Pearlman Emanuel R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	4	4	42	32	59	27	28
P	%wins				100	50	50	50	100	50	67
S	%ret	2	1	11	-0	-2	-2	-8	-12	-19	-7
S	%wins				64	73	73	91	64	91	76

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	10	12.52	0	1	40	3	D
3/11/25 16:05	3/10/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	13	13.09	0	1	100	2	D
3/3/25 17:30	2/28/25	DBD	Diebold Nixdorf, Inc	DE	Tech	Hardw	Calculating & Accounting Mach	Pearlman Emanuel R	OH	D		S	-87	43.68	0	-2	-5	40	D
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	13	12.98	0	1	New	1	D
9/12/23 18:31	9/11/23	DBD	Diebold Nixdorf, Inc	DE	Tech	Hardw	Calculating & Accounting Mach	Pearlman Emanuel R	OH	D		P	37	18.31	0	2	New	2	D
1/23/20 17:37	1/22/20	NTIP.	Network 1 Technologies Inc	DE	Financ	Patent	Patent Owners & Lessors	Pearlman Emanuel R	NY	D		M.d	82	2.34	0	35	48	108	D
2/15/19 09:29	2/13/19	NTIP.	Network 1 Technologies Inc	DE	Financ	Patent	Patent Owners & Lessors	Pearlman Emanuel R	NY	D		M.d	58	1.65	0	35	62	92	D
1/30/19 18:17	1/30/19	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S	-12	12.21	0	-1	-1	122	D
1/28/19 18:18	1/24/19	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-25	12.25	0	-2	-2	123	D
1/22/19 19:36	1/17/19	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-27	13.74	0	-2	-2	125	D
1/15/19 19:32	1/11/19	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-24	11.87	0	-2	-2	127	D
1/9/19 17:38	1/7/19	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-20	10.18	0	-2	-2	129	D
1/3/19 18:19	12/31/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-21	10.32	0	-2	-2	131	D
12/27/18 21:25	12/24/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-19	9.32	0	-2	-1	133	D
12/21/18 16:15	12/20/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S	-9	8.96	0	-1	-1	135	D
12/18/18 21:17	12/18/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S	-15	9.48	0	-2	-1	136	D
12/17/18 18:13	12/14/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-20	10.12	0	-2	-1	137	D
12/14/18 16:10	12/12/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-21	10.54	0	-2	-1	139	D
12/11/18 18:24	12/10/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-21	10.32	0	-2	-1	141	D
12/10/18 16:16	12/6/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-33	10.87	0	-3	-2	143	D
12/4/18 20:33	12/3/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-24	11.87	0	-2	-1	146	D
11/30/18 18:05	11/29/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-18	12.88	0	-1	-1	148	D
11/28/18 21:05	11/27/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S.m	-29	14.33	0	-2	-1	150	D
3/23/18 16:30	3/21/18	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	DO	Exec CB	S	-121	21.94	0	-6	-3	166	D
1/12/18 16:24	1/11/18	NTIP.	Network 1 Technologies Inc	DE	Financ	Patent	Patent Owners & Lessors	Pearlman Emanuel R	NY	D		M.d	30	1.19	0	25	63	65	D
12/14/16 17:04	12/13/16	NTIP.	Network 1 Technologies Inc	DE	Tech	Softw	Prepackaged Software	Pearlman Emanuel R	NY	D		S	-82	3.33	0	-25	-39	38	D
12/9/16 14:46	12/7/16	NTIP.	Network 1 Technologies Inc	DE	Tech	Softw	Prepackaged Software	Pearlman Emanuel R	NY	D		M.dm	93	1.18	0	79		62	D
5/11/16 17:32	5/10/16	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	36	8.93	0	4	3	158	D	-41	-24	-26	26	28	27	9	14	0	-2	3	1	4
11/9/15 16:25	11/5/15	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	800	2.79	0	287	243	404	D	-16	-38	4	9	17	7	0	1	-3	-13	-21	-40	-25	-22
1/5/15 12:30	1/2/15	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	14	5.43	0	3	13	22	D	230	60	6	20	5	13	-3	-4	-7	-12	-21	-38	-34	-52
12/19/14 18:05	12/17/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	177	2.79	0	63		21	D	321	77	8	25	1	18	18	8	2	3	-19	-40	-33	-34
12/19/14 18:05	12/17/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.d	-545	8.59	0	-63	-75	21	D	321	77	8	25	1	18	18	8	2	3	-19	-40	-33	-34
11/6/14 17:35	11/4/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	12	2.79	0	4	65	11	D	314	19	17	63	15	2	5	-8	-3	-7	-20	-26	-50	-47
11/6/14 17:35	11/4/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.d	-34	8.01	0	-4	-28	11	D	314	19	17	63	15	2	5	-8	-3	-7	-20	-26	-50	-47
7/3/14 17:14	7/1/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	0	2.79	0	0	0	11	D	279	113	49	2	13	11	1	2	-1	-8	-36	-13	8	-30
7/3/14 17:14	7/1/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.d	0	8.00	0	0	0	11	D	279	113	49	2	13	11	1	2	-1	-8	-36	-13	8	-30
7/3/14 17:09	3/19/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.ad	23	2.79	0	8	310	11	D	279	113	49	2	13	11	1	2	-1	-8	-36	-13	8	-30
7/3/14 17:09	3/19/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.ad	-66	8.01	0	-8	-43	11	D	279	113	49	2	13	11	1	2	-1	-8	-36	-13	8	-30
3/24/14 06:00	3/19/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	23	2.79	0	8		1	D	208	289	134	70	28	-1	16	3	-6	-9	15	-3	-16	-42
3/24/14 06:00	3/19/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.d	-66	8.01	0	-8	-91	1	D	208	289	134	70	28	-1	16	3	-6	-9	15	-3	-16	-42
3/5/14 18:12	3/3/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.d	28	2.79	0	10	999%	11	D	169	294	155	58	43	24	7	3	-1	-4	-5	-15	-42	-30
3/5/14 18:12	3/3/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.d	-79	7.76	0	-10	-48	11	D	169	294	155	58	43	24	7	3	-1	-4	-5	-15	-42	-30
2/28/14 17:38	2/26/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.dm	32	2.79	0	11		11	D	206	288	153	71	38	28	6	5	1	-4	-10	-19	-43	-31
2/28/14 17:38	2/26/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.dm	-86	7.56	0	-11	-51	11	D	206	288	153	71	38	28	6	5	1	-4	-10	-19	-43	-31
2/24/14 21:27	2/20/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.dm	-199	7.38	0	-27	-71	11	D	211	268	173	51	41	21	16	2	2	7	0	-10	-37	-14
2/24/14 21:27	2/20/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		M.dm	45	2.79	0	16		11	D	211	268	173	51	41	21	16	2	2	7	0	-10	-37	-14
2/18/14 21:06	2/13/14	NYNY	Empire Resorts Inc	DE	Retail	Dining	Eating & Drinking Places	Pearlman Emanuel R	NY	D		S.m	-100	7.12	0	-14	-39	22	D	223	223	158	34	37	14	20	9	-2	0	4	-19	-41	-15
6/5/09 17:01	6/3/09	MGAM	Multimedia Games Inc	TX	PerSv	Entert	Amusement & Recreation Servic	Pearlman Emanuel R	TX	D		S	-19	4.92	0	-4	-16	20	I	-59	-1	111	200	131	79	59	23	0	-1	-7	-1	8	-9
5/13/09 19:25	5/12/09	MGAM	Multimedia Games Inc	TX	PerSv	Entert	Amusement & Recreation Servic	Pearlman Emanuel R	TX	D		S	0	2.89	0	0	0	48	M	-76	-47	1	57	26	17	24	2	7	13	89	67	104	75
5/13/09 19:25	5/12/09	MGAM	Multimedia Games Inc	TX	PerSv	Entert	Amusement & Recreation Servic	Pearlman Emanuel R	TX	D		P	1	2.89	0	0	0	48	M	-76	-47	1	57	26	17	24	2	7	13	89	67	104	75
11/13/06 20:17	11/9/06	MGAM	Multimedia Games Inc	TX	PerSv	Entert	Amusement & Recreation Servic	Pearlman Emanuel R	NY	D		P.d	0	0.00	2	0	0	2,311	I	-22	-4	-24	16	7	3	9	10	1	-6	-5	-3	14	-21

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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