Herzfeld Thomas J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	20	-1	-0	1	3	15	30	8
P	%wins				75	70	79	87	92	92	82
S	%ret	1	1	6	-6	-14	-8	-7	10	-9	-6
S	%wins				50	83	67	67	67	67	67

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/16/22 17:59	11/14/22	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		S	-359	4.98	0	-72	-12	536	D
11/17/21 13:36	11/12/21	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		S	-352	6.98	0	-50	-9	512	D
3/12/21 12:15	3/10/21	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		S	-311	6.80	0	-46	-8	534	D
3/12/21 12:02	3/13/20	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.am	107	4.02	0	27	5	549	D
3/25/20 16:22	3/23/20	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	11	2.58	0	4	1	551	D
3/16/20 16:04	3/13/20	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	107	4.02	0	27	5	546	D
1/4/19 16:06	1/2/19	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	80	4.98	0	16	3	509	D
10/25/18 16:05	10/23/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	117	5.84	0	20	4	483	D
6/27/18 16:03	6/25/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	67	6.69	0	10	2	463	D
4/25/18 16:07	4/23/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	35	7.09	0	5	1	453	D
4/6/18 16:11	4/4/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	35	6.99	0	5	1	448	D
3/23/18 16:10	3/21/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	53	7.12	0	8	2	443	D
3/21/18 16:03	3/19/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	79	7.12	0	11	3	436	D
3/2/18 16:48	2/28/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	1	7.28	0	0	0	425	D
1/18/18 17:03	1/16/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	77	7.41	0	10	3	425	D
1/12/18 16:06	1/10/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	68	7.20	0	10	2	412	D
1/9/18 16:06	1/5/18	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	101	7.25	0	14	4	403	D
1/3/18 16:46	12/29/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	138	7.15	0	19	5	389	D
11/29/17 16:30	11/27/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	117	7.04	0	17	5	369	D
5/26/17 16:08	5/24/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	21	6.99	0	3	1	353	D
5/23/17 16:19	5/19/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	3	6.97	0	0	0	350	D
5/18/17 16:15	5/16/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	26	7.12	0	4	1	349	D	-28	12	16	5	0	1	-1	0
4/19/17 16:04	4/17/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	21	6.90	0	3	1	346	D	-30	4	13	6	1	0	0	0	2	2
4/10/17 16:07	4/7/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	0	6.97	0	0	0	343	D	-26	5	14	5	2	0	0	1	-1	0	3
3/30/17 16:53	3/28/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	1	6.95	0	0	0	343	D	-20	3	15	3	3	1	0	1	1	-1	2
3/23/17 16:30	3/21/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	2	6.93	0	0	0	343	D	-21	-2	13	3	4	0	0	-1	0	1	0
3/17/17 16:14	3/15/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	1	6.91	0	0	0	342	D	-25	-7	14	2	4	3	2	0	-1	-1	-1
1/17/17 16:35	1/12/17	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	50	6.48	0	8	2	340	D	-18	20	7	7	-2	-4	-4	0	0	3	4	7
12/27/16 16:03	12/23/16	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P	1	6.76	1	0	0	332	D	-33	1	18	11	13	3	1	0	0	-1	0	2
12/22/16 16:35	12/20/16	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	D		P.m	3	6.79	1	0	0	332	D	-39	2	12	11	12	3	1	1	0	0	-1	2
12/24/14 13:04	12/23/14	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	S	-57	13.38	29	-4	-1	320	D	114	77	74	76	88	100	103	53	-21	-33	-33	-31	-25	-48
12/23/14 16:19	12/19/14	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	S.m	-2,460	12.30	25	-200	-38	325	D	86	55	52	54	66	75	75	41	-20	-36	-33	-33	-26	-54
12/23/13 16:02	12/19/13	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P	14	7.90	0	2	1	191	D	50	20	10	2	5	2	3	2	0	1	2	1	1	55
12/19/13 16:04	12/17/13	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P.m	48	7.80	0	6	3	189	D	50	17	6	0	2	1	1	1	0	1	4	2	2	16
7/25/12 16:04	7/23/12	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P.m	82	6.81	0	12	7	181	D	11	-3	3	-5	0	-3	-3	-2	3	2	3	14	30	34
8/9/11 19:32	8/5/11	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P.m	75	6.15	0	12	8	169	D	-10	-5	-21	-19	-16	-16	-14	-11	0	9	10	13	15	18
8/5/11 16:12	8/3/11	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P.m	33	6.59	0	5	3	157	D	-3	4	-12	-10	-9	-8	-8	-5	-7	0	2	3	9	11
8/3/11 16:06	8/1/11	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P.m	160	6.76	0	24	18	152	D	4	6	-10	-9	-5	-6	-7	-3	-2	-10	0	2	3	4
9/24/07 09:29	9/21/07	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P	1	14.98	0	0	1	16	D	131	105	22	6	10	2	12	3	-13	-12	-25	-38	-42	-53
12/28/06 16:09	12/26/06	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	S.m	-294	15.65	1	-19	-39	30	D	205	122	129	113	51	8	9	11	3	-9	0	-23	-12	-39
12/15/06 16:30	12/13/06	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	S	-292	15.58	1	-19	-37	32	D	172	91	108	84	58	33	-2	-3	0	-2	5	-18	-8	-40
10/10/06 10:08	10/9/06	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	S	-14	9.06	0	-2	-3	51	D	89	32	7	12	11	10	13	12	2	2	17	49	31	57
8/4/06 15:31	8/2/06	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	S	-98	8.91	0	-11	-17	52	D	95	23	6	1	14	12	14	17	1	-3	-6	17	97	71
5/26/06 08:51	5/25/06	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P	7	7.33	0	1	2	63										2	1	4	9	51	75
5/25/06 16:42	5/24/06	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P	25	7.29	0	3	6	62										2	1	-1	12	62	80
4/19/05 09:50	4/15/05	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P	1	5.43	0	0	0	59	D	80	11	16	-3	-8	0	0	0	0	-1	5	16	17	44
4/5/05 16:08	4/4/05	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P	2	5.51	0	0	1	59	D	85	14	16	-3	-6	-6	-2	0	2	3	2	9	24	46
1/6/05 09:43	12/20/04	CUBA	Herzfeld Caribbean Basin Fund Inc	Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	DO	P	P.m	11	5.58	0	2	4	58	D	81	25	24	26	14	6	3	-1	0	0	5	-3	5	33

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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