ARCC - Ares Capital Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	19	109	0	1	3	3	8	18	6
P	%wins				81	74	67	69	66	78	72
S	%ret	1	3	3	-1	0	1	20	12	16	8
S	%wins				100	67	67	0	0	0	39

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/4/23 17:00	5/2/23	ARCC	Fund	CEF	Closed-End Funds	Schnabel Michael Kort	NY	O	Co-P	P	268	17.84	0	15	New	15	D
3/17/23 17:00	3/15/23	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P.m	105	17.47	0	6	9	72	I
9/16/22 09:00	9/14/22	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	48	19.04	0	3	4	66	I
9/2/22 16:00	8/31/22	ARCC	Fund	CEF	Closed-End Funds	Henson Mary Beth	NY	D		P	178	19.77	0	9	82	20	D
8/4/22 17:00	8/3/22	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	494	19.77	0	25	66	63	I
6/17/22 18:00	6/15/22	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	NY	D		P	50	17.95	0	3	7	45	D
6/16/22 17:00	6/14/22	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	EVP	P	5,325	17.75	0	300	20	1,783	D
6/3/22 16:01	6/1/22	ARCC	Fund	CEF	Closed-End Funds	Henson Mary Beth	NY	D		P	98	19.62	0	5	83	11	D
5/23/22 21:30	5/19/22	ARCC	Fund	CEF	Closed-End Funds	Smith Michael Lewis	NY	O	Co-P	P	1,007	18.64	0	54	29	240	I
3/16/22 17:00	3/14/22	ARCC	Fund	CEF	Closed-End Funds	Henson Mary Beth	NY	D		P	120	20.05	0	6	New	6	D
12/15/21 17:01	12/14/21	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	S	-515	19.96	0	-26	-40	38	I
11/25/20 21:15	11/23/20	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	S	-116	16.54	0	-7	-10	64	I
10/30/20 20:02	10/28/20	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	EVP	P	139	13.92	0	10	1	1,308	D
10/30/20 20:01	10/28/20	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P.m	69	13.78	0	5	43	17	D
10/30/20 20:00	10/28/20	ARCC	Fund	CEF	Closed-End Funds	Deveer R. Kipp	NY	DO	CEO	P	1,049	13.98	0	75	33	300	D
9/16/20 19:39	9/14/20	ARCC	Fund	CEF	Closed-End Funds	Smith Michael Lewis	NY	O	Co-P	P	499	14.25	0	35	23	186	I
9/15/20 17:00	9/11/20	ARCC	Fund	CEF	Closed-End Funds	Siegel Eric B	NY	D		P	26	14.50	0	2	4	53	D
9/11/20 18:00	9/9/20	ARCC	Fund	CEF	Closed-End Funds	Parks Michael K	NY	D		P.m	107	14.26	0	8	55	21	D
8/24/20 06:47	8/17/20	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	NY	D		P.m	142	14.24	0	10	26	48	D
8/19/20 20:00	8/17/20	ARCC	Fund	CEF	Closed-End Funds	Parks Michael K	NY	D		P.m	71	14.28	0	5	57	14	D
6/15/20 18:00	6/11/20	ARCC	Fund	CEF	Closed-End Funds	Parks Michael K	NY	D		P.m	59	14.67	0	4	88	9	D
5/8/20 17:00	5/6/20	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	7	13.28	0	1	1	71	I
3/16/20 17:00	3/12/20	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	NY	D		P.m	74	14.27	0	5	18	34	D
3/13/20 17:00	3/12/20	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	14	14.34	0	1	1	70	I
12/6/19 17:00	12/5/19	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	NY	D		P	56	18.75	0	3	12	28	D
11/4/19 17:00	10/31/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P.m	270	18.35	0	15	117	27	D
8/15/19 17:00	8/14/19	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	NY	D		P	100	18.42	0	5	28	25	D
8/7/19 17:00	8/6/19	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	37	18.36	0	2	3	69	I
8/2/19 17:00	8/1/19	ARCC	Fund	CEF	Closed-End Funds	Kelly Daniel G Jr	NY	D		P	111	18.44	0	6	24	31	D
6/21/19 17:00	6/20/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	4	18.00	0	0	2	12	D
6/12/19 17:00	6/10/19	ARCC	Fund	CEF	Closed-End Funds	Kelly Daniel G Jr	NY	D		P	81	18.01	0	5	23	24	D
5/21/19 18:00	5/20/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	4	17.77	0	0	2	12	D
5/17/19 18:01	5/13/19	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	NY	D		P	99	17.52	0	6	41	19	D
5/16/19 17:00	5/15/19	ARCC	Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		P	171	17.61	0	10	44	32	M
4/23/19 17:00	4/22/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	17.32	0	0	2	12	D
3/21/19 17:00	3/20/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.95	0	0	2	11	D
2/22/19 17:00	2/20/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	17.12	0	0	2	11	D
1/23/19 17:30	1/22/19	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.17	0	0	2	11	D
12/21/18 17:00	12/20/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.40	0	0	2	11	D
12/18/18 17:01	12/14/18	ARCC	Fund	CEF	Closed-End Funds	Deveer R. Kipp	NY	DO	CEO	P	801	16.02	0	50	29	225	D
11/21/18 20:33	11/20/18	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	S	-101	16.76	0	-6	-8	67	I
11/21/18 17:00	11/20/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	17.08	0	0	2	11	D
10/24/18 17:44	10/22/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.30	0	0	2	10	D
9/21/18 17:00	9/20/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	17.18	0	0	2	10	D
9/13/18 17:00	9/12/18	ARCC	Fund	CEF	Closed-End Funds	Siegel Eric B	NY	D		P	121	17.30	0	7	18	47	M
8/30/18 20:00	8/29/18	ARCC	Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		P	157	17.44	0	9	68	22	D
8/21/18 16:59	8/20/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	17.36	0	0	2	10	D
5/22/18 17:00	5/21/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.59	0	0	2	10	D
4/24/18 17:00	4/23/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.02	0	0	2	10	D
4/2/18 09:25	3/26/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.96	0	0	2	9	D
3/16/18 17:00	3/15/18	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	EVP	P	390	15.60	0	25	3	985	D
2/27/18 17:00	2/26/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.89	0	0	2	9	D
2/16/18 17:00	2/15/18	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	47	15.81	0	3	4	73	D
1/24/18 17:00	1/23/18	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.21	0	0	2	9	D
12/22/17 17:00	12/21/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.73	0	0	2	9	D
11/22/17 17:00	11/21/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.32	0	0	2	9	D
11/7/17 18:00	11/3/17	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	D		P	133	15.85	0	8	1	937	D
10/27/17 17:00	10/25/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.60	0	0	2	8	D
9/26/17 17:00	9/25/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.77	0	0	3	8	D
8/25/17 17:00	8/24/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.12	0	0	3	8	D
7/25/17 17:00	7/24/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.48	0	0	3	8	D
6/23/17 17:01	6/22/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.21	0	0	3	8	D
3/20/17 17:00	3/16/17	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	17.29	33	0	3	7	D	24	33	16	10	3	-1	-1	0	-1	0	0
12/21/16 17:01	12/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	16.00	33	0	3	7	D	24	27	18	6	8	3	-2	3	0	0	4	10
11/22/16 17:00	11/21/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.78	33	0	3	7	D	17	12	10	1	3	4	1	1	0	2	5	15
11/8/16 17:00	11/4/16	ARCC	Fund	CEF	Closed-End Funds	Kelly Daniel G Jr	NY	D		P	115	15.33	30	8	95	15	I	16	8	5	2	-2	0	-1	0	1	1	6	16	12
10/21/16 17:00	10/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.37	28	0	3	7	D	16	13	6	4	-1	-1	0	1	1	0	2	12	19
9/21/16 17:00	9/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.60	33	0	3	7	D	16	16	14	12	4	-1	1	1	0	0	-1	5	16
8/23/16 17:46	8/22/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.72	26	0	3	6	D	13	14	29	9	11	4	2	1	0	1	0	1	17
8/16/16 17:00	8/15/16	ARCC	Fund	CEF	Closed-End Funds	Goldstein Mitchell S	NY	O	Co-P	P	100	15.45	30	6	3	195	D	12	7	26	4	9	1	0	0	1	2	1	3	19
7/21/16 17:00	7/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	14.77	33	0	3	6	D	6	1	18	1	4	3	5	4	1	2	5	5	18
6/21/16 17:06	6/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	14.20	33	0	3	6	D	0	-5	4	1	-4	-2	0	0	0	-2	4	12	17
5/23/16 17:00	5/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.12	15	0	4	6	D	8	2	3	22	1	0	0	-1	1	0	-2	8	11
4/21/16 17:00	4/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	15.05	17	0	4	6	D	6	-2	5	17	10	2	1	1	2	3	1	2	8
3/22/16 17:01	3/21/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	3	14.26	26	0	4	5	D	0	-7	2	3	13	6	5	2	-1	2	5	1	14	32
3/15/16 17:00	3/11/16	ARCC	Fund	CEF	Closed-End Funds	Deveer R. Kipp	NY	DO	CEO	P	556	13.90	29	40	30	175	D	-2	-8	-1	-3	3	11	1	1	1	3	9	5	17	36
3/10/16 17:01	3/8/16	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P	25	14.00	30	2	12	16	D	-4	-10	-5	-6	3	9	4	0	3	3	9	7	23	39
3/1/16 17:00	2/26/16	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	EVP	P	1,220	13.55	29	90	13	787	D	-8	-13	-7	-11	1	4	5	6	1	3	8	10	22	42
2/29/16 19:00	2/25/16	ARCC	Fund	CEF	Closed-End Funds	Goldstein Mitchell S	NY	O	Co-P	P	249	12.97	28	19	12	183	D	-9	-14	-5	-13	-2	-1	2	5	2	4	10	12	23	45
2/23/16 17:00	2/22/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	1	12.85	27	0	2	5	D	-16	-16	-14	-16	-8	-8	0	-3	0	6	14	21	28	52
1/21/16 17:00	1/20/16	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	1	13.20	32	0	2	5	D	-11	-9	-15	-11	-12	-8	-5	-4	3	3	-5	16	17	40
12/22/15 17:00	12/21/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	1	14.08	31	0	2	5	D	-2	-2	-11	-3	-8	-9	-5	-1	3	1	-3	3	6	26
12/16/15 17:01	12/14/15	ARCC	Fund	CEF	Closed-End Funds	Siegel Eric B	NY	D		P	71	13.87	28	5	18	34	D	-1	5	-7	-3	-6	-8	-7	-4	0	0	-5	3	5	24
11/23/15 17:00	11/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	15.74	17	0	2	5	D	5	5	-1	8	2	1	0	0	1	1	-8	-16	1	11
10/21/15 17:00	10/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	15.22	28	0	2	5	D	6	5	-7	-5	2	5	-1	1	2	0	4	-9	4	13
9/22/15 17:00	9/21/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	1	14.80	33	0	2	5	D	2	0	-9	-8	-5	-3	-1	-1	0	-3	2	-4	2	16
9/16/15 17:00	9/14/15	ARCC	Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		P	121	14.87	31	8	158	13	D	3	-1	-8	-5	-5	2	-2	-1	0	-1	0	-4	-1	13
9/1/15 17:00	8/24/15	ARCC	Fund	CEF	Closed-End Funds	Smith Michael Lewis	NY	O	Co-P	P	368	14.73	29	25	20	151	D	7	1	-5	-3	-4	-1	1	6	0	1	-3	5	-4	16
8/28/15 17:00	8/26/15	ARCC	Fund	CEF	Closed-End Funds	Goldstein Mitchell S	NY	O	Co-P	P	100	14.80	28	7	4	158	D	5	-1	-7	-6	-7	-2	-4	4	1	-1	-6	3	-9	14
8/25/15 17:02	8/21/15	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P	20	15.52	25	1	10	14	D	1	-4	-9	-8	-10	-7	-8	-7	0	6	3	8	-9	19
8/24/15 19:11	8/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	15.82	23	0	2	5	D	7	0	-5	-5	-7	-4	-4	-4	0	5	3	8	-8	17
8/24/15 19:10	8/20/15	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P.m	114	15.22	23	8	12	70	I	7	0	-5	-5	-7	-4	-4	-4	0	5	3	8	-8	17
8/18/15 17:00	8/14/15	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	CA	D		P	30	16.13	22	2	22	10	D	13	5	-1	0	-3	1	0	0	0	-7	-4	-2	-13	7
8/10/15 19:00	8/6/15	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	D		P.m	557	15.93	19	35	5	679	D	10	5	-2	-2	-5	-4	-3	-1	0	0	-3	0	-15	7
8/7/15 18:02	8/5/15	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	40	15.98	18	3	4	63	I	9	6	0	0	-3	-3	0	0	2	2	-2	1	-9	9
8/7/15 18:02	8/5/15	ARCC	Fund	CEF	Closed-End Funds	Goldstein Mitchell S	NY	O	Co-P	P	100	16.00	18	6	4	151	D	9	6	0	0	-3	-3	0	0	2	2	-2	1	-9	9
8/7/15 18:01	8/5/15	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P	20	16.00	18	1	11	13	D	9	6	0	0	-3	-3	0	0	2	2	-2	1	-9	9
7/21/15 16:30	7/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.48	21	0	2	5	D	12	6	9	-2	2	0	0	-1	0	-4	-2	-5	-13	0
6/23/15 17:00	6/22/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.61	24	0	2	4	D	22	6	10	-1	3	2	3	4	-1	-2	-2	-8	-12	-5
5/21/15 17:00	5/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.65	31	0	2	4	D	10	7	6	0	-4	-3	1	0	0	1	2	-1	-1	0
4/21/15 16:30	4/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.10	33	0	2	4	D	22	9	15	11	0	0	-1	0	0	0	-2	-2	-7	-3
3/23/15 17:01	3/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.98	33	0	3	4	D	15	7	9	18	3	1	1	0	0	0	-1	-1	-10	-8
3/13/15 18:00	3/11/15	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	NY	D		P.m	126	16.77	33	8	27	35	D	12	6	6	9	4	2	-2	-2	0	0	2	-2	-7	-8
3/9/15 19:01	3/5/15	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	NY	D		P.m	88	17.57	33	5	22	28	D	14	8	8	13	10	4	3	1	-1	-2	1	-4	-7	-10
3/4/15 19:00	3/2/15	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	NY	D		P.m	131	17.41	33	8	50	23	D	14	7	7	9	9	5	3	1	1	0	1	-2	-5	-11
2/23/15 17:00	2/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.99	33	0	3	4	D	12	1	4	6	7	2	1	0	0	1	3	0	-3	-17
1/21/15 16:30	1/20/15	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	15.97	33	0	3	4	D	8	-2	-2	3	2	1	1	1	-2	3	7	10	8	-8
12/23/14 16:30	12/22/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	15.90	33	0	3	4	D	8	-2	-3	-1	-1	0	2	6	0	0	1	12	10	-1
12/16/14 16:30	12/15/14	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	30	15.04	33	2	3	60	I	5	-6	-10	-7	-4	-7	-5	-6	1	7	7	18	15	7
12/12/14 16:30	12/10/14	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	CA	D		P	98	16.14	30	6	338	8	D	9	-2	-5	-4	0	-3	-1	-1	-2	4	4	14	11	5
12/5/14 16:30	12/4/14	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P	20	16.00	25	1	14	10	D	10	-3	-3	-4	1	-2	-2	-1	0	-1	-1	12	7	8
11/26/14 21:30	11/26/14	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P	20	16.33	26	1	15	9	D	12	-1	0	-2	8	2	0	0	0	-3	-1	8	7	6
11/21/14 17:15	11/20/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.31	26	0	3	4	D	13	0	1	-1	6	3	0	0	1	2	0	8	7	6
11/6/14 20:00	11/5/14	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	EVP	P	972	16.20	33	60	10	644	D	11	1	2	0	0	3	2	1	1	2	0	7	7	7
11/6/14 17:21	11/5/14	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	48	16.14	33	3	5	58	I	11	1	2	0	0	3	2	1	1	2	0	7	7	7
11/6/14 17:20	11/5/14	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P	41	16.20	33	3	28	12	D	11	1	2	0	0	3	2	1	1	2	0	7	7	7
11/6/14 17:20	11/5/14	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P	10	16.21	33	1	8	8	D	11	1	2	0	0	3	2	1	1	2	0	7	7	7
10/21/14 16:30	10/20/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	15.94	33	0	3	4	D	12	1	-3	-4	-4	-1	1	6	-1	-1	2	1	12	4
9/23/14 16:30	9/22/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.35	28	0	3	4	D	14	2	-3	-3	0	-3	-2	-1	1	0	-1	0	11	1
8/21/14 17:00	8/20/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.93	33	0	3	3	D	17	7	-4	2	-2	2	2	1	0	1	-1	-2	4	2
8/8/14 17:01	8/7/14	ARCC	Fund	CEF	Closed-End Funds	Deveer R. Kipp	NY	O	CEO	P	165	16.51	33	10	10	106	D	19	5	-4	2	-6	-3	-3	-2	0	1	3	-1	6	4
8/8/14 17:01	3/7/14	ARCC	Fund	CEF	Closed-End Funds	Lem Scott C	CA	O	CAO,VP,T	P.m	25	16.97	33	1	25	7	D	19	5	-4	2	-6	-3	-3	-2	0	1	3	-1	6	4
8/7/14 17:01	8/6/14	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P	25	16.41	33	2	20	9	D	19	2	-2	1	-3	-3	-3	-1	1	2	3	-1	7	7
8/7/14 17:01	8/6/14	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	99	16.43	33	6	12	55	I	19	2	-2	1	-3	-3	-3	-1	1	2	3	-1	7	7
7/22/14 16:31	7/21/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.02	33	0	3	3	D	24	6	0	1	1	-4	-1	0	0	1	-1	-4	-2	6
6/23/14 16:30	6/20/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.30	33	0	3	3	D	34	15	3	1	6	2	2	0	-1	3	-1	-3	-4	6
5/21/14 17:00	5/20/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.09	33	0	3	3	D	36	3	0	-5	-3	-1	3	1	0	0	4	1	1	7
5/19/14 17:18	5/15/14	ARCC	Fund	CEF	Closed-End Funds	Smith Michael Lewis	NY	O	EVP	P	168	16.75	33	10	9	126	D	32	3	0	-6	-4	-1	1	2	0	0	4	1	1	7
5/14/14 17:00	5/13/14	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P	83	16.61	33	5	200	8	D	30	1	-1	-7	-7	-5	-4	-1	0	1	3	1	1	7
5/13/14 17:04	5/9/14	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	CEO	P	830	16.60	33	50	9	584	D	29	1	0	-6	-6	-4	-4	-1	2	3	4	3	3	8
4/23/14 17:01	4/21/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.24	31	0	3	3	D	29	9	4	-1	0	-2	0	0	0	-1	-1	1	-3	9
3/24/14 16:30	3/20/14	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.36	33	0	4	3	D	28	7	4	2	-1	-1	0	0	0	0	-1	0	-2	8
12/4/13 19:01	12/3/13	ARCC	Fund	CEF	Closed-End Funds	McKeever Steven B.	CA	D		P	30	18.16	24	2	New	2	D	40	12	14	5	4	2	0	-1	0	-2	-1	1	-1	-3
10/22/13 17:00	10/21/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.40	33	0	4	3	D	42	10	4	1	0	0	1	1	1	1	3	6	5	2
9/23/13 16:05	9/20/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.50	25	0	4	3	D	49	11	1	9	3	1	0	0	0	-1	0	3	5	3
8/21/13 20:00	8/20/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.18	24	0	4	3	D	43	10	0	-2	0	-2	1	2	1	1	3	6	11	7
7/25/13 17:00	7/24/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.50	26	0	4	3	D	32	17	3	2	7	2	0	0	0	1	0	1	7	7
6/21/13 16:05	6/20/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	16.64	33	0	4	2	D	25	17	-1	-6	-6	-2	0	-2	0	4	7	10	12	15
5/30/13 19:00	5/29/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.50	33	0	5	2	D	26	26	4	-3	3	-4	-3	-2	-1	-4	1	4	9	8
4/24/13 21:00	4/22/13	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.19	33	0	5	2	D	24	21	6	0	-3	1	1	4	0	3	2	2	3	7
12/21/12 16:30	12/20/12	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	2	17.48	24	0	5	2	D	28	32	18	2	5	1	3	1	1	-2	2	4	-2	10
11/14/12 16:45	11/13/12	ARCC	Fund	CEF	Closed-End Funds	Bartlett Steve	NY	D		P	17	16.89	33	1	100	2	D	21	21	14	0	-3	-3	-4	-2	4	8	8	17	17	20
6/5/12 17:00	6/1/12	ARCC	Fund	CEF	Closed-End Funds	Ressler Antony P	CA	D		P.m	4,990	14.97	25	333	29	1,484	I	37	-4	1	-8	-7	-3	-2	0	3	2	9	17	21	23
5/16/12 16:30	5/15/12	ARCC	Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		S	-23	15.27	21	-2	-23	5	I	30	-1	5	-4	-8	-5	-3	0	-2	0	3	16	11	31
5/10/12 16:31	5/9/12	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	P	P	1,539	15.39	19	100	39	354	D	29	-3	4	-3	-6	-4	-4	-3	2	-1	3	14	18	29
8/11/11 19:21	8/9/11	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P	7	13.25	33	1	1	49	D	67	1	-18	-21	-16	-17	-18	-7	1	4	0	11	22	35
8/11/11 19:17	8/9/11	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	NY	D		P.m	101	13.43	33	8	100	15	D	67	1	-18	-21	-16	-17	-18	-7	1	4	0	11	22	35
8/9/11 19:57	8/8/11	ARCC	Fund	CEF	Closed-End Funds	Rosenthal Bennett	CA	D		P	1,043	13.91	33	75	New	75	I	62	-3	-20	-21	-18	-16	-19	-17	-4	7	8	14	24	35
8/9/11 19:56	8/5/11	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	DO	P	P.m	1,415	14.15	33	100	65	254	D	62	-3	-20	-21	-18	-16	-19	-17	-4	7	8	14	24	35
8/9/11 19:56	8/5/11	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P.m	21	14.23	33	2	150	3	D	62	-3	-20	-21	-18	-16	-19	-17	-4	7	8	14	24	35
8/9/11 19:56	8/5/11	ARCC	Fund	CEF	Closed-End Funds	Roll Penelope F	NY	O	CFO	P.m	28	14.02	33	2	4	49	D	62	-3	-20	-21	-18	-16	-19	-17	-4	7	8	14	24	35
6/2/11 16:12	6/1/11	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P	8	16.55	22	1	100	1	D	160	32	5	-4	-3	-4	-2	0	0	-2	-4	-10	-9	-3
5/9/11 16:17	5/5/11	ARCC	Fund	CEF	Closed-End Funds	Bloomstein Joshua M	NY	O	GC,VP,Se	P	8	16.97	22	1	New	1	D	204	34	4	2	2	0	-3	-3	2	0	-1	-14	-5	1
12/11/09 15:27	11/19/09	ARCC	Fund	CEF	Closed-End Funds	Obryan Frank Eugene	CA	D		P.a	119	11.90	14	10	417	12	I	21	160	62	24	9	4	3	-3	-1	-2	14	17	20	56
11/23/09 21:55	11/19/09	ARCC	Fund	CEF	Closed-End Funds	Obryan Frank Eugene	CA	D		P	120	11.99	23	10	417	12	I	17	311	66	31	7	16	7	0	1	-2	10	11	14	53
5/21/09 17:02	5/20/09	ARCC	Fund	CEF	Closed-End Funds	Davis Richard S	CA	O	CFO	P	110	7.35	6	15	26	72	D	-42	-22	67	127	62	25	-4	8	1	3	18	31	75	101
12/22/08 17:33	12/3/08	ARCC	Fund	CEF	Closed-End Funds	Obryan Frank Eugene	CA	D		P	2	5.61	6	0	20	2	D	-57	-51	-38	-41	-5	38	6	2	-3	-4	-8	-17	47	154
12/4/08 16:08	12/2/08	ARCC	Fund	CEF	Closed-End Funds	Obryan Frank Eugene	CA	D		P	10	5.03	6	2	New	2	I	-60	-54	-49	-49	-13	17	49	19	12	12	33	-31	77	171
11/21/08 17:31	11/20/08	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	O	P	P	270	3.60	5	75	114	141	D	-75	-72	-66	-68	-42	-52	-35	-29	1	27	67	7	142	306
11/17/08 16:06	11/14/08	ARCC	Fund	CEF	Closed-End Funds	Coltharp Douglas E	CA	D		P	12	6.23	5	2	80	5	D	-63	-60	-52	-52	-37	-6	-28	-5	-3	-25	21	-23	64	179
11/12/08 16:02	11/10/08	ARCC	Fund	CEF	Closed-End Funds	Davis Richard S	CA	O	CFO	P.m	85	5.99	5	14	33	57	D	-60	-57	-50	-49	-43	-16	-27	-21	18	2	17	-13	63	164
8/18/08 14:47	8/14/08	ARCC	Fund	CEF	Closed-End Funds	Coltharp Douglas E	CA	D		P	30	12.00	12	3	New	3	D	-12	-12	1	3	30	18	11	3	-2	-1	-4	-49	-64	-1
5/16/08 15:16	5/14/08	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	CA	D		P.m	68	12.31	13	6	275	8	D	-10	-22	-17	-1	1	13	5	2	-2	-1	-1	0	-56	-29
5/14/08 14:18	5/12/08	ARCC	Fund	CEF	Closed-End Funds	Rosen Robert L	CA	D		P.m	24	12.21	13	2	New	2	D	-10	-22	-17	-3	-1	13	5	6	0	-2	-3	-2	-46	-27
3/12/08 17:24	3/10/08	ARCC	Fund	CEF	Closed-End Funds	Weiner Michael D	CA	O	VP,GC	P	13	12.68	10	1	33	4	D	-9	-23	-12	-12	-4	4	4	5	1	-1	-7	-6	-4	-67
3/7/08 21:33	3/6/08	ARCC	Fund	CEF	Closed-End Funds	Weiner Michael D	CA	O	VP,GC	P	13	12.75	10	1	50	3	I	-11	-25	-18	-11	-11	-2	-2	2	-3	3	-1	-1	-2	-71
3/5/08 17:03	3/3/08	ARCC	Fund	CEF	Closed-End Funds	Siegel Eric B	CA	D		P.m	149	12.44	9	12	40	42	M	-11	-23	-18	-13	-3	-3	-1	-6	-4	2	-2	-5	0	-69
3/5/08 17:01	3/3/08	ARCC	Fund	CEF	Closed-End Funds	Arougheti Michael J	NY	O	P	P.m	350	12.50	9	28	New	28	D	-11	-23	-18	-13	-3	-3	-1	-6	-4	2	-2	-5	0	-69
8/31/07 15:26	8/29/07	ARCC	Fund	CEF	Closed-End Funds	Weiner Michael D	CA	O	VP,GC	P	32	15.82	16	2	New	2	D	10	4	-16	-11	-4	-4	-3	-1	2	0	5	-3	-17	-15
5/24/07 21:25	5/24/07	ARCC	Fund	CEF	Closed-End Funds	Davis Richard S	CA	O	CFO	P	201	17.88	12	11	95	23	D	27	20	0	-10	-1	0	2	0	1	3	0	-3	-12	-23
11/21/06 18:20	7/18/06	ARCC	Fund	CEF	Closed-End Funds	Siegel Eric B	CA	D		P	39	15.67	6	3	999%	3	D	28	34	21	15	6	3	4	1	0	-2	1	10	-1	-12
10/13/04 19:05	10/5/04	ARCC	Fund	CEF	Closed-End Funds	Buchan Duke III	NY	T		S.a	-3,750	15.00	16	-250	-20	1,000	I								1	-1	0	-1	21	13	9
10/13/04 06:09	10/5/04	ARCC	Fund	CEF	Closed-End Funds	Hunter Global Associates LLC	NY	T		S	-3,750	15.00	16	-250	-20	1,000	I								1	0	1	0	22	13	9
10/8/04 16:26	10/8/04	ARCC	Fund	CEF	Closed-End Funds	Ressler Antony P	CA	D		P	8,999	15.00	28	600	898	667	I									0	-1	1	20	12	15

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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