3/17/21 18:48 | 3/15/21 | DS | Drive Shack Inc. | MD | Retail | Dining | Eating & Drinking Places | McFarland Stuart A | NY | D | | P | 5 | 3.23 | 0 | 2 | 2 | 97 | D | | | | | | | | | | | | | | |
8/1/19 16:54 | 8/1/19 | CEN | Center Coast Brookfield Mlp & Energy Infrastructure Fund | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 10 | 7.85 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
9/22/17 15:22 | 9/22/17 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 15 | 23.71 | 0 | 1 | 9 | 8 | D | | | | | | | | | | | | | | |
8/16/17 10:41 | 8/15/17 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 16 | 23.71 | 0 | 1 | 10 | 7 | D | | | | | | | | | | | | | | |
6/6/17 16:08 | 6/6/17 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 20 | 23.74 | 0 | 1 | 14 | 7 | D | | | | | | | | | | | | | | |
5/29/15 10:49 | 5/22/15 | INF.R | Brookfield Global Listed Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 4 | 17.20 | 0 | 0 | 33 | 1 | D | | | | | | | | | | | | | | |
4/21/15 11:32 | 3/13/15 | HYB | New America High Income Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P.m | 60 | 9.17 | 0 | 7 | 136 | 11 | D | 5 | 2 | 4 | 4 | 1 | 2 | 1 | 0 | 0 | 0 | 0 | -4 | -8 | 0 |
9/3/14 16:26 | 9/3/14 | NCT | Newcastle Investment Corp | MD | RlEst | REIT | Real Estate Investment Trusts | McFarland Stuart A | NY | D | | S | -83 | 13.50 | 33 | -6 | -32 | 13 | D | 82 | 11 | -2 | -5 | -4 | 1 | -2 | 1 | -1 | -2 | -6 | 0 | 3 | 11 |
1/23/14 12:48 | 1/17/14 | HYB | New America High Income Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 44 | 9.64 | 1 | 5 | New | 5 | D | 18 | -4 | 4 | 5 | 3 | 0 | 1 | 1 | 1 | -1 | 3 | 4 | 6 | 1 |
10/29/13 15:49 | 10/18/13 | INF.R | Brookfield Global Listed Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 3 | 19.29 | 0 | 0 | 33 | 1 | D | | | | | | | | | | | | | | |
9/12/13 17:06 | 9/10/13 | INF | Brookfield Global Listed Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 10 | 22.26 | 1 | 0 | New | 0 | D | 26 | 19 | 5 | 3 | -4 | 0 | 2 | 2 | 0 | -2 | -5 | -10 | 3 | 27 |
3/26/13 12:55 | 3/26/13 | BOI | Brookfield Mortgage Opportunity Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 25 | 20.01 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
5/1/12 16:11 | 5/1/12 | HTR | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 34 | 6.02 | 0 | 6 | 285 | 8 | D | 29 | 7 | 5 | 2 | 2 | 3 | 3 | 0 | 0 | 0 | 4 | 7 | 1 | 21 |
11/4/11 11:24 | 11/3/11 | HHY | Helios High Yield Fund | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P.m | 15 | 9.51 | 0 | 2 | New | 2 | D | 55 | 14 | 3 | 1 | 3 | 2 | 3 | -1 | 0 | -1 | -1 | 12 | 14 | 25 |
11/2/11 09:32 | 10/26/11 | HTR | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S.a | -7 | 5.97 | 0 | -1 | -50 | 1 | D | 40 | 11 | 2 | -3 | -1 | 3 | -2 | -1 | -1 | -3 | -7 | 3 | 6 | 9 |
11/2/11 09:25 | 10/26/11 | HSM | Helios Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S.a | -5 | 6.06 | 0 | -1 | -52 | 1 | D | 32 | 2 | -1 | -2 | -2 | 1 | -1 | -2 | -1 | -2 | -5 | 4 | | |
11/2/11 09:18 | 10/26/11 | HTR | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P.a | 7 | 5.97 | 0 | 1 | | 1 | D | 40 | 11 | 2 | -3 | -1 | 3 | -2 | -1 | -1 | -3 | -7 | 3 | 6 | 9 |
11/1/11 10:11 | 10/26/11 | HTR | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S | -7 | 5.97 | 0 | -1 | -55 | 1 | D | 42 | 12 | 2 | -2 | 0 | 3 | 0 | 0 | 0 | -4 | -5 | 3 | 5 | 8 |
11/1/11 10:05 | 10/26/11 | HSM | Helios Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S.a | -5 | 6.06 | 0 | -1 | -58 | 1 | D | 34 | 4 | -1 | -2 | -2 | 2 | 0 | 0 | -1 | -2 | -5 | 4 | | |
11/1/11 09:55 | 10/26/11 | HSM | Helios Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S | -5 | 6.06 | 0 | -1 | -58 | 1 | D | 34 | 4 | -1 | -2 | -2 | 2 | 0 | 0 | -1 | -2 | -5 | 4 | | |
8/17/10 16:50 | 8/17/10 | HHY | Helios High Yield Fund | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 30 | 8.93 | 0 | 3 | New | 3 | D | 31 | 30 | 20 | 12 | 6 | 1 | 0 | 0 | 0 | 1 | 2 | 5 | 10 | 14 |
10/7/08 16:51 | 9/16/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S.a | -24 | 6.21 | 0 | -4 | -83 | 1 | D | -37 | -32 | -32 | -23 | -16 | -7 | -14 | -6 | -5 | 3 | 18 | 14 | 10 | 39 |
10/7/08 16:09 | 9/16/08 | HSM | Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S.a | -24 | 6.21 | 0 | -4 | -83 | 1 | D | -42 | -33 | -22 | -14 | -6 | 7 | -14 | -8 | -8 | -5 | 14 | 8 | -1 | 17 |
10/7/08 16:01 | 10/7/08 | HSM | Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 4 | 6.20 | 0 | 1 | 86 | 1 | D | -42 | -33 | -22 | -14 | -6 | 7 | -14 | -8 | -8 | -5 | 14 | 8 | -1 | 17 |
10/7/08 15:55 | 10/7/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 5 | 4.67 | 0 | 1 | 83 | 2 | D | -37 | -32 | -32 | -23 | -16 | -7 | -14 | -6 | -6 | -4 | 12 | 7 | 4 | 32 |
10/7/08 15:28 | 9/16/08 | HSM | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S | -24 | 6.21 | 0 | -4 | -83 | 1 | D | -42 | -33 | -22 | -14 | -6 | 7 | -14 | -8 | -6 | -10 | 8 | 3 | -7 | 12 |
10/7/08 15:12 | 9/16/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | S | -26 | 4.90 | 0 | -5 | -82 | 1 | D | -37 | -32 | -32 | -23 | -16 | -7 | -14 | -6 | -6 | -4 | 12 | 7 | 4 | 32 |
10/18/07 17:53 | 10/17/07 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P.a | 41 | 7.63 | 0 | 5 | 460 | 7 | D | 8 | -8 | -12 | -7 | -4 | -2 | 1 | -1 | -1 | -1 | -10 | -3 | 2 | -34 |
10/18/07 17:45 | 10/17/07 | HSM | Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 41 | 10.82 | 0 | 4 | 487 | 5 | D | 2 | -13 | -14 | -7 | -3 | 0 | -1 | -2 | -2 | -1 | -9 | -4 | -12 | -38 |
10/18/07 17:25 | 10/17/07 | HSM | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 41 | 10.82 | 0 | 4 | 487 | 5 | D | 2 | -13 | -14 | -7 | -3 | 0 | -1 | -2 | -2 | -1 | -9 | -4 | -12 | -38 |
6/28/06 18:40 | 5/19/06 | NCT | Newcastle Investment Corp | MD | RlEst | REIT | Real Estate Investment Trusts | McFarland Stuart A | NY | D | | P | 15 | 24.90 | 17 | 1 | 42 | 2 | | | | | | | | | | 3 | 4 | 4 | 17 | 37 | 19 |
5/10/06 16:05 | 5/10/06 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 10 | 12.76 | 0 | 1 | New | 1 | | | | | | | | | | 0 | 0 | -3 | 5 | 11 | 11 |
5/10/06 15:57 | 5/10/06 | HTR | Hyperion Total Return Fund Inc | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | P | 10 | 8.49 | 0 | 1 | New | 1 | | | | | | | | | | 0 | 0 | 1 | 8 | 10 | 14 |
5/20/05 14:50 | 5/18/05 | NCT | Newcastle Investment Corp | MD | RlEst | REIT | Real Estate Investment Trusts | McFarland Stuart A | NY | D | | P | 15 | 29.90 | 9 | 1 | 54 | 1 | D | 110 | 26 | 0 | 0 | 6 | 4 | 3 | 4 | 1 | 0 | 5 | -3 | -10 | -10 |
6/23/04 12:44 | 5/28/04 | NCT | Newcastle Investment Corp | MD | RlEst | REIT | Real Estate Investment Trusts | McFarland Stuart A | NY | D | | P | 15 | 27.94 | 11 | 1 | 139 | 1 | D | | 58 | 13 | -10 | 12 | 3 | -1 | 2 | 2 | 4 | 6 | 13 | 16 | 21 |
11/17/03 11:32 | 11/14/03 | NCRI | Ncric Group Inc | DC | Insur | Insur | Fire, Marine & Casualty Insur | McFarland Stuart A | DC | D | | P | 5 | 10.84 | 0 | 0 | 108 | 1 | D | | | | | | | | | | | | | | |
9/16/03 17:02 | 8/20/03 | NCRI | Ncric Group Inc | DC | Insur | Insur | Fire, Marine & Casualty Insur | McFarland Stuart A | DC | D | | P.a | 5 | 11.55 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
8/25/03 18:42 | 8/21/03 | NCRI | Ncric Group Inc | DC | Insur | Insur | Fire, Marine & Casualty Insur | McFarland Stuart A | DC | D | | P | 5 | 11.55 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |