Bowen James A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	9	1	27	-0	-1	-0	-1	1	3	0
P	%wins				63	59	44	48	67	78	60
S	%ret	3	1	3	-1	0	3	-3	11	18	5
S	%wins				100	67	0	67	0	0	39

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	281	14.07	0	20	23	106	D
4/4/24 11:53	4/3/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	228	14.25	0	16	23	86	D
3/27/24 13:19	3/26/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	725	14.50	0	50	250	70	D
1/10/24 14:21	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	T		S	-251	10.21	0	-25	-5	475	I
3/8/22 14:32	3/7/22	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	355	17.74	0	20	New	20	D
8/24/21 13:02	8/23/21	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	480	13.60	0	35	29	158	D
8/17/21 15:11	8/16/21	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	86	13.74	0	6	5	123	D
1/26/21 17:10	1/25/21	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	545	12.11	0	45	63	116	D
8/15/19 15:47	8/14/19	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	39	13.01	0	3	4	71	D
10/12/18 11:30	10/11/18	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	432	14.40	0	30	78	68	D
8/23/18 12:35	8/22/18	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	86	15.82	0	5	17	38	D
8/22/18 15:19	8/17/18	FDEU	First Trust Dynamic Europe Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P.m	516	15.72	0	33	New	33	D
8/10/18 13:36	8/8/18	BAND	Bandwidth Inc.	DE	Tech	Softw	Prepackaged Software	Bowen James A	IL	T		S	-14,700	42.00	0	-350	-27	967	D
11/28/17 18:03	11/28/17	BAND	Bandwidth Inc.	DE	Tech	Softw	Prepackaged Software	Bowen James A	IL	T		S	-2,949	18.60	0	-159	-9	1,643	I
8/25/15 09:29	8/24/15	FSD	First Trust High Income Long/short Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	D		P	101	14.37	2	7	New	7	D	-4	-13	-11	-12	-8	-6	-4	-4	1	3	3	4	2	21
8/25/15 09:27	8/24/15	FFA	First Trust Enhanced Equity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	D		P	52	12.94	1	4	New	4	D	13	-9	-12	-16	-13	-11	-10	-10	0	6	3	9	0	17
8/25/15 09:25	8/24/15	FCT	First Trust Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	D		P	51	12.80	1	4	396	5	D	-6	-1	-3	-6	-2	-3	-3	-3	3	2	1	-2	-3	12
3/26/10 17:30	9/28/09	FEO	First Trust/aberdeen Emerging Opportunity Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	S	-38	17.08	0	-2	-100	0	D	32	93	15	7	12	5	3	-1	0	0	4	1	16	15
3/26/10 17:29	8/1/07	FEO	First Trust/aberdeen Emerging Opportunity Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	5	18.30	0	0	13	2	D	32	93	15	7	12	5	3	-1	0	0	4	1	16	15
3/24/10 15:53	3/5/09	MFD	Macquarie/first Trust Global Infrastr/util Div & Inc Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	S	-7	6.95	0	-1	-100	0	D	-28	67	12	7	9	0	-1	-1	-2	0	1	-11	3	27
3/24/10 15:52	9/28/09	FAM	First Trust/aberdeen Global Opportunity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	S	-11	15.29	1	-1	-100	0	D	25	71	13	5	7	2	0	1	0	1	4	0	15	12
10/18/07 14:11	10/18/07	FEO	First Trust/aberdeen Emerging Opportunity Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	10	19.12	1	1	33	2	D		11	4	1	8	2	1	0	0	-1	-1	-1	1	-38
9/4/07 16:50	9/4/07	FEO	First Trust/aberdeen Emerging Opportunity Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	18	18.10	1	1	200	2	D			0	-6	-7	1	4	3	0	0	7	6	6	9
8/8/07 15:59	8/7/07	FHY	First Trust Strategic High Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P.m	26	15.00	0	2	88	4	D		-15	-23	-24	-16	-13	-15	-11	0	-9	5	-6	-8	-26
8/7/07 14:36	8/6/07	FHY	First Trust Strategic High Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	8	16.44	0	1	33	2	D		-9	-17	-19	-13	-7	-9	-7	-7	-10	0	-9	-14	-28
8/2/07 15:09	8/2/07	FHY	First Trust Strategic High Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	9	17.50	0	1	50	2	D		0	-10	-12	-11	-5	-1	-2	-3	-14	-10	-14	-18	-32
8/2/07 15:08	8/1/07	MFD	Macquarie/first Trust Global Infrastr/util Div & Inc Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	26	25.60	2	1	New	1	D	49	31	2	-13	-6	-8	-12	-5	2	2	2	9	17	-20
8/1/07 15:21	8/1/07	FEO	First Trust/aberdeen Emerging Opportunity Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	9	18.40	1	1	New	1	D			2	-3	-5	-3	-4	-1	-1	-2	-4	7	4	4
7/31/07 09:48	7/30/07	FHY	First Trust Strategic High Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	18	18.05	0	1	New	1	D		2	-8	-11	-9	-5	1	1	1	-9	-12	-16	-21	-33
3/16/06 18:28	7/27/05	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P.a	8	15.11	0	1	17	4
2/1/06 18:04	2/1/06	FHI	First Trust Strategic High Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	19	19.00	0	1	New	1
12/12/05 11:35	11/25/05	FCT	First Trust Four Corners Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P.a	8	16.80	2	1	100	1	D		-2	-1	-3	-1	1	1	1	-1	0	5	10	10	17
7/27/05 18:02	7/27/05	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	8	15.11	2	1	19	3	D		19	6	7	3	2	0	0	0	1	-2	-3	8	20
4/20/05 15:41	4/20/05	FAM	First Trust/aberdeen Global Opportunity Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	13	17.01	1	1	New	1	D				-9	-10	0	1	0	-1	3	5	8	6	11
4/18/05 13:50	4/15/05	FCT	First Trust Four Corners Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	5	18.33	1	0	100	1	D			-1	-1	-4	0	-1	0	0	0	-2	-3	-4	3
4/14/05 16:48	4/14/05	FCT	First Trust Four Corners Senior Floating Rate Income Fund II		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	5	18.35	1	0	New	0	D			0	-1	-4	-1	-1	0	-1	-1	-3	-4	-4	4
4/14/05 16:41	4/14/05	FCM	First Trust/four Corners Senior Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	5	18.65	0	0	New	0	D
3/21/05 17:20	3/21/05	FVL	First Trust Value Line R 100 Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	8	15.71	1	1	14	4	D		-1	11	-3	-2	-1	-3	0	0	0	-5	2	7	25
3/21/05 15:09	3/10/05	FVL	First Trust Value Line R 100 Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	16	16.13	1	1	40	4	D		-1	11	-3	-2	-1	-3	0	-1	-1	-6	1	6	24
6/17/04 12:26	6/17/04	FVI	First Trust Value Line R & Ibbotson Equity Allocation Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	8	16.88	0	1	67	1	D
6/16/04 13:22	6/16/04	FVI	First Trust Value Line R & Ibbotson Equity Allocation Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	13	17.08	0	1	New	1	D
6/14/04 15:01	6/14/04	FVL	First Trust Value Line R 100 Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	15	15.39	1	1	67	3	D			4	-7	1	6	1	0	-4	-3	-4	-6	7	4
5/12/04 14:28	5/12/04	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	6	12.96	1	1	20	3	D			-6	-11	-9	-6	-4	-5	0	0	7	7	16	20
4/28/04 18:15	4/28/04	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	7	13.77	2	1	25	3	D			4	-4	-3	-4	-2	-1	-1	0	-2	1	6	13
3/22/04 16:58	3/22/04	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	4	14.10	2	0	14	2	D				4	-2	-2	-1	0	0	1	-2	-2	3	12
3/11/04 10:28	3/10/04	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	4	14.45	2	0	17	2	D				5	0	-1	-1	-1	-1	-1	-1	-4	2	11
3/9/04 10:20	3/8/04	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	7	14.69	2	1	50	2	D				4	0	-1	1	1	0	-2	-1	-3	1	11
2/11/04 13:20	2/10/04	FVD	First Trust Value Line Dividend Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	15	14.71	2	1	New	1	D				5	2	0	1	2	0	0	-2	-11	-5	9
12/29/03 10:40	12/26/03	FVL	First Trust Value Line R 100 Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	24	15.99	2	2	New	2	D				11	8	8	8	5	2	5	6	3	-5	5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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