DHY - Credit Suisse High Yield Bond Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	11	127	0	1	1	2	6	10	3
P	%wins				72	73	65	80	75	66	72
S	%ret	1	1	3	0	-3	0	-1	10	19	5
S	%wins				100	100	67	67	0	0	56

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/9/24 10:01	1/8/24	DHY	Fund	CEF	Closed-End Funds	Defelice Laura A	NY	OH	Trustee	P	20	2.01	0	10	New	10	D
12/26/23 08:32	12/21/23	DHY	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	P	39	1.96	0	20	10	215	D
1/26/23 11:17	1/10/23	DHY	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	P	83	1.84	0	45	30	195	D
5/28/20 09:43	5/27/20	DHY	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	P	193	1.93	0	100	200	150	D
1/4/19 17:33	1/4/19	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	S	-211	2.19	0	-96	-33	193	D
4/24/18 13:22	4/20/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	0	2.64	0	0	0	289	D
4/19/18 09:39	4/18/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	135	2.65	0	51	21	289	D
3/23/18 11:25	3/22/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	45	2.65	0	17	8	239	D
3/22/18 10:45	3/21/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	176	2.66	0	66	42	222	D
3/21/18 09:06	3/20/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	134	2.66	0	50	48	156	D
3/20/18 07:27	3/19/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	61	2.67	0	23	28	105	D
3/19/18 13:23	3/16/18	DHY	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affilate	P	87	2.67	0	32	65	82	D
12/28/17 11:03	12/26/17	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	4	2.77	0	2	1	302	D
12/28/17 10:36	12/26/17	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.77	0	3	3	106	D
12/28/17 10:02	12/26/17	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	OH	Trustee,	P	4	2.77	0	2	2	69	D
12/28/17 09:26	12/26/17	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.77	0	2	7	24	D
7/27/17 10:21	7/25/17	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	4	2.79	0	2	1	300	D
7/27/17 09:53	7/25/17	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.79	0	3	3	99	D
7/27/17 09:23	7/25/17	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	OH	Trustee,	P	4	2.79	0	2	3	64	D
7/27/17 08:44	7/25/17	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.79	0	2	8	22	D
12/29/16 11:59	12/27/16	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	5	2.68	1	2	9	19	D	17	28	14	3	12	5	4	1	0	2	6	5
12/29/16 11:30	12/27/16	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.68	1	3	4	90	D	17	28	14	3	12	5	4	1	0	2	6	5
12/29/16 11:02	12/27/16	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	5	2.68	1	2	3	59	D	17	28	14	3	12	5	4	1	0	2	6	5
12/29/16 09:42	12/27/16	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	5	2.68	1	2	1	298	D	17	28	14	3	12	5	4	1	0	2	6	5
12/29/16 09:09	12/27/16	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	5	2.68	1	2	10	19	D	17	28	14	3	12	5	4	1	0	2	6	5
7/27/16 11:19	7/25/16	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee	P	4	2.53	1	2	12	17	D	-2	18	28	13	4	3	0	-1	0	1	5	2	13
7/27/16 10:49	7/25/16	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	4	2.53	1	2	1	297	D	-2	18	28	13	4	3	0	-1	0	1	5	2	13
7/27/16 10:13	7/25/16	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.53	1	4	4	83	D	-2	18	28	13	4	3	0	-1	0	1	5	2	13
7/27/16 09:41	7/25/16	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	4	2.53	1	2	3	55	D	-2	18	28	13	4	3	0	-1	0	1	5	2	13
7/27/16 09:09	7/25/16	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.53	1	2	12	16	D	-2	18	28	13	4	3	0	-1	0	1	5	2	13
1/25/16 13:08	6/29/15	DHY	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	P	127	2.54	1	50	New	50	D	-19	-17	-12	-11	-8	-9	-7	-2	0	3	0	15	32	48
12/30/15 10:07	12/28/15	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee	P	5	2.40	1	2	3	62	D	-9	-8	-6	4	0	0	4	-1	-1	0	-6	2	13	28
12/30/15 09:34	12/28/15	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	9	2.40	1	4	1	295	D	-9	-8	-6	4	0	0	4	-1	-1	0	-6	2	13	28
12/30/15 09:03	12/28/15	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.40	1	4	5	74	D	-9	-8	-6	4	0	0	4	-1	-1	0	-6	2	13	28
12/30/15 08:11	12/28/15	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	5	2.40	1	2	4	50	D	-9	-8	-6	4	0	0	4	-1	-1	0	-6	2	13	28
12/30/15 07:51	12/28/15	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	5	2.40	1	2	16	14	D	-9	-8	-6	4	0	0	4	-1	-1	0	-6	2	13	28
12/8/15 10:38	10/29/15	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	S.a	-25	2.39	1	-10	-47	12	D	-10	-11	-12	3	-3	0	0	0	0	-8	-2	-2	14	22
11/3/15 09:09	10/29/15	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	S	-25	2.39	1	-10	-51	10	D	-7	-14	-9	-1	6	3	1	1	0	-2	-3	-11	2	13
8/20/15 14:49	7/27/15	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P.a	9	2.78	1	3	1	277	D	-4	-17	-8	-13	-6	-4	-1	-2	0	-3	0	1	-8	22
7/29/15 13:40	7/27/15	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	2.78	1	2	3	60	D	-4	-15	-7	-10	-10	-4	-6	-2	1	3	-5	1	-10	17
7/29/15 11:29	7/27/15	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	9	2.78	1	3	1	276	D	-4	-15	-7	-10	-10	-4	-6	-2	1	3	-5	1	-10	17
7/29/15 11:08	7/27/15	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.78	1	3	4	88	D	-4	-15	-7	-10	-10	-4	-6	-2	1	3	-5	1	-10	17
7/29/15 10:48	7/27/15	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	4	2.78	1	2	4	40	D	-4	-15	-7	-10	-10	-4	-6	-2	1	3	-5	1	-10	17
7/29/15 10:29	7/27/15	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.78	1	2	9	20	D	-4	-15	-7	-10	-10	-4	-6	-2	1	3	-5	1	-10	17
12/30/14 13:13	12/26/14	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee	P	4	2.86	2	2	3	57	D	7	-1	-10	-7	-8	1	2	0	-2	-1	-2	2	-3	-8
12/30/14 11:38	12/26/14	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	9	2.86	2	3	1	257	D	7	-1	-10	-7	-8	1	2	0	-2	-1	-2	2	-3	-8
12/30/14 11:05	12/26/14	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	9	2.86	2	3	4	81	D	7	-1	-10	-7	-8	1	2	0	-2	-1	-2	2	-3	-8
12/30/14 10:28	12/26/14	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	4	2.86	2	2	5	36	D	7	-1	-10	-7	-8	1	2	0	-2	-1	-2	2	-3	-8
12/30/14 09:56	12/26/14	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.86	2	2	10	18	D	7	-1	-10	-7	-8	1	2	0	-2	-1	-2	2	-3	-8
12/18/14 07:59	12/10/14	DHY	Fund	CEF	Closed-End Funds	Popp John G.	NY	OH	CEO,P	P	7	2.83	2	3	15	20	D	5	-2	-11	-11	-10	-10	-1	1	2	3	0	2	4	-10
7/29/14 14:08	7/25/14	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Audit Co	P	5	3.14	1	2	3	55	D	21	13	8	1	-2	-1	-1	-1	0	-1	1	1	-8	-15
7/29/14 13:18	7/25/14	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	48	3.14	1	15	7	244	D	21	13	8	1	-2	-1	-1	-1	0	-1	1	1	-8	-15
7/29/14 11:33	7/25/14	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	17	3.14	1	6	8	75	D	21	13	8	1	-2	-1	-1	-1	0	-1	1	1	-8	-15
7/29/14 10:42	7/25/14	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	10	3.14	1	3	10	38	D	21	13	8	1	-2	-1	-1	-1	0	-1	1	1	-8	-15
7/29/14 10:16	7/25/14	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	7	3.14	1	2	17	15	D	21	13	8	1	-2	-1	-1	-1	0	-1	1	1	-8	-15
12/30/13 13:34	12/26/13	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Audit Co	P	5	3.10	1	2	3	54	D	30	8	4	3	-1	-1	2	0	-1	0	0	5	10	-1
12/30/13 12:57	12/26/13	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	38	3.10	1	12	6	228	D	30	8	4	3	-1	-1	2	0	-1	0	0	5	10	-1
12/30/13 12:10	12/26/13	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	15	3.10	1	5	7	76	D	30	8	4	3	-1	-1	2	0	-1	0	0	5	10	-1
12/30/13 11:12	12/26/13	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	9	3.10	1	3	9	35	D	30	8	4	3	-1	-1	2	0	-1	0	0	5	10	-1
12/30/13 10:34	12/26/13	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	6	3.10	1	2	18	13	D	30	8	4	3	-1	-1	2	0	-1	0	0	5	10	-1
7/30/13 18:06	7/25/13	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Audit Co	P	4	3.08	2	1	3	52	D	20	7	-1	-6	0	6	1	1	1	-1	-1	5	4	13
7/30/13 17:16	7/25/13	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	8	3.08	2	3	1	216	D	20	7	-1	-6	0	6	1	1	1	-1	-1	5	4	13
7/30/13 16:21	7/25/13	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	8	3.08	2	3	4	71	D	20	7	-1	-6	0	6	1	1	1	-1	-1	5	4	13
7/30/13 15:17	7/25/13	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	4	3.08	2	1	4	32	D	20	7	-1	-6	0	6	1	1	0	-1	-1	4	4	13
7/30/13 13:39	7/25/13	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	3.08	2	1	13	11	D	20	7	-1	-6	0	6	1	1	0	-1	-1	4	4	13
7/8/13 15:18	7/8/13	DHY	Fund	CEF	Closed-End Funds	Popp John G.	NY	OH	CEO,P	P	6	2.93	2	2	13	17	D	13	6	-2	-7	-10	-4	0	-4	-2	2	3	6	8	18
12/28/12 12:39	12/26/12	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Audit Co	P	4	3.06	1	1	3	48	D	35	21	7	-1	6	0	1	-1	0	2	4	6	3	8
12/28/12 11:56	12/26/12	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	8	3.06	1	3	1	201	D	35	21	7	-1	6	0	1	-1	0	2	4	6	3	8
12/28/12 10:35	12/26/12	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	8	3.06	1	3	4	66	D	35	21	7	-1	6	0	1	-1	0	2	4	6	3	8
12/28/12 09:54	12/26/12	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	4	3.06	1	1	5	29	D	35	21	7	-1	6	0	1	-1	0	2	4	6	3	8
12/28/12 08:47	12/26/12	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	3.06	1	1	16	9	D	35	21	7	-1	6	0	1	-1	0	2	4	6	3	8
9/13/12 14:21	9/13/12	DHY	Fund	CEF	Closed-End Funds	Popp John G.	NY	OH	CEO and	P	8	3.27	1	3	20	15	D	30	22	8	9	3	2	1	1	0	2	2	1	5	4
9/13/12 11:40	9/13/12	DHY	Fund	CEF	Closed-End Funds	Popp John G.	NY	OH	CEO and	P	8	3.26	1	3	25	13	D	30	22	8	9	3	2	1	1	0	2	2	1	5	4
7/27/12 12:50	7/25/12	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	OH	Trustee,	P	8	2.93	1	3	1	190	D	29	16	10	5	6	2	1	1	1	-1	2	3	8	7
7/27/12 11:50	7/25/12	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	8	2.93	1	3	5	62	D	29	16	10	5	6	2	1	1	1	-1	2	3	8	7
7/27/12 10:44	7/25/12	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee	P	4	2.93	1	1	5	26	D	29	16	10	5	6	2	1	1	1	-1	2	3	8	7
7/27/12 10:08	7/25/12	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Audit Co	P	4	2.93	1	1	3	46	D	29	16	10	5	6	2	1	1	1	-1	2	3	8	7
7/27/12 09:23	7/25/12	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.93	1	1	22	8	D	29	16	10	5	6	2	1	1	1	-1	2	3	8	7
2/22/12 14:48	2/22/12	DHY	Fund	CEF	Closed-End Funds	Popp John G.	NY	OH	CEO and	P	16	3.14	2	5	100	10	D	31	12	16	9	9	4	0	1	1	1	0	2	11	17
1/27/12 09:46	1/26/12	DHY	Fund	CEF	Closed-End Funds	Popp John G.	NY	OH	CEO and	P	15	3.03	1	5	New	5	D	32	12	5	7	6	6	4	2	1	1	4	5	10	19
12/29/11 11:47	12/27/11	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	2.77	1	3	1	176	D	22	12	-6	3	-1	-1	1	0	-1	0	6	10	12	22
12/29/11 11:10	12/27/11	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	7	2.77	1	3	5	58	D	22	12	-6	3	-1	-1	1	0	-1	0	6	10	12	22
12/29/11 10:15	12/27/11	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee&	P	4	2.77	1	1	6	24	D	22	12	-6	3	-1	-1	1	0	-1	0	6	10	12	22
12/29/11 09:44	12/27/11	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.77	1	1	29	6	D	22	12	-6	3	-1	-1	1	0	-1	0	6	10	12	22
12/29/11 09:07	12/27/11	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	2.77	1	1	3	45	D	22	12	-6	3	-1	-1	1	0	-1	0	6	10	12	22
12/27/11 10:15	12/23/11	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	S	-46	2.89	1	-16	-82	4	D	20	12	-4	2	0	2	1	2	0	0	6	10	13	21
7/27/11 13:59	7/25/11	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	3.01	1	2	1	166	D	66	15	11	2	-1	-2	-1	-1	-3	-2	-8	-4	1	12
7/27/11 12:07	7/25/11	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	7	3.01	1	2	5	54	D	66	15	11	2	-1	-2	-1	-1	-3	-2	-8	-4	1	12
7/27/11 11:36	7/25/11	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee&	P	4	3.01	1	1	6	21	D	66	15	11	2	-1	-2	-1	-1	-3	-2	-8	-4	1	12
7/27/11 11:06	7/25/11	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	3.01	1	1	6	20	D	66	15	11	2	-1	-2	-1	-1	-3	-2	-8	-4	1	12
7/27/11 10:41	7/25/11	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	3.01	1	1	3	44	D	66	15	11	2	-1	-2	-1	-1	-3	-2	-8	-4	1	12
1/4/11 14:02	12/27/10	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	2.92	1	2	2	154	D	125	10	4	4	0	3	1	1	0	1	6	10	17	11
1/4/11 13:24	12/27/10	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	2.92	1	1	3	41	D	125	10	4	4	0	3	1	1	0	1	6	10	17	11
1/4/11 12:48	12/27/10	DHY	Fund	CEF	Closed-End Funds	Cattano James	NY	H	Trustee&	P	4	2.92	1	1	7	19	D	125	10	4	4	0	3	1	1	0	1	6	10	17	11
1/4/11 11:41	12/27/10	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	H	Trustee	P	7	2.92	1	2	5	50	D	125	10	4	4	0	3	1	1	0	1	6	10	17	11
1/3/11 15:27	12/27/10	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.92	1	1	8	17	D	141	10	2	2	-1	1	0	1	1	2	6	11	19	11
7/28/10 11:37	7/26/10	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	2.87	0	2	3	88	D	37	44	9	3	6	2	3	1	0	2	2	0	4	15
7/28/10 10:57	7/26/10	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	7	2.87	0	2	9	31	D	37	44	9	3	6	2	3	1	0	2	2	0	4	15
7/28/10 10:18	7/26/10	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee&	P	4	2.87	0	1	11	13	D	37	44	9	3	6	2	3	1	0	2	2	0	4	15
7/28/10 09:36	7/26/10	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	2.87	0	1	6	23	D	37	44	9	3	6	2	3	1	0	2	2	0	4	15
7/28/10 08:50	7/26/10	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.87	0	1	12	11	D	37	44	9	3	6	2	3	1	0	2	2	0	4	15
12/30/09 14:05	12/28/09	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee&	P	4	2.80	0	1	13	11	D	22	138	39	12	6	5	4	0	-1	6	-5	5	4	9
12/30/09 13:35	12/28/09	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	4	2.80	0	1	5	27	D	22	138	39	12	6	5	4	0	-1	6	-5	5	4	9
12/30/09 12:55	12/28/09	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	2.80	0	3	3	83	D	22	138	39	12	6	5	4	0	-1	6	-5	5	4	9
12/30/09 12:15	12/28/09	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	2.80	0	1	7	21	D	22	138	39	12	6	5	4	0	-1	6	-5	5	4	9
12/30/09 11:42	12/28/09	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.80	0	1	16	9	D	22	138	39	12	6	5	4	0	-1	6	-5	5	4	9
7/29/09 12:03	7/27/09	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	2.40	0	3	4	79	D	-16	-4	43	36	7	7	3	-1	1	3	9	22	28	44
7/29/09 11:35	7/27/09	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	4	2.40	0	1	6	26	D	-16	-4	43	36	7	7	3	-1	1	3	9	22	28	44
7/29/09 11:03	7/27/09	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee	P	4	2.40	0	1	20	9	D	-16	-4	43	36	7	7	3	-1	1	3	9	22	28	44
7/29/09 10:30	7/27/09	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	2.40	0	1	24	8	D	-16	-4	43	36	7	7	3	-1	1	3	9	22	28	44
7/29/09 10:04	7/27/09	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	2.40	0	1	9	19	D	-16	-4	43	36	7	7	3	-1	1	3	9	22	28	44
1/6/09 16:49	12/26/08	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	1.71	0	4	6	73	D	-45	-38	-36	-14	78	49	27	22	-1	-1	2	-8	34	93
1/6/09 14:17	12/26/08	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	4	1.71	0	2	10	23	D	-45	-38	-36	-14	78	49	27	22	1	0	3	-7	35	94
1/6/09 12:33	12/26/08	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee	P	4	1.71	0	2	45	7	D	-45	-38	-36	-14	78	49	27	22	1	0	3	-7	35	94
1/6/09 11:14	12/26/08	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	1.71	0	2	64	5	D	-45	-38	-36	-14	78	49	27	22	1	0	3	-7	35	94
1/6/09 09:30	12/26/08	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	1.71	0	2	15	16	D	-45	-38	-36	-14	78	49	27	22	1	0	3	-7	35	94
12/9/08 16:42	12/9/08	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	19	1.26	0	15	256	21	D	-65	-59	-63	-57	-29	-17	-10	-7	4	-3	51	21	107	176
9/19/08 10:21	9/18/08	DHY	Fund	CEF	Closed-End Funds	Pignataro Michael	NY	O	CFO	P	9	2.15	1	4	27	19	D	-43	-37	-27	-37	-27	-27	-28	-26	18	20	-11	-35	-20	56
9/18/08 16:07	9/18/08	DHY	Fund	CEF	Closed-End Funds	Metcalf Martha B	NY	O	Chief In	P	1	2.07	0	0		0	I	-38	-32	-22	-33	-23	-21	-24	-20	19	18	-14	-34	-17	54
7/30/08 11:21	7/25/08	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	7	3.34	1	2	9	27	D	-12	-13	-5	-13	-12	-5	1	-1	0	-1	-3	-39	-31	-3
7/30/08 09:35	7/25/08	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee	P	4	3.34	1	1	33	4	D	-12	-13	-5	-13	-12	-5	1	-1	0	-1	-3	-39	-31	-3
7/30/08 08:00	7/25/08	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	4	3.34	1	1	8	14	D	-12	-13	-5	-13	-12	-5	1	-1	0	-1	-3	-39	-31	-3
7/29/08 16:56	7/25/08	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	4	3.34	1	1	22	6	D	-12	-12	-6	-13	-14	-4	1	-2	0	0	-2	-37	-33	-4
7/29/08 15:39	7/25/08	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	4	3.34	1	1	37	4	D	-12	-12	-6	-13	-14	-4	1	-2	0	0	-2	-37	-33	-4
1/28/08 08:42	1/16/08	DHY	Fund	CEF	Closed-End Funds	Haber Lawrence	NY	H	Trustee	P	6	3.39	1	2	65	5	D	-13	-15	-7	-7	0	-3	-1	3	1	2	0	8	-4	-35
12/28/07 16:03	12/26/07	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	3	3.34	1	1	8	13	D	-6	-11	-17	-12	-3	-1	2	2	0	4	2	-4	4	-49
12/28/07 14:47	12/26/07	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee	P	3	3.34	1	1	49	3	D	-6	-11	-17	-12	-3	-1	2	2	-1	3	1	-5	4	-49
12/28/07 13:26	12/26/07	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	53	3.34	1	16	210	23	D	-6	-11	-17	-12	-3	-1	2	2	-1	3	1	-5	4	-49
12/28/07 12:21	12/26/07	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	3	3.34	1	1	28	5	D	-6	-11	-17	-12	-3	-1	2	2	-1	3	1	-5	4	-49
12/28/07 11:07	12/26/07	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	PA	H	Trustee	P	3	3.34	1	1	59	3	D	-6	-11	-17	-12	-3	-1	2	2	-1	3	1	-5	4	-49
12/17/07 16:34	12/17/07	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	8	3.31	0	3	28	12	D	-9	-15	-18	-7	-6	4	-1	-1	1	-1	3	-3	11	-57
11/30/07 10:52	11/30/07	DHY	Fund	CEF	Closed-End Funds	Pignataro Michael	NY	O	CFO,VP	P	52	3.49	0	15	New	15	D	-12	-16	-20	-8	-10	-2	2	4	1	1	0	1	11	-53
7/27/07 16:29	7/25/07	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	3	4.06	1	1	12	7	D	-8	0	-9	-13	-11	-10	-8	-7	1	2	-2	-1	-8	-12
7/27/07 15:15	7/25/07	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	3	4.06	1	1	31	3	D	-8	0	-9	-13	-11	-10	-8	-7	1	3	-1	0	-7	-11
7/27/07 13:01	7/25/07	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee	P	3	4.06	1	1	74	2	D	-8	0	-9	-13	-11	-10	-8	-7	1	3	-1	0	-7	-11
7/27/07 12:18	7/25/07	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	H	Trustee	P	3	4.06	1	1	104	2	D	-8	0	-9	-13	-11	-10	-8	-7	1	3	-1	0	-7	-11
7/27/07 10:34	7/25/07	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	3	4.06	1	1	10	9	D	-8	0	-9	-13	-11	-10	-8	-7	1	3	-1	0	-7	-11
12/29/06 16:30	12/27/06	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	3	4.18	1	1	13	7	D	2	5	11	-4	-6	-5	-3	0	2	2	6	9	6	-13
12/29/06 15:19	12/29/06	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	H	Trustee	P	3	4.18	1	1	42	3	D	2	5	11	-4	-6	-5	-3	0	1	3	7	10	7	-12
12/29/06 13:20	12/27/06	DHY	Fund	CEF	Closed-End Funds	Cattano James	FL	H	Trustee	P	3	4.18	1	1	246	1	D	2	5	11	-4	-6	-5	-3	0	1	3	7	10	7	-12
12/29/06 12:14	12/27/06	DHY	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	PA	H	Trustee	P	3	4.18	1	1	New	1	D	2	5	11	-4	-6	-5	-3	0	1	3	7	10	7	-12
12/29/06 11:58	12/27/06	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	3	4.18	1	1	10	8	D	2	5	11	-4	-6	-5	-3	0	1	3	7	10	7	-12
7/27/06 20:16	7/25/06	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	H	Trustee	P	3	4.16	1	1	15	6	D	5	-7	-6	4	6	7	4	2	1	2	6	9	10	0
7/27/06 19:15	7/25/06	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	OH	Audit Co	P	3	4.16	1	1	75	2	D	5	-7	-6	4	6	7	4	2	1	2	6	9	10	0
7/27/06 18:06	7/25/06	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	OH	Trustee,	P	3	4.16	1	1	11	7	D	5	-7	-6	4	6	7	4	2	1	2	6	9	10	0
7/27/06 15:44	7/25/06	DHY	Fund	CEF	Closed-End Funds	Cattano James	CT	H	Trustee	P	1	4.16	1	0	New	0	D	5	-7	-6	4	6	7	4	2	0	2	6	9	9	0
6/8/06 09:04	6/6/06	DHY	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	8	4.11	1	2	91	4										0	-1	-1	12	14	18
5/30/06 13:34	5/26/06	DHY	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nomin Co	P	16	4.08	1	4	154	7	D	9	0	-8	-10	1	-2	1	1	0	1	-2	12	14	19
12/1/05 16:17	11/29/05	DHY	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	23	4.70	0	5	New	5	D	19	-2	4	-4	-1	-3	-2	-1	0	-1	-6	1	-8	5
9/1/05 11:12	8/30/05	DHY	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	11	5.02	1	2	New	2	D	35	5	4	9	1	-2	-2	-1	0	2	2	-4	-3	-2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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