Gabelli Mario J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	6	1	11	0	-1	-2	0	1	-1	-0
S	%wins				64	64	45	55	50	50	55

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-2	3.61	0	-1	0	1,935	I
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.46	0	-2	-1	168	I
4/10/24 16:01	4/9/24	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-13	26.55	0	-1	0	374	D
4/1/24 14:58	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	15.90	0	-2	-1	170	D
2/6/24 11:51	2/2/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.40	0	-2	-1	172	I
1/2/24 14:49	12/28/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	16.26	0	-2	-1	174	D
12/13/23 16:14	12/11/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-16	8.01	0	-2	0	4,954	D
12/13/23 15:27	12/11/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	5.79	0	-5	0	2,549	D
12/11/23 17:39	12/7/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-14	3.47	0	-4	0	1,935	I
12/8/23 14:13	12/7/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-15	15.15	0	-1	-1	176	I
11/27/23 14:52	11/22/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-17	3.42	0	-5	0	1,949	I
11/22/23 17:27	11/20/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-116	50.35	0	-2	-2	136	I
11/8/23 17:42	11/7/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-21	4.77	0	-4	0	2,554	I
10/27/23 15:10	10/26/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-57	14.22	0	-4	-2	177	I
9/15/23 14:20	9/15/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-3,013	50.31	0	-60	-30	138	M
9/13/23 12:03	9/11/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S.m	-287	50.30	0	-6	-4	138	I
8/24/23 16:56	8/23/23	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-8	16.61	0	0	0	479	I
8/1/23 12:57	7/28/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-43	4.26	0	-10	-1	1,944	I
6/22/23 20:46	6/20/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	6.27	0	-7	0	2,558	I
6/21/23 15:29	6/8/23	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-84	20.92	0	-4	-1	765	I
6/12/23 16:55	6/8/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-51	16.98	0	-3	-2	181	I
6/1/23 17:28	5/30/23	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-25	13.21	0	-2	0	570	I
5/3/23 15:01	5/1/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-33	16.36	0	-2	-1	184	I
4/18/23 16:43	4/17/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-16	7.85	0	-2	0	4,955	I
4/17/23 16:51	4/14/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-199	16.58	0	-12	-6	186	I
4/17/23 16:29	4/14/23	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-6	11.60	0	-1	0	479	D
12/30/22 16:01	12/28/22	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		S	-81	9.01	0	-9	-2	480	D
12/8/22 15:32	12/6/22	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	6.42	0	-4	0	2,589	I
12/7/22 19:34	12/5/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-27	5.36	0	-5	0	1,964	I
12/5/22 21:48	12/1/22	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-5	6.44	0	-1	0	2,593	I
12/5/22 15:54	12/1/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-25	5.05	0	-5	0	1,969	I
11/9/22 19:28	11/7/22	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	20.41	0	-2	0	769	D
10/21/22 15:34	10/19/22	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-50	16.71	0	-3	-1	198	I
10/20/22 17:24	10/17/22	GRX.C	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-1,000	20.00	0	-50	-8	565	M
10/19/22 18:28	10/17/22	GRX.E	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2,300	10.00	0	-230	-14	1,400	M
10/19/22 16:24	10/17/22	GDL.E	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2,000	10.00	0	-200	-14	1,240	M
10/18/22 19:58	10/17/22	GGZ.B	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-1,586	10.00	0	-159	-14	1,002	M
8/23/22 16:32	8/19/22	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-47	22.66	0	-2	0	771	D
7/26/22 15:17	7/25/22	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-100	50.10	0	-2	-1	144	I
6/16/22 21:15	6/14/22	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-106	20.26	0	-5	-1	773	I
6/15/22 21:47	6/13/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-43	5.72	0	-8	0	1,974	D
1/12/22 17:34	1/10/22	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-33	6.52	0	-5	0	1,982	D
11/16/21 12:10	11/12/21	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-113	6.63	0	-17	-1	1,987	M
11/3/21 15:24	11/1/21	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-2	6.54	0	0	0	2,004	D
11/3/21 14:41	11/1/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-23	9.24	0	-2	0	2,570	D
10/26/21 17:27	10/22/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-32	8.99	0	-4	0	4,929	I
10/4/21 19:20	9/30/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-66	8.97	0	-7	0	4,907	I
9/1/21 16:05	8/30/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-37	9.44	0	-4	0	2,011	D
8/31/21 14:54	8/27/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-4	9.44	0	0	0	2,011	D
8/10/21 15:16	8/6/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-62	31.06	0	-2	-1	184	I
6/9/21 13:38	6/7/21	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-7	16.51	0	0	0	956	I
5/26/21 17:06	5/25/21	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	16.40	0	-2	0	957	I
5/19/21 15:49	12/28/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-16	13.01	0	-1	0	958	I
5/17/21 16:07	5/14/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-638	25.45	0	-25	0	21,454	I
5/13/21 16:20	5/12/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-774	24.82	0	-31	0	21,479	I
5/11/21 16:12	5/10/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-148	23.22	0	-6	0	21,510	I
5/7/21 16:23	5/6/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-29	21.42	0	-1	0	21,516	I
5/4/21 16:26	5/3/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-27	20.54	0	-1	0	21,518	I
4/28/21 14:13	4/26/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	31.35	0	-1	-1	186	I
4/26/21 19:25	3/26/21	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-117	40.51	0	-3	-9	29	I
3/12/21 16:17	3/11/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-51	21.22	0	-2	0	21,519	I
3/10/21 16:20	3/9/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-24	20.80	0	-1	0	21,522	I
2/26/21 16:32	2/25/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-78	19.40	0	-4	0	21,523	I
2/22/21 18:14	2/18/21	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-199	8.01	0	-25	-3	921	I
2/19/21 16:22	2/18/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-177	20.07	0	-9	0	21,527	I
2/17/21 13:05	2/16/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-18	35.94	0	-1	0	188	D
2/16/21 18:25	2/11/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-18	35.28	0	-1	0	188	D
2/11/21 17:48	2/9/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-77	35.08	0	-2	-1	189	D
2/11/21 16:20	2/10/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-86	20.64	0	-4	0	21,536	I
2/9/21 18:00	1/15/21	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-338	32.80	0	-10	-5	191	D
2/9/21 16:12	2/8/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-58	20.16	0	-3	0	21,540	I
2/5/21 17:12	2/4/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-10	19.55	0	-1	0	21,543	I
2/3/21 16:05	2/2/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-77	19.14	0	-4	0	21,543	I
1/26/21 16:10	1/25/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-46	18.75	0	-2	0	21,547	I
1/20/21 16:25	1/15/21	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-6	6.28	0	-1	0	2,002	I
1/8/21 21:54	12/31/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-67	12.00	0	-6	-1	960	I
1/7/21 16:12	1/6/21	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-76	19.00	0	-4	0	21,550	I
1/4/21 16:45	12/30/20	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-162	21.43	0	-8	-1	778	I
1/4/21 16:01	12/31/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-15	18.03	0	-1	0	21,554	I
12/30/20 15:16	12/24/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-21	11.83	0	-2	0	965	I
12/29/20 16:22	12/28/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-166	18.28	0	-9	0	21,554	I
12/23/20 16:23	12/22/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-745	17.81	0	-42	0	21,563	I
12/23/20 12:39	12/21/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-119	29.70	0	-4	-2	201	D
12/18/20 16:32	12/17/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-195	16.57	0	-12	0	21,605	I
12/16/20 16:31	12/15/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-328	15.59	0	-21	0	21,617	I
12/15/20 21:14	12/11/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-1,475	40.75	0	-36	-53	32	D
12/11/20 16:10	12/10/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-136	15.24	0	-9	0	21,638	I
12/9/20 16:34	12/8/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-38	15.18	0	-3	0	21,647	I
12/4/20 16:15	12/3/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-185	15.12	0	-12	0	21,650	I
12/2/20 16:16	12/1/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-409	15.35	0	-27	0	21,662	I
12/2/20 11:41	11/30/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-74	40.94	0	-2	-3	68	D
12/1/20 19:36	11/30/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-23	5.87	0	-4	0	2,003	D
11/30/20 16:34	11/27/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-41	40.85	0	-1	-1	70	D
11/30/20 16:17	11/27/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-394	14.21	0	-28	0	21,688	I
11/25/20 16:20	11/24/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-173	14.10	0	-12	0	21,716	I
8/24/20 12:38	8/20/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-23	5.57	0	-4	0	2,005	I
8/17/20 16:37	8/13/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-26	26.79	0	-1	0	205	D
7/27/20 12:37	7/23/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-11	5.38	0	-2	0	2,009	I
7/20/20 16:50	7/16/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	5.27	0	-6	0	2,011	D
7/20/20 16:39	7/16/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-103	51.50	0	-2	-1	146	I
7/8/20 21:50	7/6/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-51	51.06	0	-1	-1	148	I
6/29/20 18:58	6/25/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-22	41.00	0	-1	-1	71	D
6/18/20 19:16	6/16/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-43	51.70	0	-1	-1	149	I
6/18/20 14:32	6/16/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-10	40.90	0	0	0	72	I
6/9/20 20:36	6/5/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-18	9.60	0	-2	0	967	I
6/9/20 16:14	6/8/20	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-56	15.43	0	-4	0	21,728	I
6/5/20 21:59	6/3/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	0	9.10	0	0	0	969	I
6/2/20 19:56	5/29/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-35	8.85	0	-4	0	973	I
5/29/20 12:30	5/27/20	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-84	8.89	0	-10	-1	973	I
5/4/20 19:56	4/30/20	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-27	6.86	0	-4	0	946	I
4/29/20 20:41	4/27/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-561	40.10	0	-14	-16	72	I
4/27/20 17:44	4/23/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-32	40.25	0	-1	-1	86	I
4/23/20 21:47	4/21/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-16	40.25	0	0	0	87	I
4/21/20 21:52	4/17/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-113	40.20	0	-3	-3	87	I
4/14/20 13:59	4/9/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-80	39.76	0	-2	-2	90	I
4/9/20 19:04	10/25/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-857	9.02	0	-95	-9	982	I
4/6/20 20:40	4/2/20	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-3,935	39.35	0	-100	-52	92	I
3/11/20 14:25	3/9/20	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-379	51.18	0	-7	-3	256	M
2/11/20 16:09	2/7/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-27	26.53	0	-1	0	204	D
2/5/20 11:46	2/3/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-40	26.63	0	-2	-1	205	D
2/3/20 17:40	1/30/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-24	5.90	0	-4	0	2,014	I
1/28/20 20:06	1/24/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-40	5.93	0	-7	0	2,018	I
1/28/20 16:28	1/24/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-18	26.31	0	-1	0	206	D
1/27/20 18:14	1/23/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-21	26.31	0	-1	0	207	D
1/23/20 15:36	1/22/20	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-33	8.20	0	-4	0	1,855	I
1/23/20 15:24	1/21/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-40	5.98	0	-7	0	2,025	I
1/22/20 18:57	12/2/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-93	7.79	0	-12	-1	950	I
1/21/20 16:26	1/16/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-12	26.85	0	0	0	208	D
1/17/20 15:25	1/15/20	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-28	5.91	0	-5	0	2,032	D
1/17/20 15:16	1/15/20	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-11	22.23	0	-1	0	785	D
1/13/20 16:12	1/9/20	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-16	26.35	0	-1	0	208	D
1/8/20 17:21	1/6/20	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-38	50.86	0	-1	0	263	I
1/2/20 12:52	12/30/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-105	26.14	0	-4	-2	209	D
12/30/19 17:20	12/26/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-54	25.79	0	-2	-1	213	D
12/30/19 16:05	12/30/19	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		S	-46	15.04	0	-3	0	976	D
12/26/19 16:18	12/23/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-4	5.89	0	-1	0	2,035	D
12/26/19 16:12	12/23/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-36	25.69	0	-1	-1	215	D
12/23/19 18:38	12/19/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-1	5.87	0	0	0	2,036	D
12/23/19 18:29	12/20/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	7.66	0	-4	0	962	I
12/23/19 15:39	12/19/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-156	25.51	0	-6	-3	216	D
12/20/19 16:29	12/18/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-29	7.31	0	-4	0	966	I
12/18/19 16:32	12/16/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-29	7.33	0	-4	0	970	I
12/17/19 19:17	12/13/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-15	5.87	0	-3	0	2,036	D
12/17/19 16:27	12/16/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-1,508	18.59	0	-81	0	21,730	I
12/13/19 19:34	12/11/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-3	5.99	0	0	0	2,038	D
12/6/19 16:40	12/4/19	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-69	8.15	0	-8	0	1,835	I
12/5/19 16:00	12/3/19	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-62	7.70	0	-8	-1	974	I
12/2/19 17:07	11/27/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-12	15.50	0	-1	0	1,073	D
11/26/19 10:29	11/22/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-509	26.09	0	-20	-8	223	D
11/22/19 10:55	11/20/19	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-75	26.04	0	-3	-1	242	D
11/20/19 11:42	11/18/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-16	5.66	0	-3	0	2,039	D
11/14/19 14:45	11/12/19	GDV.R	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-4	0.7041	0	-6	-1	709	M
11/1/19 17:22	10/30/19	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-9	9.19	0	-1	0	4,586	D
9/24/19 16:26	9/20/19	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-53	5.27	0	-10	0	2,042	I
9/20/19 13:07	9/18/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2	41.25	0	0	0	164	D
8/20/19 15:19	8/16/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-4	42.00	0	0	0	164	I
8/16/19 15:00	8/14/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.m	-9	42.00	0	0	0	164	I
8/15/19 14:34	8/13/19	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-34	52.00	0	-1	0	150	I
6/7/19 10:59	6/5/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-8	41.27	0	0	0	165	I
6/5/19 17:14	6/3/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-10	41.12	0	0	0	165	I
5/31/19 16:50	5/29/19	GCV.B	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-3	26.40	0	0	-2	4	I
4/30/19 18:16	4/26/19	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-57	4.35	0	-13	-99	0	I
12/27/18 16:03	12/24/18	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		S	-250	5.95	0	-42	-4	956	D
11/14/18 19:21	11/12/18	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-5	21.61	0	0	0	711	D
11/14/18 19:10	11/12/18	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-1	4.94	0	0	0	2,046	D
10/12/18 19:21	10/10/18	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-29	5.75	0	-5	0	1,624	D
10/12/18 16:47	10/10/18	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-10	0.0678	0	-153	-9	1,470	M
9/10/18 15:19	9/6/18	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-18	52.22	0	0	0	264	I
7/19/18 15:51	7/17/18	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-14	52.31	0	0	0	264	I
6/13/18 16:08	6/11/18	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-10	22.26	0	0	0	240	I
5/23/18 19:13	5/22/18	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-42	52.21	0	-1	0	265	M
5/16/18 19:00	5/14/18	GUTRT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-14	0.0526	0	-272	-38	436	I
5/4/18 19:46	5/2/18	GDL.C	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-28	52.00	0	-1	0	266	I
1/9/18 11:55	1/5/18	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-22	22.10	0	-1	0	239	D
12/28/17 18:16	12/27/17	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-91	9.10	0	-10	-1	1,665	I
12/18/17 15:56	12/14/17	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-2	21.61	0	0	0	240	D
12/6/17 14:50	12/4/17	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	D		S	-60	21.50	0	-3	-1	240	D
11/29/17 19:24	11/27/17	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-8	7.04	0	-1	0	708	I
11/15/17 19:54	11/13/17	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	D		S	-10	8.76	0	-1	0	1,672	D
11/15/17 19:18	11/13/17	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	D		S	-5	22.23	0	0	0	676	D
11/30/16 13:39	11/28/16	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S.m	-62	16.42	0	-4	-2	242	I	-5	6	-5	-8	-3	0	3	2	-1	-1	3	10
11/10/16 15:36	11/2/16	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S.a	-2,938	19.00	0	-155	-13	1,052	M								0	2	1	4	-11	-11
11/3/16 17:04	11/2/16	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-3,093	20.00	0	-155	-13	1,052	M
10/13/16 17:57	10/11/16	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-13	19.09	3	-1	0	643	D	11	8	8	-2	-4	-1	-1	-1	0	0	1	10	14
8/10/16 12:35	8/8/16	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-68	51.12	0	-1	-3	42	D
7/7/16 16:51	7/5/16	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-51	51.05	0	-1	-2	43	I
2/17/16 17:17	2/16/16	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-17	50.85	0	0	-1	44	I
1/4/16 15:47	12/30/15	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-49	4.86	0	-10	-1	1,507	I	-8	-14	-14	1	0	1	1	-2	-2	-6	-13	-2	3	8
12/30/15 12:19	12/29/15	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-49	4.87	0	-10	-1	1,517	I	-8	-14	-13	5	1	3	5	-1	0	-4	-13	-3	-1	6
11/25/15 11:23	11/24/15	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-13	10.31	1	-1	0	1,717	D		0	-3	3	1	-1	2	1	0	1	1	-6	0	2
8/31/15 15:17	8/28/15	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-24	16.90	0	-1	-1	239	I	-3	-12	-10	-11	-8	-8	-8	1	2	-2	-4	3	2	18
6/25/15 14:31	6/23/15	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-913	50.17	0	-18	-29	44	I
6/17/15 11:10	6/15/15	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S.m	-91	50.50	0	-2	-3	62	I
12/29/14 19:11	12/26/14	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-43	50.36	0	-1	-1	67	I
12/29/14 16:11	12/26/14	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-41	19.48	0	-2	-1	240	I	6	5	-3	4	3	-1	7	3	-1	-4	-1	-3	-4	-10
12/22/14 18:33	12/18/14	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-11,795	50.16	0	-235	-90	25	D
12/19/14 12:06	12/17/14	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	0	18.53	0	0	0	242	I	3	5	-5	-2	0	-4	-2	3	1	3	3	1	1	-9
12/16/14 19:28	12/16/14	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-8	18.50	0	0	0	242	I	-1	3	-7	-5	-3	-6	-6	-4	2	4	3	3	4	-9
12/16/14 18:39	12/16/14	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-5	50.27	0	0	0	68	I
12/10/14 12:33	12/9/14	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-136	6.82	3	-20	-1	1,796	I	47	1	-5	-4	7	2	-1	-2	-1	-5	-3	0	0	-11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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