Brombach Theodore J - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.m	49	7.13	7	1	522	I
3/20/24 21:53	3/14/24	AIRJ	Montana Technologies Corp.	DE	Machn	Mchn	Air-Cond & Warm Air Heatg Equ	Brombach Theodore J	IL	DT		M.d	0	0.00	6,828	999%	6,990	I
12/13/23 13:01	12/12/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	6	7.05	1	0	514	I
12/6/23 17:01	12/5/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	41	6.89	6	1	519	I
11/16/23 12:04	11/13/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	2	7.08	0	0	513	I
11/15/22 13:26	11/11/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	20	6.67	3	1	510	I
11/14/22 20:29	11/10/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	13	6.64	2	0	507	I
11/9/22 20:39	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.am	39	6.51	6	1	505	I
11/9/22 20:16	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.m	39	6.51	6	1	495	I
11/9/22 19:49	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.am	26	6.39	4	1	499	I
11/4/22 15:37	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.m	26	6.39	4	1	467	I
7/22/21 17:01	7/21/21	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	251	8.50	30	7	461	D
3/18/20 12:09	3/18/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	9	4.50	2	0	432	D
1/14/20 09:44	1/9/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.am	10	8.18	1	0	430	D
1/13/20 12:02	1/9/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P.m	10	8.18	1	0	419	D
10/12/18 15:27	10/11/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-1	9.88	0	0	428	D
10/11/18 14:23	10/10/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-4	9.88	0	0	428	D
10/9/18 11:16	10/8/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-1	9.80	0	0	429	D
10/5/18 16:02	10/4/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-1	9.83	0	0	429	D
10/4/18 16:18	10/3/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-11	9.85	-1	0	429	D
10/3/18 13:47	10/2/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-6	9.82	-1	0	430	D
10/2/18 11:47	10/1/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-9	9.82	-1	0	431	D
10/1/18 17:18	9/26/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.80	0	0	432	D
9/28/18 13:40	9/27/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-7	9.82	-1	0	432	D
9/26/18 13:52	9/25/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.82	0	0	433	D
9/21/18 12:22	9/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-2	9.80	0	0	433	D
9/20/18 14:28	9/19/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.82	0	0	433	D
9/19/18 11:48	9/18/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.83	0	0	434	D
9/18/18 11:52	9/17/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-2	9.82	0	0	434	D
9/17/18 13:04	9/14/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-9	9.87	-1	0	434	D
9/14/18 12:23	9/13/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-29	9.87	-3	-1	435	D
9/13/18 11:58	9/12/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-10	9.87	-1	0	438	D
9/12/18 13:58	9/11/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.87	0	0	439	D
9/11/18 11:49	9/10/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.87	0	0	439	D
9/10/18 14:50	9/7/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.85	0	0	439	D
9/7/18 12:45	9/6/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-10	9.88	-1	0	440	D
9/6/18 11:59	9/5/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-3	9.86	0	0	441	D
9/5/18 18:50	9/4/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-26	9.89	-3	-1	441	D
9/4/18 12:49	8/31/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S	-11	9.95	-1	0	444	D
8/30/18 17:22	8/28/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	S.m	-70	9.99	-7	-2	445	D
3/22/18 12:35	3/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	P.a	3	9.57	0	0	452	D
3/22/18 11:16	3/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	OH	P,CEO	P.a	3	9.57	0	0	452	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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