8/15/24 07:55 | 8/13/24 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 3 | 9.73 | 0 | 0 | 1 | 54 | I | | | | | | | | | | | | | | |
5/31/23 20:45 | 5/30/23 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 62 | 20.80 | 0 | 3 | 9 | 35 | D | | | | | | | | | | | | | | |
11/16/22 16:48 | 11/16/22 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 1 | 11.33 | 0 | 0 | 0 | 37 | I | | | | | | | | | | | | | | |
8/17/22 16:23 | 8/17/22 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 1 | 11.88 | 0 | 0 | 0 | 35 | I | | | | | | | | | | | | | | |
6/15/22 16:14 | 6/15/22 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 6,040 | 2,416.0 | 0 | 3 | 4 | 62 | I | | | | | | | | | | | | | | |
3/9/22 19:19 | 3/7/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S | -5 | 14.02 | 0 | 0 | 0 | 470 | D | | | | | | | | | | | | | | |
2/22/22 16:12 | 2/18/22 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 2 | 14.10 | 0 | 0 | 0 | 34 | I | | | | | | | | | | | | | | |
2/18/22 17:43 | 2/17/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S | -746 | 14.09 | 0 | -53 | -10 | 471 | D | | | | | | | | | | | | | | |
2/16/22 20:32 | 2/14/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S.m | -4,478 | 14.03 | 0 | -319 | -39 | 508 | D | | | | | | | | | | | | | | |
2/11/22 19:33 | 2/9/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S.m | -1,478 | 14.00 | 0 | -106 | -11 | 827 | D | | | | | | | | | | | | | | |
2/8/22 18:48 | 2/4/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S.m | -2,132 | 14.06 | 0 | -152 | -14 | 933 | D | | | | | | | | | | | | | | |
1/18/22 16:44 | 1/14/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S | -147 | 14.00 | 0 | -10 | -1 | 1,085 | D | | | | | | | | | | | | | | |
1/13/22 20:41 | 1/11/22 | ECC | Fund | CEF | Closed-End Funds | Oa Eagle Group Investors, LLC | MI | H | See Rema | S.m | -4,759 | 14.25 | 0 | -334 | -23 | 1,095 | D | | | | | | | | | | | | | | |
7/31/20 16:46 | 7/30/20 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P.m | 48 | 24.10 | 0 | 2 | 3 | 64 | D | | | | | | | | | | | | | | |
5/26/20 17:27 | 5/4/20 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P.am | 12 | 6.06 | 0 | 2 | 3 | 62 | D | | | | | | | | | | | | | | |
5/7/20 16:12 | 5/6/20 | ECC | Fund | CEF | Closed-End Funds | McDonald Kevin F. | CT | D | | P | 18 | 6.05 | 0 | 3 | 43 | 10 | D | | | | | | | | | | | | | | |
5/5/20 16:41 | 5/4/20 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 6 | 6.07 | 0 | 1 | 2 | 61 | D | | | | | | | | | | | | | | |
5/5/20 16:22 | 5/4/20 | ECC | Fund | CEF | Closed-End Funds | Appleby Scott W. | CT | D | | P | 31 | 6.07 | 0 | 5 | 49 | 16 | D | | | | | | | | | | | | | | |
4/22/20 16:55 | 4/22/20 | ECC | Fund | CEF | Closed-End Funds | Malik Nauman S. | CT | O | CCO | P | 9 | 6.25 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/22/20 16:35 | 4/21/20 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 12 | 5.96 | 0 | 2 | 8 | 27 | D | | | | | | | | | | | | | | |
4/17/20 18:45 | 4/17/20 | ECC | Fund | CEF | Closed-End Funds | Tramontano Paul E. | CT | D | | P | 62 | 6.20 | 0 | 10 | 58 | 27 | D | | | | | | | | | | | | | | |
4/17/20 16:43 | 4/17/20 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 19 | 6.45 | 0 | 3 | 13 | 25 | D | | | | | | | | | | | | | | |
4/17/20 16:34 | 4/17/20 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 33 | 6.55 | 0 | 5 | 9 | 60 | D | | | | | | | | | | | | | | |
3/18/20 07:23 | 3/16/20 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Principa | P.m | 2,147,484 | 138,100 | 0 | 537 | | 194 | M | | | | | | | | | | | | | | |
3/16/20 16:18 | 3/16/20 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 9 | 9.02 | 0 | 1 | 5 | 22 | D | | | | | | | | | | | | | | |
3/3/20 16:12 | 3/3/20 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 2,147,484 | 50,700 | 0 | 50 | 999% | 55 | D | | | | | | | | | | | | | | |
11/22/19 16:03 | 11/22/19 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 14 | 14.43 | 0 | 1 | 2 | 56 | D | | | | | | | | | | | | | | |
12/26/18 06:29 | 12/21/18 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 13 | 13.46 | 0 | 1 | 6 | 17 | D | | | | | | | | | | | | | | |
12/26/18 06:20 | 12/21/18 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 13 | 13.46 | 0 | 1 | 2 | 56 | D | | | | | | | | | | | | | | |
12/20/18 17:00 | 12/20/18 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Principa | P | 3 | 24.58 | 0 | 0 | 0 | 35 | D | | | | | | | | | | | | | | |
12/19/18 16:32 | 12/18/18 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 595,000 | 23,800 | 0 | 25 | 85 | 55 | D | | | | | | | | | | | | | | |
11/20/18 16:14 | 11/19/18 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 17 | 16.50 | 0 | 1 | 2 | 55 | D | | | | | | | | | | | | | | |
5/30/18 16:03 | 5/29/18 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Principa | P | 211,214 | 14,442 | 0 | 15 | 13 | 124 | D | | | | | | | | | | | | | | |
5/24/18 16:21 | 5/24/18 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P.a | 2,147,484 | 49,500 | 0 | 50 | 93 | 104 | D | | | | | | | | | | | | | | |
5/24/18 16:14 | 5/22/18 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Principa | P | 2,147,484 | 73,933 | 0 | 75 | 216 | 110 | D | | | | | | | | | | | | | | |
5/24/18 16:06 | 5/24/18 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 2,147,484 | 49,500 | 0 | 50 | 93 | 104 | D | | | | | | | | | | | | | | |
5/10/18 16:31 | 5/8/18 | ECC | Fund | CEF | Closed-End Funds | Trident V Parallel Fund, L.P. | CT | T | | S | -20,090 | 17.94 | 0 | -1,120 | -32 | 2,340 | D | | | | | | | | | | | | | | |
5/10/18 16:31 | 5/8/18 | ECC | Fund | CEF | Closed-End Funds | Trident V, L.P. | CT | T | | S | -28,646 | 17.94 | 0 | -1,597 | -32 | 3,336 | D | | | | | | | | | | | | | | |
5/10/18 16:09 | 5/8/18 | ECC | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | H | Investme | P | 25,000 | 18.42 | 0 | 1,358 | 999% | 1,458 | D | | | | | | | | | | | | | | |
3/7/17 16:17 | 3/6/17 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P.m | 30 | 19.03 | 1 | 2 | 13 | 14 | D | 20 | 40 | 16 | 11 | 11 | 9 | 7 | 2 | 1 | 0 | 13 | | | |
12/1/16 16:08 | 11/30/16 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO , CO | P.m | 30 | 17.75 | 1 | 2 | 17 | 12 | D | 10 | 15 | 17 | 4 | 5 | 10 | 1 | 0 | 0 | 0 | -3 | 13 | | |
9/8/16 16:09 | 9/7/16 | ECC | Fund | CEF | Closed-End Funds | McDonald Kevin F. | CT | D | | P | 79 | 26.17 | 1 | 3 | 75 | 7 | D | | 0 | 20 | 8 | 4 | 4 | 2 | 1 | -3 | -4 | -1 | 6 | 17 | |
9/1/16 16:18 | 8/31/16 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P.m | 30 | 17.75 | 1 | 2 | 21 | 10 | D | | 0 | 23 | 12 | 4 | 4 | 1 | 2 | 2 | -1 | 0 | 4 | 18 | |
8/30/16 16:21 | 8/29/16 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 30 | 17.47 | 1 | 2 | 27 | 8 | D | | -1 | 26 | 10 | 5 | 4 | 0 | -1 | 0 | 1 | -1 | 5 | 14 | |
6/21/16 16:07 | 6/21/16 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 16 | 16.47 | 1 | 1 | 2 | 56 | D | | -9 | 5 | 1 | -11 | -1 | -3 | -1 | -1 | 0 | 6 | 11 | 14 | |
6/21/16 16:00 | 6/20/16 | ECC | Fund | CEF | Closed-End Funds | McDonald Kevin F. | CT | D | | P | 24 | 16.56 | 1 | 1 | 57 | 4 | D | | -9 | 5 | 1 | -11 | -1 | -3 | -1 | -1 | 0 | 6 | 11 | 14 | |
6/20/16 16:33 | 6/17/16 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P.m | 31 | 16.57 | 1 | 2 | 6 | 35 | D | | -9 | 6 | 5 | -11 | 1 | -3 | 0 | 0 | -1 | 6 | 12 | 13 | |
3/21/16 16:10 | 3/18/16 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P | 6 | 24.00 | 0 | 0 | 1 | 33 | D | | -9 | -13 | 2 | 10 | 9 | 3 | 5 | 1 | 1 | 14 | 2 | 14 | 39 |
3/17/16 16:18 | 3/16/16 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 30 | 24.12 | 0 | 1 | 2 | 55 | M | | -13 | -16 | -1 | 1 | 9 | 0 | 1 | 3 | 4 | 18 | 8 | 15 | 44 |
3/16/16 16:09 | 3/15/16 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P | 25 | 15.67 | 0 | 2 | 38 | 6 | D | | -14 | -16 | -6 | -2 | 10 | -1 | -2 | 1 | 7 | 18 | 8 | 16 | 42 |
12/17/15 16:05 | 12/16/15 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P | 15 | 24.27 | 0 | 1 | 2 | 33 | D | | -8 | -14 | -14 | -3 | -6 | -5 | -3 | 0 | 6 | -1 | 1 | 6 | 19 |
12/15/15 17:58 | 12/14/15 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P | 29 | 24.49 | 0 | 1 | 4 | 32 | D | | -12 | -15 | -16 | -8 | -4 | -8 | -6 | 1 | 2 | 3 | -1 | 7 | 21 |
12/15/15 16:22 | 12/14/15 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 25 | 24.55 | 0 | 1 | 2 | 53 | D | | -12 | -15 | -16 | -8 | -4 | -8 | -6 | 1 | 2 | 3 | -1 | 7 | 21 |
12/15/15 16:14 | 12/14/15 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | H | CFO / CO | P.m | 25 | 17.00 | 0 | 1 | 57 | 4 | D | | -12 | -15 | -16 | -8 | -4 | -8 | -6 | 1 | 2 | 3 | -1 | 7 | 21 |
9/16/15 06:02 | 9/14/15 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO,COO | P.m | 25 | 19.96 | 0 | 1 | 100 | 3 | D | | | 4 | 1 | -1 | 2 | -1 | 1 | -1 | -1 | -3 | -16 | -16 | -3 |
6/22/15 15:48 | 6/19/15 | ECC | Fund | CEF | Closed-End Funds | Weiss Jeffrey L. | CT | D | | P | 50 | 25.10 | 0 | 2 | 14 | 16 | I | | | 5 | 1 | 2 | -1 | 0 | 0 | 0 | -1 | 2 | 0 | -13 | -9 |
6/17/15 17:16 | 6/15/15 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P.m | 40 | 25.14 | 0 | 2 | 5 | 31 | D | | | 4 | 3 | 0 | 1 | 0 | 1 | 0 | -1 | 1 | 1 | -15 | -9 |
6/16/15 18:52 | 6/15/15 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P | 43 | 25.15 | 0 | 2 | 6 | 29 | D | | | 3 | 3 | 0 | 0 | 0 | 0 | 0 | -1 | 0 | -1 | -11 | -9 |
6/16/15 18:50 | 6/15/15 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 7 | 25.18 | 0 | 0 | 1 | 52 | M | | | 3 | 3 | 0 | 0 | 0 | 0 | 0 | -1 | 0 | -1 | -11 | -9 |
6/15/15 15:46 | 6/12/15 | ECC | Fund | CEF | Closed-End Funds | Onorio Kenneth P. | CT | O | CFO , CC | P.m | 25 | 20.67 | 0 | 1 | New | 1 | D | | | 3 | 2 | -1 | -1 | 0 | -1 | 0 | 0 | 1 | -1 | -8 | -6 |
6/10/15 16:53 | 6/9/15 | ECC | Fund | CEF | Closed-End Funds | Weiss Jeffrey L. | CT | D | | P | 38 | 25.10 | 0 | 2 | 12 | 14 | I | | | 3 | 3 | -1 | 0 | 0 | 1 | 0 | 1 | 1 | 3 | -9 | -5 |
6/5/15 10:58 | 6/3/15 | ECC | Fund | CEF | Closed-End Funds | Tramontano Paul E. | CT | D | | P.m | 99 | 25.00 | 0 | 4 | 39 | 14 | D | | | 4 | 2 | -1 | 1 | 0 | -1 | 0 | 0 | 0 | 3 | -7 | -9 |
6/5/15 10:56 | 6/3/15 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P.m | 56 | 25.05 | 0 | 2 | 9 | 28 | D | | | 4 | 2 | -1 | 1 | 0 | -1 | 0 | 0 | 0 | 3 | -7 | -9 |
6/5/15 10:54 | 6/4/15 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 25 | 25.08 | 0 | 1 | 2 | 52 | D | | | 4 | 2 | -1 | 1 | 0 | -1 | 0 | 0 | 0 | 3 | -7 | -9 |
3/3/15 17:59 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | H | Investme | P.a | 2,000 | 20.00 | 0 | 100 | 1 | 8,493 | I | | | | 3 | 1 | 0 | -1 | -1 | 2 | 0 | 5 | 4 | 5 | -16 |
1/8/15 16:11 | 11/5/14 | ECC | Insur | Insur | Fire, Marine & Casualty Insur | Enstar Group Ltd | D0 | T | | S.m | -11,000 | 20.00 | 1 | -550 | -30 | 1,275 | I | | | | | 1 | 3 | 2 | 1 | 0 | 0 | 2 | 6 | 4 | -8 |
10/9/14 16:45 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 352 | 20.00 | 33 | 18 | 53 | 51 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:42 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | McDonald Kevin F. | CT | D | | P | 51 | 20.00 | 33 | 3 | New | 3 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:40 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Weiss Jeffrey L. | CT | D | | P | 250 | 20.00 | 33 | 13 | New | 13 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:38 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Ko Daniel W. | CT | H | Portfoli | P | 376 | 20.00 | 33 | 19 | 282 | 26 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:36 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Tramontano Paul E. | CT | D | | P | 200 | 20.00 | 33 | 10 | New | 10 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:34 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | H | Investme | P | 2,000 | 20.00 | 33 | 100 | New | 100 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:32 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Spinner Daniel M. | CT | H | Portfoli | P | 378 | 20.00 | 33 | 19 | 286 | 26 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |
10/9/14 16:31 | 10/8/14 | ECC | Fund | CEF | Closed-End Funds | Appleby Scott W. | CT | D | | P | 125 | 20.00 | 33 | 6 | New | 6 | D | | | | | | | | | 0 | 0 | 6 | 10 | 15 | 7 |