5/2/24 19:27 | 3/13/24 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 2 | P | 127 | 15.35 | 0 | 8 | 1 | 962 | D | | | | | | | | | | | | | | |
4/4/24 19:50 | 4/2/24 | ALTI | Alvarium Tiedemann Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | 4 | 10 | P.dm | 3,187 | 8.67 | 0 | 368 | 2 | 24,837 | D | | | | | | | | | | | | | | |
3/28/24 18:23 | 3/27/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 3 | 4 | P.dm | 776 | 8.49 | 0 | 92 | 19 | 565 | D | | | | | | | | | | | | | | |
2/21/24 17:05 | 2/21/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 7 | P.m | 669 | 114.04 | 0 | 6 | 11 | 60 | D | | | | | | | | | | | | | | |
2/12/24 18:23 | 2/8/24 | JSPR | Jasper Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P | 7,161 | 2.15 | 0 | 3,323 | 61 | 8,762 | I | | | | | | | | | | | | | | |
12/26/23 16:12 | 12/18/23 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | 3 | 11 | P.m | 323 | 7.73 | 0 | 42 | 2 | 2,503 | I | | | | | | | | | | | | | | |
12/19/23 17:00 | 12/15/23 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | 10 | 40 | P.m | 33,096 | 39.55 | 0 | 837 | 9 | 9,887 | I | | | | | | | | | | | | | | |
11/22/23 14:09 | 11/21/23 | OAK.P | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 21 | 20.70 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
11/20/23 18:57 | 11/16/23 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | 3 | 3 | P.m | 177 | 6.93 | 0 | 26 | 0 | 12,629 | D | | | | | | | | | | | | | | |
11/17/23 16:54 | 11/15/23 | RPTX | Repare Therapeutics Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.m | 9,071 | 4.51 | 0 | 2,011 | | 549 | D | | | | | | | | | | | | | | |
11/16/23 09:43 | 11/14/23 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.m | 288 | 0.4464 | 0 | 644 | 5 | 13,648 | I | | | | | | | | | | | | | | |
11/16/23 09:23 | 11/14/23 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 5 | P.m | 1,645 | 3.91 | 0 | 421 | 2 | 28,177 | I | | | | | | | | | | | | | | |
11/7/23 16:30 | 11/3/23 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 87 | 85.95 | 0 | 1 | 0 | 441 | D | | | | | | | | | | | | | | |
11/6/23 18:07 | 11/2/23 | KYMR | Kymera Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.dm | 6,553 | 14.40 | 0 | 455 | 27 | 2,146 | D | | | | | | | | | | | | | | |
11/3/23 15:25 | 11/2/23 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | 2 | 2 | P | 128 | 154.64 | 0 | 1 | 2 | 48 | D | | | | | | | | | | | | | | |
10/20/23 18:27 | 10/18/23 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 15 | P.m | 75,291 | 20.31 | 0 | 3,708 | 11 | 38,913 | I | | | | | | | | | | | | | | |
9/25/23 19:59 | 9/19/23 | CART | Maplebear Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 2 | P.d | 1,990 | 30.00 | 0 | 66 | 1 | 9,005 | I | | | | | | | | | | | | | | |
9/14/23 16:25 | 9/12/23 | OLMA | Olema Pharmaceuticals, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.d | 14,818 | 9.84 | 0 | 1,506 | | 624 | M | | | | | | | | | | | | | | |
9/14/23 16:05 | 9/12/23 | CCIF | Carlyle Credit Income Fund | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.d | 40,000 | 8.36 | 0 | 4,786 | | 4,786 | D | | | | | | | | | | | | | | |
8/17/23 20:27 | 8/15/23 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | 2 | 2 | P | 1,082 | 96.28 | 0 | 11 | 60 | 30 | D | | | | | | | | | | | | | | |
7/25/23 16:28 | 7/21/23 | TGAN | Transphorm, Inc. | E9 | Financ | InvAdv | Investment Advice | 1 | 1 | P | 5,729 | 3.30 | 0 | 1,736 | 8 | 24,412 | I | | | | | | | | | | | | | | |
6/23/23 21:30 | 6/21/23 | AREN | Arena Group Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 9 | P.dm | 5,280 | 3.80 | 0 | 1,388 | 24 | 7,265 | M | | | | | | | | | | | | | | |
6/16/23 16:26 | 6/14/23 | AMPS | Altus Power, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 3 | P.m | 1,861 | 5.46 | 0 | 341 | 2 | 21,116 | I | | | | | | | | | | | | | | |
6/5/23 18:27 | 6/1/23 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | 1 | 2 | P.m | 3,932 | 22.47 | 0 | 175 | 5 | 3,775 | D | | | | | | | | | | | | | | |
5/9/23 20:25 | 5/5/23 | ELDN | Eledon Pharmaceuticals, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.d | 0 | 0.00 | 0 | 1,979 | | 145 | D | | | | | | | | | | | | | | |
5/2/23 18:53 | 4/28/23 | FBSPX | Franklin Bsp Private Credit Fund | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 25,000 | 10.14 | 0 | 2,465 | 99 | 4,965 | I | | | | | | | | | | | | | | |
4/17/23 13:41 | 4/13/23 | ALTG | Alta Equipment Group Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.m | 1,908 | 13.73 | 0 | 139 | 2 | 6,769 | I | | | | | | | | | | | | | | |
4/4/23 17:35 | 3/31/23 | FOA | Finance of America Companies Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.d | 15,000 | 1.38 | 0 | 10,870 | 80 | 24,387 | I | | | | | | | | | | | | | | |
4/4/23 17:03 | 3/31/23 | CQP | Cheniere Energy Partners, L.P. | DE | Financ | InvAdv | Investment Advice | 1 | 3 | P.m | 9,348 | 46.75 | 0 | 200 | 0 | 203,365 | I | | | | | | | | | | | | | | |
3/17/23 07:58 | 3/16/23 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 501 | 137.21 | 0 | 4 | 13 | 32 | D | | | | | | | | | | | | | | |
3/10/23 17:20 | 3/9/23 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | 1 | 1 | P | 9 | 27.11 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
2/2/23 09:28 | 1/30/23 | CCO | Clear Channel Outdoor Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 7 | P.m | 9,720 | 1.57 | 0 | 6,179 | 12 | 55,829 | I | | | | | | | | | | | | | | |
1/9/23 17:44 | 1/5/23 | XOMA | Xoma Corp | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.dm | 421 | 18.91 | 0 | 22 | 1 | 2,056 | D | | | | | | | | | | | | | | |
12/22/22 18:49 | 12/20/22 | THRD | Third Harmonic Bio, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 879 | 4.11 | 0 | 214 | 786 | 241 | D | | | | | | | | | | | | | | |
12/19/22 20:53 | 12/15/22 | VCTR | Victory Capital Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.m | 1,618 | 26.97 | 0 | 60 | 3 | 2,228 | D | | | | | | | | | | | | | | |