4/2/19 14:30 | 2/12/19 | ASCIX | Angel Oak Strategic Credit Fund | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | 2Q | D | | P | 1,750 | 24.53 | 0 | 71 | New | 71 | D | | | | | | | | | | | | | | |
9/11/06 12:55 | 9/8/06 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P.m | 181 | 4.89 | 0 | 37 | 13 | 312 | D | 17 | 2 | 5 | 4 | 5 | 1 | 0 | 0 | 1 | 1 | 3 | 8 | 11 | -8 |
9/1/06 11:55 | 8/31/06 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 46 | 4.90 | 0 | 9 | 4 | 275 | D | 18 | 4 | 4 | 2 | 6 | 2 | 2 | 0 | 0 | 0 | 2 | 7 | 10 | -7 |
8/31/06 13:03 | 8/30/06 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 122 | 4.88 | 0 | 25 | 10 | 266 | D | 16 | 4 | 4 | 2 | 5 | 1 | 1 | 1 | 0 | 0 | 3 | 7 | 10 | -7 |
8/30/06 11:43 | 8/29/06 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 139 | 4.88 | 0 | 29 | 13 | 241 | D | 17 | 3 | 4 | 2 | 5 | 2 | 1 | 1 | 0 | 0 | 2 | 6 | 10 | -8 |
3/24/06 16:21 | 3/23/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 394 | 5.13 | 1 | 77 | 57 | 212 | | | | | | | | | | 0 | 0 | -1 | -6 | 1 | 11 |
3/21/06 18:06 | 3/21/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 53 | 5.08 | 1 | 10 | 8 | 135 | | | | | | | | | | 1 | 0 | -1 | -5 | 1 | 11 |
3/20/06 17:49 | 3/20/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 10 | 5.03 | 1 | 2 | 2 | 125 | | | | | | | | | | 1 | 1 | 0 | -5 | 1 | 11 |
3/17/06 18:21 | 3/17/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 161 | 5.09 | 0 | 32 | 35 | 123 | | | | | | | | | | -1 | 0 | 0 | -6 | 0 | 10 |
3/16/06 17:38 | 3/16/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 95 | 5.00 | 0 | 19 | 26 | 91 | | | | | | | | | | 2 | 2 | 0 | -5 | 2 | 12 |
3/15/06 17:50 | 3/15/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 27 | 4.97 | 0 | 6 | 8 | 72 | | | | | | | | | | 1 | 2 | 3 | -6 | 3 | 14 |
3/14/06 19:09 | 3/14/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,CEO | P | 66 | 4.86 | 0 | 14 | 25 | 67 | | | | | | | | | | 2 | 4 | 6 | 1 | 5 | 16 |
3/13/06 18:10 | 3/13/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,Chief | P | 25 | 4.84 | 0 | 5 | 11 | 53 | | | | | | | | | | 0 | 6 | 5 | 1 | 5 | 17 |
3/10/06 18:04 | 3/10/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,Chief | P | 43 | 4.78 | 0 | 9 | 23 | 48 | | | | | | | | | | 0 | 4 | 6 | 2 | 5 | 17 |
3/10/06 15:07 | 3/9/06 | TSI | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin R Jr | CA | O | P,Chief | P | 101 | 4.77 | 0 | 21 | 118 | 39 | | | | | | | | | | 2 | 6 | 8 | 4 | 7 | 19 |
2/2/06 17:25 | 2/1/06 | CVT | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin A Jr | CA | O | P,Chief | P | 4 | 4.85 | 0 | 1 | 5 | 18 | | | | | | | | | | | | | | | |
2/1/06 18:22 | 2/1/06 | CVT | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin A Jr | CA | O | P,Chief | P | 45 | 4.84 | 0 | 9 | 116 | 17 | | | | | | | | | | | | | | | |
2/1/06 18:01 | 1/31/06 | CVT | Tcw Convertible Securities Fund Inc | | Fund | CEF | Closed-End Funds | Albe Alvin A Jr | CA | O | P,Chief | P | 38 | 4.84 | 0 | 8 | New | 8 | | | | | | | | | | | | | | | |