Dakos Andrew - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	5	0	0	3	6	4	18	5
P	%wins				100	80	100	100	60	80	87
S	%ret	1	1	11	0	-0	-1	-2	-5	-1	-2
S	%wins				55	64	55	64	73	64	62

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/9/22 14:05	11/1/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	M.a	278	8.36	0	33	999%	35	D
3/4/22 13:02	3/3/22	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P,CEO	P	9	8.82	0	1	48	3	I
2/4/22 17:01	2/2/22	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P,CEO	P.m	9	9.34	0	1	94	2	I
11/3/21 17:01	11/1/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	M	265	8.36	0	32	999%	33	D
9/17/21 13:19	9/15/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-299	9.98	0	-30	-95	2	D
9/15/21 09:55	9/13/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-199	9.95	0	-20	-39	32	D
7/14/21 13:58	7/9/21	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	WI	DO	P	M.d	0	0.00	0	8	78	19	M
2/4/21 16:36	2/2/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		M	321	8.24	0	39	306	52	D
1/22/21 16:34	1/20/21	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-97	8.61	0	-11	-47	13	D
12/18/20 11:13	12/16/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-56	8.86	0	-6	-21	24	D
10/15/20 16:05	10/13/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-66	8.38	0	-8	-21	30	D
9/30/20 16:54	9/28/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-128	8.33	0	-15	-29	38	D
9/21/20 16:17	9/17/20	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.m	-141	8.56	0	-16	-24	54	D
3/3/20 14:36	2/28/20	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	WI	DO	P	P.d	13	13.25	0	1	10	11	D
3/3/20 14:24	2/28/20	SPE	Special Opportunities Fund	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	WI	DO	P	P.d	13	13.25	0	1	10	11	D
3/3/20 14:10	2/28/20	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P,CEO	P	8	7.75	0	1	999%	1	D
10/18/19 10:07	10/16/19	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S	-1	8.46	0	0	0	70	I
3/27/19 15:33	3/25/19	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	648	9.25	0	70	999%	70	M
3/27/19 15:33	3/25/19	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S	-2,035	9.25	0	-220	-76	70	M
10/3/18 16:20	6/8/18	DTLAP	Brookfield Dtla Fund Office Trust Investor Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Dakos Andrew	NJ	D		P	29	24.79	0	1	1	201	I
2/21/18 14:32	2/16/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	79	12.75	0	6	0	1,344	M
2/14/18 17:27	2/12/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	138	12.35	0	11	1	1,338	I
2/7/18 13:54	2/5/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	83	12.88	0	6	0	1,327	I
2/5/18 15:11	2/1/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	18	13.40	0	1	0	1,320	I
2/1/18 15:31	1/30/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	68	13.45	0	5	0	1,319	I
1/23/18 11:08	1/19/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	212	13.15	0	16	1	1,314	I
1/12/18 12:05	1/10/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	4	12.92	0	0	0	1,298	D
1/10/18 17:16	1/8/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	129	12.93	0	10	1	1,297	I
1/5/18 13:24	1/3/18	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	122	12.84	0	9	1	1,287	I
1/3/18 15:50	12/29/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	17	12.74	0	1	0	1,278	I
12/29/17 12:32	12/27/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	425	12.64	0	34	3	1,277	I
12/26/17 17:47	12/21/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	91	12.57	0	7	1	1,243	I
12/21/17 14:41	12/19/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	81	12.48	0	6	1	1,236	I
12/1/17 15:44	11/29/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P.m	65	12.68	0	5	0	1,229	I
11/24/17 11:55	11/21/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	164	12.60	0	13	1	1,224	I
11/17/17 17:04	11/15/17	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	17	12.34	0	1	0	1,211	I
6/8/17 17:25	6/7/17	XRDC	Crossroads Capital, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DT		S	-62	2.17	0	-28	-3	826	I
6/8/17 17:25	6/7/17	XRDC	Crossroads Capital, Inc.		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DT		P	62	2.17	0	28	4	826	I
2/4/16 14:29	2/3/16	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	WI	DO	P	P	25	12.46	0	2	20	12	D	-6	-9	-11	-6	-3	-1	3	0	0	-2	1	9	14	20
6/26/15 11:04	6/24/15	IFT	Imperial Holdings, Inc.	FL	Insur	LfIns	Life Insurance	Dakos Andrew	FL	DT		M.d	69	5.75	0	12	1	2,256	M
2/3/15 14:13	2/2/15	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	WI	O	P	P	60	14.95	0	4	66	10	D	15	3	-3	-2	-4	-3	-3	-1	1	1	2	4	2	-9
4/1/14 13:50	3/28/14	IFT	Imperial Holdings, Inc.	FL	Insur	LfIns	Life Insurance	Dakos Andrew	FL	DT		P.m	116	5.78	0	20	1	2,322	I
4/30/13 11:43	4/29/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-194	17.16	1	-11	-100	0	I	49	53	32	10	8	2	2	3	1	1	-6	-8	-9	-2
4/26/13 10:13	4/25/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-18	17.16	1	-1	-48	1	I	49	54	29	10	8	4	0	1	0	0	-4	-7	-9	-3
4/23/13 09:58	4/19/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-403	17.00	1	-24	-95	1	I	51	51	27	8	9	2	-3	1	1	1	-2	-8	-7	0
4/17/13 11:40	4/15/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-450	17.22	1	-26	-88	4	I	50	53	34	10	11	4	4	-2	-2	0	1	-10	-9	-4
4/16/13 10:02	4/12/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-167	17.42	0	-10	-61	6	I	46	52	30	8	10	4	2	-1	2	1	2	-8	-8	-1
4/15/13 12:28	2/7/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S.a	-25	15.74	0	-2	-6	25	I	51	56	33	12	13	7	5	4	-3	-2	-1	-12	-12	-4
2/11/13 14:51	2/7/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-73	15.74	0	-5	-39	7	I	34	40	28	21	12	-1	-2	-2	0	-1	1	11	9	5
2/7/13 17:03	2/5/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S.m	-232	15.79	0	-15	-36	26	I	38	42	30	21	11	2	1	0	1	-2	0	13	6	6
2/5/13 10:41	2/1/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-178	15.83	0	-11	-55	9	I	38	44	32	21	11	2	2	0	0	-2	-2	10	4	2
1/9/13 16:44	1/8/13	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	WI	D		S	-120	15.00	0	-8	-7	102	I	34	53	33	18	19	8	10	2	1	1	1	11	-3	10
3/30/11 10:31	3/29/11	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	OH	Dir,Offi	P	14	15.38	0	1		0	I	41	16	11	5	0	0	2	1	0	0	1	0	-6	3
3/29/11 11:49	3/28/11	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DOH	Dir,Offi	P	2	15.22	0	0		0	I	40	16	12	5	1	0	3	2	0	0	0	0	-7	4
1/26/10 17:37	1/22/10	PIF	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S	-708	14.18	0	-50	-100	0	I
9/14/07 12:17	8/31/07	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		S.a	-87	36.45	1	-2	-10	23	I	152	89	26	-4	-18	-8	-3	1	-1	-2	2	-11	-14	-23
12/5/05 18:00	11/23/05	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	D		P	40	21.15	0	2	New	2	I	106	29	24	11	11	2	-1	4	1	2	11	15	15	70

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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