10/4/24 17:22 | 9/13/24 | CCLFX | Cliffwater Corporate Lending Fund | | Fund | CEF | Closed-End Funds | Nesbitt Stephen Lane | WI | DO | P,Intere | P | 5,000 | 10.89 | 0 | 459 | 7 | 7,388 | I | | | | | | | | | | | | | | |
10/4/24 16:33 | 1/11/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Accettella Christopher | NY | H | Portfoli | P | 18 | 15.17 | 0 | 1 | 41 | 4 | D | | | | | | | | | | | | | | |
10/4/24 13:24 | 10/2/24 | NAGRX | Niagara Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Ball George Bradley | GA | TH | Founder | P | 125 | 10.33 | 0 | 12 | 62 | 32 | D | | | | | | | | | | | | | | |
10/4/24 13:05 | 10/2/24 | DNLIX | Denali Structured Return Strategy Fund | | Fund | CEF | Closed-End Funds | Ball George Bradley | GA | TH | Founder | P | 125 | 11.16 | 0 | 11 | 59 | 30 | D | | | | | | | | | | | | | | |
10/4/24 11:48 | 10/3/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | S | -8 | 16.45 | 0 | -1 | -1 | 65 | D | | | | | | | | | | | | | | |
10/4/24 10:02 | 10/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.06 | 0 | 1 | 0 | 631 | M | | | | | | | | | | | | | | |
10/4/24 08:26 | 10/2/24 | JEQ | Abrdn Japan Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Dimartino Rose | PA | D | | P | 6 | 6.19 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/3/24 13:02 | 10/1/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 150 | 15.79 | 0 | 10 | 0 | 20,671 | I | | | | | | | | | | | | | | |
10/3/24 13:00 | 10/1/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 190 | 7.54 | 0 | 25 | 0 | 55,820 | I | | | | | | | | | | | | | | |
10/3/24 12:54 | 10/1/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -282 | 10.90 | 0 | -26 | -3 | 757 | I | | | | | | | | | | | | | | |
10/3/24 12:50 | 10/1/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -6,491 | 16.51 | 0 | -393 | -2 | 15,722 | I | | | | | | | | | | | | | | |
10/3/24 12:46 | 10/1/24 | NMAI | Nuveen Multi-Asset Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -847 | 13.11 | 0 | -65 | -1 | 4,470 | I | | | | | | | | | | | | | | |
10/3/24 12:40 | 10/1/24 | VTN | Invesco Trust For Investment Grade New York Municipals | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -890 | 11.52 | 0 | -77 | -3 | 2,680 | I | | | | | | | | | | | | | | |
10/3/24 12:35 | 10/1/24 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -829 | 8.50 | 0 | -98 | -3 | 3,243 | I | | | | | | | | | | | | | | |
10/3/24 12:24 | 10/2/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.10 | 0 | 1 | 0 | 630 | M | | | | | | | | | | | | | | |
10/3/24 10:33 | 10/1/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | P | 40 | 9.75 | 0 | 4 | 2 | 217 | D | | | | | | | | | | | | | | |
10/2/24 15:11 | 10/1/24 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Maginnis Gerald J. | NY | D | | S | -17 | 14.06 | 0 | -1 | -34 | 2 | D | | | | | | | | | | | | | | |
10/2/24 15:09 | 10/1/24 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Maginnis Gerald J. | NY | D | | S | -13 | 13.04 | 0 | -1 | -38 | 2 | D | | | | | | | | | | | | | | |
10/2/24 14:42 | 9/16/24 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | S | -197 | 7.58 | 0 | -26 | 0 | 15,005 | I | | | | | | | | | | | | | | |
10/2/24 11:57 | 10/1/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 183 | 15.09 | 0 | 12 | 10 | 140 | D | | | | | | | | | | | | | | |
10/2/24 11:35 | 10/1/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.10 | 0 | 1 | 0 | 629 | M | | | | | | | | | | | | | | |
10/2/24 08:57 | 10/1/24 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Moschner Albin F | IL | H | Trustee | S | -175 | 8.77 | 0 | -20 | -60 | 13 | D | | | | | | | | | | | | | | |
10/1/24 17:20 | 1/26/23 | BMN | Blackrock 2037 Municipal Target Term Trust | | Fund | CEF | Closed-End Funds | Diorio Jonathan | NY | O | VP | P | 13 | 25.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/1/24 13:50 | 9/30/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 66 | 15.20 | 0 | 4 | 4 | 123 | D | | | | | | | | | | | | | | |
10/1/24 11:17 | 9/30/24 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -14 | 8.51 | 0 | -2 | 0 | 3,341 | I | | | | | | | | | | | | | | |
10/1/24 11:16 | 9/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.11 | 0 | 1 | 0 | 628 | M | | | | | | | | | | | | | | |
10/1/24 11:15 | 9/30/24 | NMAI | Nuveen Multi-Asset Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -966 | 13.17 | 0 | -73 | -2 | 4,535 | I | | | | | | | | | | | | | | |
10/1/24 11:13 | 9/30/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -740 | 16.48 | 0 | -45 | 0 | 16,115 | I | | | | | | | | | | | | | | |
10/1/24 11:10 | 9/30/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -1,093 | 23.51 | 0 | -47 | -1 | 6,275 | I | | | | | | | | | | | | | | |
10/1/24 11:07 | 9/30/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 127 | 15.84 | 0 | 8 | 0 | 20,661 | I | | | | | | | | | | | | | | |
10/1/24 11:05 | 9/30/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 147 | 7.57 | 0 | 19 | 0 | 55,795 | I | | | | | | | | | | | | | | |
9/30/24 15:36 | 9/27/24 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | P | 3 | 14.70 | 0 | 0 | 1 | 25 | D | | | | | | | | | | | | | | |
9/30/24 12:03 | 9/27/24 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 29 | 8.93 | 0 | 3 | 0 | 1,404 | I | | | | | | | | | | | | | | |
9/30/24 12:00 | 9/26/24 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 139 | 11.12 | 0 | 13 | 1 | 1,847 | I | | | | | | | | | | | | | | |
9/30/24 11:57 | 9/26/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 377 | 22.85 | 0 | 17 | 1 | 2,889 | I | | | | | | | | | | | | | | |
9/30/24 11:53 | 9/26/24 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -39 | 8.40 | 0 | -5 | 0 | 3,342 | I | | | | | | | | | | | | | | |
9/30/24 11:50 | 9/26/24 | NMAI | Nuveen Multi-Asset Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -992 | 13.16 | 0 | -75 | -2 | 4,608 | I | | | | | | | | | | | | | | |
9/30/24 11:46 | 9/26/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 783 | 15.81 | 0 | 50 | 0 | 20,653 | I | | | | | | | | | | | | | | |
9/30/24 11:42 | 9/26/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 360 | 7.59 | 0 | 47 | 0 | 55,775 | I | | | | | | | | | | | | | | |
9/30/24 11:38 | 9/26/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -469 | 10.81 | 0 | -43 | -5 | 783 | I | | | | | | | | | | | | | | |
9/30/24 11:29 | 9/27/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.04 | 0 | 1 | 0 | 627 | M | | | | | | | | | | | | | | |
9/27/24 20:38 | 9/26/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | CEO | S | -1,959 | 19.59 | 0 | -100 | -4 | 2,161 | D | | | | | | | | | | | | | | |
9/27/24 16:42 | 9/26/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 47 | 0.7000 | 0 | 67 | 2 | 3,670 | D | | | | | | | | | | | | | | |
9/27/24 11:16 | 9/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.12 | 0 | 1 | 0 | 625 | M | | | | | | | | | | | | | | |
9/26/24 16:11 | 9/26/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Janez Claudia | O5 | D | | P | 40 | 15.46 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
9/26/24 15:08 | 9/24/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 799 | 19.32 | 0 | 41 | 1 | 2,958 | I | | | | | | | | | | | | | | |
9/26/24 15:04 | 9/24/24 | DMF | Bny Mellon Municipal Income, Inc. | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -2,437 | 7.35 | 0 | -332 | -14 | 2,045 | I | | | | | | | | | | | | | | |
9/26/24 14:59 | 9/24/24 | NMAI | Nuveen Multi-Asset Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -863 | 13.20 | 0 | -65 | -1 | 4,683 | I | | | | | | | | | | | | | | |
9/26/24 14:55 | 9/24/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -424 | 16.45 | 0 | -26 | 0 | 16,160 | I | | | | | | | | | | | | | | |
9/26/24 14:51 | 9/25/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 5 | 15.73 | 0 | 0 | 0 | 20,604 | I | | | | | | | | | | | | | | |
9/26/24 14:47 | 9/24/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 312 | 7.52 | 0 | 41 | 0 | 55,728 | I | | | | | | | | | | | | | | |
9/26/24 14:42 | 9/24/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -113 | 10.81 | 0 | -10 | -1 | 826 | I | | | | | | | | | | | | | | |
9/26/24 14:39 | 9/24/24 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -867 | 8.38 | 0 | -103 | -3 | 3,347 | I | | | | | | | | | | | | | | |
9/26/24 11:18 | 9/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.10 | 0 | 1 | 0 | 624 | M | | | | | | | | | | | | | | |
9/25/24 16:29 | 9/23/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -17 | 24.51 | 0 | -1 | -2 | 43 | I | | | | | | | | | | | | | | |
9/25/24 12:41 | 9/24/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.06 | 0 | 1 | 0 | 623 | M | | | | | | | | | | | | | | |
9/24/24 16:00 | 9/23/24 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -38 | 8.46 | 0 | -4 | 0 | 3,450 | I | | | | | | | | | | | | | | |
9/24/24 15:57 | 9/23/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -546 | 16.44 | 0 | -33 | 0 | 16,185 | I | | | | | | | | | | | | | | |
9/24/24 15:54 | 9/23/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -163 | 10.83 | 0 | -15 | -2 | 837 | I | | | | | | | | | | | | | | |
9/24/24 15:49 | 9/23/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 893 | 7.51 | 0 | 119 | 0 | 55,686 | I | | | | | | | | | | | | | | |
9/24/24 15:38 | 9/23/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 32 | 15.98 | 0 | 2 | 0 | 20,604 | I | | | | | | | | | | | | | | |
9/24/24 11:33 | 9/23/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 4 | 2.05 | 0 | 2 | 0 | 622 | M | | | | | | | | | | | | | | |
9/23/24 17:23 | 9/20/24 | OCSL | Oaktree Specialty Lending Corp | | Fund | CEF | Closed-End Funds | Caldwell Phyllis R | CA | D | | P | 16 | 16.01 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
9/23/24 17:01 | 9/20/24 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DO | P | S | -5 | 13.74 | 0 | 0 | -2 | 16 | I | | | | | | | | | | | | | | |
9/23/24 16:56 | 9/19/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -32 | 23.52 | 0 | -1 | -3 | 44 | I | | | | | | | | | | | | | | |
9/23/24 14:37 | 9/23/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Clark Della | PA | D | | P | 18 | 6.34 | 0 | 3 | 51 | 8 | D | | | | | | | | | | | | | | |
9/23/24 13:34 | 9/20/24 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Fairchild Gregory B. | VA | D | | P | 9 | 22.29 | 0 | 0 | 6 | 8 | D | | | | | | | | | | | | | | |
9/23/24 11:33 | 9/20/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 2.05 | 0 | 1 | 0 | 620 | M | | | | | | | | | | | | | | |
9/23/24 11:00 | 9/19/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 249 | 16.14 | 0 | 15 | 0 | 20,602 | I | | | | | | | | | | | | | | |
9/23/24 10:57 | 9/19/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,732 | 7.59 | 0 | 228 | 0 | 55,567 | I | | | | | | | | | | | | | | |
9/23/24 10:52 | 9/19/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -1,623 | 16.39 | 0 | -99 | -1 | 16,219 | I | | | | | | | | | | | | | | |
9/23/24 10:23 | 9/19/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -338 | 10.87 | 0 | -31 | -4 | 852 | I | | | | | | | | | | | | | | |
9/20/24 16:20 | 9/18/24 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 2,147,484 | 7,174,080 | 0 | 15,280 | | 280 | I | | | | | | | | | | | | | | |
9/20/24 14:18 | 9/19/24 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Koudounis John S. | IL | O | VP | S | -381 | 15.41 | 0 | -25 | -100 | 0 | D | | | | | | | | | | | | | | |
9/20/24 13:05 | 9/18/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Schnabel Susan C | TX | D | | P | 8 | 16.02 | 0 | 0 | 9 | 6 | D | | | | | | | | | | | | | | |
9/20/24 11:49 | 9/19/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.98 | 0 | 1 | 0 | 618 | M | | | | | | | | | | | | | | |
9/19/24 16:05 | 9/18/24 | PIIVX | Private Shares Fund | | Fund | CEF | Closed-End Funds | Morgan Herbert William | CA | D | | P | 15 | 40.27 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
9/19/24 16:01 | 9/17/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D | | P | 14 | 5.50 | 0 | 3 | 5 | 58 | D | | | | | | | | | | | | | | |
9/19/24 15:26 | 9/17/24 | UTG | Reaves Utility Income Fund | | Fund | CEF | Closed-End Funds | Legg Joellen | CO | D | | P | 10 | 31.69 | 0 | 0 | 16 | 2 | D | | | | | | | | | | | | | | |
9/19/24 11:30 | 9/18/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.97 | 0 | 1 | 0 | 617 | M | | | | | | | | | | | | | | |
9/19/24 10:25 | 9/17/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -261 | 16.41 | 0 | -16 | 0 | 16,318 | I | | | | | | | | | | | | | | |
9/19/24 10:21 | 9/17/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 759 | 15.91 | 0 | 48 | 0 | 20,586 | I | | | | | | | | | | | | | | |
9/19/24 10:14 | 9/17/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 3,475 | 7.46 | 0 | 466 | 1 | 55,339 | I | | | | | | | | | | | | | | |
9/19/24 10:03 | 9/17/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -485 | 10.93 | 0 | -44 | -5 | 883 | I | | | | | | | | | | | | | | |
9/18/24 16:19 | 9/16/24 | TAKAX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | Securian Asset Management, Inc | MN | T | | P | 13,600 | 25.00 | 0 | 544 | 59 | 1,464 | I | | | | | | | | | | | | | | |
9/18/24 16:01 | 9/16/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 28 | 5.50 | 0 | 5 | 0 | 1,666 | D | | | | | | | | | | | | | | |
9/18/24 14:24 | 9/17/24 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | Guichard Justin Charles | NY | H | Portfoli | P | 100 | 13.58 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
9/18/24 12:24 | 9/16/24 | TAKIX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | Principal Life Insurance Co | IA | T | | P | 10,000 | 25.00 | 0 | 400 | 20 | 2,400 | D | | | | | | | | | | | | | | |
9/18/24 11:47 | 9/16/24 | NAGRX | Niagara Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Ball George Bradley | GA | TH | Founder | P | 100 | 10.49 | 0 | 10 | 95 | 20 | D | | | | | | | | | | | | | | |
9/18/24 11:40 | 9/16/24 | DNLIX | Denali Structured Return Strategy Fund | | Fund | CEF | Closed-End Funds | Ball George Bradley | GA | TH | Founder | P | 100 | 10.94 | 0 | 9 | 91 | 19 | D | | | | | | | | | | | | | | |
9/18/24 11:21 | 9/16/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Alban John | TX | DH | Trustee | S | -51 | 41.34 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
9/18/24 10:15 | 9/17/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.93 | 0 | 1 | 0 | 616 | M | | | | | | | | | | | | | | |
9/17/24 16:01 | 9/13/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 27 | 5.44 | 0 | 5 | 0 | 1,661 | D | | | | | | | | | | | | | | |
9/17/24 11:13 | 9/16/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.91 | 0 | 1 | 0 | 614 | M | | | | | | | | | | | | | | |
9/17/24 10:29 | 9/16/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 232 | 7.33 | 0 | 32 | 0 | 54,873 | I | | | | | | | | | | | | | | |
9/17/24 10:26 | 9/16/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -127 | 11.02 | 0 | -12 | -1 | 927 | I | | | | | | | | | | | | | | |
9/17/24 09:15 | 9/16/24 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | Drapkin Matthew A | CT | D | | P | 95 | 9.92 | 0 | 10 | 1 | 874 | D | | | | | | | | | | | | | | |
9/16/24 16:07 | 9/16/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 6 | 25.03 | 0 | 0 | 2 | 15 | D | | | | | | | | | | | | | | |
9/16/24 16:01 | 9/12/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 27 | 5.35 | 0 | 5 | 0 | 1,656 | D | | | | | | | | | | | | | | |
9/16/24 11:42 | 9/13/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -261 | 11.03 | 0 | -24 | -2 | 939 | I | | | | | | | | | | | | | | |
9/16/24 10:48 | 9/13/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.92 | 0 | 1 | 0 | 613 | M | | | | | | | | | | | | | | |
9/13/24 18:41 | 9/12/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Ivascyn Daniel J | CA | TH | SEE REMA | P | 3,153 | 10.51 | 0 | 300 | 13 | 2,636 | D | | | | | | | | | | | | | | |
9/13/24 17:43 | 9/11/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -16 | 24.46 | 0 | -1 | -1 | 45 | I | | | | | | | | | | | | | | |
9/13/24 13:27 | 9/11/24 | FCRIX | Fs Credit Income Fund | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | S | -2,500 | 12.52 | 0 | -200 | -41 | 290 | I | | | | | | | | | | | | | | |
9/13/24 11:18 | 9/12/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.92 | 0 | 1 | 0 | 612 | M | | | | | | | | | | | | | | |
9/12/24 16:01 | 9/10/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 505 | 5.29 | 0 | 95 | 0 | 71,699 | D | | | | | | | | | | | | | | |
9/12/24 16:01 | 9/10/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 27 | 5.30 | 0 | 5 | 0 | 1,651 | D | | | | | | | | | | | | | | |
9/12/24 11:32 | 9/11/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.90 | 0 | 1 | 0 | 610 | M | | | | | | | | | | | | | | |
9/12/24 11:03 | 9/11/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 169 | 21.76 | 0 | 8 | 0 | 2,872 | I | | | | | | | | | | | | | | |
9/11/24 16:10 | 9/9/24 | CCD | Calamos Dynamic Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 11,000 | 25.00 | 0 | 440 | | 40 | I | | | | | | | | | | | | | | |
9/11/24 16:10 | 9/9/24 | CHI | Calamos Convertible Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 21,000 | 25.00 | 0 | 840 | | 92 | I | | | | | | | | | | | | | | |
9/11/24 16:09 | 9/9/24 | CHY | Calamos Convertible & High Income Fund | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 20,000 | 25.00 | 0 | 800 | | 108 | I | | | | | | | | | | | | | | |
9/11/24 16:02 | 9/9/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 2,507 | 5.30 | 0 | 473 | 1 | 71,604 | D | | | | | | | | | | | | | | |
9/11/24 16:01 | 9/9/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 27 | 5.33 | 0 | 5 | 0 | 1,646 | D | | | | | | | | | | | | | | |
9/11/24 13:59 | 9/10/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | O'Neil Brian Stephen | CA | D | | P | 50 | 10.53 | 0 | 5 | 97 | 10 | D | | | | | | | | | | | | | | |
9/11/24 12:04 | 9/9/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | S | -82 | 6.10 | 0 | -13 | -3 | 408 | I | | | | | | | | | | | | | | |
9/11/24 11:31 | 9/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.93 | 0 | 1 | 0 | 609 | M | | | | | | | | | | | | | | |
9/11/24 11:22 | 9/10/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 251 | 14.75 | 0 | 17 | 16 | 123 | D | | | | | | | | | | | | | | |
9/11/24 10:02 | 9/10/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 232 | 22.19 | 0 | 10 | 0 | 2,865 | I | | | | | | | | | | | | | | |
9/10/24 17:00 | 9/6/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Tseng Philip M | CA | DO | Dir,P | P.m | 136 | 9.09 | 0 | 15 | 120 | 27 | D | | | | | | | | | | | | | | |
9/10/24 16:21 | 9/9/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | P | 400 | 10.10 | 0 | 40 | New | 40 | D | | | | | | | | | | | | | | |
9/10/24 16:01 | 9/6/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 26 | 5.25 | 0 | 5 | 0 | 1,641 | D | | | | | | | | | | | | | | |
9/10/24 16:01 | 9/6/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 3,945 | 5.26 | 0 | 750 | 1 | 71,131 | D | | | | | | | | | | | | | | |
9/10/24 13:24 | 9/6/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims Luke E | WI | DO | P,CEO | P | 19 | 9.58 | 0 | 2 | 1 | 289 | D | | | | | | | | | | | | | | |
9/10/24 13:19 | 9/6/24 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | P | 15 | 9.62 | 0 | 2 | 1 | 212 | I | | | | | | | | | | | | | | |
9/10/24 12:54 | 9/9/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.97 | 0 | 1 | 0 | 608 | M | | | | | | | | | | | | | | |
9/10/24 09:54 | 9/9/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Mullins Andrea | TX | D | | P | 19 | 40.04 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
9/10/24 09:48 | 9/9/24 | SRV | Nxg Cushing Midstream Energy Fund | | Fund | CEF | Closed-End Funds | Mullins Andrea | TX | D | | P | 19 | 42.65 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
9/9/24 18:21 | 9/9/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | S | -629 | 6.11 | 0 | -103 | -20 | 421 | I | | | | | | | | | | | | | | |
9/9/24 17:10 | 9/5/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | P.m | 594 | 14.85 | 0 | 40 | 1 | 7,892 | I | | | | | | | | | | | | | | |
9/9/24 17:07 | 9/5/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | P.m | 594 | 14.85 | 0 | 40 | 1 | 7,668 | I | | | | | | | | | | | | | | |
9/9/24 16:01 | 9/5/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 26 | 5.25 | 0 | 5 | 0 | 1,636 | D | | | | | | | | | | | | | | |
9/9/24 16:01 | 9/5/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 1,151 | 5.26 | 0 | 219 | 0 | 70,381 | D | | | | | | | | | | | | | | |
9/9/24 13:10 | 9/6/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.90 | 0 | 1 | 0 | 607 | M | | | | | | | | | | | | | | |
9/9/24 11:30 | 9/5/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 11 | 22.31 | 0 | 0 | 0 | 2,854 | I | | | | | | | | | | | | | | |
9/9/24 09:23 | 9/6/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | S | -1,347 | 6.15 | 0 | -219 | -29 | 524 | I | | | | | | | | | | | | | | |
9/6/24 17:59 | 9/3/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Nix Robert N.C. III | PA | D | | P | 31 | 6.51 | 0 | 5 | 57 | 13 | M | | | | | | | | | | | | | | |
9/6/24 16:01 | 9/4/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 26 | 5.27 | 0 | 5 | 0 | 1,631 | D | | | | | | | | | | | | | | |
9/6/24 16:01 | 9/4/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 3,923 | 5.23 | 0 | 750 | 1 | 70,162 | D | | | | | | | | | | | | | | |
9/6/24 15:05 | 9/5/24 | GCV | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | S | -32 | 4.00 | 0 | -8 | 0 | 1,924 | I | | | | | | | | | | | | | | |
9/6/24 15:02 | 9/5/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Edil Begaiym | CO | OH | Deputy C | P | 30 | 10.17 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
9/6/24 12:58 | 9/5/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.93 | 0 | 1 | 0 | 605 | M | | | | | | | | | | | | | | |
9/5/24 17:11 | 9/3/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | P.m | 597 | 14.93 | 0 | 40 | 1 | 7,628 | I | | | | | | | | | | | | | | |
9/5/24 17:10 | 9/3/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | P.m | 597 | 14.93 | 0 | 40 | 1 | 7,852 | I | | | | | | | | | | | | | | |
9/5/24 16:01 | 9/3/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 26 | 5.23 | 0 | 5 | 0 | 1,626 | D | | | | | | | | | | | | | | |
9/5/24 16:01 | 9/3/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 3,878 | 5.17 | 0 | 750 | 1 | 69,412 | D | | | | | | | | | | | | | | |
9/5/24 15:25 | 9/3/24 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Koudounis John S. | IL | DO | VP | S | -1,152 | 10.64 | 0 | -108 | -47 | 120 | D | | | | | | | | | | | | | | |
9/5/24 15:25 | 9/4/24 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Koudounis John S. | IL | DO | VP | P | 1,152 | 10.65 | 0 | 108 | 914 | 120 | D | | | | | | | | | | | | | | |
9/5/24 15:24 | 9/4/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 190 | 23.80 | 0 | 8 | 1 | 777 | I | | | | | | | | | | | | | | |
9/5/24 11:43 | 9/4/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.88 | 0 | 1 | 0 | 604 | M | | | | | | | | | | | | | | |
9/5/24 11:14 | 9/4/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -899 | 23.49 | 0 | -38 | -1 | 6,321 | I | | | | | | | | | | | | | | |
9/5/24 11:10 | 9/4/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 314 | 22.76 | 0 | 14 | 0 | 2,854 | I | | | | | | | | | | | | | | |
9/4/24 20:52 | 8/29/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -18 | 24.42 | 0 | -1 | -2 | 46 | I | | | | | | | | | | | | | | |
9/4/24 16:01 | 8/30/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Eliasek M Grier | NY | DO | COO | P | 26 | 5.20 | 0 | 5 | 0 | 1,621 | D | | | | | | | | | | | | | | |
9/4/24 16:01 | 8/30/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 12,935 | 5.17 | 0 | 2,500 | 4 | 68,662 | D | | | | | | | | | | | | | | |
9/4/24 11:24 | 9/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.88 | 0 | 1 | 0 | 603 | M | | | | | | | | | | | | | | |
9/3/24 20:10 | 8/29/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Vig Rajneesh | CA | DO | CEO,CB | P | 227 | 9.09 | 0 | 25 | 24 | 131 | D | | | | | | | | | | | | | | |
9/3/24 20:05 | 8/30/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Draut Eric John | CA | D | | P.m | 18 | 9.14 | 0 | 2 | 4 | 56 | D | | | | | | | | | | | | | | |
9/3/24 17:28 | 9/3/24 | GOF | Guggenheim Strategic Opportunities Fund | | Fund | CEF | Closed-End Funds | Brock-Kyle Angela | IL | DH | Trustee | P | 15 | 15.36 | 0 | 1 | 63 | 2 | D | | | | | | | | | | | | | | |
9/3/24 17:08 | 9/3/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Brock-Kyle Angela | IL | DH | Trustee | P | 15 | 15.94 | 0 | 1 | 37 | 3 | D | | | | | | | | | | | | | | |
9/3/24 16:30 | 8/29/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | P.m | 600 | 15.01 | 0 | 40 | 1 | 7,812 | I | | | | | | | | | | | | | | |
9/3/24 16:29 | 8/29/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | P.m | 600 | 15.01 | 0 | 40 | 1 | 7,588 | I | | | | | | | | | | | | | | |
9/3/24 16:12 | 8/29/24 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | S | -2 | 8.09 | 0 | 0 | 0 | 2,204 | I | | | | | | | | | | | | | | |
9/3/24 14:22 | 9/3/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Schroder Us Holdings Inc. | NY | T | | P | 1,000 | 10.84 | 0 | 92 | 8 | 1,193 | D | | | | | | | | | | | | | | |
9/3/24 14:21 | 9/3/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Hartford Funds Management Co LLC | PA | TH | See Rema | P | 1,000 | 10.84 | 0 | 92 | 8 | 1,193 | D | | | | | | | | | | | | | | |
9/3/24 12:57 | 8/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.88 | 0 | 1 | 0 | 602 | M | | | | | | | | | | | | | | |
9/3/24 12:49 | 8/29/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Eichhorn Philip John Daniel | CO | H | Portfoli | P | 20 | 10.15 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
9/3/24 10:15 | 8/30/24 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 212 | 44.84 | 0 | 5 | 1 | 516 | I | | | | | | | | | | | | | | |
9/3/24 10:08 | 8/29/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -268 | 22.82 | 0 | -12 | 0 | 6,360 | I | | | | | | | | | | | | | | |
8/30/24 16:22 | 8/28/24 | CGBD | Carlyle Secured Lending, Inc. | | Fund | CEF | Closed-End Funds | Jenkins Mark David | NY | D | | P.m | 81 | 16.81 | 0 | 5 | 19 | 30 | D | | | | | | | | | | | | | | |
8/30/24 15:18 | 8/29/24 | GCV | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | S | -6 | 3.81 | 0 | -2 | 0 | 1,932 | D | | | | | | | | | | | | | | |
8/30/24 14:51 | 8/28/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Ketchum Stephen | NY | DO | CB | P | 146 | 19.90 | 0 | 7 | 15 | 57 | D | | | | | | | | | | | | | | |
8/30/24 10:36 | 8/29/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.87 | 0 | 1 | 0 | 600 | M | | | | | | | | | | | | | | |
8/29/24 17:46 | 8/29/24 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | S | -66 | 16.38 | 0 | -4 | -2 | 161 | D | | | | | | | | | | | | | | |
8/29/24 16:37 | 8/28/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | P | 301 | 15.04 | 0 | 20 | 0 | 7,772 | I | | | | | | | | | | | | | | |
8/29/24 16:30 | 8/27/24 | OBDC | Blue Owl Capital Corp | | Fund | CEF | Closed-End Funds | Dalelio Edward H | NY | D | | P | 38 | 15.02 | 0 | 3 | 38 | 9 | D | | | | | | | | | | | | | | |
8/29/24 16:28 | 8/28/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | P | 301 | 15.04 | 0 | 20 | 0 | 7,548 | I | | | | | | | | | | | | | | |
8/29/24 12:58 | 9/13/22 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Angel Oak Capital Partners Ii, LLC | GA | H | General | S | 0 | 13.78 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
8/29/24 11:04 | 8/28/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2 | 22.98 | 0 | 0 | 0 | 2,840 | I | | | | | | | | | | | | | | |
8/29/24 10:56 | 8/28/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 18 | 12.09 | 0 | 2 | 0 | 1,833 | I | | | | | | | | | | | | | | |
8/29/24 10:53 | 8/28/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 129 | 8.67 | 0 | 15 | 0 | 3,286 | I | | | | | | | | | | | | | | |
8/29/24 10:51 | 8/28/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.87 | 0 | 1 | 0 | 599 | M | | | | | | | | | | | | | | |
8/29/24 10:48 | 8/28/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 24 | 9.40 | 0 | 3 | 0 | 3,613 | I | | | | | | | | | | | | | | |
8/28/24 19:49 | 8/26/24 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | Estes Ronald E. | AZ | D | | P | 21 | 13.98 | 0 | 2 | 5 | 33 | D | | | | | | | | | | | | | | |
8/28/24 16:39 | 8/26/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | P.m | 601 | 15.04 | 0 | 40 | 1 | 7,752 | I | | | | | | | | | | | | | | |
8/28/24 16:37 | 8/26/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | P.m | 601 | 15.04 | 0 | 40 | 1 | 7,528 | I | | | | | | | | | | | | | | |
8/28/24 12:18 | 8/27/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.85 | 0 | 1 | 0 | 598 | M | | | | | | | | | | | | | | |
8/27/24 19:01 | 8/23/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -21 | 24.42 | 0 | -1 | -2 | 47 | I | | | | | | | | | | | | | | |
8/27/24 16:30 | 8/26/24 | OBDE | Blue Owl Capital Corp III | | Fund | CEF | Closed-End Funds | Woolridge Victor | NY | D | | P | 100 | 14.64 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
8/27/24 14:47 | 8/23/24 | AEF | Abrdn Emerging Markets Equity Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Maher Bill | PA | D | | P | 5 | 5.37 | 0 | 1 | 7 | 15 | I | | | | | | | | | | | | | | |
8/27/24 14:46 | 8/23/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Maher Bill | PA | D | | P | 10 | 15.37 | 0 | 1 | 61 | 2 | I | | | | | | | | | | | | | | |
8/27/24 14:44 | 8/23/24 | JEQ | Abrdn Japan Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Maher Bill | PA | D | | P | 5 | 6.17 | 0 | 1 | 32 | 3 | I | | | | | | | | | | | | | | |
8/27/24 12:30 | 8/26/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | P | 5 | 12.33 | 0 | 0 | 1 | 45 | D | | | | | | | | | | | | | | |
8/27/24 10:31 | 8/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.84 | 0 | 1 | 0 | 596 | M | | | | | | | | | | | | | | |
8/27/24 10:15 | 8/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Brennan Alice C | NY | D | | P | 1 | 1.84 | 0 | 1 | 27 | 2 | D | | | | | | | | | | | | | | |
8/27/24 10:09 | 8/23/24 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 80 | 10.87 | 0 | 7 | 0 | 1,834 | I | | | | | | | | | | | | | | |
8/27/24 10:02 | 8/23/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 64 | 22.84 | 0 | 3 | 0 | 2,840 | I | | | | | | | | | | | | | | |
8/27/24 09:58 | 8/23/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 224 | 7.32 | 0 | 31 | 0 | 54,842 | I | | | | | | | | | | | | | | |
8/27/24 09:53 | 8/23/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 69 | 12.15 | 0 | 6 | 0 | 1,831 | I | | | | | | | | | | | | | | |
8/27/24 09:45 | 8/23/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 569 | 8.67 | 0 | 66 | 2 | 3,271 | I | | | | | | | | | | | | | | |