ECC - Eagle Point Credit Co Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	34	0	0	4	5	6	7	4
P	%wins				88	76	85	79	69	58	76
S	%ret	1	1	1	0	0	2	6	4	-8	1
S	%wins				100	100	0	0	0	100	50

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/31/23 20:45	5/30/23	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	62	20.80	0	3	9	35	D
11/16/22 16:48	11/16/22	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	1	11.33	0	0	0	37	I
8/17/22 16:23	8/17/22	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	1	11.88	0	0	0	35	I
6/15/22 16:14	6/15/22	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	6,040	2,416.0	0	3	4	62	I
3/9/22 19:19	3/7/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S	-5	14.02	0	0	0	470	D
2/22/22 16:12	2/18/22	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	2	14.10	0	0	0	34	I
2/18/22 17:43	2/17/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S	-746	14.09	0	-53	-10	471	D
2/16/22 20:32	2/14/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S.m	-4,478	14.03	0	-319	-39	508	D
2/11/22 19:33	2/9/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S.m	-1,478	14.00	0	-106	-11	827	D
2/8/22 18:48	2/4/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S.m	-2,132	14.06	0	-152	-14	933	D
1/18/22 16:44	1/14/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S	-147	14.00	0	-10	-1	1,085	D
1/13/22 20:41	1/11/22	ECC	Fund	CEF	Closed-End Funds	Oa Eagle Group Investors, LLC	MI	H	See Rema	S.m	-4,759	14.25	0	-334	-23	1,095	D
7/31/20 16:46	7/30/20	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P.m	48	24.10	0	2	3	64	D
5/26/20 17:27	5/4/20	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P.am	12	6.06	0	2	3	62	D
5/7/20 16:12	5/6/20	ECC	Fund	CEF	Closed-End Funds	McDonald Kevin F.	CT	D		P	18	6.05	0	3	43	10	D
5/5/20 16:41	5/4/20	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	6	6.07	0	1	2	61	D
5/5/20 16:22	5/4/20	ECC	Fund	CEF	Closed-End Funds	Appleby Scott W.	CT	D		P	31	6.07	0	5	49	16	D
4/22/20 16:55	4/22/20	ECC	Fund	CEF	Closed-End Funds	Malik Nauman S.	CT	O	CCO	P	9	6.25	0	2	New	2	D
4/22/20 16:35	4/21/20	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	12	5.96	0	2	8	27	D
4/17/20 18:45	4/17/20	ECC	Fund	CEF	Closed-End Funds	Tramontano Paul E.	CT	D		P	62	6.20	0	10	58	27	D
4/17/20 16:43	4/17/20	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	19	6.45	0	3	13	25	D
4/17/20 16:34	4/17/20	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	33	6.55	0	5	9	60	D
3/18/20 07:23	3/16/20	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Principa	P.m	2,147,484	138,100	0	537		194	M
3/16/20 16:18	3/16/20	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	9	9.02	0	1	5	22	D
3/3/20 16:12	3/3/20	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	2,147,484	50,700	0	50	999%	55	D
11/22/19 16:03	11/22/19	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	14	14.43	0	1	2	56	D
12/26/18 06:29	12/21/18	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	13	13.46	0	1	6	17	D
12/26/18 06:20	12/21/18	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	13	13.46	0	1	2	56	D
12/20/18 17:00	12/20/18	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Principa	P	3	24.58	0	0	0	35	D
12/19/18 16:32	12/18/18	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	595,000	23,800	0	25	85	55	D
11/20/18 16:14	11/19/18	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	17	16.50	0	1	2	55	D
5/30/18 16:03	5/29/18	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Principa	P	211,214	14,442	0	15	13	124	D
5/24/18 16:21	5/24/18	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P.a	2,147,484	49,500	0	50	93	104	D
5/24/18 16:14	5/22/18	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Principa	P	2,147,484	73,933	0	75	216	110	D
5/24/18 16:06	5/24/18	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	2,147,484	49,500	0	50	93	104	D
5/10/18 16:31	5/8/18	ECC	Fund	CEF	Closed-End Funds	Trident V Parallel Fund, L.P.	CT	T		S	-20,090	17.94	0	-1,120	-32	2,340	D
5/10/18 16:31	5/8/18	ECC	Fund	CEF	Closed-End Funds	Trident V, L.P.	CT	T		S	-28,646	17.94	0	-1,597	-32	3,336	D
5/10/18 16:09	5/8/18	ECC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	H	Investme	P	25,000	18.42	0	1,358	999%	1,458	D
3/7/17 16:17	3/6/17	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P.m	30	19.03	1	2	13	14	D	20	40	16	11	11	9	7	2	1	0	13
12/1/16 16:08	11/30/16	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO , CO	P.m	30	17.75	1	2	17	12	D	10	15	17	4	5	10	1	0	0	0	-3	13
9/8/16 16:09	9/7/16	ECC	Fund	CEF	Closed-End Funds	McDonald Kevin F.	CT	D		P	79	26.17	1	3	75	7	D		0	20	8	4	4	2	1	-3	-4	-1	6	17
9/1/16 16:18	8/31/16	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P.m	30	17.75	1	2	21	10	D		0	23	12	4	4	1	2	2	-1	0	4	18
8/30/16 16:21	8/29/16	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	30	17.47	1	2	27	8	D		-1	26	10	5	4	0	-1	0	1	-1	5	14
6/21/16 16:07	6/21/16	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	16	16.47	1	1	2	56	D		-9	5	1	-11	-1	-3	-1	-1	0	6	11	14
6/21/16 16:00	6/20/16	ECC	Fund	CEF	Closed-End Funds	McDonald Kevin F.	CT	D		P	24	16.56	1	1	57	4	D		-9	5	1	-11	-1	-3	-1	-1	0	6	11	14
6/20/16 16:33	6/17/16	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P.m	31	16.57	1	2	6	35	D		-9	6	5	-11	1	-3	0	0	-1	6	12	13
3/21/16 16:10	3/18/16	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P	6	24.00	0	0	1	33	D		-9	-13	2	10	9	3	5	1	1	14	2	14	39
3/17/16 16:18	3/16/16	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	30	24.12	0	1	2	55	M		-13	-16	-1	1	9	0	1	3	4	18	8	15	44
3/16/16 16:09	3/15/16	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	25	15.67	0	2	38	6	D		-14	-16	-6	-2	10	-1	-2	1	7	18	8	16	42
12/17/15 16:05	12/16/15	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P	15	24.27	0	1	2	33	D		-8	-14	-14	-3	-6	-5	-3	0	6	-1	1	6	19
12/15/15 17:58	12/14/15	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P	29	24.49	0	1	4	32	D		-12	-15	-16	-8	-4	-8	-6	1	2	3	-1	7	21
12/15/15 16:22	12/14/15	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	25	24.55	0	1	2	53	D		-12	-15	-16	-8	-4	-8	-6	1	2	3	-1	7	21
12/15/15 16:14	12/14/15	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	H	CFO / CO	P.m	25	17.00	0	1	57	4	D		-12	-15	-16	-8	-4	-8	-6	1	2	3	-1	7	21
9/16/15 06:02	9/14/15	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P.m	25	19.96	0	1	100	3	D			4	1	-1	2	-1	1	-1	-1	-3	-16	-16	-3
6/22/15 15:48	6/19/15	ECC	Fund	CEF	Closed-End Funds	Weiss Jeffrey L.	CT	D		P	50	25.10	0	2	14	16	I			5	1	2	-1	0	0	0	-1	2	0	-13	-9
6/17/15 17:16	6/15/15	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P.m	40	25.14	0	2	5	31	D			4	3	0	1	0	1	0	-1	1	1	-15	-9
6/16/15 18:52	6/15/15	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P	43	25.15	0	2	6	29	D			3	3	0	0	0	0	0	-1	0	-1	-11	-9
6/16/15 18:50	6/15/15	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	7	25.18	0	0	1	52	M			3	3	0	0	0	0	0	-1	0	-1	-11	-9
6/15/15 15:46	6/12/15	ECC	Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO , CC	P.m	25	20.67	0	1	New	1	D			3	2	-1	-1	0	-1	0	0	1	-1	-8	-6
6/10/15 16:53	6/9/15	ECC	Fund	CEF	Closed-End Funds	Weiss Jeffrey L.	CT	D		P	38	25.10	0	2	12	14	I			3	3	-1	0	0	1	0	1	1	3	-9	-5
6/5/15 10:58	6/3/15	ECC	Fund	CEF	Closed-End Funds	Tramontano Paul E.	CT	D		P.m	99	25.00	0	4	39	14	D			4	2	-1	1	0	-1	0	0	0	3	-7	-9
6/5/15 10:56	6/3/15	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P.m	56	25.05	0	2	9	28	D			4	2	-1	1	0	-1	0	0	0	3	-7	-9
6/5/15 10:54	6/4/15	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	25	25.08	0	1	2	52	D			4	2	-1	1	0	-1	0	0	0	3	-7	-9
3/3/15 17:59	10/8/14	ECC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	H	Investme	P.a	2,000	20.00	0	100	1	8,493	I				3	1	0	-1	-1	2	0	5	4	5	-16
1/8/15 16:11	11/5/14	ECC	Insur	Insur	Fire, Marine & Casualty Insur	Enstar Group Ltd	D0	T		S.m	-11,000	20.00	1	-550	-30	1,275	I					1	3	2	1	0	0	2	6	4	-8
10/9/14 16:45	10/8/14	ECC	Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	352	20.00	33	18	53	51	D									0	0	6	10	15	7
10/9/14 16:42	10/8/14	ECC	Fund	CEF	Closed-End Funds	McDonald Kevin F.	CT	D		P	51	20.00	33	3	New	3	D									0	0	6	10	15	7
10/9/14 16:40	10/8/14	ECC	Fund	CEF	Closed-End Funds	Weiss Jeffrey L.	CT	D		P	250	20.00	33	13	New	13	D									0	0	6	10	15	7
10/9/14 16:38	10/8/14	ECC	Fund	CEF	Closed-End Funds	Ko Daniel W.	CT	H	Portfoli	P	376	20.00	33	19	282	26	D									0	0	6	10	15	7
10/9/14 16:36	10/8/14	ECC	Fund	CEF	Closed-End Funds	Tramontano Paul E.	CT	D		P	200	20.00	33	10	New	10	D									0	0	6	10	15	7
10/9/14 16:34	10/8/14	ECC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	H	Investme	P	2,000	20.00	33	100	New	100	D									0	0	6	10	15	7
10/9/14 16:32	10/8/14	ECC	Fund	CEF	Closed-End Funds	Spinner Daniel M.	CT	H	Portfoli	P	378	20.00	33	19	286	26	D									0	0	6	10	15	7
10/9/14 16:31	10/8/14	ECC	Fund	CEF	Closed-End Funds	Appleby Scott W.	CT	D		P	125	20.00	33	6	New	6	D									0	0	6	10	15	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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