3/22/24 17:28 | 3/22/24 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | CEO | P | 2 | 16.10 | 0 | 0 | 0 | 169 | D | | | | | | | | | | | | | | |
2/8/23 19:37 | 2/3/23 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | H | Portfoli | P | 674 | 15.84 | 0 | 43 | 34 | 169 | D | | | | | | | | | | | | | | |
12/23/22 21:26 | 12/22/22 | RMPL | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -176 | 24.83 | 0 | -7 | -14 | 44 | D | | | | | | | | | | | | | | |
12/22/22 15:49 | 10/4/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -16 | 15.66 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
12/8/22 16:51 | 12/7/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -129 | 17.65 | 0 | -7 | -100 | 0 | D | | | | | | | | | | | | | | |
12/6/22 18:09 | 12/5/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -96 | 17.46 | 0 | -6 | -43 | 7 | D | | | | | | | | | | | | | | |
12/6/22 17:54 | 11/15/22 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 0 | 0.00 | 0 | 42 | 17 | 282 | D | | | | | | | | | | | | | | |
12/5/22 17:19 | 12/2/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -103 | 17.40 | 0 | -6 | -32 | 13 | D | | | | | | | | | | | | | | |
12/2/22 20:02 | 12/1/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -87 | 17.83 | 0 | -5 | -21 | 19 | D | | | | | | | | | | | | | | |
12/1/22 16:56 | 11/30/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -52 | 17.31 | 0 | -3 | -11 | 24 | D | | | | | | | | | | | | | | |
11/7/22 16:54 | 11/4/22 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -28 | 13.91 | 0 | -2 | -29 | 5 | D | | | | | | | | | | | | | | |
11/2/22 20:47 | 11/1/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -59 | 14.70 | 0 | -4 | -13 | 27 | D | | | | | | | | | | | | | | |
11/1/22 18:48 | 10/31/22 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -41 | 13.62 | 0 | -3 | -30 | 7 | D | | | | | | | | | | | | | | |
10/25/22 17:49 | 10/24/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -15 | 15.08 | 0 | -1 | -8 | 12 | D | | | | | | | | | | | | | | |
10/4/22 18:37 | 10/3/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -111 | 15.87 | 0 | -7 | -88 | 1 | D | | | | | | | | | | | | | | |
10/4/22 18:33 | 9/30/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S.a | -16 | 15.73 | 0 | -1 | -11 | 8 | D | | | | | | | | | | | | | | |
10/4/22 18:28 | 9/28/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S.a | -16 | 15.79 | 0 | -1 | -10 | 9 | D | | | | | | | | | | | | | | |
10/4/22 18:22 | 2/11/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.am | 187 | 18.71 | 0 | 10 | | 1 | D | | | | | | | | | | | | | | |
10/4/22 16:13 | 10/3/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 95 | 13.59 | 0 | 7 | 78 | 16 | D | | | | | | | | | | | | | | |
10/3/22 20:10 | 9/30/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 27 | 13.26 | 0 | 2 | 29 | 9 | D | | | | | | | | | | | | | | |
10/3/22 20:03 | 9/30/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -16 | 15.73 | 0 | -1 | -25 | 3 | D | | | | | | | | | | | | | | |
9/30/22 17:51 | 9/28/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -16 | 15.79 | 0 | -1 | -20 | 4 | D | | | | | | | | | | | | | | |
9/30/22 17:34 | 9/28/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 27 | 13.58 | 0 | 2 | 40 | 7 | D | | | | | | | | | | | | | | |
9/30/22 17:27 | 9/28/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -9 | 15.85 | 0 | -1 | -4 | 13 | D | | | | | | | | | | | | | | |
5/6/22 16:31 | 5/5/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 146 | 14.65 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
2/17/22 20:03 | 2/11/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 94 | 18.75 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
2/15/22 08:17 | 2/11/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 94 | 18.75 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/22/20 16:36 | 10/20/20 | RSF | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | H | Portfoli | P.m | 115 | 14.90 | 0 | 8 | 36 | 29 | M | | | | | | | | | | | | | | |
5/28/20 13:14 | 5/21/20 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 26 | 18.69 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
3/31/20 16:15 | 3/27/20 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 48 | 23.09 | 0 | 2 | 32 | 9 | D | | | | | | | | | | | | | | |
3/16/20 17:09 | 3/12/20 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 13 | 21.65 | 0 | 1 | 5 | 13 | D | | | | | | | | | | | | | | |
3/16/20 17:03 | 3/12/20 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | D | | P | 36 | 12.46 | 0 | 3 | 2 | 141 | D | | | | | | | | | | | | | | |
12/26/19 13:58 | 12/17/19 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | D | | P | 99 | 16.21 | 0 | 6 | 65 | 15 | D | | | | | | | | | | | | | | |
11/12/19 11:40 | 11/7/19 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | D | | P | 537 | 16.20 | 0 | 33 | 32 | 138 | D | | | | | | | | | | | | | | |
7/30/19 14:19 | 7/26/19 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 200 | 20.00 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
7/26/19 12:56 | 7/23/19 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | S | -127 | 21.65 | 0 | -6 | -31 | 13 | D | | | | | | | | | | | | | | |
6/19/19 17:13 | 6/17/19 | RSF | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 28 | 19.64 | 0 | 1 | 1 | 113 | D | | | | | | | | | | | | | | |
12/26/18 16:15 | 12/21/18 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 30 | 15.20 | 0 | 2 | 27 | 9 | D | | | | | | | | | | | | | | |
12/26/18 16:14 | 12/21/18 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | D | | P | 29 | 14.53 | 0 | 2 | 2 | 90 | D | | | | | | | | | | | | | | |
12/26/18 16:12 | 12/21/18 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 17 | 24.56 | 0 | 1 | 1 | 89 | D | | | | | | | | | | | | | | |
12/21/18 14:08 | 12/19/18 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P.m | 96 | 24.71 | 0 | 4 | 5 | 88 | D | | | | | | | | | | | | | | |
12/21/18 14:06 | 12/19/18 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P.m | 112 | 15.33 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
12/19/18 11:43 | 12/17/18 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 49 | 24.74 | 0 | 2 | 2 | 84 | D | | | | | | | | | | | | | | |
10/29/18 17:00 | 10/26/18 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 750 | 20.00 | 0 | 38 | New | 38 | D | | | | | | | | | | | | | | |
1/10/18 15:19 | 1/9/18 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 506 | 25.28 | 0 | 20 | 32 | 82 | D | | | | | | | | | | | | | | |
12/26/17 16:55 | 12/21/17 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P.m | 61 | 25.28 | 0 | 2 | 4 | 62 | D | | | | | | | | | | | | | | |
11/2/17 15:52 | 10/4/17 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | D | | P | 2 | 20.48 | 0 | 0 | 0 | 26 | D | | | | | | | | | | | | | | |
11/2/17 15:50 | 10/18/17 | RMPL | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 1,500 | 25.00 | 0 | 60 | New | 60 | D | | | | | | | | | | | | | | |
9/11/17 14:48 | 9/7/17 | RMPLX | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 393 | 24.93 | 0 | 16 | 21 | 90 | D | | | | | | | | | | | | | | |
1/6/17 15:25 | 1/4/17 | RMPLX | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 998 | 25.22 | 0 | 40 | 116 | 74 | D | | | | | | | | | | | | | | |
11/10/16 12:36 | 10/25/16 | RMPLX | Rivernorth Marketplace Lending Corp | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 862 | 25.18 | 0 | 34 | New | 34 | D | | | | | | | | | | | | | | |
12/30/15 16:14 | 12/29/15 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | D | | P | 500 | 20.00 | 0 | 25 | New | 25 | D | | | | | | | | | | | | | | |