CIK: 1335761 - Address: General Counsel'S Office, 1098 Ameriprise Financial Center, Minneapolis, MN 55474
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2/9/24 20:21
2/7/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-5,176387.810-13-667D
12/15/23 16:54
12/13/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d4,565179.840258D
12/15/23 16:54
12/13/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-2,377370.820-6-438D
8/8/23 19:16
8/4/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d3,970158.630258D
8/8/23 19:16
8/4/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-4,585351.550-13-618D
2/17/23 16:14
2/15/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-3,521352.070-10-4015D
11/17/22 17:20
11/15/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d5,076126.8904011D
11/17/22 17:20
11/15/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-3,928327.810-12-5211D
3/30/22 16:16
3/28/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-2,718312.010-9-4411D
2/9/22 18:13
2/7/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.m-3,791315.880-12-3820D
11/1/21 16:15
10/28/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d7,294125.2705816D
11/1/21 16:15
10/28/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-4,834302.370-16-5016D
2/9/21 17:43
2/9/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-4,030212.090-19-5516D
12/2/20 16:47
11/30/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d5,150128.7604018D
12/2/20 16:47
11/30/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,238186.690-7-2718D
11/12/20 18:13
11/9/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d5,52787.7906318D
11/12/20 18:13
11/9/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-2,838182.950-16-4618D
2/19/20 17:02
2/18/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d5,909107.6105518D
2/19/20 17:02
2/18/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-9,255177.430-52-7418D
7/9/18 18:11
7/5/18
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d00.0001226D
5/3/18 17:32
5/2/18
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOP500134.12041725D
8/14/17 16:44
8/10/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-5,528145.800-38-7811D
8/2/17 16:40
7/31/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d7,56259.56012749D
7/10/17 17:08
7/6/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d00.0001412D
2/13/17 16:37
2/9/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-2,338123.0333-19-6112D-468312314111121251
7/11/16 16:17
7/7/16
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d00.00331224D-21-24-50-9-6653571329
3/1/16 16:43
2/26/16
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-1,54585.8433-18-4324D-19-36-26-25-9501029171457
7/13/15 17:05
7/9/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d00.00331229D525-30-1-3-10020-10-24-25
6/15/15 17:02
6/11/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d4,40650.28338828D6513-3-3201200-2-14-14-20
6/15/15 17:02
6/11/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,690129.9733-13-3228D6513-3-3201200-2-14-14-20
2/13/15 17:50
2/13/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-3,442137.6833-25-6215D1133116647420-1-2-6-11-40
12/23/14 16:46
12/19/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-1,457135.1233-11-2926D122231594214-1-2-5-4-5-20
12/10/14 16:32
12/8/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d3,96552.86337537D12727178134310-6-41-2-17
12/10/14 16:32
12/8/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,518136.7133-11-2337D12727178134310-6-41-2-17
11/12/14 17:12
11/7/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d93137.233325999%26D13528199914410036-1-9
11/12/14 17:12
11/7/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,072129.0833-8-2526D13528199914410036-1-9
7/14/14 17:22
7/10/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d00.00330225D15243616820000-2-365
6/3/14 16:40
5/30/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-1,694112.9433-15-3725D14743668132036101612
3/11/14 17:02
3/7/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d5,70456.973310040D1185929674320-2-371519
3/11/14 17:02
3/7/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,342112.6633-12-2340D1185929674320-2-371519
2/11/14 18:29
2/11/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,597106.4433-15-3528D10362185-7-70201461330
11/13/13 17:40
11/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-2,078103.8933-20-3931D139812815125221124528
9/13/13 16:35
9/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d3,79836.643310451D128662310-1242234182140
9/13/13 16:35
9/11/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.dm-2,71490.6933-30-3751D128662310-1242234182140
5/14/13 17:35
5/10/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-1,31477.2733-17-2551D326138208873110113042
5/9/13 17:57
5/7/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d2,13421.343310068D3552301761152268183348
5/9/13 17:57
5/7/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,34576.9933-17-2068D3552301761152268183348
3/7/13 18:23
3/6/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d4,41635.043312650D153031167464241142561
3/7/13 18:23
3/6/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-7,78370.2533-111-6950D153031167464241142561
2/19/13 16:10
2/15/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-2,34568.9733-34-4935D122828205442-2-47193060
12/19/12 17:02
12/17/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d1,12135.0433328869D1944301055231-15182781
12/19/12 17:02
12/17/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-1,75962.2533-28-2969D1944301055231-15182781
12/4/12 16:54
11/30/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d4,16135.043311965D203735135521117173380
12/4/12 16:54
11/30/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-6,42261.0833-105-6265D203735135521117173380
2/27/12 18:08
2/27/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-68256.1833-12-1951D45-9323396200-14-14-225
2/14/12 18:08
2/10/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOM.d3,20121.343315063D49-122621112101-123-10-128
2/14/12 18:08
2/10/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS.d-6,71053.3533-126-6763D49-122621112101-123-10-128
12/17/10 16:44
12/15/10
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFOS-95055.2233-17-3828D1674941174820-1510113-17

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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