Gabelli Mario J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	8	1	67	1	1	1	1	2	13	3
P	%wins				93	76	61	67	68	81	74

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/3/24 16:43	2/22/24	GNT.B	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	P	8,700	10.00	0	870	New	870	M
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.25	0	1	0	122	D
3/1/24 18:05	2/29/24	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6,100	10.00	0	610	305	810	M
3/1/24 16:54	2/29/24	GAB.N	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6,000	100.00	0	60	New	60	M
12/13/23 15:41	12/11/23	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	54	9.04	0	6	1	537	D
9/27/23 16:57	9/25/23	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1	6.31	0	0	0	2,558	D
9/15/23 14:20	9/15/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	P	3,013	50.31	0	60	76	138	M
9/13/23 16:19	9/13/23	MPTI	M-Tron Industries, Inc.	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	CT	T		P	4	18.83	0	0	0	469	D
8/8/23 16:50	8/7/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1	7.93	0	0	0	4,956	I
8/1/23 20:38	7/31/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	4	7.93	0	1	0	4,956	D
2/16/23 20:45	2/10/23	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	16	8.12	0	2	0	4,957	I
1/20/23 20:43	1/18/23	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5,110	10.00	0	511	New	511	M
1/5/23 18:32	12/29/22	GCV.G	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	3,500	10.00	0	350	New	350	I
10/26/22 15:39	10/24/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2	7.99	0	0	0	5,015	D
10/20/22 17:24	10/17/22	GRX.C	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1,000	20.00	0	50	10	565	M
10/19/22 18:28	10/17/22	GRX.E	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2,300	10.00	0	230	20	1,400	M
10/19/22 16:24	10/17/22	GDL.E	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2,000	10.00	0	200	19	1,240	M
10/18/22 19:58	10/17/22	GGZ.B	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1,586	10.00	0	159	19	1,002	M
10/11/22 17:07	10/7/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	9	7.89	0	1	0	5,015	I
10/5/22 20:04	10/3/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	23	8.00	0	3	0	5,014	I
7/20/22 14:40	7/18/22	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	7	8.25	0	1	0	5,011	D
7/7/22 17:00	7/1/22	ECF.B	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	7,900	10.00	0	790	New	790	M
6/17/22 16:37	6/15/22	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	18	17.93	0	1	1	201	D
3/30/22 20:04	3/28/22	GDL.E	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	12,400	10.00	0	1,240	New	1,240	M
12/21/21 20:21	12/17/21	GAB.M	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	6,000	100.00	0	60	207	89	I
11/2/21 15:13	11/1/21	GGZ.B	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	12,635	10.00	0	1,264	New	1,264	M
10/19/21 20:19	10/15/21	GRX.E	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	14,000	10.00	0	1,400	New	1,400	M
9/1/21 16:05	8/30/21	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	37	9.44	0	4	0	2,011	D
2/18/21 21:04	2/16/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	31	8.98	0	4	0	4,787	I
2/5/21 19:03	1/28/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.am	55	8.78	0	6	0	4,784	D
2/4/21 21:36	2/2/21	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	17	12.20	0	1	0	509	D
2/1/21 21:34	1/28/21	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	55	8.78	0	6	0	2,373	D
12/22/20 21:56	12/18/20	GRX.C	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	10,300	20.00	0	515	New	515	M
12/8/20 20:55	12/4/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	21	8.75	0	2	0	4,673	I
12/2/20 12:08	11/30/20	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	56	11.29	0	5	1	501	D
11/23/20 21:54	11/19/20	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	11	11.29	0	1	0	496	D
7/17/20 21:27	7/15/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6	3.31	0	2	0	4,645	D
7/16/20 16:03	7/15/20	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	13	8.51	0	2	0	978	D
5/27/20 12:57	5/22/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	91	8.31	0	11	0	4,644	D
5/12/20 15:43	5/8/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	41	8.17	0	5	0	4,633	D
5/8/20 15:48	5/6/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	54	8.13	0	7	0	4,628	D
5/6/20 19:39	5/4/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	56	8.07	0	7	0	4,621	D
4/6/20 16:15	4/3/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	69	26.05	0	3	4	79	I
4/2/20 16:08	4/1/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	130	25.93	0	5	7	76	I
3/24/20 16:18	3/23/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	48	26.00	0	2	3	71	I
3/12/20 16:40	3/10/20	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	3	9.41	0	0	0	2,699	D
3/12/20 16:30	3/12/20	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	57	34.00	0	2	2	69	I
3/12/20 14:58	3/10/20	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	5	10.08	0	1	0	485	D
1/17/20 16:21	1/15/20	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	6	11.92	0	1	0	2,699	D
1/2/20 16:18	12/31/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	23	19.43	0	1	0	21,732	D
12/30/19 16:09	12/27/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	14	19.43	0	1	0	21,731	D
12/27/19 17:35	12/24/19	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	44	9.27	0	5	0	4,591	D
12/26/19 16:07	12/26/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	10	19.59	0	1	0	21,730	D
12/17/19 16:19	12/16/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	32	35.92	0	1	1	73	I
12/10/19 16:16	12/10/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	64	35.92	0	2	3	72	I
12/9/19 16:30	12/6/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	19	36.00	0	1	1	70	I
12/5/19 16:43	12/5/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	27	17.73	0	2	0	21,811	D
12/5/19 16:13	12/4/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	81	35.99	0	2	3	70	I
12/2/19 16:20	11/29/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	21	36.06	0	1	1	68	I
11/26/19 16:41	11/26/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	469	36.07	0	13	24	67	I
11/26/19 16:05	11/25/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	21	17.12	0	1	0	21,809	D
11/25/19 16:06	11/22/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	43	35.75	0	1	2	54	I
11/21/19 16:44	11/21/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	30	35.44	0	1	2	53	I
11/19/19 16:16	11/18/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	38	35.46	0	1	2	52	M
11/14/19 16:25	11/13/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	4	17.02	0	0	0	21,808	D
9/23/19 16:39	9/20/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1,143	41.35	0	28	17	192	D
9/9/19 16:04	9/6/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	925	33.04	0	28	122	51	I
9/5/19 16:03	9/4/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	115	34.63	0	3	17	23	I
9/4/19 16:03	9/3/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	74	34.70	0	2	12	20	I
9/3/19 17:15	8/30/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	80	17.78	0	5	0	21,808	I
8/26/19 16:13	8/23/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	63	34.22	0	2	12	18	I
8/20/19 16:07	8/19/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	7	36.36	0	0	1	16	I
8/8/19 15:01	8/6/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	4	15.69	0	0	0	1,073	I
8/5/19 12:25	8/1/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	10	15.68	0	1	0	1,072	I
7/23/19 15:23	7/19/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5	15.68	0	0	0	1,072	I
7/19/19 14:08	7/17/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5	15.68	0	0	0	1,071	I
7/17/19 14:05	7/15/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5	15.68	0	0	0	1,071	I
7/12/19 12:41	7/10/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	9	15.68	0	1	0	1,071	I
7/10/19 18:34	7/8/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	9	15.68	0	1	0	1,070	I
7/3/19 12:15	7/1/19	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	8	16.40	0	1	0	1,070	I
6/28/19 12:37	6/26/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	210	10.50	0	20	4	470	I
6/27/19 16:13	6/27/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	216	34.91	0	6	67	16	I
6/24/19 16:29	6/21/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	107	35.39	0	3	48	9	I
6/20/19 16:23	6/19/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	126	35.60	0	4	129	6	I
6/18/19 16:40	6/18/19	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.d	23	35.72	0	1	31	3	I
6/18/19 16:31	6/14/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	83	10.35	0	8	2	447	I
6/12/19 13:03	6/10/19	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	58	11.55	0	5	0	2,632	I
6/5/19 17:14	4/26/19	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	1,070	41.80	0	26	18	165	I
6/3/19 16:02	5/31/19	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	22	17.05	0	1	0	21,803	D
5/30/19 14:48	5/28/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	73	10.49	0	7	2	439	I
5/30/19 11:44	5/28/19	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	102	11.28	0	9	0	2,627	I
4/4/19 16:21	4/3/19	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	139	6.95	0	20	2	979	D
4/2/19 16:25	4/2/19	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	18	6.79	0	3	0	959	D
12/17/18 15:31	12/13/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	7	9.16	0	1	0	4,477	I
12/13/18 17:18	12/11/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	44	9.17	0	5	0	4,476	I
12/13/18 16:44	12/13/18	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	29	18.97	0	2	0	21,802	I
12/13/18 16:08	12/12/18	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	Exec CB	P.dm	70	33.51	0	2	New	2	I
12/10/18 16:53	12/6/18	GLU.R	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	1	0.1856	0	3	1	273	I
12/10/18 16:45	12/6/18	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	18	17.80	0	1	0	271	I
10/29/18 17:50	10/26/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	526	8.93	0	59	1	4,471	I
10/26/18 15:32	10/25/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	602	8.88	0	68	1	4,682	I
8/6/18 11:48	8/3/18	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	106	5.85	0	18	2	1,168	M
5/14/18 19:08	5/10/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	20,072	10.00	0	2,008	89	4,252	D
5/10/18 19:35	5/8/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	99	9.33	0	11	0	2,244	D
5/8/18 19:12	5/4/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	85	9.36	0	9	0	2,234	D
5/4/18 19:12	5/2/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	104	9.32	0	11	1	2,225	D
5/2/18 17:09	4/30/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	58	9.34	0	6	0	2,214	D
4/30/18 16:53	4/26/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	76	9.37	0	8	0	2,207	D
4/25/18 15:52	4/24/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	244	9.35	0	26	1	2,199	D
4/24/18 18:22	4/20/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2	9.36	0	0	0	2,173	D
4/19/18 19:11	4/17/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	77	9.42	0	8	0	2,173	D
4/17/18 18:01	4/13/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	29	9.35	0	3	0	2,165	D
4/9/18 18:23	4/5/18	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	76	18.63	0	4	0	1,063	I
3/13/18 18:12	3/12/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	96	9.61	0	10	0	2,131	I
2/21/18 11:19	2/20/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	181	9.69	0	19	1	2,121	I
2/12/18 15:44	11/9/17	GGO.A	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5,740	43.50	0	132	104	259	M
2/6/18 20:19	2/2/18	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5	50.20	0	0	0	489	D
1/18/18 17:00	1/16/18	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	89	9.91	0	9	0	2,102	I
1/8/18 17:13	1/4/18	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	10	50.30	0	0	0	489	I
12/13/17 16:47	12/11/17	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2	17.00	0	0	0	1,057	D
12/8/17 15:45	12/6/17	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	5	18.10	0	0	0	1,057	D
12/6/17 19:36	11/22/17	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	36	50.75	0	1	0	489	M
12/6/17 19:07	12/4/17	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	330	10.00	0	33	2	2,080	D
12/4/17 17:15	11/30/17	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	847	10.00	0	85	4	2,047	D
8/10/17 16:31	8/8/17	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	41	10.30	0	4	0	1,987	D
5/23/17 16:35	5/23/17	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	11	4.88	0	2	0	463	D
5/15/17 18:13	5/11/17	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	2	10.00	1	0	0	1,965	I	8	6	6	2	1	1	0	0
2/23/17 17:05	2/21/17	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	15	10.05	0	2	0	1,914	I	10	9	3	4	1	0	0	-1	0	0	0
12/6/16 16:04	12/6/16	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	6	5.24	0	1	0	461	I	47	30	52	26	26	20	7	6	1	-6	-9	-6
11/10/16 15:36	11/2/16	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.a	12,810	19.00	0	674	179	1,052	M								0	2	1	4	-11	-11
11/3/16 17:04	11/2/16	GGO	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	13,484	20.00	0	674	179	1,052	M
9/22/16 15:04	9/20/16	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	8,487	50.40	0	168	53	488	D
9/9/16 10:57	9/6/16	GGO.G	Gabelli Go Anywhere Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	17,200	24.25	0	709	New	709	M
6/14/16 15:56	6/13/16	AC	Associated Capital Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P.d	53	28.49	1	2	19	12	D			-8	0	-6	-5	-4	-5	2	3	7	16	19
6/14/16 15:50	6/13/16	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	69	34.38	1	2	0	23,252	D	-15	-8	3	-6	-14	-2	-7	-5	-1	2	-2	-16	-4
12/1/15 11:22	11/30/15	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	53	10.50	1	5	0	1,722	I		0	-2	3	3	1	2	1	1	-1	0	-4	0	0
11/17/15 18:33	11/17/15	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	18,400	11.50	1	1,600	999%	1,719	D		-1	-5	-3	1	-1	-5	-1	1	1	0	-5	1	1
8/18/15 13:46	8/17/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	19	10.18	0	2	0	1,758	D	6	2	2	-2	-1	0	-1	0	0	-2	-1	-1	0	5
8/13/15 11:19	8/12/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	51	10.22	0	5	0	1,756	D	4	2	2	-1	-1	-1	0	0	0	0	-2	-1	-3	4
8/12/15 11:23	8/11/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	53	10.24	0	5	0	1,751	D	5	3	3	-1	0	0	0	0	0	-1	-2	-1	-3	3
8/11/15 10:03	8/10/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	49	10.24	0	5	0	1,746	D	5	3	3	0	0	0	1	0	0	-1	-2	-1	-2	3
8/10/15 09:03	8/7/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	55	10.25	0	5	0	1,741	D	5	2	3	-1	-1	-1	0	-1	0	0	-2	0	-1	4
8/7/15 17:48	8/6/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	74	10.26	0	7	0	1,735	D	5	2	3	0	-1	0	1	0	0	0	-2	0	0	4
8/6/15 14:00	8/5/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	39	10.26	0	4	0	1,728	D	4	2	4	0	-1	0	1	1	0	-1	-3	0	0	4
8/5/15 12:35	8/4/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	11	10.24	0	1	0	1,724	D	5	2	4	0	-1	0	0	1	0	0	-3	1	0	3
8/4/15 16:53	8/3/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	26	10.24	0	3	0	1,723	D	5	2	4	0	-1	0	0	1	0	0	-3	0	0	3
5/27/15 13:08	5/26/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	105	10.45	0	10	1	1,699	D	4	2	4	2	1	0	-1	0	0	0	1	-3	-1	2
5/8/15 14:58	5/7/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	21	10.42	0	2	0	1,689	D	5	0	5	3	0	1	0	0	0	1	-1	0	0	3
4/29/15 11:40	4/28/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	8	10.38	0	1	0	1,687	D	6	0	5	4	1	0	1	0	0	0	0	-1	0	3
4/21/15 12:01	4/20/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	52	10.33	0	5	0	1,679	D	6	0	7	3	2	0	0	0	0	1	1	1	0	4
4/20/15 11:50	4/17/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	5	10.34	0	1	0	1,681	D	6	1	5	4	2	0	0	0	0	1	2	1	1	4
4/15/15 11:05	4/14/15	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	22	10.35	0	2	0	1,544	I	6	0	3	4	2	1	0	0	0	0	1	1	0	3
12/31/14 10:28	12/30/14	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	12	3.38	0	4	1	465	D	8	-41	-34	-12	-5	1	3	5	5	8	12	22	30	12
12/31/14 10:24	12/30/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	21	10.48	0	2	2	119	D				3	2	2	1	0	0	-2	-2	2	2	0
12/30/14 12:01	12/29/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	34	10.48	0	3	3	117	I				2	1	1	3	0	1	-2	-1	1	2	0
12/29/14 09:54	12/24/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P.m	30	10.47	0	3	3	114	I				2	3	1	5	1	-1	-3	-2	1	1	-1
12/23/14 18:51	12/23/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	26	10.43	0	2	2	111	I				2	0	-1	1	2	0	0	-2	1	4	-3
12/23/14 11:11	12/22/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	15	10.40	0	1	1	108	I				2	0	-1	1	2	1	1	-1	2	5	-2
12/10/14 10:16	12/9/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	10	10.29	0	1	1	107	I				-1	-1	-1	-2	-2	0	-2	0	3	6	0
11/17/14 10:37	11/13/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	5	10.32	0	1	0	1,630	I	10	-1	-2	-2	-2	1	0	0	0	0	-3	1	4	3
10/23/14 14:45	10/21/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	18	10.21	1	2	0	1,630	I	6	-2	-5	-4	-4	-3	0	1	0	1	2	2	5	6
9/23/14 17:07	9/23/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	72	10.28	1	7	7	106	D					-2	-2	-1	0	1	0	-1	2	4	-1
9/22/14 17:47	9/22/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	52	10.38	1	5	5	99	D					0	-1	0	1	-1	0	-3	1	4	-1
8/25/14 18:08	8/25/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	40	10.50	1	4	4	94	D					-2	1	0	0	0	0	-3	-2	1	-7
8/6/14 18:20	8/6/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	92	10.37	1	9	11	90	D						-1	-3	-1	0	1	1	0	0	1
8/5/14 18:29	8/5/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	1	10.37	1	0	0	81	D						-1	-3	-1	0	1	1	0	-1	0
7/31/14 18:41	7/31/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	58	10.53	1	5	7	81	D						-1	0	-1	-1	-2	0	-2	-2	0
7/28/14 10:22	7/25/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	96	10.71	1	9	14	75	D						0	2	0	-1	-2	-2	-5	-4	-3
7/1/14 12:36	6/30/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	11	10.74	0	1	2	66	D
6/12/14 13:39	6/10/14	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	4	4.40	0	1	0	462	I	21	50	-4	-15	-1	16	15	18	0	9	6	-12	-31	-2
6/10/14 11:54	6/9/14	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	8	4.37	0	2	0	461	I	10	36	-14	-19	-12	5	4	7	7	12	18	-3	-21	11
5/30/14 13:58	5/29/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	157	10.85	1	14	1	1,590	D	12	4	2	0	0	-2	0	0	1	1	1	0	-1	2
5/29/14 10:37	5/28/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	109	10.85	1	10	1	1,576	D	11	2	2	0	-1	-2	-1	0	0	1	1	0	-1	2
5/28/14 10:22	5/27/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	119	10.85	1	11	1	1,566	D	12	2	2	0	-1	-2	-1	0	0	1	2	0	-2	2
5/27/14 14:40	5/23/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	127	10.84	1	12	1	1,555	D	12	3	2	0	-1	-2	-2	0	0	1	1	0	-2	2
2/12/14 17:25	2/10/14	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	22	11.09	1	2	0	1,488	D	9	5	2	1	0	0	1	1	0	0	3	4	1	0
12/2/13 16:59	11/27/13	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	23	11.35	0	2	0	1,450	I	17	10	2	3	1	1	1	1	0	0	0	3	3	0
11/26/13 19:07	11/22/13	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	30	11.36	1	3	0	1,448	I	17	9	2	2	2	-1	0	0	0	0	1	2	2	0
11/21/13 18:42	11/19/13	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	11	11.35	1	1	0	1,442	I	16	11	1	3	1	-1	0	0	0	0	0	1	2	0
10/23/13 19:27	10/22/13	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	10	11.29	1	1	0	1,444	I	15	8	2	1	1	0	1	1	1	1	0	1	3	-2
7/15/13 17:37	7/11/13	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P	5,272	50.21	0	105	23	555	I
5/20/13 12:26	5/16/13	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P.m	105	5.10	0	21	5	459	I	-53	-27	-1	-4	-1	3	3	3	4	8	31	79	72	35
5/13/13 17:24	5/9/13	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	19	11.77	1	2	0	1,414	I	7	7	7	2	0	1	1	0	0	2	1	0	2	6
5/1/13 20:43	4/29/13	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	48	23.99	0	2	1	174	M	31	21	18	14	13	11	9	1	0	-5	-11	-13	-12	-9
4/30/13 11:00	4/26/13	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	5	23.47	0	0	0	172	I	31	21	19	15	14	12	10	0	0	-7	-14	-16	-13	-12
4/26/13 15:46	4/24/13	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	19	23.58	0	1	0	173	I	31	20	15	13	12	11	8	5	0	-1	-12	-14	-12	-11
4/19/13 20:24	4/17/13	GNT	Gamco Natural Resources, Gold & Income Trust by Gabelli		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	P	34	11.26	2	3	57	8	I	-29	-16	-23	-19	-16	-18	-14	-2	3	9	7	1	1	2
4/3/13 13:56	4/1/13	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DOT	Control	P	1,255	50.21	0	25	5	555	M
12/21/12 15:22	12/21/12	GBL	Gamco Investors, Inc. Et Al	NY	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	144	50.00	1	3	0	19,469	I	9	23	25	5	14	2	2	0	2	5	13	10	14	63
12/21/12 13:10	12/19/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	1	5.10	0	0	0	432	I	-74	-28	-25	-20	-4	2	2	1	0	0	-1	12	18	57
12/18/12 13:35	12/14/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P.m	4	5.11	0	1	0	432	I	-73	-27	-23	-18	-11	2	2	0	0	-1	1	15	31	58
12/13/12 10:05	12/11/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P.m	2	5.12	0	0	0	431	I	-75	-31	-26	-13	-16	3	1	1	0	0	1	12	21	63
12/11/12 10:18	12/7/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	4	5.04	0	1	0	431	I	-76	-31	-22	-7	-14	3	-1	0	1	1	3	16	10	63
12/7/12 13:59	12/5/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	4	5.06	0	1	0	430	I	-77	-32	-24	-11	-16	0	0	0	1	1	8	9	7	66
12/5/12 11:29	12/3/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P.m	2	5.04	0	0	0	429	I	-75	-28	-24	-12	-17	-2	4	-2	1	1	7	13	7	66
11/29/12 13:34	11/27/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P.m	7	5.02	0	1	0	429	I	-78	-31	-27	-15	-18	-10	2	4	2	1	3	8	9	67
11/27/12 13:21	11/26/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	9	5.00	0	2	0	428	I	-76	-29	-27	-17	-17	-13	-3	1	1	1	4	7	6	68
9/11/12 10:55	9/7/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P.m	6	5.51	0	1	0	426	I	-69	-38	-31	-17	2	-4	-3	0	4	8	9	-10	4	65
8/20/12 13:34	8/16/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	1	5.64	0	0	0	425	I	-69	-9	-34	-15	-10	5	7	4	1	4	5	-16	-10	51
8/16/12 10:21	8/14/12	LGL	Lgl Group Inc	DE	Electr	ElcPrt	Electronic Components	Gabelli Mario J	NY	T		P	3	5.72	0	1	0	425	I	-65	-19	-32	-19	-14	-3	-1	-4	4	6	11	-10	-6	64

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y