TY - Tri-Continental Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	15	49	0	0	1	3	3	9	3
P	%wins				84	71	80	83	73	84	79
S	%ret	1	6	13	0	-0	1	3	6	3	2
S	%wins				62	54	38	15	15	31	36

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/18/24 09:49	8/29/23	TY	Fund	CEF	Closed-End Funds	Carrig Janet	MA	D		S	-1	27.71	0	0	-27	0	D
7/7/23 09:09	7/6/23	TY	Fund	CEF	Closed-End Funds	Sivaraman Raghavendran	MA	H	Portfoli	P	81	27.07	0	3	New	3	D
3/14/22 17:41	3/14/22	TY	Fund	CEF	Closed-End Funds	Lee Grace	MA	H	Portfoli	P	58	29.15	0	2	New	2	D
5/14/21 13:07	5/6/21	TY	Fund	CEF	Closed-End Funds	Beckman Daniel	MA	O	SVP	P	11	34.00	0	0	New	0	D
11/19/20 17:01	11/17/20	TY	Fund	CEF	Closed-End Funds	Petersen Christopher O.	MN	O	P,Prin E	P	3	28.40	0	0	New	0	D
3/3/20 15:14	3/2/20	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P.m	115	26.28	0	4	3	150	D
3/3/20 15:10	3/2/20	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	146	25.96	0	6	4	146	D
2/4/20 12:30	2/3/20	TY	Fund	CEF	Closed-End Funds	Carlton Pamela G	MN	D		S	-28	28.35	0	-1	-44	1	D
1/2/19 13:50	12/31/18	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	117	23.40	0	5	64	13	D
6/13/18 15:20	6/12/18	TY	Fund	CEF	Closed-End Funds	Albanese Peter	MN	H	Portfoli	S	-151	27.50	0	-6	-52	5	D
3/9/18 09:48	4/10/12	TY	Fund	CEF	Closed-End Funds	Carlton Pamela G	MA	D		P	33	15.55	0	2	New	2	D
3/9/18 09:48	4/4/12	TY	Fund	CEF	Closed-End Funds	Carlton Pamela G	MA	D		S	-2	15.90	0	0	-5	2	D
3/23/17 10:29	3/22/17	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	229	22.86	2	10	8	140	D	14	21	11	5	1	-1	0	-1	0	1	2
3/14/17 14:13	3/13/17	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	46	23.22	2	2	36	8	I	15	22	12	6	3	0	-1	0	0	0	1
2/10/17 12:59	2/8/17	TY	Fund	CEF	Closed-End Funds	Albanese Peter	MN	H	Portfoli	P	228	22.77	2	10	New	10	D	16	34	10	11	4	3	2	1	0	1	1	5
2/7/17 12:30	2/3/17	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	23	22.63	2	1	22	6	D	15	30	9	11	3	1	0	1	0	2	2	6
2/2/17 12:53	2/1/17	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	113	22.56	2	5	4	130	D	16	28	9	9	2	0	1	0	0	1	4	7
12/11/15 16:12	12/11/15	TY	Fund	CEF	Closed-End Funds	Condon Brian Matthew	MA	H	Portfoli	P	49	19.58	1	3	17	18	D	10	-2	-6	1	-3	-2	-3	-1	0	1	-2	1	6	17
10/5/15 15:08	10/5/15	TY	Fund	CEF	Closed-End Funds	Condon Brian Matthew	MA	H	Portfoli	P	59	19.67	2	3	25	15	D	14	-1	-9	-7	-2	-1	-2	1	1	3	7	2	4	14
3/19/15 13:08	3/19/15	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	33	21.69	1	2	50	5	D	34	13	5	7	4	-1	0	1	0	-1	0	0	-6	-6
3/9/15 14:13	3/9/15	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	219	21.88	1	10	9	125	D	35	12	4	1	3	0	-2	-1	1	0	1	1	-7	-7
3/3/15 14:05	3/2/15	TY	Fund	CEF	Closed-End Funds	Condon Brian Matthew	MA	H	Portfoli	P	99	22.08	1	5	60	12	D	40	16	6	3	5	4	1	0	-1	-1	-1	0	-7	-10
11/24/14 16:31	11/10/14	TY	Fund	CEF	Closed-End Funds	Paglia Catherine James	MN	D		S	0	21.38	1	0	0	0	D	48	15	6	2	9	1	1	0	0	-1	1	3	4	-2
6/9/14 11:46	6/9/14	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	25	20.99	1	1	67	3	D	55	19	10	5	4	3	1	1	0	-1	1	3	5	7
4/17/14 18:23	4/16/14	TY	Fund	CEF	Closed-End Funds	Condon Brian Matthew	MA	H	Portfoli	P.m	57	20.06	1	3	61	8	D	39	20	11	2	1	1	1	2	0	1	1	5	-1	13
3/21/14 15:36	3/20/14	TY	Fund	CEF	Closed-End Funds	Condon Brian Matthew	MA	H	Portfoli	P	43	19.94	1	2	86	5	D	35	18	9	5	5	1	1	1	0	-1	1	5	8	14
2/11/14 16:45	2/10/14	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	6	19.31	1	0	20	2	D	34	16	5	2	-4	-3	0	2	0	1	2	6	9	15
6/21/13 16:09	6/20/13	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	532	17.75	1	30	35	115	D	33	22	12	3	-2	-3	-2	-2	-2	1	6	7	12	23
6/21/13 14:34	6/20/13	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	5	17.80	1	0	25	2	D	33	22	12	3	-2	-3	-2	-2	0	1	6	7	12	23
3/28/13 16:45	12/28/12	TY	Fund	CEF	Closed-End Funds	Condon Brian Matthew	MA	H	Portfoli	P	7	13.63	1	1	New	1	D	30	15	10	12	3	2	1	1	0	-1	2	3	7	17
3/19/13 21:08	3/18/13	TY	Fund	CEF	Closed-End Funds	White Todd	MN	H	Manging	P	174	17.42	1	10	111	19	D	31	14	10	10	4	4	1	0	0	0	0	5	8	19
3/13/13 21:51	3/12/13	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	11	17.56	1	1	100	1	D	28	16	10	10	3	3	3	1	0	0	2	5	8	18
3/5/13 14:35	3/4/13	TY	Fund	CEF	Closed-End Funds	White Todd	MN	H	Manging	P	154	17.16	1	9	New	9	D	26	13	9	9	2	0	1	1	1	2	2	8	8	21
1/18/13 10:35	1/17/13	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	253	16.85	1	15	21	85	D	26	20	11	5	6	6	2	1	0	1	2	5	13	22
6/20/12 17:33	6/18/12	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P	303	15.14	1	20	40	70	D	36	9	12	-3	0	4	2	2	-2	-1	3	8	8	21
6/19/12 19:49	1/5/12	TY	Fund	CEF	Closed-End Funds	King David L	MA	H	Portfoli	P.m	748	14.97	1	50	New	50	D	35	9	12	-4	-1	2	2	2	0	-3	2	8	7	21
5/3/12 17:49	5/3/12	TY	Fund	CEF	Closed-End Funds	Jin Yan	MA	H	Portfoli	P	9	15.75	1	1	New	1	D	32	8	12	5	-1	1	3	0	-1	-2	-7	1	5	21
3/2/10 10:51	3/2/10	TY	Fund	CEF	Closed-End Funds	Truscott William F	MN	DO	VP	P	22	11.65	1	2	999%	2	D	-30	39	10	2	-1	7	1	1	1	3	7	1	-1	29
10/13/09 17:49	10/9/09	TY	Fund	CEF	Closed-End Funds	Richie Leroy C	MN	D		P	62	11.21	1	6	116	10	D	-45	16	31	25	8	2	4	2	1	1	-1	4	14	14
10/13/09 17:49	10/9/09	TY	Fund	CEF	Closed-End Funds	Richie Leroy C	MN	D		S	-64	11.17	1	-6	-36	10	D	-45	16	31	25	8	2	4	2	1	1	-1	4	14	14
7/3/08 11:48	5/14/08	TY	Fund	CEF	Closed-End Funds	Clark John H	NY	H	Director	P	398	19.05	3	21	New	21	D	1	-27	-14	-6	-11	-8	-5	0	0	0	2	-8	-36	-40
3/26/08 16:36	2/13/08	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	DOH	CB	P	12	19.34	3	1	2	39	I	1	-12	-21	-11	-4	-2	0	5	-1	2	3	1	-5	-46
2/1/08 14:58	1/30/08	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S	-20	18.98	4	-1	-2	53	D	10	-5	-14	-17	-5	0	8	3	2	-2	-4	-1	-8	-45
12/28/07 11:11	12/26/07	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	DOH	CB	P	31	21.04	3	1	2	76	I	25	3	-12	-12	-5	-6	1	-1	0	-5	-8	-13	-15	-48
10/19/07 09:39	10/17/07	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S	-80	24.65	3	-3	-6	52	D	51	25	5	0	7	2	0	0	-2	-3	-10	-23	-22	-46
6/1/07 16:47	5/31/07	TY	Fund	CEF	Closed-End Funds	Kadlec Charles W	NY	OH	VP	P	53	26.46	5	2	26	10	D	52	38	23	19	7	3	2	3	0	-4	-2	-9	-12	-19
1/25/07 18:02	1/24/07	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S	-80	22.62	2	-4	-6	51	D	32	18	18	6	2	1	0	0	0	1	3	13	17	-7
1/4/07 16:17	12/27/06	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	DOH	CB of Is	P	33	22.51	2	1	2	66	I	25	22	15	8	2	0	0	-1	0	0	1	4	18	1
11/29/06 15:51	10/25/06	TY	Fund	CEF	Closed-End Funds	Nasta Frank J	NY	O	Corp.Sec	S	-17	21.40	2	-1	-78	0	D	26	18	11	7	2	0	-1	-1	1	2	4	2	24	10
10/20/06 12:14	9/7/06	TY	Fund	CEF	Closed-End Funds	Richie Leroy C	NY	D		P	150	20.31	3	7	740	8	D	34	21	5	13	6	2	1	0	0	0	2	6	17	21
10/12/06 11:47	10/11/06	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S	-40	21.16	4	-2	-3	55	D	30	20	5	11	4	2	1	0	1	1	2	8	18	26
1/19/06 11:02	12/15/05	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	DOH	CB of Is	P.a	30	18.74	6	2	3	62	H									-1	-1	1	5	-1	17
12/23/05 10:20	12/21/05	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S.m	-71	18.55	2	-4	-6	56	D	19	4	5	3	2	-1	0	0	0	0	5	9	4	21
12/16/05 11:44	12/15/05	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	DOH	CB of Is	P	30	18.74	2	2	3	62	I	21	4	3	2	3	0	0	1	0	0	5	9	3	22
12/12/05 12:36	11/2/05	TY	Fund	CEF	Closed-End Funds	Nasta Frank J	NY	O	Corp.Sec	S	-5	18.17	2	0	-22	1	D	21	5	4	1	4	0	0	-1	0	0	7	9	2	22
12/12/05 12:36	11/2/05	TY	Fund	CEF	Closed-End Funds	Nasta Frank J	NY	O	Corp.Sec	P	0	18.17	2	0	0	1	D	21	5	4	1	4	0	0	-1	0	0	7	9	2	22
10/20/05 09:58	10/19/05	TY	Fund	CEF	Closed-End Funds	Ilchman Alice S	NY	D		P	1	17.98	2	0	5	1	I	17	11	4	-2	-2	-2	0	1	-1	-1	3	9	15	21
7/28/05 12:16	7/27/05	TY	Fund	CEF	Closed-End Funds	Ilchman Alice S	NY	D		P	1	18.47	2	0	5	1	I	25	14	6	6	2	3	1	0	0	0	-1	-3	7	7
5/5/05 09:34	5/4/05	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		P	49	17.68	2	3	5	59	D	28	7	5	-1	0	1	1	1	0	0	2	5	3	18
4/11/05 10:39	2/9/05	TY	Fund	CEF	Closed-End Funds	Stein David F	NY	H	Director	S	-1	17.91	2	0	-100	0	D	37	3	6	-1	-2	0	0	0	0	-3	-1	1	1	17
4/7/05 11:21	4/6/05	TY	Fund	CEF	Closed-End Funds	McGarry Michael F	NY	H	Co-Portf	P	0	17.94	2	0	0	1	D	38	4	7	0	0	0	1	1	0	-1	-1	0	2	17
3/31/05 17:50	2/9/05	TY	Fund	CEF	Closed-End Funds	McGarry Michael F	NY	H	Co-Portf	P.m	0	17.90	2	0	1	1	D	40	5	8	-2	-2	-2	-1	1	-1	1	-3	1	3	16
1/27/05 11:40	1/26/05	TY	Fund	CEF	Closed-End Funds	McGarry Michael F	NY	H	Co-Portf	P	0	17.59	2	0	0	1	D	39	3	8	7	-3	-2	-1	0	0	2	4	0	6	13
1/14/05 12:13	1/12/05	TY	Fund	CEF	Closed-End Funds	McGarry Michael F	NY	H	Co-Portf	P	0	17.89	3	0	0	1	D	28	7	9	8	-1	-3	-2	-2	1	0	2	-2	4	14
12/23/04 11:09	12/22/04	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	H	Director	P	40	18.18	2	2	2	98	I	39	15	9	11	5	2	1	1	0	1	-4	-3	-1	3
12/9/04 09:07	12/8/04	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S	-20	17.83	2	-1	-2	56	D	32	14	8	8	7	1	1	-1	0	2	0	2	1	5
12/3/04 09:19	12/1/04	TY	Fund	CEF	Closed-End Funds	Ilchman Alice S	NY	D		P	1	17.96	2	0	6	1	I	29	15	9	8	9	2	1	1	0	0	1	3	0	6
9/30/04 16:16	8/11/04	TY	Fund	CEF	Closed-End Funds	Ilchman Alice S	NY	D		P	1	15.97	2	0	7	1	I	26	11	-3	-1	2	0	-1	0	2	2	2	10	8	11
5/24/04 16:06	4/28/04	TY	Fund	CEF	Closed-End Funds	Moles Thomas G	NY	H	Director	S	-4	16.86	2	0	-6	4	D	-8	15	4	-6	-7	-3	-1	0	1	2	4	1	10	12
5/4/04 12:57	4/28/04	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		P	74	16.86	2	4	8	57	D	-6	19	7	-2	0	-3	-3	-1	0	-3	0	-2	2	6
2/10/04 17:48	1/7/04	TY	Fund	CEF	Closed-End Funds	Ilchman Alice S	NY	D		P	0	16.74	2	0	3	1	I	-6	37	18	9	7	1	1	1	1	1	0	-7	-7	5
12/29/03 10:25	12/24/03	TY	Fund	CEF	Closed-End Funds	Morris William C	NY	H	Director	P	40	16.06	2	2	3	92	I	-10	22	10	8	2	2	2	1	1	3	6	6	5	14
10/16/03 12:24	10/15/03	TY	Fund	CEF	Closed-End Funds	McPherson Frank A	NY	D		S	-15	15.79	1	-1	-2	52	D	-12	13	18	6	3	4	2	1	0	-2	1	7	9	6
9/11/03 15:20	9/10/03	TY	Fund	CEF	Closed-End Funds	Guidone Paul C	NY	D		P	87	15.18	1	6	683	7	D	-20	5	25	1	1	1	0	-1	1	2	3	4	13	11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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