Gabelli Mario J - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-2	3.61	-1	0	1,935	I
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.46	-2	-1	168	I
4/10/24 16:01	4/9/24	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-13	26.55	-1	0	374	D
4/3/24 16:43	2/22/24	GNT.B	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	P	8,700	10.00	870	New	870	M
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.25	1	0	122	D
4/1/24 14:58	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	15.90	-2	-1	170	D
3/1/24 18:05	2/29/24	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6,100	10.00	610	305	810	M
3/1/24 16:54	2/29/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6,000	100.00	60	New	60	M
2/6/24 11:51	2/2/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.40	-2	-1	172	I
1/2/24 14:49	12/28/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	16.26	-2	-1	174	D
12/13/23 16:14	12/11/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-16	8.01	-2	0	4,954	D
12/13/23 15:41	12/11/23	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	54	9.04	6	1	537	D
12/13/23 15:27	12/11/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	5.79	-5	0	2,549	D
12/11/23 17:39	12/7/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-14	3.47	-4	0	1,935	I
12/8/23 14:13	12/7/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-15	15.15	-1	-1	176	I
11/27/23 14:52	11/22/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-17	3.42	-5	0	1,949	I
11/22/23 17:27	11/20/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-116	50.35	-2	-2	136	I
11/8/23 17:42	11/7/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-21	4.77	-4	0	2,554	I
10/27/23 15:10	10/26/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-57	14.22	-4	-2	177	I
9/27/23 16:57	9/25/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1	6.31	0	0	2,558	D
9/15/23 14:20	9/15/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-3,013	50.31	-60	-30	138	M
9/15/23 14:20	9/15/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	P	3,013	50.31	60	76	138	M
9/13/23 16:19	9/13/23	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		P	4	18.83	0	0	469	D
9/13/23 12:03	9/11/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S.m	-287	50.30	-6	-4	138	I
8/24/23 16:56	8/23/23	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-8	16.61	0	0	479	I
8/8/23 16:50	8/7/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1	7.93	0	0	4,956	I
8/1/23 20:38	7/31/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	4	7.93	1	0	4,956	D
8/1/23 12:57	7/28/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-43	4.26	-10	-1	1,944	I
6/22/23 20:46	6/20/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	6.27	-7	0	2,558	I
6/21/23 15:29	6/8/23	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-84	20.92	-4	-1	765	I
6/12/23 16:55	6/8/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-51	16.98	-3	-2	181	I
6/1/23 17:28	5/30/23	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-25	13.21	-2	0	570	I
5/3/23 15:01	5/1/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-33	16.36	-2	-1	184	I
4/18/23 16:43	4/17/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-16	7.85	-2	0	4,955	I
4/17/23 16:51	4/14/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-199	16.58	-12	-6	186	I
4/17/23 16:29	4/14/23	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-6	11.60	-1	0	479	D
2/16/23 20:45	2/10/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	16	8.12	2	0	4,957	I
1/20/23 20:43	1/18/23	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5,110	10.00	511	New	511	M
1/5/23 18:32	12/29/22	GCV.G	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	3,500	10.00	350	New	350	I
12/30/22 16:01	12/28/22	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-81	9.01	-9	-2	480	D
12/8/22 15:32	12/6/22	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	6.42	-4	0	2,589	I
12/7/22 19:34	12/5/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-27	5.36	-5	0	1,964	I
12/5/22 21:48	12/1/22	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-5	6.44	-1	0	2,593	I
12/5/22 15:54	12/1/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-25	5.05	-5	0	1,969	I
11/9/22 19:28	11/7/22	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	20.41	-2	0	769	D
10/26/22 15:39	10/24/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2	7.99	0	0	5,015	D
10/21/22 15:34	10/19/22	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-50	16.71	-3	-1	198	I
10/20/22 17:24	10/17/22	GRX.C	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-1,000	20.00	-50	-8	565	M
10/20/22 17:24	10/17/22	GRX.C	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1,000	20.00	50	10	565	M
10/19/22 18:28	10/17/22	GRX.E	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2,300	10.00	-230	-14	1,400	M
10/19/22 18:28	10/17/22	GRX.E	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2,300	10.00	230	20	1,400	M
10/19/22 16:24	10/17/22	GDL.E	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2,000	10.00	-200	-14	1,240	M
10/19/22 16:24	10/17/22	GDL.E	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2,000	10.00	200	19	1,240	M
10/18/22 19:58	10/17/22	GGZ.B	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-1,586	10.00	-159	-14	1,002	M
10/18/22 19:58	10/17/22	GGZ.B	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1,586	10.00	159	19	1,002	M
10/11/22 17:07	10/7/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	9	7.89	1	0	5,015	I
10/5/22 20:04	10/3/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	23	8.00	3	0	5,014	I
8/23/22 16:32	8/19/22	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-47	22.66	-2	0	771	D
7/26/22 15:17	7/25/22	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-100	50.10	-2	-1	144	I
7/20/22 14:40	7/18/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	7	8.25	1	0	5,011	D
7/7/22 17:00	7/1/22	ECF.B	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	7,900	10.00	790	New	790	M
6/17/22 16:37	6/15/22	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	18	17.93	1	1	201	D
6/16/22 21:15	6/14/22	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-106	20.26	-5	-1	773	I
6/15/22 21:47	6/13/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-43	5.72	-8	0	1,974	D
3/30/22 20:04	3/28/22	GDL.E	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	12,400	10.00	1,240	New	1,240	M
1/12/22 17:34	1/10/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-33	6.52	-5	0	1,982	D
12/21/21 20:21	12/17/21	GAB.M	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	6,000	100.00	60	207	89	I
11/16/21 12:10	11/12/21	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-113	6.63	-17	-1	1,987	M
11/3/21 15:24	11/1/21	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-2	6.54	0	0	2,004	D
11/3/21 14:41	11/1/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-23	9.24	-2	0	2,570	D
11/2/21 15:13	11/1/21	GGZ.B	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	12,635	10.00	1,264	New	1,264	M
10/26/21 17:27	10/22/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-32	8.99	-4	0	4,929	I
10/19/21 20:19	10/15/21	GRX.E	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	14,000	10.00	1,400	New	1,400	M
10/4/21 19:20	9/30/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-66	8.97	-7	0	4,907	I
9/1/21 16:05	8/30/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-37	9.44	-4	0	2,011	D
9/1/21 16:05	8/30/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	37	9.44	4	0	2,011	D
8/31/21 14:54	8/27/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-4	9.44	0	0	2,011	D
8/10/21 15:16	8/6/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-62	31.06	-2	-1	184	I
6/9/21 13:38	6/7/21	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-7	16.51	0	0	956	I
5/26/21 17:06	5/25/21	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	16.40	-2	0	957	I
5/19/21 15:49	12/28/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-16	13.01	-1	0	958	I
5/17/21 16:07	5/14/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-638	25.45	-25	0	21,454	I
5/13/21 16:20	5/12/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-774	24.82	-31	0	21,479	I
5/11/21 16:12	5/10/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-148	23.22	-6	0	21,510	I
5/7/21 16:23	5/6/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-29	21.42	-1	0	21,516	I
5/4/21 16:26	5/3/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-27	20.54	-1	0	21,518	I
4/28/21 14:13	4/26/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	31.35	-1	-1	186	I
4/26/21 19:25	3/26/21	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-117	40.51	-3	-9	29	I
3/12/21 16:17	3/11/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-51	21.22	-2	0	21,519	I
3/10/21 16:20	3/9/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-24	20.80	-1	0	21,522	I
2/26/21 16:32	2/25/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-78	19.40	-4	0	21,523	I
2/22/21 18:14	2/18/21	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-199	8.01	-25	-3	921	I
2/19/21 16:22	2/18/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-177	20.07	-9	0	21,527	I
2/18/21 21:04	2/16/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	31	8.98	4	0	4,787	I
2/17/21 13:05	2/16/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-18	35.94	-1	0	188	D
2/16/21 18:25	2/11/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-18	35.28	-1	0	188	D
2/11/21 17:48	2/9/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-77	35.08	-2	-1	189	D
2/11/21 16:20	2/10/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-86	20.64	-4	0	21,536	I
2/9/21 18:00	1/15/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-338	32.80	-10	-5	191	D
2/9/21 16:12	2/8/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-58	20.16	-3	0	21,540	I
2/5/21 19:03	1/28/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.am	55	8.78	6	0	4,784	D
2/5/21 17:12	2/4/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-10	19.55	-1	0	21,543	I
2/4/21 21:36	2/2/21	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	17	12.20	1	0	509	D
2/3/21 16:05	2/2/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-77	19.14	-4	0	21,543	I
2/1/21 21:34	1/28/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	55	8.78	6	0	2,373	D
1/26/21 16:10	1/25/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-46	18.75	-2	0	21,547	I
1/20/21 16:25	1/15/21	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-6	6.28	-1	0	2,002	I
1/8/21 21:54	12/31/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-67	12.00	-6	-1	960	I
1/7/21 16:12	1/6/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-76	19.00	-4	0	21,550	I
1/4/21 16:45	12/30/20	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-162	21.43	-8	-1	778	I
1/4/21 16:01	12/31/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-15	18.03	-1	0	21,554	I
12/30/20 15:16	12/24/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-21	11.83	-2	0	965	I
12/29/20 16:22	12/28/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-166	18.28	-9	0	21,554	I
12/23/20 16:23	12/22/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-745	17.81	-42	0	21,563	I
12/23/20 12:39	12/21/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-119	29.70	-4	-2	201	D
12/22/20 21:56	12/18/20	GRX.C	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	10,300	20.00	515	New	515	M
12/18/20 16:32	12/17/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-195	16.57	-12	0	21,605	I
12/16/20 16:31	12/15/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-328	15.59	-21	0	21,617	I
12/15/20 21:14	12/11/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-1,475	40.75	-36	-53	32	D
12/11/20 16:10	12/10/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-136	15.24	-9	0	21,638	I
12/9/20 16:34	12/8/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-38	15.18	-3	0	21,647	I
12/8/20 20:55	12/4/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	21	8.75	2	0	4,673	I
12/4/20 16:15	12/3/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-185	15.12	-12	0	21,650	I
12/2/20 16:16	12/1/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-409	15.35	-27	0	21,662	I
12/2/20 12:08	11/30/20	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	56	11.29	5	1	501	D
12/2/20 11:41	11/30/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-74	40.94	-2	-3	68	D
12/1/20 19:36	11/30/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-23	5.87	-4	0	2,003	D
11/30/20 16:34	11/27/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	40.85	-1	-1	70	D
11/30/20 16:17	11/27/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-394	14.21	-28	0	21,688	I
11/25/20 16:20	11/24/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-173	14.10	-12	0	21,716	I
11/23/20 21:54	11/19/20	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	11	11.29	1	0	496	D
8/24/20 12:38	8/20/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-23	5.57	-4	0	2,005	I
8/17/20 16:37	8/13/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	26.79	-1	0	205	D
7/27/20 12:37	7/23/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-11	5.38	-2	0	2,009	I
7/20/20 16:50	7/16/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	5.27	-6	0	2,011	D
7/20/20 16:39	7/16/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-103	51.50	-2	-1	146	I
7/17/20 21:27	7/15/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6	3.31	2	0	4,645	D
7/16/20 16:03	7/15/20	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	13	8.51	2	0	978	D
7/8/20 21:50	7/6/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-51	51.06	-1	-1	148	I
6/29/20 18:58	6/25/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-22	41.00	-1	-1	71	D
6/18/20 19:16	6/16/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-43	51.70	-1	-1	149	I
6/18/20 14:32	6/16/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-10	40.90	0	0	72	I
6/9/20 20:36	6/5/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-18	9.60	-2	0	967	I
6/9/20 16:14	6/8/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-56	15.43	-4	0	21,728	I
6/5/20 21:59	6/3/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	0	9.10	0	0	969	I
6/2/20 19:56	5/29/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-35	8.85	-4	0	973	I
5/29/20 12:30	5/27/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-84	8.89	-10	-1	973	I
5/27/20 12:57	5/22/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	91	8.31	11	0	4,644	D
5/12/20 15:43	5/8/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	41	8.17	5	0	4,633	D
5/8/20 15:48	5/6/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	54	8.13	7	0	4,628	D
5/6/20 19:39	5/4/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	56	8.07	7	0	4,621	D
5/4/20 19:56	4/30/20	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-27	6.86	-4	0	946	I
4/29/20 20:41	4/27/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-561	40.10	-14	-16	72	I
4/27/20 17:44	4/23/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-32	40.25	-1	-1	86	I
4/23/20 21:47	4/21/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-16	40.25	0	0	87	I
4/21/20 21:52	4/17/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-113	40.20	-3	-3	87	I
4/14/20 13:59	4/9/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-80	39.76	-2	-2	90	I
4/9/20 19:04	10/25/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-857	9.02	-95	-9	982	I
4/6/20 20:40	4/2/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-3,935	39.35	-100	-52	92	I
4/6/20 16:15	4/3/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	69	26.05	3	4	79	I
4/2/20 16:08	4/1/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	130	25.93	5	7	76	I
3/24/20 16:18	3/23/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	48	26.00	2	3	71	I
3/12/20 16:40	3/10/20	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	3	9.41	0	0	2,699	D
3/12/20 16:30	3/12/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	57	34.00	2	2	69	I
3/12/20 14:58	3/10/20	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	5	10.08	1	0	485	D
3/11/20 14:25	3/9/20	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-379	51.18	-7	-3	256	M
2/11/20 16:09	2/7/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-27	26.53	-1	0	204	D
2/5/20 11:46	2/3/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-40	26.63	-2	-1	205	D
2/3/20 17:40	1/30/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-24	5.90	-4	0	2,014	I
1/28/20 20:06	1/24/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-40	5.93	-7	0	2,018	I
1/28/20 16:28	1/24/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-18	26.31	-1	0	206	D
1/27/20 18:14	1/23/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-21	26.31	-1	0	207	D
1/23/20 15:36	1/22/20	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-33	8.20	-4	0	1,855	I
1/23/20 15:24	1/21/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-40	5.98	-7	0	2,025	I
1/22/20 18:57	12/2/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-93	7.79	-12	-1	950	I
1/21/20 16:26	1/16/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-12	26.85	0	0	208	D
1/17/20 16:21	1/15/20	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6	11.92	1	0	2,699	D
1/17/20 15:25	1/15/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	5.91	-5	0	2,032	D
1/17/20 15:16	1/15/20	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-11	22.23	-1	0	785	D
1/13/20 16:12	1/9/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-16	26.35	-1	0	208	D
1/8/20 17:21	1/6/20	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-38	50.86	-1	0	263	I
1/2/20 16:18	12/31/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	23	19.43	1	0	21,732	D
1/2/20 12:52	12/30/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-105	26.14	-4	-2	209	D
12/30/19 17:20	12/26/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-54	25.79	-2	-1	213	D
12/30/19 16:09	12/27/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	14	19.43	1	0	21,731	D
12/30/19 16:05	12/30/19	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		S	-46	15.04	-3	0	976	D
12/27/19 17:35	12/24/19	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	44	9.27	5	0	4,591	D
12/26/19 16:18	12/23/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-4	5.89	-1	0	2,035	D
12/26/19 16:12	12/23/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-36	25.69	-1	-1	215	D
12/26/19 16:07	12/26/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	10	19.59	1	0	21,730	D
12/23/19 18:38	12/19/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-1	5.87	0	0	2,036	D
12/23/19 18:29	12/20/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	7.66	-4	0	962	I
12/23/19 15:39	12/19/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-156	25.51	-6	-3	216	D
12/20/19 16:29	12/18/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-29	7.31	-4	0	966	I
12/18/19 16:32	12/16/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-29	7.33	-4	0	970	I
12/17/19 19:17	12/13/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-15	5.87	-3	0	2,036	D
12/17/19 16:27	12/16/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-1,508	18.59	-81	0	21,730	I
12/17/19 16:19	12/16/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	32	35.92	1	1	73	I
12/13/19 19:34	12/11/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-3	5.99	0	0	2,038	D
12/10/19 16:16	12/10/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	64	35.92	2	3	72	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y