/18/13 18:30	9/16/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	112	18.72	1	6	56	17	D			-2	2	-1	1	-1	-1	0	-1	-2	-1	3	1
9/16/13 18:31	9/12/13	ARDC	Fund	CEF	Closed-End Funds	Ares Capital Management II LLC	CA	H	Adviser	P.m	103	18.77	1	6	105	11	D			0	0	-1	3	0	0	-2	-2	-4	-1	1	1
8/23/13 17:15	8/21/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P.m	33	18.17	1	2	5	40	D			-3	-6	-3	-3	-3	0	0	2	1	-1	4	5
8/21/13 17:15	8/19/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P	27	18.30	1	2	4	39	D			-2	-5	-2	-2	-2	0	0	0	0	-2	2	3
7/29/13 17:15	7/25/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P	18	18.40	1	1	3	37	D			2	-3	0	1	-1	1	0	1	-3	-2	1	2
6/21/13 19:25	6/19/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P	57	18.95	2	3	9	36	D			-1	-1	-3	-3	-2	0	-1	0	0	-2	-2	2
6/21/13 19:25	6/19/13	ARDC	Fund	CEF	Closed-End Funds	Brufsky Seth J	CA	DOH	P,CEO	P	38	19.02	2	2	27	10	D			-1	-1	-3	-3	-2	0	-1	0	0	-2	-2	2
6/12/13 19:13	6/10/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P	97	19.46	2	5	18	33	D			1	2	-1	-1	-2	-1	0	-4	0	-1	-2	2
3/21/13 19:45	3/19/13	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P	10	19.51	1	1	2	28	D				-1	3	0	0	1	0	1	1	-1	-2	0
1/18/13 14:57	1/16/13	ARDC	Fund	CEF	Closed-End Funds	Dell Anthony S	CA	OH	CCO,Anti	P	27	19.32	1	1	New	1	D					-3	-3	-2	-2	1	0	2	4	3	3
11/29/12 20:23	11/27/12	ARDC	Fund	CEF	Closed-End Funds	Sachs David A	CT	D		P	550	20.00	22	28	New	28	D									0	0	0	0	2	-5
11/29/12 20:23	11/27/12	ARDC	Fund	CEF	Closed-End Funds	Erlanger Philip Robert	CA	D		P	50	20.00	22	3	New	3	D									0	0	0	0	2	-5
11/29/12 20:22	11/27/12	ARDC	Fund	CEF	Closed-End Funds	Brufsky Seth J	CA	DOH	P,CEO	P	150	20.00	22	8	New	8	D									0	0	0	0	2	-5
11/29/12 20:22	11/27/12	ARDC	Fund	CEF	Closed-End Funds	Ressler Antony P	CA	H	Presiden	P	2,600	20.00	22	130		126	M									0	0	0	0	2	-5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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