Galley Patrick W. - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	CEO	P	2	16.10	0	0	169	D
2/8/23 19:37	2/3/23	RSF	Rivernorth Capital & Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	H	Portfoli	P	674	15.84	43	34	169	D
12/6/22 17:54	11/15/22	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	0	0.00	42	17	282	D
10/4/22 18:22	2/11/22	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.am	187	18.71	10		1	D
10/4/22 16:13	10/3/22	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	95	13.59	7	78	16	D
10/3/22 20:10	9/30/22	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	27	13.26	2	29	9	D
9/30/22 17:34	9/28/22	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	27	13.58	2	40	7	D
5/6/22 16:31	5/5/22	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	146	14.65	10	New	10	D
2/17/22 20:03	2/11/22	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	94	18.75	5	New	5	D
2/15/22 08:17	2/11/22	RMMZ	Rivernorth Managed Duration Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	94	18.75	5	New	5	D
10/22/20 16:36	10/20/20	RSF	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	H	Portfoli	P.m	115	14.90	8	36	29	M
5/28/20 13:14	5/21/20	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	26	18.69	1	New	1	D
3/31/20 16:15	3/27/20	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	48	23.09	2	32	9	D
3/16/20 17:09	3/12/20	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	13	21.65	1	5	13	D
3/16/20 17:03	3/12/20	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	D		P	36	12.46	3	2	141	D
12/26/19 13:58	12/17/19	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	D		P	99	16.21	6	65	15	D
11/12/19 11:40	11/7/19	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	D		P	537	16.20	33	32	138	D
7/30/19 14:19	7/26/19	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	200	20.00	10	New	10	D
6/19/19 17:13	6/17/19	RSF	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	28	19.64	1	1	113	D
12/26/18 16:15	12/21/18	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	30	15.20	2	27	9	D
12/26/18 16:14	12/21/18	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	D		P	29	14.53	2	2	90	D
12/26/18 16:12	12/21/18	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	17	24.56	1	1	89	D
12/21/18 14:08	12/19/18	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P.m	96	24.71	4	5	88	D
12/21/18 14:06	12/19/18	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P.m	112	15.33	7	New	7	D
12/19/18 11:43	12/17/18	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	49	24.74	2	2	84	D
10/29/18 17:00	10/26/18	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	750	20.00	38	New	38	D
1/10/18 15:19	1/9/18	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	506	25.28	20	32	82	D
12/26/17 16:55	12/21/17	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P.m	61	25.28	2	4	62	D
11/2/17 15:52	10/4/17	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	D		P	2	20.48	0	0	26	D
11/2/17 15:50	10/18/17	RMPL	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	1,500	25.00	60	New	60	D
9/11/17 14:48	9/7/17	RMPLX	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	393	24.93	16	21	90	D
1/6/17 15:25	1/4/17	RMPLX	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	998	25.22	40	116	74	D
11/10/16 12:36	10/25/16	RMPLX	Rivernorth Marketplace Lending Corp	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	862	25.18	34	New	34	D
12/30/15 16:14	12/29/15	RIV	Rivernorth Opportunities Fund, Inc.	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	D		P	500	20.00	25	New	25	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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