Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/14/24 16:12	5/14/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Sandler Elizabeth	PA	D		2	P	39	19.43	2	29	9	I
5/14/24 16:01	5/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	1	P	4,377	5.48	799	1	66,096	D
5/14/24 14:30	5/13/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	2	P	10	11.40	1	2	44	D
5/14/24 13:50	5/10/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		158	P.m	147,167	12.93	11,386	7	182,262	I
5/14/24 10:35	5/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	61	P	6	1.62	4	1	558	M
5/13/24 16:51	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Keilhacker Kurt	CT	D		1	P	202	10.01	20		20	D
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	1	S	-28	13.90	-2	-100	0	D
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	1	P.m	49	7.13	7	1	522	I
5/10/24 16:37	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	1	P.m	49	7.13	7	1	576	I
5/10/24 15:01	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Miller Jeffrey Grant	CA	H	Portfoli	1	P	185	10.01	18		18	D
5/10/24 13:20	5/9/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freno Michael	NC	H	Officer	1	P	267	9.73	28	63	71	D
5/9/24 18:08	5/7/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		7	S.m	-40	23.44	-2		79	I
5/9/24 15:16	5/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	1	P	300	10.01	30		30	D
5/9/24 15:02	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		1	P	50	10.17	5		5	D
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	Moore Thomas Jack	CO	D		2	P.e	41	14.43	3	999%	3	D
5/7/24 16:51	5/6/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	NY	D		4	P	14	13.09	1	42	4	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	4	P	794	5.67	140	22	791	D
5/3/24 17:14	4/30/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	H	Principa	3	P.m	1,367	10.02	136	999%	146	D
5/2/24 17:38	5/1/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	1	P	254	15.55	16	156	27	D
5/2/24 15:24	5/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	1	P	6	11.71	1	12	5	D
5/2/24 14:49	5/1/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	1	P	25	23.07	1	8	14	D
5/2/24 14:18	5/2/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	3	P	49	40.45	1	2	69	M
5/2/24 09:36	4/30/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	400	10.00	40		40	I
5/1/24 17:56	3/12/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hutchens Charles Carter	VA	DO	Principa	1	P	15	10.15	1	5	29	D
4/30/24 17:31	10/5/17	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Oconnor Walter	NY	H	Portfoli	1	P	1	15.48	0		0	D
4/30/24 17:27	12/27/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	McClements Kyle	NY	H	Portfoli	1	P	15	14.78	1	44	3	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	1	S	-3,171	9.30	-341	-100	0	D
4/25/24 16:19	4/23/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Wixted Brian W.	NM	H	Trustee	1	P	25	15.50	2		2	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	S	-16	12.55	-1	0	255	D
4/23/24 16:36	4/11/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		2	P	1,548	8.57	181	999%	186	D
4/23/24 10:45	4/22/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Vaughan Richard B.	TX	D		1	P	71	17.69	4	400	5	D
4/22/24 21:10	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	1	P	1,000	10.48	95	46	301	D
4/22/24 15:04	4/19/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	1	P	32	40.13	1	1	85	D
4/22/24 12:45	4/18/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	D		3	P	1,197	10.16	118	195	178	D
4/19/24 09:01	4/18/24	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Palsson Johannes	GA	H	Portfoli	1	P	70	12.39	6	14	46	D
4/19/24 07:41	4/18/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Goodson Alan R	PA	H	Director	1	P	65	16.83	4		4	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	2	S.m	-9,805	25.42	-386		1,320	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		2	S.m	-9,430	25.27	-373		1,282	D
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	6	S	-20,865	13.51	-1,545		3,845	I
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	P	1,234	14.35	86	430	106	D
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		4	P	28	16.34	2	66	4	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	2	P.m	55	10.00	6	73	13	D
4/11/24 18:08	4/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	2	P	27	37.48	1	2	34	D
4/11/24 13:52	4/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	1	P	51	14.25	4	45	12	D
4/10/24 16:44	4/10/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	1	P	63	25.00	3	2	115	D
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	3	S	-227	17.49	-13		15	D
4/10/24 12:34	4/9/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	2	P	30,000	10.00	3,000	999%	3,010	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		1	P	90	14.46	6	38	23	I
4/9/24 11:53	4/8/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Lindquist Daniel J	IL	O	VP	1	P	50	14.30	4		4	I
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	1	P	18	10.62	2	28	8	M
4/5/24 16:01	4/5/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	1	P	5	11.11	0	7	7	D
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	2	P	23	11.40	2		2	D
4/4/24 11:37	4/3/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	1	P	100	25.09	4	1	274	D
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Gardella Lee A	NY	H	See Expl	1	P	200	10.40	19		19	D
4/1/24 14:23	4/1/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	1	P	5	11.05	0	5	9	D
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	1	P	3	14.65	0	2	11	D
3/29/24 10:55	3/27/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	1	P	13	11.02	1		1	I
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	1	P	66	11.04	6		6	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	1	P	7	8.70	1	7	11	D
3/27/24 10:55	3/25/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		1	P	50	26.46	2		2	D
3/26/24 18:30	3/26/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Burke Edmund J	CO	H	Trustee	2	P	47	6.32	8	142	13	D
3/26/24 11:14	3/25/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	1	P	0	0.00	30	109	59	I
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	2	P	297	11.66	25	10	275	D
3/25/24 15:03	3/22/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Jhirad Yigal Dan	NY	OH	Portfoli	1	P	7	14.14	1	42	2	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	4	P	49,900	10.00	4,990	999%	4,993	D
3/25/24 09:59	3/21/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		1	P.m	216	13.70	16		16	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	CEO	1	P	2	16.10	0	0	169	D
3/22/24 16:21	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		1	P	24	5.96	4	95	8	I
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	2	P	95	11.43	8	12	77	D
3/22/24 14:17	3/22/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	2	P.m	105	11.72	9		5	D
3/21/24 14:32	3/20/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	1	P	43	10.78	4	9	50	D
3/21/24 14:06	3/19/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	1	P.m	410	10.19	40		40	D
3/21/24 12:21	3/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	5	23.21	0	3	7	D
3/20/24 15:56	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	1	S	0	6.00	0	0	793	I
3/20/24 14:14	3/18/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		1	P	65	5.87	11	109	21	D
3/20/24 12:35	3/20/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	2	P	11	5.37	2	2	122	D
3/20/24 09:26	3/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		1	P	9	7.10	1		1	D
3/19/24 11:58	3/18/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Wrapp Emilie D.	NY	H	Advisory	1	P	25	10.45	2		2	D
3/18/24 19:14	3/14/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	14.91	3	0	884	D
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Park Katherine J	CA	D		1	P	23	9.35	3	100	5	D
3/18/24 16:27	3/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	1	P	238	11.61	20	11	202	I
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Krull Steven F.	IL	H	Portfoli	1	P	10	23.58	0		0	D
3/15/24 17:10	3/13/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	3	M.dm	3,126	7.71	405	12	3,719	I
3/15/24 17:09	3/13/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	3	M.dm	3,126	7.71	405	11	4,033	I
3/15/24 16:11	3/13/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		1	P	52	5.80	9	180	14	M
3/14/24 16:05	3/12/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	1	P	34	6.80	5	50	15	D
3/13/24 18:47	3/11/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	1	P	10	45.01	0	20	1	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		2	P.m	42	13.95	3	14	25	D
3/13/24 16:55	3/11/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Cassani Stephen	CA	D		1	P.m	16	9.96	2	35	6	D
3/13/24 16:53	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		1	S	-228	25.02	-9		73	I
3/13/24 16:21	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	1	S	-228	25.02	-9		23	D
3/13/24 16:03	3/11/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	1	P	27	5.44	5	6	84	I
3/13/24 11:51	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	2	P	20	6.05	3	313	4	D
3/13/24 11:24	3/12/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		2	P	25	0.5392	46	1	3,566	D
3/12/24 18:44	3/12/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Usifer Maureen K	CO	H	Trustee	2	P	30	6.04	5	54	14	D
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Perry Michael A	IL	O	VP	2	P	165	8.09	20		20	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	Guia Youse	FL	O	Chief Co	2	P	2	14.08	0		0	D
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	1	S	-276	45.96	-6		83	D
3/11/24 13:42	3/8/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	1	P	43	11.77	4	2	156	D
3/7/24 17:37	3/5/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		1	P	45	15.07	3	93	6	D
3/7/24 17:25	3/5/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	1	P	10	12.64	1	3	24	D
3/7/24 16:54	2/29/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Winmill Thomas Bassett	NH	DO	See "Exp	4	P.m	294	12.59	23	84	51	D
3/6/24 16:18	3/4/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feuer Edward	NY	D		1	P	7	7.21	1		1	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	1	P	247	16.44	15	17	101	I
3/5/24 16:35	3/1/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	3	P.m	1,110	44.99	25	13	209	M
3/5/24 16:30	3/1/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,C	1	S.m	-1,253	45.57	-28		154	D
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Miniman Jonathan D	PA	H	Portfoli	1	P	9	5.08	2	6	32	D
3/5/24 12:48	2/28/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		1	P	6	9.70	1	3	22	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	Cohen Barry J.	NY	D		2	S.m	-419	14.68	-29		25	I
3/1/24 16:13	2/26/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Staggs Dana	NY	O	P	1	P	2	18.50	0	2	6	D
2/29/24 17:23	2/28/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	1	P	187	18.74	10	21	58	M
2/29/24 06:54	2/26/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		1	P	50	6.86	7	3	272	M
2/28/24 11:02	2/27/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	Palma Jeffrey	NY	H	Portfoli	1	P	50	11.11	5	99	9	D
2/26/24 19:24	2/23/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	Davy Joseph P.	WA	DOT	CEO	3	P	1	0.8960	2	52	4	D
2/26/24 12:43	2/23/24	EOD	Allspring Global Dividend Opportunity Fund		Fund	CEF	Closed-End Funds	Fioramonti Vincent J	NC	H	Portfoli	3	P	36	4.54	8	57	22	D
2/23/24 18:13	2/22/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	Ward Mason	WA	DTH	See Rema	1	P	0	0.9680	1	0	2,427	D
2/23/24 17:00	2/23/24	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	Clark Anthony S.	VA	D		1	P	20	39.13	1	20	3	D
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	S	-46	9.19	-5		287	D
2/23/24 16:43	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	1	P	47	9.19	5	2	211	D
2/23/24 12:46	2/22/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Ball John Chester	NY	O	P,Treasu	13	P	3	6.81	0		0	D
2/21/24 13:54	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	Mooney Edward Patrick Jr.	WI	D		1	P	50	24.55	2	52	6	D
2/21/24 13:49	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	Downing George Keith	PA	O	Secretar	1	P	25	24.56	1		1	D
2/21/24 11:39	2/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P,C	1	P	2	1.66	1	3	40	D
2/20/24 08:55	2/14/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	S	-199	10.11	-20		472	I
2/16/24 15:08	2/16/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		1	P	7	22.44	0	50	1	D
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	1	S	-6	11.07	-1		1	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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