Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
10/4/24 17:22	9/13/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	1	P	5,000	10.89	459	7	7,388	I
10/4/24 16:33	1/11/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Accettella Christopher	NY	H	Portfoli	1	P	18	15.17	1	41	4	D
10/4/24 13:24	10/2/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	4	P	450	10.72	42	210	62	D
10/4/24 10:02	10/3/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	63	P	130	1.88	69	12	631	M
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dimartino Rose	PA	D		5	P	75	15.04	5		5	D
10/3/24 13:02	10/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		108	P.m	42,829	8.67	4,940	5	104,867	I
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	2	P	55	9.71	6	3	217	D
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	P	500	14.93	34	32	140	D
10/1/24 17:20	1/26/23	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Diorio Jonathan	NY	O	VP	1	P	13	25.00	1		1	D
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	2	P	10	13.75	1	3	25	D
9/27/24 16:42	9/26/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		2	P	65	0.6916	94	3	3,670	D
9/26/24 16:11	9/26/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		1	P	40	15.46	3		3	D
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		2	P	38	16.17	2	21	14	D
9/23/24 14:37	9/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		1	P	18	6.34	3	51	8	D
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		1	P	9	22.27	0	6	8	D
9/20/24 16:20	9/18/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		6	P	6,494,451	188.46	34,460		520	I
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		2	P.m	90	16.03	6		6	D
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	Morgan Herbert William	CA	D		1	P	15	40.32	0		0	D
9/19/24 16:01	9/17/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		1	P	14	5.50	3	5	58	D
9/19/24 15:26	9/17/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		1	P	10	31.69	0	16	2	D
9/18/24 16:19	9/16/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Securian Asset Management, Inc	MN	T		1	P	13,600	25.00	544	59	1,464	I
9/18/24 16:01	9/16/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	10	P	266	5.31	50	3	1,666	D
9/18/24 14:24	9/17/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	Guichard Justin Charles	NY	H	Portfoli	1	P	100	13.58	7		7	D
9/18/24 12:24	9/16/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Principal Life Insurance Co	IA	T		1	P	10,000	25.00	400	20	2,400	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		2	P.m	140	9.96	14	2	874	D
9/16/24 16:07	9/16/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		1	P	6	25.03	0	2	15	D
9/13/24 18:41	9/12/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	2	P	5,358	10.51	510	24	2,636	D
9/12/24 16:01	9/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	7	P	28,843	5.21	5,537	8	71,699	D
9/11/24 13:59	9/10/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		1	P	50	10.53	5	97	10	D
9/10/24 17:00	9/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,P	1	P.m	136	9.09	15	120	27	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	1	P	400	10.10	40		40	D
9/10/24 13:24	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	1	P	19	9.58	2	1	289	D
9/10/24 09:54	9/9/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		2	P	38	41.30	1		1	D
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	8	P.m	4,477	14.92	300	4	7,892	I
9/9/24 17:07	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	8	P.m	4,477	14.92	300	4	7,668	I
9/6/24 17:59	9/3/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		1	P	31	6.51	5	57	13	M
9/6/24 15:02	9/5/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Edil Begaiym	CO	OH	Deputy C	1	P	30	10.17	3		3	D
9/5/24 15:25	9/4/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	2	P	1,277	10.64	120		120	D
9/5/24 15:24	9/4/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	6	P	338	6.02	56	1	3,930	I
9/3/24 20:10	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Vig Rajneesh	CA	DO	CEO,CB	1	P	227	9.09	25	24	131	D
9/3/24 20:05	8/30/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		1	P.m	18	9.14	2	4	56	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	2	P	29	15.65	2	47	6	D
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		1	P	1,000	10.84	92	8	1,193	D
9/3/24 14:21	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	1	P	1,000	10.84	92	8	1,193	D
9/3/24 12:49	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Eichhorn Philip John Daniel	CO	H	Portfoli	1	P	20	10.15	2		2	D
8/30/24 16:22	8/28/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		1	P.m	81	16.81	5	19	30	D
8/30/24 14:51	8/28/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	1	P	146	19.90	7	15	57	D
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		1	P	38	15.02	3	38	9	D
8/28/24 19:49	8/26/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		2	P	29	14.02	2	7	33	D
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		1	P	100	14.64	7		7	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		7	P	66	8.95	7	44	24	I
8/27/24 12:30	8/26/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	1	P	5	12.33	0	1	45	D
8/27/24 10:15	8/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		2	P	2	1.83	1	75	2	D
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		4	P	47	4.91	10		10	D
8/23/24 20:01	8/21/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		1	P	250	12.10	21	41	71	D
8/22/24 16:30	8/21/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	2	P	505	14.43	35	237	50	M
8/22/24 10:16	8/20/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	1	P	25	11.63	2		2	I
8/21/24 16:30	8/20/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Weiler Melissa	NY	D		1	P	172	14.34	12		12	D
8/21/24 15:49	8/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	1	P	5	12.18	0	5	10	D
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	1	P	46	3.84	12	1	1,089	D
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		1	P	7	24.15	0	23	2	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	2	P	103	11.74	9	11	89	D
8/16/24 19:55	8/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	1	P	51	10.17	5	2	281	D
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Weston Garret W.	CT	D		1	P	50	10.40	5		5	D
8/16/24 12:48	8/14/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	1	P.m	42	12.07	4	3	113	M
8/15/24 12:06	8/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	1	P	5	12.16	0	5	8	D
8/15/24 07:55	8/13/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	1	P	3	9.73	0	1	54	I
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		1	P.m	200	11.49	17	8	223	I
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		1	P	13	12.98	1		1	D
8/14/24 16:30	8/13/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	1	P	50	10.08	5	2	207	D
8/14/24 14:08	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	1	P	5	11.94	0		0	I
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P	1	P.m	250	7.07	35	15	275	D
8/13/24 18:43	8/13/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	1	P	50	14.16	4	0	1,038	D
8/13/24 14:00	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		1	P	12	11.89	1	9	12	I
8/12/24 17:49	8/9/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	1	P	50	18.87	3		3	D
8/12/24 16:17	8/8/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		1	P.m	446	14.39	31	34	121	M
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	1	P	96	19.21	5	9	63	D
8/9/24 16:30	8/7/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	1	P	10	20.45	1	12	5	D
8/9/24 16:23	8/9/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		1	P	10	23.94	0	3	14	D
8/9/24 15:25	8/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Kinne Keitha L.	CT	O	See Rema	1	P	479	10.36	46		46	D
8/9/24 13:04	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	1	P	408	10.37	39	131	69	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		1	P	29	18.03	2	40	6	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Randhawa Paramjeet K	CA	D		1	P	52	18.07	3	22	16	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		1	P	105	18.54	6	27	26	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		1	P	105	18.06	6	11	59	D
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		1	P	105	18.49	6	70	14	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		1	P	105	18.33	6	6	99	M
8/8/24 17:33	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Disbrow Thomas	CT	O	See Rema	1	P	200	10.37	19		19	D
8/7/24 16:30	8/5/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Slotkin Judy S	TX	D		1	P	140	19.90	7	60	19	D
8/7/24 16:20	8/5/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	76	11.72	7		7	I
8/6/24 17:55	4/1/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	1	P	50	20.07	2		2	D
8/5/24 15:09	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Goodman Jonathan Joseph	CT	D		1	P	25	10.81	2		2	I
8/5/24 15:03	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Balkin Michael	CT	D		1	P	106	10.58	10		10	D
8/5/24 10:26	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Garfinkel Mark D.	GA	H	Portfoli	1	P	20	10.36	2	67	5	D
8/2/24 16:20	7/31/24	TAKMX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Marcus Brian	NY	O	P,PEO	1	P	250	8.58	29	90	62	D
7/30/24 17:58	7/26/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	1	P	500	10.50	48		48	I
7/26/24 19:29	7/24/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	McCartney Kathleen Ann	CA	D		1	P	150	10.39	14		14	D
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	University of Wisconsin Foundation	WI	T		2	P	58,362	19.99	2,919	104	5,727	D
7/24/24 13:24	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	2	P	41	39.73	1	999%	1	D
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Kritzmire Anne W.	NM	H	TRUSTEE	1	P	16	16.40	1	250	1	D
7/22/24 12:33	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		3	P	350	11.43	31	13	260	D
7/22/24 12:20	7/19/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Joliet Mariel A	TX	D		1	P	210	16.14	13		13	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		1	P	3	18.00	0	0	78	D
7/16/24 20:31	7/16/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	1	P	208	10.56	20	49	60	D
7/16/24 14:23	7/15/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Long Robert W.	NC	DO	P,Prin.	1	P	88	11.97	7	24	37	I
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	1	P	12	18.81	1	15	5	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	State Farm Mutual Automobile Insurance Co	IL	T		1	P	5,010	19.96	251	48	771	D
7/9/24 14:14	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	McLoughlin Philip R	IL	D		1	P	21	8.33	3	16	18	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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