Franklin Resources Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	3	5	20	3	-20	-44	-53	-15
P	%wins				67	67	67	33	0	0	39
S	%ret	2	1	60	0	1	5	-1	-10	-23	-6
S	%wins				55	51	37	59	60	69	55

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/2/23 18:53	4/28/23	FBSPX	Franklin Bsp Private Credit Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	TH	Affiliat	P	25,000	10.14	0	2,465	99	4,965	I
11/10/22 09:34	11/8/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P	43	4.21	0	10	0	10,148	D
11/8/22 09:02	11/4/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	359	4.21	0	85	1	10,137	D
11/4/22 09:30	11/2/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	441	4.15	0	106	1	10,052	D
11/2/22 09:29	10/31/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	560	4.28	0	131	1	9,946	D
10/31/22 09:02	10/27/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	507	4.23	0	120	1	9,815	D
10/27/22 11:01	10/25/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	597	4.22	0	142	1	9,695	D
10/25/22 12:12	10/21/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	373	4.07	0	91	1	9,554	D
10/21/22 09:15	10/19/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	522	4.07	0	128	1	9,462	D
10/19/22 09:08	10/17/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	459	4.12	0	111	1	9,334	D
10/17/22 09:15	10/13/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	492	4.12	0	119	1	9,223	D
10/13/22 09:13	10/11/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	433	4.23	0	102	1	9,103	D
10/11/22 09:29	10/7/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	229	4.28	0	54	1	9,001	D
10/7/22 09:12	10/5/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P	12,671	4.27	0	2,967	50	8,948	D
9/22/22 09:39	9/20/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	452	4.50	0	101	2	5,980	D
9/20/22 09:16	9/16/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	523	4.49	0	116	2	5,880	D
9/16/22 14:11	9/14/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	504	4.54	0	111	2	5,763	D
9/16/22 13:02	9/14/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P	3	30.50	0	0	0	73	D
9/14/22 11:53	9/12/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	574	4.60	0	125	2	5,652	D
9/14/22 10:42	9/12/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	292	31.03	0	9	15	73	D
9/12/22 16:15	9/8/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	261	30.34	0	9	16	63	D
9/12/22 10:00	9/8/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	385	4.55	0	85	2	5,527	D
9/8/22 13:40	9/6/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	274	29.94	0	9	20	55	D
9/8/22 09:23	9/6/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	636	4.57	0	139	3	5,443	D
9/6/22 10:42	9/1/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	266	29.92	0	9	24	46	D
9/6/22 09:17	9/1/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	630	4.64	0	136	3	5,304	D
9/1/22 16:29	8/30/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	702	4.65	0	151	3	5,168	D
9/1/22 11:27	8/30/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	260	30.57	0	8	30	37	D
8/30/22 09:08	8/26/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	647	4.69	0	138	3	5,017	D
8/29/22 17:15	8/26/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	278	31.65	0	9	45	28	D
8/26/22 12:45	8/24/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	204	31.84	0	6	49	20	D
8/26/22 09:19	8/24/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	738	4.70	0	157	3	4,879	D
8/24/22 13:35	8/22/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	264	30.94	0	9	184	13	D
8/24/22 08:55	8/22/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	677	4.61	0	147	3	4,722	D
8/22/22 08:53	8/18/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	779	4.68	0	166	4	4,576	D
8/18/22 09:00	8/16/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	629	4.77	0	132	3	4,409	D
8/16/22 09:26	8/12/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	404	4.80	0	84	2	4,277	D
8/12/22 09:20	8/10/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	1,053	4.83	0	218	5	4,193	D
8/10/22 18:15	8/8/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	927	4.74	0	195	5	3,975	D
8/8/22 16:47	8/4/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	9,040	4.77	0	1,896	101	3,780	D
8/3/22 09:37	8/1/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	964	4.69	0	206	12	1,884	D
8/1/22 09:10	7/28/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	810	4.53	0	179	12	1,679	D
7/28/22 12:17	7/26/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	1,105	4.38	0	252	20	1,500	D
7/26/22 10:25	7/22/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	858	4.44	0	193	18	1,248	D
7/22/22 09:18	7/20/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	737	4.43	0	166	19	1,055	D
7/20/22 09:03	7/18/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	1,039	4.39	0	237	36	888	D
7/18/22 09:11	7/14/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	496	4.39	0	113	21	652	D
7/14/22 07:54	7/12/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	481	4.35	0	111	26	539	D
7/12/22 08:33	7/8/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	407	4.36	0	93	28	428	D
7/8/22 09:25	7/6/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	377	4.46	0	85	34	335	D
7/6/22 19:02	7/1/22	GIM	Templeton Global Income Fund	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	417	4.48	0	93	59	250	D
3/21/18 13:05	3/20/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-7,048	10.75	0	-656	-22	2,325	I
3/20/18 13:10	3/16/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-279	10.76	0	-26	-1	2,981	I
3/16/18 14:35	3/14/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-31	11.08	0	-3	0	3,007	I
3/14/18 13:13	3/12/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-222	11.12	0	-20	-1	3,010	I
3/12/18 13:11	3/8/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-97	10.46	0	-9	0	3,030	I
3/8/18 13:08	3/6/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-122	10.81	0	-11	0	3,039	I
2/15/18 13:45	2/13/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-12,016	11.00	0	-1,092	-26	3,050	I
2/13/18 12:44	2/9/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-101	11.00	0	-9	0	4,143	I
2/9/18 17:07	2/7/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.d	-5	12.13	0	0	0	4,152	I
2/7/18 15:04	2/5/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-291	11.05	0	-26	-1	3,605	I
2/2/18 12:58	1/31/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-147	11.60	0	-13	0	3,632	I
1/31/18 13:20	1/29/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-404	12.00	0	-34	-1	3,644	I
1/29/18 16:25	1/25/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-8,640	8.53	0	-1,013	-7	14,530	I
1/29/18 12:47	1/25/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-10	12.53	0	-1	0	3,678	I
1/25/18 10:53	1/23/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-3,411	8.22	0	-415	-3	15,543	I
1/23/18 10:39	1/19/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-4,492	8.17	0	-550	-3	15,958	I
1/19/18 12:00	1/17/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,498	8.33	0	-300	-2	16,508	I
1/18/18 13:11	1/16/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-120	12.38	0	-10	0	3,679	I
1/17/18 10:37	1/12/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-6,858	8.57	0	-800	-5	16,808	I
1/16/18 12:35	1/11/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-507	12.18	0	-42	-1	3,689	I
1/12/18 11:18	1/10/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-6,185	8.08	0	-765	-4	17,608	I
1/11/18 13:45	1/9/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-180	12.15	0	-15	0	3,730	I
1/10/18 10:34	1/8/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,059	7.76	0	-265	-1	18,373	I
1/9/18 13:25	1/5/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-22	11.94	0	-2	0	3,745	I
1/8/18 10:19	1/4/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-1,308	8.27	0	-158	-1	18,638	I
1/5/18 13:57	1/3/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-380	11.87	0	-32	-1	3,747	I
1/4/18 10:08	1/2/18	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-5,725	8.08	0	-708	-4	18,796	I
1/3/18 12:32	1/2/18	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-186	10.89	0	-17	0	3,779	I
1/2/18 13:14	12/28/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-163	10.90	0	-15	0	3,796	I
1/2/18 10:45	12/28/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-55	7.70	0	-7	0	19,504	I
12/28/17 13:19	12/26/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-1,782	7.74	0	-230	-1	19,511	I
12/28/17 13:18	12/26/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-54	10.71	0	-5	0	3,811	I
12/26/17 13:00	12/21/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-247	7.72	0	-32	0	19,742	I
12/26/17 12:52	12/21/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-30	10.89	0	-3	0	3,816	I
12/21/17 12:58	12/19/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-204	10.22	0	-20	-1	3,819	I
12/19/17 14:20	12/15/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-35	10.07	0	-4	0	3,839	I
12/15/17 15:07	12/13/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-17	9.92	0	-2	0	3,842	I
12/13/17 14:13	12/11/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,574	7.71	0	-334	-2	19,774	I
12/13/17 14:11	12/11/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-87	10.41	0	-8	0	3,844	I
12/11/17 13:41	12/7/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-293	10.39	0	-28	-1	3,852	I
12/6/17 12:28	12/4/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-104	10.58	0	-10	0	3,881	I
12/4/17 12:59	11/30/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-11	10.59	0	-1	0	3,890	I
12/1/17 13:57	11/30/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-1,270	7.39	0	-172	-1	20,108	I
11/30/17 13:23	11/28/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,200	6.67	0	-330	-2	20,280	I
11/30/17 13:19	11/28/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-151	10.50	0	-14	0	3,891	I
11/28/17 13:28	11/24/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-1,383	6.97	0	-198	-1	20,609	I
11/27/17 13:40	11/22/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-5	10.35	0	-1	0	3,906	I
11/24/17 12:22	11/21/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,089	6.96	0	-300	-1	20,808	I
11/22/17 12:11	11/20/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-21	10.60	0	-2	0	3,906	I
11/20/17 16:10	11/16/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-104	10.69	0	-10	0	3,908	I
11/17/17 12:59	11/15/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-9,218	6.58	0	-1,400	-6	21,108	I
11/16/17 13:29	11/14/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-71	10.75	0	-7	0	3,918	I
11/15/17 12:53	11/13/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-4,216	7.03	0	-600	-3	22,508	I
11/14/17 15:44	11/10/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-211	10.86	0	-19	0	3,925	I
11/13/17 12:50	11/10/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-2,564	6.84	0	-375	-2	23,108	I
11/13/17 06:06	11/8/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-4,239	6.78	0	-625	-3	23,483	I
11/13/17 06:06	11/8/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-383	10.98	0	-35	-1	3,944	I
11/8/17 13:55	11/6/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-6,981	6.98	0	-1,000	-4	24,108	I
10/19/17 12:28	10/17/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-10,296	6.24	0	-1,650	-6	25,108	I
10/17/17 13:49	10/13/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,111	6.03	0	-350	-1	26,758	I
10/16/17 13:24	10/13/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-299	9.70	0	-31	-1	3,979	I
10/13/17 13:46	10/11/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-300	10.00	0	-30	-1	4,010	I
10/5/17 15:17	10/3/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-440	9.64	0	-46	-1	4,040	I
10/5/17 15:11	10/3/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-3,407	6.81	0	-500	-2	27,108	I
10/2/17 13:49	9/29/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-1,482	6.80	0	-218	-1	27,608	I
9/29/17 13:05	9/27/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-1,238	7.07	0	-175	-1	27,826	I
9/27/17 14:35	9/25/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-26	9.66	0	-3	0	4,085	I
9/27/17 14:29	9/25/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,997	6.66	0	-450	-2	28,001	I
9/25/17 14:17	9/21/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-204	9.59	0	-21	-1	4,088	I
9/22/17 16:40	9/20/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-3,323	6.44	0	-516	-2	28,451	I
9/21/17 17:33	9/19/17	GDPM	Goodrich Petroleum Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-198	9.55	0	-21	-1	4,109	I
9/20/17 13:41	9/18/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-3,080	6.36	0	-484	-2	28,967	I
9/18/17 13:23	9/14/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-5,335	6.43	0	-830	-3	29,451	I
9/14/17 13:19	9/13/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S	-2,805	6.60	0	-425	-1	30,281	I
9/13/17 13:00	9/11/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-4,360	6.14	0	-710	-2	30,706	I
8/24/17 13:19	8/22/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-2,586	6.11	0	-423	-1	31,416	I
8/22/17 11:43	8/18/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-1,697	6.13	0	-277	-1	31,839	I
8/18/17 17:29	8/16/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-3,043	6.15	0	-495	-2	32,116	I
8/16/17 14:15	8/14/17	HK	Halcon Resources Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		S.m	-1,872	6.13	0	-305	-1	32,611	I
8/3/17 17:57	8/1/17	BPMX	Biopharmx Corp	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	T		P	84	0.3372	0	250	3	9,750	I
6/15/17 17:48	6/13/17	HK	Halcon Resources Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S.m	-4,533	6.07	0	-746	-2	32,916	I
5/31/17 16:15	5/26/17	GDPM	Goodrich Petroleum Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S	-1,347	11.90	0	-113	-3	4,130	I
5/26/17 13:27	5/24/17	GDPM	Goodrich Petroleum Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S	-590	11.80	0	-50	-1	4,243	I
5/24/17 15:48	5/22/17	GDPM	Goodrich Petroleum Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S	-44	12.67	0	-3	0	4,293	I
5/22/17 17:53	5/18/17	GDPM	Goodrich Petroleum Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S.m	-383	13.30	0	-29	-1	4,297	I
5/11/17 16:47	5/10/17	HK	Halcon Resources Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S.d	-211	6.73	13	-31	0	33,662	I	-97	-80	-20	-24	-11	-3	-2	4	-4
4/11/17 13:50	4/7/17	HK	Halcon Resources Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S.d	-923	7.84	10	-118	0	33,694	I	-97	-77	-25	-19	-2	18	2	5	-3	-11	-15
2/27/17 10:53	2/23/17	GDPM	Goodrich Petroleum Corp	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Franklin Resources Inc	CA	T		S	-1,568	14.00	0	-112	-3	4,326	I
11/30/16 18:10	11/22/16	BPMX	Biopharmx Corp	DE	Health	Drug	Pharmaceutical Preparations	Franklin Resources Inc	CA	T		P.d	0	0.00	0	4,375	85	9,500	I		-79	-56	-61	-17	2	-2	5	0	45	28	61
8/16/16 16:37	8/15/16	BPMX	Biopharmx Corp	DE	Health	Drug	Pharmaceutical Preparations	Franklin Resources Inc	CA	T		P	315	0.6500	0	485	10	5,125	I		-64	-58	13	8	-28	-4	0	18	26	4	-73	-44
3/31/16 19:28	3/29/16	BPMX	Biopharmx Corp	DE	Health	Drug	Pharmaceutical Preparations	Franklin Resources Inc	CA	T		P.d	648	1.20	0	540	13	4,640	I			-1	-27	-32	-29	-21	-27	-3	-10	-23	-47	-44	-53
6/3/15 13:08	6/2/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-8,070	32.28	33	-250	-3	8,927	I	32	-4	-3	19	-2	-2	-2	-1	0	-1	-9	-20	-50	-39
6/2/15 13:49	6/1/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-1,623	32.45	33	-50	-1	9,177	I	33	-5	-3	18	-2	-1	-1	-1	0	-2	-9	-20	-50	-41
5/28/15 17:12	5/27/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-41,746	32.50	33	-1,285	-12	9,227	I	36	1	-5	10	0	-1	-4	-1	-1	-1	-2	-27	-50	-46
5/22/15 11:01	5/21/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-8,881	33.25	33	-267	-2	10,512	I	33	5	-3	13	5	-3	0	-2	-1	-2	1	-23	-48	-43
5/20/15 11:07	5/18/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S.m	-16,569	33.24	33	-498	-4	10,779	I	38	5	0	16	7	-2	0	2	-1	-2	1	-21	-48	-45
5/18/15 13:50	5/15/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-33,177	33.18	33	-1,000	-8	11,277	I	43	9	-1	19	7	2	3	3	-1	-3	0	-25	-51	-46
5/15/15 13:33	5/14/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-3,354	32.37	33	-104	-1	12,277	I	40	3	-7	14	4	-3	-3	0	4	2	5	-23	-48	-44
5/14/15 11:26	5/13/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-1,643	32.60	33	-50	0	12,381	I	41	3	-6	14	7	-1	-5	-2	0	1	2	-24	-45	-42
5/13/15 10:47	5/12/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-9,614	32.48	33	-296	-2	12,431	I	41	1	-5	15	5	-1	-3	1	-1	1	3	-30	-47	-41
5/12/15 14:46	5/11/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-6,539	32.70	33	-200	-2	12,727	I	40	2	-4	14	5	-1	-2	-1	1	3	3	-27	-44	-40
5/11/15 14:49	5/8/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,950	33.13	33	-240	-2	12,927	I	42	5	1	21	17	0	-2	-1	-2	2	-3	-31	-43	-42
5/8/15 13:03	5/7/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-5,198	32.49	33	-160	-1	13,167	I	38	5	4	14	16	0	-2	-5	2	0	-3	-28	-37	-41
5/7/15 15:40	5/6/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,396	32.87	33	-225	-2	13,327	I	38	8	5	16	18	0	-1	-4	-1	-1	-2	-26	-39	-44
5/6/15 17:03	5/4/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S.m	-12,732	33.95	33	-375	-3	13,552	I	40	10	10	18	19	3	0	0	-1	0	-2	-25	-39	-44
3/26/15 16:39	3/25/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,791	27.91	33	-100	-1	13,927	I	19	14	-5	-4	-2	2	2	-1	1	8	20	17	-27	-52
3/25/15 17:16	3/24/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,801	28.01	33	-100	-1	14,027	I	20	14	-4	-9	-2	3	4	0	1	13	17	18	-22	-52
3/24/15 16:20	3/23/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-4,326	28.42	33	-152	-1	14,127	I	23	16	-6	-9	-1	4	8	-2	-1	10	19	19	-18	-51
3/23/15 14:55	3/20/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-4,145	28.04	33	-148	-1	14,279	I	22	16	-6	-8	3	3	8	0	1	1	18	19	-12	-52
3/19/15 16:31	3/18/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-8,514	28.38	33	-300	-2	14,427	I	25	18	-1	4	2	2	9	8	1	0	15	19	-8	-50
3/18/15 15:44	3/17/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-5,604	28.02	33	-200	-1	14,727	I	22	14	-5	-2	-1	-5	3	7	3	0	17	22	-10	-54
3/16/15 17:16	3/12/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S.m	-19,047	26.39	33	-722	-5	14,927	I	33	11	-11	-8	-2	-11	-1	3	3	3	13	22	-10	-54
3/12/15 11:53	3/10/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S.m	-4,697	26.37	33	-178	-1	15,649	I	32	8	-15	-12	-8	-8	-4	-4	1	11	20	29	-5	-53
3/10/15 15:14	3/9/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,660	26.60	33	-100	-1	15,827	I	32	11	-15	-14	-9	-5	-6	-2	-1	3	17	19	-9	-58
1/20/15 15:36	1/16/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,795	31.18	33	-250	-2	15,927	I	54	58	10	12	2	6	7	2	-8	-7	-9	5	-10	-65
1/16/15 09:41	1/15/15	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-23,820	31.76	33	-750	-4	16,177	I	53	59	9	14	-2	5	4	5	1	-7	-11	4	-5	-64
12/19/14 16:21	12/18/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-18,647	31.08	33	-600	-3	16,927	I	65	46	-12	3	-9	-7	3	12	-6	-4	-4	-8	9	-63
12/18/14 11:26	12/17/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-12,031	30.08	33	-400	-2	17,527	I	62	45	-15	3	-7	-8	3	7	1	-4	-6	-8	9	-66
12/16/14 13:24	12/15/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-13,326	28.05	33	-475	-3	17,927	I	48	35	-23	-5	-11	-17	-10	-5	2	5	12	4	20	-63
12/5/14 11:33	12/4/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-1,559	31.19	33	-50	0	18,409	I	69	43	-12	-1	4	-7	-8	-6	-1	-6	-3	-14	2	-63
12/4/14 11:10	12/3/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-6,320	31.60	33	-200	-1	18,459	I	73	49	-9	3	7	-7	-8	-5	-2	-8	-6	-14	1	-56
12/3/14 10:54	12/2/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-9,040	32.87	33	-275	-1	18,659	I	76	55	-5	2	12	-6	-4	-2	-3	-8	-6	-16	-1	-56
6/27/14 11:51	6/26/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-26,339	34.43	33	-765	-4	18,927	I		56	60	39	11	-1	-4	-1	0	-3	-21	-17	-15	-11
6/19/14 14:12	6/18/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-15,725	36.15	33	-435	-2	19,692	I		57	73	51	17	10	2	0	-1	-4	-21	-19	-22	-7
6/16/14 12:25	6/13/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-36,696	35.80	31	-1,025	-5	20,127	I		58	76	48	21	13	5	0	0	-3	-19	-18	-19	-6
6/13/14 12:46	6/12/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-9,846	35.80	30	-275	-1	21,152	I		62	72	48	23	13	6	1	0	0	-16	-16	-19	-8
6/5/14 13:11	6/4/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-5,960	34.06	33	-175	-1	21,427	I		44	63	45	25	10	8	2	1	4	-3	-7	-5	-6
6/4/14 17:28	6/3/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-9,310	33.85	33	-275	-1	21,602	I		40	58	44	29	8	7	3	1	4	-2	-6	-5	-6
6/3/14 11:34	6/2/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-9,774	33.70	33	-290	-1	21,877	I		38	58	46	28	4	7	4	1	5	2	-3	-2	-4
6/2/14 11:58	5/30/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-8,680	33.39	33	-260	-1	22,167	I		40	57	44	31	6	7	5	0	4	3	-3	-2	-5
5/30/14 12:19	5/29/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-4,884	32.56	33	-150	-1	22,427	I		37	54	44	29	4	4	3	3	6	5	0	0	-2
5/29/14 11:09	5/28/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,284	32.37	33	-225	-1	22,577	I		35	52	39	31	5	3	2	1	6	6	2	3	1
5/28/14 11:35	5/27/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-4,043	32.35	33	-125	-1	22,802	I		34	53	40	28	6	3	2	1	5	8	1	6	1
5/13/14 13:21	5/12/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,392	32.32	33	-229	-1	22,927	I		39	64	62	30	23	11	4	-3	-3	10	-14	7	1
5/12/14 12:14	5/9/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-5,565	31.80	33	-175	-1	23,156	I		37	64	54	29	21	12	5	2	-1	13	-13	6	2
5/9/14 12:28	5/8/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-5,119	31.74	33	-161	-1	23,331	I		35	64	53	28	23	12	4	1	-1	13	-16	4	5
5/8/14 12:13	5/7/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-13,441	30.90	33	-435	-2	23,492	I		32	61	54	28	22	11	5	2	1	13	-14	1	5
4/29/14 11:23	4/28/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-5,320	28.00	31	-190	-1	23,927	I		15	45	40	15	10	10	1	1	8	16	-2	6	19
4/24/14 13:40	4/23/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-17,755	27.32	26	-650	-3	24,117	I		16	43	32	13	10	10	7	-1	3	15	0	5	18
4/23/14 13:10	4/22/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,628	26.28	19	-100	0	24,767	I		12	37	27	9	6	3	3	5	7	20	5	8	27
4/15/14 11:03	4/14/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-8,301	25.54	18	-325	-1	24,867	I		5	27	29	7	3	1	-2	-2	4	24	15	12	28
4/8/14 10:48	4/7/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,550	25.50	13	-100	0	25,192	I		6	31	20	10	4	3	2	0	-1	22	32	23	22
4/7/14 11:19	4/4/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,540	25.40	13	-100	0	25,292	I		5	34	22	12	4	5	2	0	-1	19	32	23	25
4/4/14 11:08	4/3/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-2,500	25.00	11	-100	0	25,392	I		2	29	17	10	2	2	0	2	2	22	34	22	27
4/3/14 12:13	4/2/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,479	24.93	11	-300	-1	25,492	I		3	28	16	11	3	2	1	0	3	19	35	20	25
4/2/14 11:39	4/1/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-1,860	24.80	11	-75	0	25,792	I		2	28	14	13	2	1	0	1	2	18	38	16	22
3/24/14 10:43	3/21/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-7,028	24.24	13	-290	-1	25,867	I		6	25	15	19	6	0	1	0	1	7	43	23	16
3/18/14 11:19	3/17/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-1,222	24.44	12	-50	0	26,157	I		7	26	19	20	6	2	0	0	0	1	47	21	14
3/14/14 10:18	3/13/14	DYN	Dynegy Inc.	DE	Utility	ElcPwr	Electric Services	Franklin Resources Inc	CA	T		S	-122	24.39	12	-5	0	26,207	I		20	24	16	14	7	3	0	1	0	4	48	25	11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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