GBL - Gamco Investors, Inc. Et Al - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	4	5	0	5	9	20	8	37	13
P	%wins				80	80	60	60	60	75	69
S	%ret	1	14	56	-0	-0	-3	-9	-2	-8	-4
S	%wins				59	61	82	82	68	80	72

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/9/22 16:09	12/8/22	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-3	16.00	0	0	0	1,598	D
11/14/22 07:19	11/10/22	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-59	17.00	0	-3	0	1,598	D
10/31/22 16:17	10/28/22	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-14	16.92	0	-1	0	1,602	D
10/27/22 16:22	10/26/22	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-71	15.79	0	-5	0	1,602	D
10/24/22 16:14	10/21/22	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-23	15.00	0	-2	0	1,607	D
9/20/22 16:31	9/19/22	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Ggcp, Inc.	CT	T		P	23	17.76	0	1	6	22	D
1/6/22 16:21	12/21/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Van Der Eb Henry	NY	O	SVP	S	-23	23.81	0	-1	-100	0	D
1/3/22 16:02	12/30/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-38	25.47	0	-2	0	1,608	D
12/9/21 16:16	12/8/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-20	24.88	0	-1	0	1,610	D
11/24/21 16:33	11/23/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-137	27.62	0	-5	0	1,611	D
11/22/21 16:27	11/19/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-456	28.86	0	-16	-1	1,616	D
11/18/21 16:15	11/17/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-101	27.94	0	-4	0	1,631	D
11/16/21 16:20	11/15/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-347	27.68	0	-13	-1	1,635	D
11/12/21 16:18	11/10/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-448	27.43	0	-16	-1	1,648	D
11/9/21 16:18	11/8/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-147	26.88	0	-5	0	1,664	D
11/4/21 16:20	11/3/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-68	27.31	0	-3	0	1,669	D
11/2/21 16:30	11/1/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-52	26.60	0	-2	0	1,672	D
10/29/21 17:29	10/28/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-50	26.59	0	-2	0	1,674	D
10/26/21 16:33	10/25/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-28	27.50	0	-1	0	1,676	D
9/28/21 16:42	9/27/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-37	26.16	0	-1	0	1,677	D
9/15/21 16:24	9/14/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-33	27.47	0	-1	0	1,678	D
9/13/21 16:15	9/10/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-14	27.02	0	-1	0	1,679	D
9/8/21 16:08	9/7/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Chief Ac	S.d	-54	27.06	0	-2	-11	17	D
9/2/21 16:36	9/1/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-38	27.01	0	-1	0	1,680	D
8/31/21 16:10	8/30/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-25	27.77	0	-1	0	1,681	D
8/25/21 17:07	8/24/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-56	27.90	0	-2	0	1,682	D
8/23/21 16:25	8/20/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-134	27.14	0	-5	0	1,684	D
8/5/21 16:28	8/4/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-56	27.54	0	-2	0	1,689	D
8/3/21 16:45	8/2/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-7	28.00	0	0	0	1,691	D
7/30/21 16:31	7/29/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-44	27.70	0	-2	0	1,691	D
7/26/21 16:27	7/23/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-39	27.62	0	-1	0	1,693	D
7/22/21 16:47	7/21/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-110	27.85	0	-4	0	1,694	D
7/2/21 16:14	7/1/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-37	26.19	0	-1	0	1,698	D
6/25/21 16:21	6/24/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-291	25.98	0	-11	-1	1,700	D
6/17/21 16:16	6/16/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-19	25.06	0	-1	0	1,711	D
6/15/21 16:20	6/14/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-50	25.06	0	-2	0	1,712	D
6/1/21 16:10	5/28/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S	-90	27.21	0	-3	0	1,714	D
5/27/21 16:32	5/26/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-516	29.41	0	-18	-1	1,717	D
5/25/21 16:23	5/24/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		S.m	-1,416	28.34	0	-50	-3	1,735	D
5/21/21 16:19	5/20/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	NY	T		S.m	-673	27.24	0	-25	-1	1,784	D
5/19/21 16:37	5/18/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	NY	T		S.m	-869	27.62	0	-31	-2	1,809	D
5/17/21 16:07	5/14/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-638	25.45	0	-25	0	21,454	I
5/13/21 16:20	5/12/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-774	24.82	0	-31	0	21,479	I
5/11/21 16:12	5/10/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-148	23.22	0	-6	0	21,510	I
5/11/21 16:01	5/10/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Van Der Eb Henry	NY	O	SVP	S	-4	22.84	0	0	-10	2	D
5/7/21 16:23	5/6/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-29	21.42	0	-1	0	21,516	I
5/4/21 16:26	5/3/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-27	20.54	0	-1	0	21,518	I
3/12/21 16:17	3/11/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-51	21.22	0	-2	0	21,519	I
3/10/21 16:20	3/9/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-24	20.80	0	-1	0	21,522	I
2/26/21 16:32	2/25/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-78	19.40	0	-4	0	21,523	I
2/19/21 16:22	2/18/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-177	20.07	0	-9	0	21,527	I
2/11/21 16:20	2/10/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-86	20.64	0	-4	0	21,536	I
2/9/21 16:12	2/8/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-58	20.16	0	-3	0	21,540	I
2/5/21 17:12	2/4/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-10	19.55	0	-1	0	21,543	I
2/3/21 16:05	2/2/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-77	19.14	0	-4	0	21,543	I
1/26/21 16:10	1/25/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-46	18.75	0	-2	0	21,547	I
1/7/21 16:12	1/6/21	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-76	19.00	0	-4	0	21,550	I
1/4/21 16:01	12/31/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-15	18.03	0	-1	0	21,554	I
12/29/20 16:22	12/28/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-166	18.28	0	-9	0	21,554	I
12/23/20 16:23	12/22/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-745	17.81	0	-42	0	21,563	I
12/18/20 16:32	12/17/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-195	16.57	0	-12	0	21,605	I
12/16/20 16:31	12/15/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-328	15.59	0	-21	0	21,617	I
12/11/20 16:10	12/10/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-136	15.24	0	-9	0	21,638	I
12/9/20 16:34	12/8/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-38	15.18	0	-3	0	21,647	I
12/4/20 16:15	12/3/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-185	15.12	0	-12	0	21,650	I
12/2/20 16:16	12/1/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-409	15.35	0	-27	0	21,662	I
11/30/20 16:17	11/27/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-394	14.21	0	-28	0	21,688	I
11/25/20 16:20	11/24/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-173	14.10	0	-12	0	21,716	I
6/9/20 16:14	6/8/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-56	15.43	0	-4	0	21,728	I
3/3/20 16:41	3/2/20	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Daniels Leslie B	NY	D		P.dm	153	15.33	0	10	New	10	D
1/2/20 16:18	12/31/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	23	19.43	0	1	0	21,732	D
12/30/19 16:09	12/27/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	14	19.43	0	1	0	21,731	D
12/26/19 16:07	12/26/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	10	19.59	0	1	0	21,730	D
12/26/19 16:04	12/24/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		S	-67	19.13	0	-4	-13	24	D
12/17/19 16:27	12/16/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-1,508	18.59	0	-81	0	21,730	I
12/5/19 16:43	12/5/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	27	17.73	0	2	0	21,811	D
11/26/19 16:05	11/25/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	21	17.12	0	1	0	21,809	D
11/14/19 16:25	11/13/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	4	17.02	0	0	0	21,808	D
9/18/19 17:24	9/16/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Avansino Raymond	NY	D		S	-1,405	20.07	0	-70	-33	142	I
9/3/19 17:15	8/30/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	80	17.78	0	5	0	21,808	I
6/3/19 16:02	5/31/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	22	17.05	0	1	0	21,803	D
4/22/19 12:34	4/18/19	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Frederick J. Mancheski Revocable Trust Indenture, Dated June 8, 1999, As Amended	NY	T		S	-23,871	21.00	0	-1,137	-100	0	D
12/13/18 16:44	12/13/18	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	29	18.97	0	2	0	21,802	I
8/9/18 16:00	8/9/18	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Lapointe Diane	NY	O	Co-Chief	S	-105	26.15	0	-4	-31	9	M
6/18/18 12:50	6/18/18	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S	-17	25.24	0	-1	-10	6	D
12/14/17 15:42	12/14/17	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Van Der Eb Henry	IL	O	SVP	S	-26	29.13	0	-1	-100	0	D
9/12/17 16:09	9/11/17	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Van Der Eb Henry	IL	O	SVP	S	-14	28.83	0	0	-35	1	D
9/1/17 12:06	8/31/17	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S	-69	29.47	0	-2	-47	3	D
6/14/16 15:50	6/13/16	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	69	34.38	1	2	0	23,252	D	-15	-8	3	-6	-14	-2	-7	-5	-1	2	-2	-16	-4
10/26/15 16:06	10/23/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Handwerker Kevin	NY	O	EVP,GC	S	-104	59.25	4	-2	-64	1	D	-19	-22	-31	-11	8	4	9	4	-4	-3	2	-8	24	-4
7/9/15 16:26	5/21/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Mancheski Frederick J	FL	T		S.am	-1,401	70.05	5	-20	-1	1,706	D	26	-21	-19	-14	-5	-3	-5	-3	2	3	-1	-16	-19	-12
7/1/15 16:46	5/21/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Mancheski Frederick J	FL	T		S.m	-1,401	70.05	5	-20	-1	1,706	D	26	-17	-24	-12	-1	-2	0	-1	0	-4	-4	-21	-15	-12
6/23/15 16:11	6/23/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		S	-189	69.97	4	-3	-13	18	D	24	-14	-21	-10	-1	0	1	1	-1	-4	-3	-19	-22	-7
6/22/15 16:56	6/19/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		M.d	458	45.77	4	10	94	21	D	21	-15	-21	-11	-5	0	-1	0	1	1	-4	-19	-20	-6
6/22/15 16:56	6/19/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		S.dm	-265	69.66	4	-4	-16	21	D	21	-15	-21	-11	-5	0	-1	0	1	1	-4	-19	-20	-6
6/18/15 16:46	6/17/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	McGrath Eugene R	NY	D		M.d	399	39.90	3	10		5	D	23	-13	-16	-9	-6	-1	0	-2	-2	-1	0	-20	-18	-8
6/18/15 16:46	6/18/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	McGrath Eugene R	NY	D		S.d	-396	69.49	3	-6	-52	5	D	23	-13	-16	-9	-6	-1	0	-2	-2	-1	0	-20	-18	-8
6/16/15 17:13	6/16/15	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Avansino Raymond	NY	D		M.d	310	51.74	3	6	7	90	D	24	-7	-16	-10	-8	3	4	1	0	2	1	-19	-11	-7
12/5/14 15:22	12/5/14	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Van Der Eb Henry	IL	O	SVP	S	-91	88.20	2	-1	-34	2	D	81	16	11	18	15	3	3	3	0	-4	-7	-15	-21	-26
6/23/14 12:30	6/23/14	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S	-21	82.00	2	0	-4	7	D	106	45	2	-1	7	9	4	3	1	2	5	-12	9	-14
5/12/14 16:13	5/9/14	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Prather Robert S Jr	NY	D		M.d	397	39.65	2	10	999%	10	D	81	62	9	3	-5	-2	1	2	-2	-6	0	-5	4	-13
5/9/14 17:07	5/7/14	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Bready Richard L	NY	D		M.d	396	39.55	3	10	999%	11	D	81	51	5	0	-6	-3	-1	-3	6	-2	8	0	10	-4
3/24/14 16:33	3/20/14	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	DH	Filed on	M.d	397	39.65	2	10		3	D	79	51	13	2	11	5	-2	0	1	1	-5	2	-10	-2
3/24/14 16:33	3/20/14	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	DH	Filed on	S.dm	-572	81.70	2	-7	-70	3	D	79	51	13	2	11	5	-2	0	1	1	-5	2	-10	-2
9/5/13 08:34	9/4/13	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S.a	-65	65.00	2	-1	-14	6	D	50	57	24	22	17	15	14	13	-2	6	2	17	28	14
9/4/13 17:06	9/4/13	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S	-65	65.00	2	-1	-14	6	D	38	44	17	13	12	7	6	8	-2	8	4	18	25	18
9/4/13 16:50	9/4/13	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Lapointe Diane	NY	O	Co-Chief	S	-102	63.90	2	-2	-24	5	D	38	44	17	13	12	7	6	8	-2	8	4	18	25	18
6/14/13 15:34	6/14/13	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Lapointe Diane	NY	O	Co-Chief	S	-29	58.15	1	-1	-24	2	D	44	55	19	4	19	13	4	1	-2	-2	-7	24	34	33
6/10/13 12:24	6/10/13	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S	-56	56.30	1	-1	-33	2	D	38	49	13	-1	15	11	2	-1	3	3	-4	24	37	49
3/25/13 16:44	3/25/13	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Caterina Kieran	NY	O	Co-Chief	S	-11	56.25	1	0	-6	3	D	47	23	19	13	3	4	1	6	1	-5	-12	4	34	46
12/21/12 15:22	12/21/12	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	P	144	50.00	1	3	0	19,469	I	9	23	25	5	14	2	2	0	2	5	13	10	14	63
7/1/11 09:13	6/30/11	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-115	46.18	2	-3	0	20,007	I	1	33	-6	0	-5	5	-1	2	1	7	6	-14	-1	-1
6/29/11 16:09	6/27/11	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-339	45.21	2	-8	0	20,010	I	0	23	-8	2	-9	2	0	-2	2	6	7	-7	2	-1
6/24/11 16:19	6/23/11	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-229	45.77	2	-5	0	20,017	I	3	24	-7	5	-6	6	4	2	1	3	11	-17	4	-2
6/22/11 16:49	6/20/11	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.m	-345	45.99	2	-8	0	39,679	I	8	25	-5	11	-3	6	7	4	0	-2	11	-12	-4	-6
1/3/11 11:45	12/31/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S	-14	48.25	1	0	-2	14	D	89	2	39	24	15	-6	-3	-3	3	-2	-2	-2	-2	-7
12/15/10 17:10	12/15/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	M.d	58	29.00	1	2	6	33	D	70	9	28	30	13	17	3	-1	3	3	-2	-17	-9	-8
12/15/10 15:07	12/13/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	M.ad	87	29.00	1	3	11	31	D	70	9	28	30	13	17	3	-1	-1	2	-2	-18	-10	-9
12/15/10 15:07	12/13/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	S.ad	-145	48.29	1	-3	-9	31	D	70	9	28	30	13	17	3	-1	-1	2	-2	-18	-10	-9
12/14/10 16:27	12/14/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	M.d	87	29.00	1	3	11	31	D	83	8	24	30	14	11	2	-1	-1	2	-4	-16	-9	-5
12/14/10 16:27	12/14/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	S.d	-146	48.59	1	-3	-9	31	D	83	8	24	30	14	11	2	-1	-1	2	-4	-16	-9	-5
12/13/10 17:30	12/13/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	M.d	87	29.00	1	3	11	31	D	100	15	39	36	19	20	12	5	3	5	-1	-11	-7	3
12/13/10 17:30	12/13/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	S.d	-127	42.29	1	-3	-9	31	D	100	15	39	36	19	20	12	5	3	5	-1	-11	-7	3
12/10/10 15:51	12/8/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		M.dm	237	31.62	1	8		7	D	99	12	33	34	17	18	12	4	3	1	-6	-13	-10	-5
12/10/10 15:51	12/8/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		S.dm	-359	47.91	1	-8	-53	7	D	99	12	33	34	17	18	12	4	3	1	-6	-13	-10	-5
12/10/10 10:35	12/9/10	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	M.d	58	29.00	1	2	17	14	D	99	12	33	34	17	18	12	4	3	1	-6	-13	-10	-5
11/27/09 10:10	11/25/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	M.d	74	29.00	2	3	6	45	D	-2	94	-5	10	-3	10	-2	0	-6	-4	-1	-6	-17	-9
11/27/09 10:10	11/25/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	S.d	-101	50.64	2	-2	-4	45	D	-2	94	-5	10	-3	10	-2	0	-6	-4	-1	-6	-17	-9
11/24/09 17:19	11/23/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	M.dm	274	29.00	2	9	27	45	D	-4	106	2	13	5	18	5	2	-1	-5	-3	-11	-19	-11
11/24/09 17:19	11/23/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	S.dm	-356	51.54	2	-7	-13	45	D	-4	106	2	13	5	18	5	2	-1	-5	-3	-11	-19	-11
6/30/09 16:16	6/30/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-10	48.52	5	0	0	20,224	I	-8	4	63	53	-12	-9	-2	0	1	-2	-6	-7	1	-19
6/29/09 16:40	6/29/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-87	48.23	5	-2	0	20,224	I	-10	1	53	43	-6	-9	-2	0	0	-1	-8	-9	3	-14
6/10/09 17:15	6/8/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-5	53.50	8	0	-1	17	D	11	8	98	88	18	3	1	0	-1	-3	-10	-10	-3	-24
6/9/09 16:51	6/5/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-461	53.59	8	-9	-33	17	D	14	8	117	99	21	-4	1	0	-5	-6	-12	-18	-9	-29
6/8/09 16:36	6/4/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-64	53.51	8	-1	-4	26	D	13	1	112	100	17	3	5	0	0	-5	-10	-17	-9	-30
6/5/09 16:04	6/3/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-1,189	53.06	8	-22	-45	27	D	13	3	136	100	30	4	-1	-2	0	-7	-10	-18	-11	-28
6/4/09 16:43	6/2/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-1,894	54.26	8	-35	-41	50	D	13	4	141	82	26	11	3	1	0	-5	-11	-17	-9	-24
6/3/09 16:32	6/1/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-348	54.31	8	-6	-7	84	D	12	8	102	85	31	3	6	2	0	0	-7	-15	-10	-25
6/2/09 16:27	6/2/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-287	54.13	8	-5	0	20,226	I	14	9	106	88	36	2	9	7	-1	-1	-9	-16	-12	-27
6/2/09 11:02	6/1/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.a	-222	54.23	8	-4	0	20,231	I	14	9	106	88	36	2	9	7	-2	-2	-11	-18	-13	-28
6/1/09 16:31	6/1/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-266	54.23	8	-5	0	20,230	I	13	4	104	81	26	0	2	-2	-2	-2	-11	-17	-8	-24
5/29/09 16:28	5/29/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-191	53.05	8	-4	0	20,235	I	13	5	97	80	26	3	-5	2	3	1	-8	-13	-4	-21
5/27/09 16:49	5/27/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-314	52.27	8	-6	0	20,239	I	15	9	151	75	35	5	5	8	3	5	-5	-10	-1	-18
5/27/09 10:29	5/22/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		M.d	21	16.00	8	1	43	4	D	15	9	151	75	35	5	5	8	-5	0	-10	-15	-6	-23
5/27/09 10:29	5/22/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		S.d	-69	53.06	8	-1	-23	4	D	15	9	151	75	35	5	5	8	-5	0	-10	-15	-6	-23
5/26/09 16:49	5/26/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-212	52.91	8	-4	0	20,245	I	12	4	125	77	27	0	7	-1	-5	2	-10	-15	-7	-22
5/22/09 16:21	5/22/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-209	52.20	8	-4	0	20,249	I	9	4	109	68	26	2	-2	-8	4	3	-8	-12	-1	-14
5/21/09 14:39	5/19/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S.d	-11	55.25	7	0	-2	12	D	7	0	98	68	37	-1	-7	-4	2	6	0	-10	3	-12
5/20/09 16:34	5/20/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-251	50.14	7	-5	0	20,253	I	11	2	93	69	45	7	-2	2	2	2	0	-10	3	-8
5/20/09 08:32	5/19/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S.a	-266	53.18	7	-5	0	20,258	I	11	2	93	69	45	7	-2	2	-4	-2	-4	-14	-1	-11
5/19/09 14:22	5/18/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		M.d	19	16.00	7	1	38	4	D	21	12	95	62	50	23	9	15	-6	-3	-10	-21	-10	-15
5/19/09 14:22	5/18/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Wilson Elisa M.	NY	D		S.d	-64	53.56	7	-1	-22	4	D	21	12	95	62	50	23	9	15	-6	-3	-10	-21	-10	-15
5/14/09 16:45	5/12/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S.dm	-191	50.31	6	-4	-24	12	D	5	-2	58	41	40	17	-7	-9	2	-2	-1	-10	-5	-5
5/11/09 16:20	5/7/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S.dm	-903	51.57	6	-18	-53	16	D	18	14	59	50	56	32	9	3	-3	-3	0	-14	-15	-13
3/6/09 15:30	3/6/09	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	P.d	107	26.75	5	4	10	42	D	-27	-51	-47	18	-10	-24	-13	-8	0	18	44	100	65	93
12/31/08 14:33	12/31/08	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Jamieson Douglas R	NY	O	P,COO	S.d	-97	26.88	6	-4	-9	38	D	-27	-60	-44	-54	4	-2	-11	-17	4	12	19	31	88	97
2/4/08 16:34	1/31/08	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-41	59.15	14	-1	-1	91	D	35	53	14	-5	-5	-9	-2	-2	-4	0	-1	-13	-23	-40
2/1/08 16:49	1/30/08	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-1,535	57.71	15	-27	-23	92	D	33	55	17	-1	-4	-10	0	1	0	-1	-4	-18	-24	-44
1/31/08 16:07	1/29/08	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-2,449	59.53	15	-41	-26	118	D	29	51	11	-6	-2	-12	0	4	0	-3	-5	-23	-24	-45
1/31/08 06:04	1/28/08	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		S	-1,719	58.45	15	-29	-16	159	D	29	51	11	-6	-2	-12	0	4	3	0	-3	-20	-21	-43
5/22/07 17:58	5/18/07	PEIX	Financ	FinTrd	Security Brokers, Dealers & F	Cascade Investment LLC	WA	T		P	14	14.28	0	1	New	1	D	36	-53	-26	-15	-12	-2	-6	-4	0	-1	-15	-18	-61	-62
2/13/07 15:02	2/9/07	GBL	Financ	FinTrd	Security Brokers, Dealers & F	McGrath Eugene R	NY	D		P	39	39.40	2	1	New	1	D	-17	-12	11	-2	1	0	-1	-2	0	1	4	26	27	55
9/29/03 15:22	9/26/03	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	NY	DOT	CB,CEO	S	-56	37.15	2	-2	0	23,222	I	3	29	23	3	-1	-3	-2	-2	0	-4	-7	8	6	17
9/22/03 16:25	9/18/03	GBL	Financ	FinTrd	Security Brokers, Dealers & F	Kelly Eamon M	NY	D		S	-136	37.35	2	-4	-78	1	D	4	27	29	6	4	0	2	0	1	-1	-4	5	5	17
8/21/03 10:39	8/20/03	GBL	Financ	FinTrd	Security Brokers, Dealers & F	McKee James E	NY	O	VP,GC,Se	M.d	81	16.28	5	5		3	D	-19	20	32	29	0	6	2	2	1	-1	-1	-10	11	7
8/21/03 10:39	8/20/03	GBL	Financ	FinTrd	Security Brokers, Dealers & F	McKee James E	NY	O	VP,GC,Se	S.d	-193	38.56	5	-5	-62	3	D	-19	20	32	29	0	6	2	2	1	-1	-1	-10	11	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y