Taube Seth - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	26	0	2	2	4	5	3	3
P	%wins				73	80	68	86	87	33	71

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/29/19 16:13	10/25/19	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		S.m	0	0.00	0	-7,757	-98	178	I
7/12/17 17:03	7/10/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P	77	6.40	0	12	0	7,934	I
7/7/17 19:43	7/5/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	1,581	6.37	0	248	3	7,922	I
7/3/17 17:14	6/29/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	327	6.40	0	51	1	7,674	I
6/28/17 21:27	6/26/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,759	6.36	0	277	4	7,623	I
6/23/17 18:37	6/21/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	2,666	6.27	0	425	6	7,346	I
6/20/17 20:44	6/16/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	2,612	6.35	0	412	6	6,921	I
6/15/17 20:10	6/13/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,925	6.25	0	468	8	6,510	I
6/12/17 21:44	6/8/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	3,397	6.15	0	552	10	6,042	I
6/7/17 20:05	6/5/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	3,554	6.08	0	585	12	5,490	I
6/5/17 17:16	6/1/17	SRNTX	Sierra Total Return Fund	Fund	CEF	Closed-End Funds	Taube Seth	NY	DO	CEO	P	2,000	25.00	0	80	999%	84	I
6/2/17 19:16	5/31/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,789	6.13	0	455	11	4,469	I
5/30/17 20:20	5/25/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,652	6.08	0	436	11	4,449	I
5/24/17 19:53	5/22/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,403	6.13	0	392	11	4,013	I
5/19/17 20:22	5/17/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,886	6.20	3	304	9	3,621	I	-11	6	-16	-20	-20	-20	-19	-2
5/16/17 21:18	5/12/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,418	6.16	3	230	7	3,317	I	-11	6	-16	-20	-20	-20	-19	-2
5/11/17 18:49	5/9/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	957	6.40	3	150	5	3,087	I	-9	6	-14	-19	-20	-21	-20	-20	0
3/20/17 21:50	3/16/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	90	7.50	3	12	0	2,937	I	7	31	13	10	3	0	2	2	-1	-1	2
3/15/17 21:36	3/13/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	700	7.50	3	93	3	2,925	I	6	31	9	4	3	-2	-1	1	-1	0	3
3/9/17 19:48	3/7/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	881	7.48	3	118	4	2,832	I	5	37	5	1	2	-2	-2	-1	1	2	3
2/1/17 19:50	1/30/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	799	7.49	2	107	4	2,714	I	13	29	9	1	3	-3	0	-2	0	3	3	6
1/23/17 18:54	1/19/17	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	499	7.50	2	67	3	2,608	I	12	36	8	0	-2	1	-2	-1	2	1	7	6
1/4/17 21:15	12/30/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	120	7.45	4	16	1	2,541	I	12	16	14	3	-1	10	1	3	-2	-4	-6	-2
12/29/16 21:04	12/27/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	624	7.45	4	84	3	2,525	I	8	14	19	0	-3	-2	3	-2	1	6	1	7
12/21/16 20:34	12/19/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	720	7.44	4	97	4	2,441	I	6	14	21	4	1	-4	1	4	0	-2	-1	1
12/16/16 19:09	12/14/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,094	7.24	4	289	14	2,344	I	10	8	18	3	0	-8	-5	4	2	5	4	8
12/13/16 20:36	12/9/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,374	7.29	4	188	10	2,055	I	4	13	18	2	-5	-12	-10	-9	0	5	8	9
11/9/16 21:54	11/7/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	140	7.57	2	19	1	1,867	I	-11	16	23	6	-1	0	0	3	1	2	1	4	-16
11/4/16 19:11	11/2/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,511	7.45	2	203	12	1,848	I	-13	13	21	5	-4	-3	-5	-1	2	6	6	7	7
11/1/16 20:30	10/28/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,074	7.56	2	142	9	1,646	I	-12	20	21	8	1	-1	-2	-3	-2	0	7	2	7
10/25/16 19:56	10/20/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	90	7.59	2	12	1	1,503	I	-9	21	22	10	11	3	2	2	-1	-4	3	0	5
10/17/16 20:12	10/13/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	34	7.60	3	4	0	1,492	I	-5	18	21	7	1	0	0	0	-1	0	2	1	7
10/6/16 20:53	10/4/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	875	7.60	4	115	9	1,345	I	-11	16	27	11	2	7	0	1	1	1	-2	6	6
9/16/16 19:29	9/14/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,011	7.15	4	281	30	1,230	I	-22	-2	16	17	1	-4	-5	-1	1	6	6	1	12
9/13/16 19:05	9/9/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,773	7.25	4	382	68	948	I	-23	2	20	17	3	-4	-4	-5	2	4	8	8	12
9/6/16 19:37	9/1/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	150	7.49	4	20	4	566	I	-20	10	28	18	6	5	1	0	1	-4	1	4	5
8/23/16 20:07	8/22/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	755	7.55	4	100	17	688	I	-20	9	47	20	6	8	5	3	1	2	-1	7	8
8/19/16 18:38	8/18/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,315	7.69	4	171	41	588	I	-22	6	43	22	6	5	4	3	0	0	-3	4	8
8/16/16 19:35	8/12/16	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,786	7.44	3	240	135	417	I	-24	2	43	17	5	2	2	1	1	3	-1	9	11
6/1/15 18:53	5/29/15	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	235	9.41	3	25	16	177	I	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
12/15/14 07:36	12/12/14	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	222	8.86	9	25	20	153	I	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
8/11/11 17:17	8/10/11	MCC	Medley Capital Corp	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	208	10.42	1	20	18	130	M			-14	-11	-11	-8	-4	-2	-1	2	-3	-7	14	34

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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